*1 INC., PRESS, The RIVERSIDE Petitioner, LABOR RELATIONS
NATIONAL BOARD, Respondent. No. 25783. Appeals States Court Fifth Circuit. June Rehearing Rehearing Denied En Sept. Denied Banc Lyne, Lyne, French, Fritz L. Klein &
Dallas, Tex., petitioner, for The River- Press, side Inc. Mallet-Prevost, Marcel Asst. Gen. Counsel, Taylor, Ordman, John T. Arnold Counsel, Manoli, Gen. Dominick Asso- L. Attys., Counsel, Moore, ciate Gen. Elliott B., respondent. N. L. R. for Nichols, Cotton, Eugene Robert H. Watt, Chicago, Ill., inter Richard F. Li venor. Local Dallas-Fort Worth Photoengravers thographers Intl. Un & ion, AFL-CIO. ALDRICH,* Before GODBOLD DYER, Judges. Circuit Judge: ALDRICH, Circuit Press, employer,
An
Riverside
brings
petition to
section
set aside a
8(a)
(1) order of the National
Labor Relations Board based
bargain
admitted
failure
*
Circuit,
designation.
sitting by
First
theOf
*2
hearing
hearing
company’s position
is that
extensive
officer
The
union.1
of the
both
remain
election
recommended that
ballots
certification
regional
improper,
issue on
uncounted.
The
director
did
an
the union was
only
adopt
to
court review
recommendation as Wil-
it could
obtain
bargain
awaiting
ey,
Schilling,
by refusing
but did
and
an
as to
therefore
to
charge.
practice
Boire
certified
the union. Review
unfair
Cf.
labor
Greyhound Corp.,
Board was
denied.
v.
849.2 At the
11 L.Ed.2d
company
recog-
When the
refused to
sought
stage
practice
to
it
unfair
labor
charges
nize it the union filed
institut-
try
of the certi
one
issues
of the factual
ing
practice proceeding.
an unfair
labor
only
novo,
to find that
fication de
proceedings
At
these
counsel
permit
pro
it. The
Board would not
General Counsel rested
the election
ruling
ques
priety
sole
of this
and certification
of the union and the
tion before us.
company’s admitted refusal.
The com-
begin
union
beginning,
pany’s response
request
To
towas
dea
novo
petition,
representation
hearing
after
supervisory
filed a
on the
status
regional
Schilling.
director
conducted
which the
It
to
did
seek
offer addi-
hearing,
customary pre-election
evidence, newly
de-
tional
or
discovered
oth-
appropriate
erwise,
or-
unit and
Prods.,
termined the
cf.
Air
Control
Cir.,
The union won
try
dered
election.
335 F.2d
or
to
only by
persuade
but
virtue of
vote of
to
the trial examiner
in effect
ballots,
challenging
validity
prior
four
review the
decision to determine if
against
union,
legally
all of which were
it
factually
was
erroneous or
un-
claiming
ineligible
su-
Southbridge
voters
supported,
cf. NLRB v.
objected
pervisors.
company
Works,
Cir.,
The
Sheet Metal
asserting
challenge,
right
851, 854,
2;
union’s
Pepsi-Cola
n.&
Bottling
of all the
status
voters
Cir.,
Buffalo
v.
Co.
“litigated”
conclusively
pre-
in the
company’s only
The
676.
hearing
election
could not
be reliti-
was that before it could be
gated
However,
guilty
after
election.3
found
of an unfair
hearing
requested
post-election
if the
complete
it was entitled to a
new hear-
regional
disagreed
ing upon Schilling’s
with its view
right
director
status as of
pre-election
of the
of the
10(b),
conclusiveness
section
29 U.S.C.
regional
director,
(b).
determination.
disagreed,
The trial examiner
investigation,
parte
after an ex
deter-
hearing upon
refused to conduct a
this
issue,
mined that
of the ballots should
concluding
two
fully
it had been
counted,
hearing
litigated
ordered a
to deter-
post-election
hearing.
others, Wiley
mine the
status
dispute,
With no other
issues
the im-
Schilling.
propriety
within
This was
his discre-
refusal
Regula-
bargain
tion under NLRB Rules and
followed
as matter
course.
tions,
102.69(c).4
29 C.F.R.
After an The Board
affirmed.
1.
disposing
Local
Dallas-Fort Worth Litho-
decision
of the issues and direct-
Photoengravers
graphers
ing appropriate
certifying
International
action or
Union,
instance,
AFL-CIO.
results of
the election.
either
regional
may
such action
director
this,
course,
Boire
2. The reason for
be on the
of an
basis
administrative
in-
delaying
pointed out,
is to
action
deter
vestigation or,
appears
regional
if it
the courts.
director that substantial and material
fac-
might
developed,
If
issue
have raised
tual
issues
can be
exist which
resolved
questions,
not been.
only
hearing,
[he
after a
shall
issue and
parties
cause to be
served on
a notice
may (1)
regional director
issue a
“[T]he
hearing
objections
challenged ballots,
issues
report
on said
before a
*
*
*
both,
his
exercise
officer.”]
authority
the case and issue a
to decide
raises, basically,
long
company
shall
abide
line of cases that
ruling.
representational
of the Board’s
found
criticisms
have
determi
three
one,
objections
binding
nations
most basic
to be
later
may
practice proceeding.
not be
NLRB
hearings,
post-election
Prods., Cir., 1964,
need Air
Control
F.
resolved
Douglas
County
us. This claim was not
2d
not detain
Elec.
*3
Casting
Magnesium
Membership
untimely made,
Corp., Cir., 1966,
see
358 F.
Hoban, Cir., 1968,
401 F.2d
2d
Co.
125. There
no
reason to distin
v.
guish post-election hearings
cert. denied 393 U.S.
from those
earlier,
in the
held
21 L.Ed.2d
frivolous
unless it were contended
light
hearings
in
of the Board’s wide discretion
that the later
dealt with issues
fulfilling
9(c)
largely
its section
function
related to conduct which could
certifying
prac
election results.
form the
Cf.
basis for an unfair labor
Co., 1946,
charge
only
A.
Tower
67 tice
J.
incidental
to the
hearings
question
proper
L.Ed. 322. Such
representation,
long
necessary
have
been
It is not
held.
distinction we will return
As the
to.
they
specifically provided
supra
for in
in
Air
Prods.,
Control
251, stated,
dealing
the statute.
F.2d at
“We are not
objections
with
to the manner in which
argues
Secondly,
company
(or
campaign)
election
if the Board can hold such
even
conducted or
in
those which election ac
hearings,
any
resolution
in
issue
tivities
prac
constitute unfair
labor
binding
in
should be
subse
accept
tices.” Nor do we
quent
practice proceeding.
unfair
labor
objection
rule,
to the Board’s
29 C.F.R.
Initially
points
disparity
to the
in
102.69(d), which in
effect denies the
procedural safeguards
terms
between
applicability
post-election hearings
hearings
practice
unfair
prohibition
9(c)
(1),
of section
hearings
representational
—both
against
159(c) (1),
accept
U.S.C. §
pre-
post-election.
Whereas in the
hearing
ance of
officer’s recommenda
hearings
practice
unfair labor
pres
examiner
trial
pre-election proceedings.
tions in
and the rules of evi
ides6
9(c)
(1)
restriction in section
on the
developed
dence
in the
con
courts are
powers
hearing
officers seems to have
trolling
practicable,”
far
“so
in both
part
general
of a
reform in 1947 to
representational hearings
offi
separate prosecutorial
adjudicative
presides8
cer
and the
rules
“Presumably,
functions of the Board.
controlling.9
evidence are not
In view
purpose
is to isolate the Board mem
language
practicable”
of the “so far as
agents,
bers from the Board
who con
10(b)
representa
of section
and the
investigations
duct
* *
tional nature of the issue
involved
*."10
post-election hearing
case,
persuaded by
in this
we
We are
company
obliged
10(b),
5. The
7. National Labor
contends that
it was
Relations Act §
calling
post-election
160(b).
to invoke the rule
for
U.S.C.
hearings,
though
disputed
even
valid
charged
ity,
Regulations,
8. NLRB
or it would be
with failure
Rules and
29 C.F.R.
102.64, 102.69(d).
to exhaust
its administrative
remedies.
§§
Cir.,
Co.,
NLRB v. Rexall
Cf.
Chem.
Regulations,
if the rule was
9. NLRB
363. But
Rules and
29 C.F.R.
void,
102.66, 102.69(d).
could
be held
§§
recourse thereto
not
necessary.
is also too late to contend
It
post-election hearings
Minority Report
S.1126,
were
Senate
S.
554(a)
(6)
Rep.
exempted
105, pt. 2,
Cong.,
Sess.,
5 U.S.C.
No.
80th
1st
safeguards
(1947),
reprinted
Administrative Pro
at 33
U. S. Govt.
Printing Office, Legislative History of the
cedure Act.
Management
Act, 1947,
Labor
Relations
(1948).
if,
Friendly
Regulations,
Judge
29 C.F.R.
at 495
But
6. NLRB Rules and
pointed
out
Utica Mut. Ins. Co. v. Vin-
§ 102.34.
Cir., 1967,
Amalga
for
that while it still
contention
Board’s
9(c)
Clothing
America,
mally complies
the section
mated
Workers
cases,
NLRB, 1966,
pre-election
App.
the ad AFL-CIO
restriction in
3(b),
29 U.S.C.
D.C.
hold that the issue
dition of
section
subsequent
“supervisory
any employee
153(b),
dele
status” of
in 1959 and the
repre
relitigated.
powers
gation
must
This is a
of the Board’s
miscon
regional
ception.
relitigation
proceedings
These cases allow
sentational
discretionary
directors,
subsequent
when the
limited
with a
virtually
prior
appeal
nullifies
the Board
“unrelated” to
elec
proceeding;
insulating
9(c)
(1),
example,
tion
effect of section
interfer
organizational
rights by
need not
ence with
and therefore
su
pervisors,
discharge
post-election
hear
letter
em
a dead
law
ployee
literally apply.
allegedly
ings,
supervisor.
it does
But
where
*4
Amalgamated,
regional
Clothing
the neutral
The
director
not
Workers
is
specifically
adjudicator
noted,
that Board members
are
com
“Where a
pany
charged
bargain
presumed
be,
partakes
in
is
since he
with refusal
prosecutorial
election,
v.
a union
functions.
McLeod
certified after
Broth,
Teamsters,
proceeding
239,
sufficiently
is
Local
Inter.
‘related’ to the
representation
108;
proceeding
etc., Cir., 1964,
preclude
2
330 F.2d
NLRB
re-
litigation
Regulations,
29
of such
Rules
C.F.R.
common issues as the
§§
Therefore,
scope
101.5-101.8,
appropriate
unit and em
102.14-102.19.
ployees
therein.”
decisions
cert.
389 U.S.
88 S.Ct.
submit an
of the record to the
* * *."
regional
I point majority opinion, less lose a valid waiver as announced held it agree petition than Ochoa could consent. that this carefully should examine kind we The order bewill enforced. determining purpose record for jurisdiction to that Board had GODBOLD, (dissent- Judge, Circuit it has not make its order that ing) : of its au- “traveled outside the orbit thority”. procedure con- is in I differ with the on two Such opinion practice grounds. my they employ formity with the ancient tinguished post- than de- from 12. We make this concession rather those taken Actually, exceptions hearing, it. examiner’s bate specify point. employer took from trial examin- broad and fail to this hearing, as dis- er’s unfair they agree rejection employ- of review when erroneous standard with the “cursory procedural post-elec- look” at record novel take er’s attack on And, hearings.2 the record is tion as a when whole. appropriate under the stand- scrutinized I. The Standard of Review review, support en- ard of it does This case comes before us two forcement of the Board order. separate provi- and district my that, I brothers al- concur with 10(f), compa- sions. Pursuant to § though employer adequately pres- ny petitioned this court to review and during supervisory issue each erved the set the order aside Board. agency step proceedings,1 NLRB filed in one document its answer question in
failed to assert
brief
10(f) petition
to the
and its
petition to
oral
on its
review cross-petition
pursuant
to enforce
to §
10(f).1A Moreover,
pursuant
10(e).4
I
pro-
Therein it
“that
said
1. We are not faced with the orthodox bar
be forthwith transmitted
the clerk
imposed
Board,
review
in the absence
of the court
upon
and there-
“extraordinary
circumstances,” by
party
aggrieved
of
10(e)
shall file in
objections
proceeding,
not raised before the
record in the
(and
provided
hence outside the record on
certified
review).
Lab.Law.Rep.
Upon
¶
See 3 CCH
section 2112 of Title 28.
the fil-
6015.67;
Texaco,
ing
petition,
pro-
cf.
Inc. v.
of such
the court shall
(intervenor
ceed
same manner as in the case
rejected).
application by
claim not raised before Board
of an
the Board under
(e)
section,
subsection
petition
alleges
1 A. to set aside
jurisdiction
shall have the same
supported by
the order is not
substan
grant
temporary
Board such
re-
tial evidence on the record as a whole.
restraining
lief
order as it deems
not,
But
without brief
this assertion
just
proper,
and in like manner to
argument,
present
sufficient
enforcing,
make and enter a decree
10(f)
contention for
review.
modifying,
enforcing
modified,
as so
*6
Any
position
setting
part
2.
in
other
would conflict with
or
aside whole or in
the
provisions
102.69(c),
findings
the
of
order of
§
29 C.F.R.
the
the
of the
questions
and with
this
Board with
recent decisions of
Court
to
of fact
supported by
establishing
determining
if
the test for
when
substantial
evidence
party
objecting
challenging
a
on
in
the record considered as a whole
right
post-
a
shall
in like
case has a
to
manner be conclusive.”
“substantial
and
—where
160(e)
4. 29 U.S.C.A.
:
material factual
issues” are controverted.
“(e)
power
The Board shall have
to
Industries,
Inc.,
Smith
any
petition
appeals
court of
of the
n.
Cir.
6.
States,
United
or if all
of
the courts
Portland Cement
See also Southwestern
appeals
may
application
to which
NLRB,
Co. v.
vacation, any
made are in
district court
Genesco,
States,
any
of the
within
United
cir-
F.2d 393.
district, respectively,
cuit or
wherein the
160(f)
question
3. 29
:
unfair
in
U.S.C.A.
oc-
pe-
person
curred or
“Review of final order of Board on
wherein such
resides
business,
or transacts
tition to court
for the enforce-
Any person
by
“(f)
aggrieved
appropriate
ment
temporary
a final
of such order and for
deny-
granting
order,
restraining
the
relief or
order of
Board
part
sought
ing
file in
in whole or in
the relief
and shall
the court
the record
may
proceedings,
provided
in
in
obtain
review of such order
as
sec-
appeals
Upon
in
court of
tion 2112 of Title
ing
the fil-
United States
petition,
of such
the circuit wherein the
practice
the court shall
question
alleged
to have
cause notice thereof to be served
person
person,
thereupon
engaged
in or wherein such
such
and
shall have
jurisdiction
business,
proceeding
or in the
of the
or transacts
and of
resides
Appeals
question
therein,
for the
of
the
determined
and
States Court
power
Columbia,
filing
grant
in such
shall have
porary
to
tem-
District
praying
petition
restraining
written
that
relief or
order
a court a
as.
just
proper,
modified or
make
the Board be
copy
deems
and
and to
and
the order of
petition
enforcing,
modifying,
shall
enter
A
of such
a decree
set aside.
findings
interpretation
it,
ceedings
effect of
the
the
the
before
had
Taft-Hartley
law,
Act
order
Amendments
fact,
conclusions of
respects
reviewing power
on the
valid
of the courts.5
are in all
Board were
Wagner
provided
Labor
Act had
the
proper
National
under
the
**
findings
facts,
sup-
of the Board
if
Act,
as to
as amended
Relations
evidence,
ported
or
to enforce its
were
conclusive.
this
asked
Supreme
added).
all The
Court
thereafter
had
(Emphasis
While
read
der.
agree
panel
the em
“evidence”
to mean
“substantial
members
rights by
10(f)
fail
evidence.”6
courts had found
ployer
its
waived
Wag-
ing
Board’s
press
issue before
burden satisfied
under
to
court,
support-
ner
Board’s
standard if the results
differ
were
this
we
right
ed
substantial
viewed in
evidence
iso-
to enforcement
required
resulting Congression-
lation. From the
which we
on the standard
right
outrage
determining
such a
al
came the
employ
if
“substantial
evi-
dence on the record considered
exists in this case.
test,
ultimately
whole”
which
became the
my
of a
standard
In
view
Taft-Hartley
standard.7
insuffi-
“cursory
record is
at the
look”
Against
background
Supreme
.
required for
than that
More
cient.
“Congress
said
Court
has left no
imprimatur
put
the court
room for doubt as to the kind of scruti-
Board order.
on the enforcement
ny
appeals
give
which a court of
must
reaching
I consider
that conclusion
satisfy
the record
Board to
language adopted
express
itself that
the Board’s order rests on ad-
over
by Congress
debate
after heated
equate proof.”
pre-Taft-Hartley
evi-
the defects of
tendency
examining
carefully
legisla-
dentiary
After
standard and
stamp
history
Taft-Hartley
rubber
appellate
tive
some
courts
Amend-
ments,
Supreme
of deference
admin-
set
out
Court
out
orders
Supreme
language
expertise,
paraphrased
also
often
so
istrative
elaborate
indorsement
Universal Camera standard:
Court’s
purpose
standard
the amended
sure,
requirement
To
can-
Corp. v.
Camera
Universal
vassing “the whole record” in
95 L.Ed.
substantiality
ascertain
does not fur-
over what
nish a
There can be
calculus
value
re-
says.
viewing
problem is wheth-
court can
the statute
assess
evidence.
not,
given application
is,
negative
to be
Nor was it
intended
er it
*7
us.
before
particular
Labor
the
situation
function of the
Board as one
of
explained the
amply
agencies presumably equipped
those
or
Camera
Universal
note
congressional purpose,
by experience
I
and must
informed
to deal with a
knowledge,
case
specialized
That
of its observations.
field
several
whose
findings
carry
conflict
intercircuit
that
field
came about
within
setting
modified,
enforcing
1,
456,
as so
n.
5.
authority expertness an The role of the court possess pre-Taft-Hartley days do not and therefore was described courts respect. it mean that Nor does Second Circuit in NLRB v. Kellburn must Mfg. Co., Inc., requiring matters not ex- 2 Cir. even may displace pertise 686: a court fairly con- two Board’s choice between understood, As is well an enforce- though flicting views, court even proceeding therefore, ment is a com- justifiably made differ- have would order, appeal bination of from the matter been ent choice had the and a motion to enforce it. In its first merely Congress made it de has novo. aspect, e., appeal, i. as an we think that reviewing court clear that a upon respondent it rests to show setting a Board de- barred from aside findings at that least have sub- conscientiously cision when it cannot evidence; and, support stantial if supporting that that the evidence find so, when, it follows that as here the substantial, when viewed in decision is respondent defaults, is not neces- light record in its entire- sary to make that We examination. body ly furnishes, including the go are called therefore to no fur- opposed the Board’s view. evidence findings, ther than examine the de- added) (Emphasis they support order, cide whether at 95 L. in ac- whether order itself Ed. at 467-468. Accord: J. H. Rutter- cordance with the statute. Rex Co. v. 9A post-Taft-Hartley In a case the Sev- granted 359-360, cert. U. Circuit, relying Kellburn, enth S. L.Ed.2d without consideration effect (U.S.Mar. 1969) (No. 925); NLRB v. Camera, amendments and Universal Root, & F. Brown restated the idea that in an enforcement generally 2d 451. See 3 CCH Lab. proceeding respon- the burden is on the Rep. (examining Law conclusive ¶ dent to show want of substantial evi- findings ness of Board under Taft-Hart dence, and that default em- Wagner ley (.22) and former Act tests ployer enforcing oper- before the court (.82). allegations ates as a confession of the opinion Congress, by I am of the petition, the enforcement that all the so repeating substantiality the same stand- then find- need do is to see if the ings support 10(f), ard in both the order and whether insured complies statute, with the issues mutually exclusive enforcement on which the Board has the burden of provisions review would proof. sufficiency Taft-Hartley same test. The right Act nowhere intimates power But of the court to enforce a except upon
to enforcement
satisfaction
statutory.
Board order
Con-
Once
gress
substantiality
standard.
written
into the statute
*8
provisions
mutually
10(f) petition,
10(e)
9. The review
ex-
of either a
§
§
by
required
clusive not
virtue of the standard
is
the same
by
review,
differing rights
respec-
either
sec-
standard
review. Under
parties
seeking
juris-
tive
to invoke the
withstand
tion the Board’s order must
subject
equitable power
appel-
diction and
same standard or it is
to be-
party triggers
aggrieved
ing
late
An
in whole or in
court.
modified or set aside
procedure
through
part.
review
§
10(f)
with the Board cast
the role
respondent.
Works,
Wagner
The Board seeks
9A. NLRB v.
Iron
7 Cir.
enforce-
10(e)
aggrieved
ment
NLRB v.
under
with tire
v.
10(e)
adoption
per
of the
test.16
-§
is a
curiam
185
on
111 and also relies
rationale of Local
Substantiality
of the Evidence
II.
Co.,
Cheney. NLRB v. Kellburn
by
Hearing
appointed
Officer,
the
Inc., supra,
Min
and
v. National
NLRB
Regional
post-
to conduct
the
Director
Co.,
F.2d
erals
7 Cir.
134
super-
hearing
the
to determine
425-426,
64
cert. denied 320 U.S.
Schilling
Wiley,
visory
of
status
Taft
88 L.Ed.
antedate
adopted
legal guide to
2
as his
§
Hartley
Camera.14
and Universal
Creamery,
NLRB v. Beaver Meadow
attending
presumption
the
of correctness
Inc.,
1954, 215
He
3 Cir.
F.2d
251.
agencies
proceedings of administrative
concluded
Beaver Meadow Cream-
dispense
the
down
cannot
water
with
ery
supervisor
held
term
is
that “the
specifically estab
pos-
of
disjunctively
standard
review
be read
2(11)
Congress
any
of
one of
enforcement
session
the Section
lished
powers
supervisor.”
one a
will make
Board orders.
majori-
10. But none
do
language
846 n.
of this has to
agree
14. I
with
scope
Spot
a
ty
Co.,
with
of review in
case such
in NLRB
Red
Electric
v.
has
(9th
1951)
us where there
been
as
:
191
697
Cir.
agency proceedings
any
default
event,
has
“In
it
now
held
statutory
scope
hence no
prohibition
of action for the
Act
re-
amendments
(e).
quired
of §
rule of construction
stricter
effectively rubber-stamped
15. The Board
than hitherto and that
the courts have
Hearing
report
sphere
find
Officer’s
and its
the
ings
a much
determining
action in
broader
Schilling’s supervisory
status
what orders are to
en-
Regional
Corp.
it
review of the
when
denied
v.
forced. Universal Camera
report
adopting
Director’s decision
National Labor Relations
any
foreclosing
repre
relief
9§
71 S.Ct.
National La-
adoption
proceeding; by
Pittsburgh
with
sentation
Board
bor Relations
Steamship Co.,
of its Trial Examiner’s
out
practice case,
decision
management prerogatives as distin-
leadmen,
bosses,
guished
“straw
Metz,
Thomas Keller WHITE and Hal W.
supervi-
set-up men,
other minor
Appellants,
S.Rep.No.
on S.
sory
employees.”
Sess.,
Cong.,
p.
4. The
1st
80th
America,
UNITED STATES
designation
these em-
Appellee.
heads,” “as-
“department
ployees as
No. 25955.
or “foremen”
sistant foremen”
delega-
controlling
absence
Appeals
Court
States
managerial
fide
tion
them bona
Fifth Circuit.
powers.
June
Ameri
Lab.Law ¶ ¶ supervisory (duties not title determine status). overly Hearing restric- Officer’s Meadow Beaver tive reliance Creamery determination resulted in his top Schilling’s functions as right for man plate maker and hand supervisor, Lunt, non-craftsman supervisor, Schilling notwith- made Schilling standing- finding lacked all of the indicia of recognized possessed com- status hierarchy. pany evidence Substantial fails to the record considered as a whole anything Schilling more show I boss”. than a man” “straw “lead deny would enforcement. FOR REHEARING PETITION ON FOR REHEAR- PETITION AND EN BANC ING PER CURIAM: Rehearing is denied The Petition Judge panel nor no member of
