*2 FRIENDLY, Before KAUFMAN and HAYS, Judges. Circuit R. Circuit IRVING KAUFMAN, Judge: upon We called wheth- to determine present require here er the circumstances comply the union’s with for a list of the names and ad- bargaining in a dresses unit which the union is exclusive
bargaining representative.
I. Company of The Prudential Insurance Prudential) (hereinafter is en- America selling gaged in and issu- the business of annuity insurance contracts throughout The In- the United States. Union, surance Workers International Union), (hereinafter AFL-CIO the collective Agents of Prudential’s with- District extensive unit we shall in an 19,1967, September shortly describe. On charge the Union filed the Board stating refusing supply it a list of the names and represented, had committed Prudential practices violation unfair labor § (1) (a) (5) the National Labor Thereupon, Act. Relations the Board hearing complaint notice of issued refusing charging Prudential with bargain good answer, In its faith. refusing supply admitted requested list, but denied prac- action constituted an unfair labor tice. Washington, Ackerman, Jerome D. C. Subsequently, parties entered into (Thomas Haggard, Covington R. & Bur setting stipulation forth the relevant ling, Washington, C., brief), on the D. hearing, waiving facts and a Trial petitioner. for decision, filing excep- Examiner’s Spielberg, Washington, tions, argument Paul J. D. C. and oral before (Arnold Ordman, Counsel, approved stipu- Dom- General The Board Board. Manoli, accepted inick L. Coun- Associate General lation and case transfer sel, Mallet-Prevost, findings fact, Marcel Asst. General of law conclusions Counsel, Williams, B., Robert E. N. L. R. and the issuance of a decision and order brief), respondent. on the parties based thereon. After all filed briefs, tions this area into on November within districts, refusal Prudential’s with a district office located determined Additionally, each. in 228 of these Union with furnish the practice one or labor districts maintains list constituted an unfair 8(a) (5) offices, meaning and more “detached” which are ad- § ministratively Act, (1) of- ordered Prudential related the district *3 they a list such fice the district in which are the Union with to furnish located; all, petitions upon request. Prudential there are 419 such de- order, tached offices. court to and set aside review cross-petitions for enforce- and 16,000 Each of the more than district on the Union intervened ment.1 The agents assigned within the unit is to one For the reasons of the Board. set side of these 897 districts or offices detached below, peti- deny Prudential’s forth we by maintained Prudential across review, grant the Board’s tion for and United States. The maximum number cross-petition for enforcement. agents assigned largest to the district forty-seven, office is num- maximum
II.
assigned
ber
smallest detached
Approximately
office is
four.
90%
recognized
Union
Prudential has
agents
required by
these
are
Prudential
bargaining representa-
exclusive
report
they
to the office to which
are
agents
bar-
of its district
within the
tive
assigned
Tuesday mornings
on
for 1%
gaining
1959, and the two have
unit since
Friday mornings
2 hours and on
for 21/2
bargain-
into
collective
entered
successive
meetings;
to 3 hours for
the remainder
ing agreements
The
time.
since that
report
frequently
less
because of difficul-
agreements was
most
of these
recent
traveling
place
ties in
from their
of work
September
and will
on
executed
to their
or
district
detached office.4 The
September
remain in effect until
agents
spend
the rest of their time
working individually in
field.
dis-
Prudential
Although
sought
a se-
Union
by
Union,
agents represented
trict
curity
negotiation
each
for
clause
agreement,
extra-
and covered
bargaining agreement
new collective
ordinary
every respect. As of the end
Prudential,
provision
no
has ever
such
1967,2
year
Union filed
agreements.
been included
of their
charge,
approxi-
unit consisted
fact,
9,702
16,795
only
In
about
16,795
agents employed
mately
district
agents
or
are
57.4%
thirty-four
plus
states
Prudential
members,
slight
very
increase
city
District of
Columbia
membership
in 1959 when
Toledo,
pur-
For
Ohio.3
administrative
55.7%
recognized
opera-
first
as the
poses,
Prudential has divided
stipulated
jurisdiction
This unit has been
to consider
1. The court’s
appropriate
purposes
parties
petitions
to be
of the Act.
from 10§
derived
bargaining.
collective
following
are as of
statistics
2. All of the
Approximately
re-
specified.
90.4%
unless otherwise
that date
port
de-
to their offices twice a week as
report only
Alabama, California,
above;
another
are:
scribed
3. The 34 states
7.6%
Friday
Delaware,
meetings;
Colorado, Connecticut,
attend
Flori-
0.6%
meetings
Indiana,
Iowa,
month;
Illinois,
da, Georgia,
attend
Kan-
twice a
0.8%
Mary-
Maine,
meetings
month;
Louisiana,
Kentucky,
sas,
once
attend
0.6%
only
Missouri,
specifically
Massachusetts, Michigan,
land,
so.
when
to do
Jersey,
agent
Nebraska,
Hampshire,
the office
Each
maintains a desk at
New
New
Oklahoma,
assigned,
Carolina,
York,
which he is free
to which he is
North
New
Island,
Pennsylvania,
Oregon,
In the first
Rhode
to utilize at other
times.
year
Utah,
employ,
Tennessee,
Carolina,
are addi-
their
Ver-
South
weekly
tionally required
Washington,
mont, Virginia,
attend
train-
and West
Virgina.
office.
sessions at the
agents’ bargaining representative. More-
names
agents
addresses of the nonmember
over,
the distribution of
through
members,
Union members
in the unit
throughout
highly uneven;
the unit
these efforts have been unsuccessful.
fact,
in
offices,
221 of the district and detached
Accordingly,
August 23, 1967,
2,243
approximately
to which
president
Union’s vice
wrote
assigned,
district
have
again requesting
list,
that it furnish the
Union members.
urging
that such information was
addition,
In
“necessary
the rate of turnover of
and relevant to the Union’s
performance
district
within the
and fulfillment of its statu-
year.
per
tory
unit is about
functions and duties as collective
25%
example,
approximately
hired
of all these
agents,
4,241 employees.”
new
while
The letter went on to ex-
*4
agents
plain
other
Un-
were terminated. The
that because of the nature of the
experiences
unit,
ion
a similar annual turnover
composition
membership;
in the
of its
* * *
list,
without such a
the Union
1967,
2,455
gained
in
approximately
Agents
by
cannot advise all
covered
the
members,
losing approximately
new
while
Agreement as to the benefits offered
membership.
of
old
its
Agreement,
gain
the
cannot
In
to
contrast
the size of Prudential
participa-
them the information and
bargaining
and the
necessary
police
extensiveness
tion
and relevant to
relatively
Agreement
through-
the
is
It
small.
and enforce the
organizations
has 178 local union
in the
sup-
out
unit or
adherence and
encompassed by
bargaining
port necessary
area
representa-
unit.
for their
Substantially
tion, or,
general,
all of Prudential’s district
in
cannot
in
in
detached offices
are with-
effective manner communicate with
jurisdiction
Agents
in the
of one of these local
the District
who
the bene-
unions,
represent
statutory obligations
which also
the em-
ficiaries
ployees
companies
bargaining representative.
of other insurance
as collective
agents.
well as Prudential
The Union
* * *
is,
[T]his information
addi-
employs only
organizers,
ten full time
tionally required and relevant at the
present time, when the Union is en-
have,
all whom
en-
been
gaged in activities unrelated to Pruden-
gaged
in collective
with
tial.
Company
Agreement;
for a new
and should
position
thus be in a
to
III.
inform
represented
all recognition
At various times since
governed
its
Agreement
orally requested
in
the Union has
negotiations,
as to the course of the
supply
that Prudential
a list
and to
understanding
solicit their
district
names and addresses
participation
bargaining proc-
agents
in
In
unit.
ess, including their well informed con-
writing,
request
it submitted a similar
upon any pro-
sideration and action
necessary
explaining:
to
“Such
list is
* * *
posed
Agreement.
new
accomplish effectively
enable us to
our
responsibilities
bargaining agent, Again,
as the
request,
Prudential refused the
bargain effectively
claiming
and to
for our next
policy
that its
dis-
way
practicable
contract.
There is
any organ-
close such information as to
purpose.
communicate with these
ization
Apparently
by mail,
geographical
realizing
than
because
requests
that further
to Pru-
expanse
equally futile,
the collective
dential would be
the Union
consistently
sought
unit.”
by instituting
Prudential has
re-
aid from Although
comply.
practice
fused to
proceeding
at various
the unfair labor
now
attempted
to obtain
times
before us for review.
adequate
IV.
alternative
means
com-
municating
acknowledged
Since the
unit, nonmembers as well as members.
stipulation
its
the names and ad-
support
argument,
of this
dresses
all the district
suggests
open
four such alternatives
are in
unit who are Union members
boards, grievance
the Union: bulletin
possession,
of contention
the real bone
committees, hand-distribution communi-
obligated upon
is whether
cation,
meetings.
and union
We shall
supply
infor-
it with similar
consider them in that order.
mation as
within the unit
are not
who
Union members.
1. Bulletin Boards. Under the bar-
gaining agreement currently
effect,
beyond question
It is
now
past agreements,
and under each of the
bargain
good
imposed
duty
faith
permitted
the Union to maintain a
8(a)
upon
employer by
(5)
includes
§
bulletin
posting
appro-
board for the
obligation
employees’
provide
an
priate materials in each of the 897 dis-
statutory bargaining representative with
trict and
bargain-
detached
offices
necessary and rele
information that
actually
unit. The Union
maintains
proper performance of
vant
offices;
bulletin boards in
g.,
Acme In
duties. E.
N. L. R. B. v.
and in the 21 such offices where none of
dustrial
member,
is a Union
*5
;
(1967)
B. v.
them, cope with the also must in the unit was relevant to the Union's high extraordinarily of bargain- rate turnover of fulfillment of its duties as their membership representative. in the Pruden unit. Since It asserts that customarily tial its new does advise truth the Union seeks this information they spe may about the Union unless in order that it solicit new members agents may cifically inquire, new within the unit. organizations 8. The Union’s local hold authorized the International’s Execu- every membership meetings monthly, tive Board. frequently months, three or less when so 84 pertinence obliging employ find no error in the Board’s of
We
before
g.,
er
infor
determination
that
disclose. E.
L.
B. Acme
N.
R.
v.
Co., supra (information
the exclusive
Industrial
mation
relevant. As
con
was
cerning
employer’s
of
movement of cer
unit,
machinery
plant);
the Union has
tain
out of
N.
its
L.
duty
fairly
represent
Mfg. Co., supra (infor
statutory
the R.
B. v. Truitt
concerning employer’s profits);
non
more than
mation
interests
B.,
Bearing
supra
the Union mem
Fafnir
union
as well as
v.
L.
Co. N.
R.
335,
Moore,
study
Humphrey
(independent
375 U.S.
bers.
v.
union
of com
time
(1964);
pany operations).
363,
types
370
84
11 L.Ed.2d
S.Ct.
Certain
information,
wage
per
R. R.
of
Steele v. Louisville & Nashville
such
data
as
taining
employees
L.Ed.
165
89
is
S.Ct.
Company
(1944).
considered
173
Standard Oil
so central
to the “core
B.,
California,
O.,
employer-employee
relationship”
L.
Inc. v. N.
R.
W.
that
being
supra.
obligation,
presumptively
coexten
This
been held to be
rele
Although
sphere
of activities
vant.
sive with the
the ultimate
standard
relevancy
cases,
representative,
ex
exclusive
the same in all
regard
negotiation
wage
to the
of new contracts
to information of the
data
tends
type,
employer
to the administration
col
also
the burden
bears
agreements
already adopted.
showing
It
lective
a lack of
Curtiss-
relevance.
dispute
Wright
etc.,
B.,
beyond
Corp.,
manifest
v. N.
R.
347 F.
seems
L.
discharge
obligation
(3d
1965);
its
2d
cannot
68-69
Cir.
Interna
B.,
Corp.
is able to communicate with
tional Tel. and Tel.
L.
unless
v. N.
R.
Thus,
(3d
denied,
1967),
its acts.
382 F.2d
those in whose behalf
366
cert.
Cir.
to inform
must be able
L.Ed.
union
U.S.
S.Ct.
negotiations
employees
(1968);
2d
its
Boston Herald-Traveler
Corp.
B.,
(1st
their
as to
and obtain
views
v.
L. R.
N.
85
outweighs
simply
is
of no
minimal
within the
inconvenience
members
having
appro-
supply
has so
moment. As
Board
it.
indicated,
priately
no clear dis-
there is
petition
denied,
The
is
for review
informing nonmember
tinction between
application
cross
enforcement
it has obtained
about the benefits
granted.
Board’s
is
order
hopes in the
for
future
secure
sup-
of their
them and its solicitation
FRIENDLY,
Judge
(dissent-
Circuit
case,
port.
In
union solicitation is
ing) :
where,
hardly
especially
an
itself
evil —
already
here,
as
union
the exclusive
is
If the real issue here
whether the
were
em-
help
needed
from Prudential
soliciting. Moreover,
ployees.
communicating
it
is
con
with district
propriety
Supreme
upheld
cerning
negotiations
Court
has
contract
and admin
employer
requiring an
istration,
might
a Board order
pass
Board’s order
ad-
a list
the names and
test, although
submit
the substantial evidence
eligible
employees
to vote
possible margin.
dresses
the narrowest
While
representation
in a
facilitate my
election to
put the
for
brother
case
Kaufman
participating
could,
unions
anyone
solicitation
persuasively
the order as
Wyman-Gor-
N. L.
election.
R. B. v.
come
The char
doubts
to mind.
Company,
“relatively
don
S.Ct.
of the Union as
acterization
23, 1969).
(April
ported
that
it is
needed the names and addresses
grievance
company propaganda
er
that
there was
committees
able” to establish
organization
“necessity
for union
any
and detached
221 district
at
of the
representation.”
no inti-
au-
Here there is
has
none
offices where
offices,
practiced
mation
has
And these
that Prudential
thorized a check-off.
activity.
only
repeated,
anti-union
contain
it
12.4%
agents.
my
dissent
is that we
occasion
The
engage
proceed
foregoing
self-deception when
is meant
in
we
None of the
objec-
of com-
on the
that
the Union’s real
that
Union’s
basis
indicate
means
request of Prudential
tive is what
its
with the nonmember
munication
require
professed.
point where
The
does not
There comes a
ideal.
law
were
judges
ignorant
they
in the
as
Even
context we “should not be
that
be.
should
organizing campaign,
Indi-
it is not an what we know as men.” Watts v.
of an
49, 52,
1347, 1349,
ana,
practice
69
unfair
for an
338 U.S.
S.Ct.
labor
organizers
(1949)
of Mr.
(opinion
to locate the em-
87
course,
to in-
desire
them at the Union’s
ex-
the Union’s
Of
pense. Congress
pro-
proportion of mem-
such a
its rather
low
deemed
crease
elections,
entirely worthy
satisfactory
do
one. But I
for union
cedure
is an
bers
Labor-Management
required
Reporting
to be
and Dis-
not understand Prudential
achieving
goal
1959,
401(c),
closure Act of
and this
§
assist
long
making
stipulated
exception to its
constituted the limit of the fed-
an
*
* *
“policy
practice
erally imposed duty
corporation
to refuse
in-
proxy
supply
of names and
list
volved in a
Rule
disclose or
contest.
SEC
Agents
any or-
14a-7.
addresses of District
ganization seeking
list
such
subject
There is
another
I would
still
purpose.”
Down
Little Rock
Cf.
ask the Board
consider on
remand.
1286,
towner,
Inc.,
1308-09
145 N.L.R.B.
repre-
While we are told that
this ease
modified,
(1964),
F.2d
341
enforced as
situation,
unique
sents a
other unions
(8
1965).
order
The Board
1020
Cir.
likely
are not
to find it so. The Board
Wyman-
recently
in NLRB v.
sustained
involving
reviewing
is thus
itself and
1426,
Co.,
759,
394 U.S.
89 S.Ct.
Gordon
litigation
in a mass of new
which
courts
(1969),
was based
