THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v MARQUAN M., Appellant. COUNTY OF ALBANY, Intervenor-Respondent.
Court of Appeals of New York
Argued June 5, 2014; decided July 1, 2014
[19 NE3d 480, 994 NYS2d 554]
New York Civil Liberties Union Foundation, New York City (Corey Stoughton, Daniel Mullkoff and Arthur Eisenberg of counsel), and Christian DeFranqueville, Ballston Spa, for appellant. I. The cyberbullying law is a facially invalid criminalization of constitutionally protected speech. (People ex rel. Arcara v Cloud Books, 68 NY2d 553; Gooding v Wilson, 405 US 518; People v Shack, 86 NY2d 529; Cohen v California, 403 US 15; Chaplinsky v New Hampshire, 315 US 568; Brandenburg v Ohio, 395 US 444; Miller v California, 413 US 15; Texas v Johnson, 491 US 397; Purtell v Mason, 527 F3d 615; Virginia v Black, 538 US 343.) II. The cyberbullying law is unconstitutionally vague on its face. (United States v Lanier, 520 US 259; People v Bright, 71 NY2d 376; NAACP v Button, 371 US 415; Reno v American Civil Liberties Union, 521 US 844; People v Dietze, 75 NY2d 47; Chicago v Morales, 527 US 41; Grayned v City of Rockford, 408 US 104; Baggett v Bullitt, 377 US 360; Houston v Hill, 482 US 451; Coates v Cincinnati, 402 US 611.) III. The cyberbullying law is unconstitutional as applied to the appellant‘s speech. (Purtell v Mason, 527 F3d 615; People v Dietze, 75 NY2d 47; United States v Playboy Entertainment Group, Inc., 529 US 803; Cliffs Notes, Inc. v Bantam Doubleday Dell Publ. Group, Inc., 886 F2d 490.)
Thomas Marcelle, Albany, Patrick J. Collins and Lisabeth Jorgensen for intervenor-respondent. I. The First Amendment does not protect the dissemination of false sexual information for the purpose of inflicting emotional harm on a minor. (Herbert v Lando, 441 US 153; Hustler Magazine, Inc. v Falwell, 485 US 46; BE&K Constr. Co. v NLRB, 536 US 516; Virginia Bd. of Pharmacy v Virginia Citizens Consumer Council, Inc., 425 US 748; Philadelphia Newspapers, Inc. v Hepps, 475 US 767; Phelps v Hamilton, 59 F3d 1058; People v Stuart, 100 NY2d 412; Babbitt v Sweet Home Chapter, Communities for Great Ore., 515 US 687; People v Davis, 13 NY3d 17.) II. The cyberbullying law survives defendant‘s vagueness challenge. (People v Stuart, 100 NY2d 412; People v Shack, 86 NY2d 529; United States v Thompson, 653 F3d 688; Hobbs v County of Westchester, 397 F3d 133; Roth v United States, 354 US 476; Staley v Jones, 239 F3d 769; People v Lombardo, 61 NY2d 97; Colautti v Franklin, 439 US 379; Screws v United States, 325 US 91; Ward v Utah, 398 F3d 1239.) III. Should the Court take issue with any specific term within the cyberbullying law, it may sever such language and preserve the protections afforded by the law. (People ex rel. Alpha Portland Cement Co. v Knapp, 230 NY 48; National Adv. Co. v Town of Niagara, 942 F2d 145; Alaska Airlines, Inc. v Brock, 480 US 678.)
Morrison & Foerster LLP, New York City (Dennis P. Orr and Cindy P. Abramson of counsel), for Advocates for Children of New York and others, amici curiae. I. Criminalizing cyberbullying is counterproductive and harmful. II. Better alternatives exist for dealing with cyberbullying. (Ashcroft v American Civil Liberties Union, 542 US 656.)
OPINION OF THE COURT
GRAFFEO, J.
Defendant, a 16-year-old high school student, anonymously posted sexual information about fellow classmates on a publicly-
I
Bullying by children in schools has long been a prevalent problem but its psychological effects were not studied in earnest until the 1970s (see Hyojin Koo, A Time Line of the Evolution of School Bullying in Differing Social Contexts, 8 Asia Pac Educ Rev 107 [2007], available at http://files.eric.ed.gov/fulltext/EJ768971.pdf). Since then, “[b]ullying among school-aged youth” has “increasingly be[en] recognized as an important problem affecting well-being and social functioning,” as well as “a potentially more serious threat to healthy youth development” (Tonja R. Nansel et al., Bullying Behaviors among US Youth, 285 JAMA 2094 [2001], available at http://jama.jamanetwork.com/article.aspx?articleid=193774). At its core, bullying represents an imbalance of power between the aggressor and victim that often manifests in behaviors that are “verbal (e.g., name-calling, threats), physical (e.g., hitting), or psychological (e.g., rumors, shunning/exclusion)” (id. at 2094; see Koo at 112). Based on the recognized harmful effects of bullying, many schools and communities now sponsor anti-bullying campaigns in order to reduce incidents of such damaging behaviors.
Educators and legislators across the nation have endeavored to craft policies designed to counter the adverse impact of bullying on children. New York, for example, enacted the “Dignity for All Students Act” in 2010 (see L 2010, ch 482, § 2;
Despite these efforts, the problem of bullying continues, and has been exacerbated by technological innovations and the widespread dissemination of electronic information using social media sites. The advent of the Internet with “twenty-four hour connectivity and social networking” means that “[b]ullying that begins in school follows students home every day” and “bullying through the use of technology can begin away from school property” (L 2012, ch 102, § 1). Regardless of how or where bullying occurs, it “affects the school environment and disrupts the educational process, impeding the ability of students to learn and too often causing devastating effects on students’ health and well-being” (id.; see e.g. American Psychiatric Association, Resolution on Bullying among Children & Youth [2004], available at https://www.apa.org/about/policy/bullying.pdf). The use of computers and electronic devices to engage in this pernicious behavior is commonly referred to as “cyberbullying” (see e.g.
The Dignity for All Students Act did not originally appear to encompass cyberbullying, particularly acts of bullying that occur off school premises. As the ramifications of cyberbullying on social networking sites spilled into the educational environment, in 2012, the state legislature amended the Act to expand the types of prohibited bullying conduct covered by its provisions. It added a proscription on bullying that applied to “any form of electronic communication” (
Before the addition of the 2012 amendments to the Dignity for All Students Act, elected officials in Albany County decided to tackle the problem of cyberbullying. They determined there was a need to criminalize such conduct because the “State
“any act of communicating or causing a communication to be sent by mechanical or electronic means, including posting statements on the internet or through a computer or email network, disseminating embarrassing or sexually explicit photographs; disseminating private, personal, false or sexual information, or sending hate mail, with no legitimate private, personal, or public purpose, with the intent to harass, annoy, threaten, abuse, taunt, intimidate, torment, humiliate, or otherwise inflict significant emotional harm on another person” (id. § 2).
The provision outlawed cyberbullying against “any minor or person” situated in the county (id. § 3).2 Knowingly engaging in this activity was deemed to be a misdemeanor offense punishable by up to one year in jail and a $1,000 fine (see id. § 4). The statute, which included a severability clause (see id. § 7), became effective in November 2010.
II
A month later, defendant Marquan M., a student attending Cohoes High School in Albany County, used the social networking website “Facebook” to create a page bearing the pseudonym “Cohoes Flame.” He anonymously posted photographs of high-school classmates and other adolescents, with detailed descriptions of their alleged sexual practices and predilections, sexual partners and other types of personal information. The descriptive captions, which were vulgar and offensive, prompted responsive electronic messages that threatened the creator of the website with physical harm.
A police investigation revealed that defendant was the author of the Cohoes Flame postings. He admitted his involvement and was charged with cyberbullying under Albany County‘s local law. Defendant moved to dismiss, arguing that the statute violated his right to free speech under the First Amendment.
After City Court denied defendant‘s motion, he pleaded guilty to one count of cyberbullying but reserved his right to raise his constitutional arguments on appeal. County Court affirmed, concluding that the local law was constitutional to the extent it outlawed such activities directed at minors, and held that the application of the provision to defendant‘s Facebook posts did not contravene his First Amendment rights. A Judge of this Court granted defendant leave to appeal (21 NY3d 1043 [2013]).
III
Defendant contends that Albany County‘s cyberbullying law violates the Free Speech Clause of the First Amendment because it is overbroad in that it includes a wide array of protected expression, and is unlawfully vague since it does not give fair notice to the public of the proscribed conduct. The County concedes that certain aspects of the cyberbullying law are invalid but maintains that those portions are severable, rendering the remainder of the act constitutional if construed in accordance with the legislative purpose of the enactment. Interpreted in this restrictive manner, the County asserts that the cyberbullying law covers only particular types of electronic communications containing information of a sexual nature pertaining to minors and only if the sender intends to inflict emotional harm on a child or children.
Under the Free Speech Clause of the First Amendment, the government generally “has no power to restrict expression because of its message, its ideas, its subject matter, or its content” (United States v Stevens, 559 US 460, 468 [2010] [internal quotation marks omitted]). Consequently, it is well established that prohibitions of pure speech must be limited to communications that qualify as fighting words, true threats, incitement, obscenity, child pornography, fraud, defamation or statements integral to criminal conduct (see United States v Alvarez, 567 US 709, 717 [2012]; Brown v Entertainment Merchants Assn., 564 US 786, 791 [2011]; People v Dietze, 75 NY2d 47, 52 [1989]). Outside of such recognized categories, speech is presumptively protected and generally cannot be curtailed by the government (see United States v Alvarez, 567 US at 717; Brown v Entertainment Merchants Assn., 564 US at 791; United States v Stevens, 559 US at 468-469).
Yet, the government unquestionably has a compelling interest in protecting children from harmful publications or materials
Challenges to statutes under the Free Speech Clause are usually premised on the overbreadth and vagueness doctrines. A regulation of speech is overbroad if constitutionally-protected expression may be “chilled” by the provision because it facially “prohibits a real and substantial amount of” expression guarded by the First Amendment (People v Barton, 8 NY3d 70, 75 [2006]). This type of facial challenge, which is restricted to cases implicating the First Amendment, requires a court to assess the wording of the statute--“without reference to the defendant‘s conduct” (People v Stuart, 100 NY2d 412, 421 [2003])--to decide whether “a substantial number of its applications are unconstitutional, judged in relation to the statute‘s plainly legitimate sweep” (United States v Stevens, 559 US at 473 [internal quotation marks omitted]). A law that is overbroad cannot be validly applied against any individual (see People v Stuart, 100 NY2d at 421, citing Tribe, American Constitutional Law § 12-32 at 1036 [2d ed 1988]). In contrast, a statute is seen by the courts as vague if “it fails to give a citizen adequate notice of the nature of proscribed conduct, and permits arbitrary and discriminatory enforcement” (People v Shack, 86 NY2d 529, 538 [1995]). Hence, the government has the burden of demonstrating that a regulation of speech is constitutionally permissible (see United States v Playboy Entertainment Group, Inc., 529 US 803, 816-817 [2000]; cf. People v Davis, 13 NY3d 17, 23 [2009]).
A First Amendment analysis begins with an examination of the text of the challenged legislation since “it is impossible to determine whether a statute reaches too far without first knowing what the statute covers” (United States v Williams, 553 US 285, 293 [2008]). In this regard, fundamental principles of statutory interpretation are controlling. Chief among them is the precept that “clear and unequivocal statutory language is presumptively entitled to authoritative effect” (People v Suber, 19 NY3d 247, 252 [2012]; see e.g. People v Williams, 19 NY3d 100, 103 [2012]).
Based on the text of the statute at issue, it is evident that Albany County “create[d] a criminal prohibition of alarming breadth” (United States v Stevens, 559 US at 474). The language of the local law embraces a wide array of applications that prohibit types of protected speech far beyond the cyberbullying of children (see id. at 473-474; People v Barton, 8 NY3d at 75). As written, the Albany County law in its broadest sense criminalizes “any act of communicating . . . by mechanical or electronic means . . . with no legitimate . . . personal . . . purpose, with the intent to harass [or] annoy . . . another person.” On its face, the law covers communications aimed at adults, and fictitious or corporate entities, even though the county legislature justified passage of the provision based on the detrimental effects that cyberbullying has on school-aged children. The county law also lists particular examples of covered communications, such as “posting statements on the internet or through a computer or email network, disseminating embarrassing or sexually explicit photographs; disseminating private, personal, false or sexual information, or sending hate mail.” But such methods of expression are not limited to instances of cyberbullying--the law includes every conceivable form of electronic communication, such as telephone conversations, a ham radio transmission or even a telegram. In addition, the provision pertains to electronic communications that are meant to “harass, annoy . . . taunt . . . [or] humiliate” any person or entity, not just those that are intended to “threaten, abuse . . . intimidate, torment . . . or otherwise inflict significant emotional harm on” a child. In considering the facial implications, it appears that the provision would criminalize a broad spectrum of speech outside the popular understanding of cyberbullying, including, for example: an email disclosing private information about a corporation or a telephone conversation meant to annoy an adult.
The County admits that the text of the statute is too broad and that certain aspects of its contents encroach on recognized areas of protected free speech. Because the law “imposes a restriction on the content of protected speech, it is invalid unless” the County “can demonstrate that it passes strict scrutiny--that is, unless it is justified by a compelling government interest and is narrowly drawn to serve that interest” (Brown v Entertainment Merchants Assn., 564 US at 799). For this reason, the County asks us to sever the offending portions and declare that the remainder of the law survives strict scrutiny. What remains, in the County‘s view, is a tightly circumscribed cyberbullying law that includes only three types of electronic communications sent with the intent to inflict emotional harm on a child: (1) sexually explicit photographs; (2) private or personal sexual information; and (3) false sexual information with no legitimate public, personal or private purpose.
It is true, as the County urges, that a court should strive to save a statute when confronted with a Free Speech challenge (see e.g. People ex rel. Alpha Portland Cement Co. v Knapp, 230 NY 48, 62-63 [1920], cert denied 256 US 702 [1921]). But departure from a textual analysis is appropriate only if the statutory language is “fairly susceptible” to an interpretation that satisfies applicable First Amendment requirements (People v Dietze, 75 NY2d at 52; see e.g. United States v Stevens, 559 US at 481). The doctrine of separation of governmental powers prevents a court from rewriting a legislative enactment through the creative use of a severability clause when the result is incompatible with the language of the statute (see e.g. People v Dietze, 75 NY2d at 52-53; Reno v American Civil Liberties Union, 521 US at 884-885). And special concerns arise in the First Amendment context--excessive judicial revision of an overbroad statute may lead to vagueness problems because
“the statutory language would signify one thing but, as a matter of judicial decision, would stand for something entirely different. Under those circumstances, persons of ordinary intelligence reading [the law] could not know what it actually meant” (People v Dietze, 75 NY2d at 53; see e.g. Houston v Hill, 482 US 451, 468-469 [1987]).
We conclude that it is not a permissible use of judicial authority for us to employ the severance doctrine to the extent suggested by the County or the dissent. It is possible to sever the portion of the cyberbullying law that applies to adults and other
It is undisputed that the Albany County statute was motivated by the laudable public purpose of shielding children from cyberbullying. The text of the cyberbullying law, however, does not adequately reflect an intent to restrict its reach to the three discrete types of electronic bullying of a sexual nature designed to cause emotional harm to children. Hence, to accept the County‘s proposed interpretation, we would need to significantly modify the applications of the county law, resulting in the amended scope bearing little resemblance to the actual language of the law. Such a judicial rewrite encroaches on the authority of the legislative body that crafted the provision and enters the realm of vagueness because any person who reads it would lack fair notice of what is legal and what constitutes a crime. Even if the First Amendment allows a cyberbullying statute of the limited nature proposed by Albany County, the local law here was not drafted in that manner. Albany County therefore has not met its burden of proving that the restrictions on speech contained in its cyberbullying law survive strict scrutiny.
There is undoubtedly general consensus that defendant‘s Facebook communications were repulsive and harmful to the subjects of his rants, and potentially created a risk of physical or emotional injury based on the private nature of the comments. He identified specific adolescents with photographs, described their purported sexual practices and posted the information on a website accessible world-wide. Unlike traditional bullying, which usually takes place by a face-to-face encounter, defendant used the advantages of the Internet to attack his victims from a safe distance, 24 hours a day, while cloaked in anonymity. Although the First Amendment may not give defendant the right to engage in these activities, the text of Albany County‘s law envelops far more than acts of cyberbullying against children by criminalizing a variety of constitutionally-protected modes of expression. We therefore hold that Albany County‘s Local Law No. 11 of 2010--as drafted--is overbroad and facially invalid under the Free Speech Clause of the First Amendment.
Accordingly, the order of County Court should be reversed and the accusatory instrument dismissed.
SMITH, J. (dissenting). Albany County has conceded that certain provisions of its Cyber-Bullying law are invalid. It seems to me that those provisions can be readily severed from the rest of the legislation and that what remains can, without any strain on its language, be interpreted in a way that renders it constitutionally valid.
The operative provision of the law says simply: “No person shall engage in cyber-bullying against any minor or person in the County of Albany.” The County does not defend the law as it applies to adults, and the majority acknowledges that we may consider the statute as if the words “or person” were deleted (majority op at 11). But the majority finds irreparable constitutional flaws in the definition of Cyber-Bullying, which is as follows:
“‘CYBER-BULLYING’ shall mean any act of communicating or causing a communication to be sent by mechanical or electronic means, including posting statements on the internet or through a computer or email network, disseminating embarrassing or sexually explicit photographs; disseminating private, personal, false or sexual information, or sending hate mail, with no legitimate private, personal, or public purpose, with the intent to
harass, annoy, threaten, abuse, taunt, intimidate, torment, humiliate, or otherwise inflict significant emotional harm on another person.”
The County concedes that the words “embarrassing” and “hate mail” are “vague and thus unenforceable” (brief of intervenor-respondent Albany County [County Brief] at 8 n 4). It argues, correctly I think, that these terms can be dealt with in the same way as the reference to “person” in the operative section: simply by crossing them out. Once these deletions are made, I see nothing in the law that renders it unconstitutional.
The majority, it seems, is troubled by two other aspects of the definition of “Cyber-Bullying“: the requirement that the forbidden communications be made “with no legitimate private, personal, or public purpose“; and the series of verbs--“harass, annoy, threaten, abuse, taunt, intimidate, torment, humiliate“--that precedes the words “or otherwise.” Neither requires us to invalidate the law.
I grant that the words “no legitimate . . . purpose” are not remarkable for their precision. We have twice held, however, that they are clear enough to withstand a constitutional challenge for vagueness (People v Shack, 86 NY2d 529, 533, 538 [1995] [holding valid a prohibition on the making of a telephone call “with intent to harass, annoy, threaten or alarm another person . . . with no purpose of legitimate communication“]; People v Stuart, 100 NY2d 412, 428 [2003] [holding valid an anti-stalking statute prohibiting a described course of conduct when engaged in “for no legitimate purpose“]). We said in Shack:
“the phrase ‘no purpose of legitimate communication’ . . . notwithstanding its subjective quality, would be understood to mean the absence of expression of ideas or thoughts other than threats and/or intimidating or coercive utterances.” (86 NY2d at 538.)
Similarly here, the phrase “no legitimate purpose” should be understood to mean the absence of expression of ideas or thoughts other than the mere abuse that the law proscribes.
It is true, as the majority says (majority op at 11 n 4) that the criminal conduct at issue in Shack and Stuart was different from the conduct at issue here--but that does not make the words “no legitimate purpose” any more or less vague. The majority is also correct in saying that “the First Amendment
As for the list of verbs beginning with “annoy” and ending with “humiliate,” it is fair to read them, as the County urges, as “a non-exhaustive list of ways that the wrongdoer may formulate his or her intent to inflict emotional harm on the victim” (County Brief at 8). In other words, the acts within the scope of the Cyber-Bullying law--disseminating sexually explicit photographs or private, personal, false or sexual information--are prohibited only where they are intended to “inflict significant emotional harm” on the victim, and the verbs merely serve as examples of ways in which significant emotional harm may be inflicted. That is not the only possible way to read the text of the law, but it is a perfectly reasonable way--indeed, the word “otherwise” seems to signal that the verbs preceding it are only illustrative. So read, the law does not prohibit conduct intended to harass, annoy, threaten or the like unless the actor specifically intended “significant emotional harm.” I do not find such a prohibition to be unconstitutionally vague or overbroad.
In short, I think the majority makes too much of what it sees as flaws in the draftsmanship of the Cyber-Bullying law. The crux of the case, in my view, is whether Albany County constitutionally may do what it is trying to do--to prohibit certain kinds of communication that have no legitimate purpose and are intended to inflict significant emotional injury on children. The answer to this question is not self-evident. The First Amendment protects some extremely obnoxious forms of speech, including insults offered to a dead soldier at his funeral (Snyder v Phelps, 562 US 443 [2011]) and horrifyingly violent video games marketed to teenagers (Brown v Entertainment Merchants Assn., 564 US 786 [2011]). But Snyder itself makes clear that speech designed to inflict serious emotional injury is protected only when, as in Snyder, the speech is directed at a matter of public concern:
“Whether the First Amendment prohibits holding Westboro liable for its speech in this case turns largely on whether that speech is of public or private
concern, as determined by all the circumstances of the case. . . . [R]estricting speech on purely private matters does not implicate the same constitutional concerns as limiting speech on matters of public interest” (562 US at 451-452; see also Hustler Magazine, Inc. v Falwell, 485 US 46, 53 [1988] [speech about a “public figure” is constitutionally protected even if uttered with intent to cause emotional distress because regulation of emotionally harmful speech about public figures would chill debate on public matters]).
It is thus clear that the emotional abuse involved in Snyder would not have been constitutionally protected if, like Marquan‘s remarks about his fellow students, it had referred to no matter of public importance and had been uttered purely out of private rage or spite. And the victims of the abuse in Snyder were adults; in that respect, the present case is a fortiori. The Albany County Cyber-Bullying law is valid.
Chief Judge LIPPMAN and Judges READ, RIVERA and ABDUS-SALAAM concur with Judge GRAFFEO; Judge SMITH dissents in an opinion in which Judge PIGOTT concurs.
Order reversed and accusatory instrument dismissed.