559 F.2d 735 | D.C. Cir. | 1977
Lead Opinion
Opinion for the court filed by J. SKELLY WRIGHT, Circuit Judge.
Dissenting opinion filed by ROBB, Circuit Judge.
The present case represents yet another phase in the ongoing controversy between petitioner National Organization for the Reform of Marijuana Laws (NORML) and respondent Drug Enforcement Administration (DEA), an agency within the Department of Justice.
I. THE CONTROLLED SUBSTANCES ACT
In 1970 Congress enacted the Controlled Substances- Act, a comprehensive statute designed to rationalize federal control of dangerous drugs.
Recognizing that the results of continuing research might cast doubt on the wisdom of initial classification assignments,
At the heart of the present controversy is the statutory requirement that the Attorney General share his decisionmaking function under the Act with the Secretary of HEW. Specifically, Section 201(b), 21 U.S.C. § 811(b), provides that prior to commencement of reclassification rulemaking proceedings the Attorney General must “request from the Secretary a scientific and medical evaluation, and his recommendations, as to whether such drug or other substance should be so controlled or removed as a controlled substance.” The evaluation prepared by the Secretary must address the scientific and medical factors enumerated in Section 201(c), 21 U.S.C. § 811(c); these factors relate to the effects of the drug and its abuse potential. Pursuant to Section 201(b), the Secretary’s recommendations “shall be binding on the Attorney General as to such scientific and medical matters, and if the Secretary recommends that a drug or other substance not be controlled, the Attorney General shall not control the drug or other substance.”
Section 201(d) of the Act, 21 U.S.C. § 811(d), contains a limited exception to the referral procedures detailed in Section 201(b)-(c). Subsection (d) provides:
If control is required by United States obligations under international treaties, conventions, or protocols in effect on the effective date of this part, the Attorney General shall issue an order controlling such drug under the schedule he deems most appropriate to carry out such obligations, without regard to the findings required by subsection (a) of this section[12 ] or section 812(b) of this title[13 ] and without regard to the procedures prescribed by subsections (a) and (b) of this section.
The issue that has produced the widest gulf between the parties is the effect of subsection (d) on the decisionmaking procedures triggered by NORML’s petition to decontrol or reschedule marihuana. Respondent argues that where, as here, United States treaty obligations require any measure of control over a substance, Section 201(d) relieves the Attorney General of his duty to refer the petition to the Secretary of HEW. Petitioner takes the position that subsection (d) does not obviate the statutory referral requirement, but merely authorizes the At
II. THE SINGLE CONVENTION ON NARCOTIC DRUGS
In 1948, in order to simplify existing treaties and international administrative machinery, members of the United Nations undertook codification of a single convention on international narcotics control.
Like the CSA, the Single Convention establishes several classifications or “schedules” of substances, to which varying regimes of control attach.
In contrast to the CSA,
(b) “Cannabis” means the flowering or fruiting tops of the cannabis plant (excluding the seeds and.leaves when not accompanied by the tops) from which the resin has not been extracted, by whatever name they may be designated.
(c) “Cannabis plant” means any plant of the genus cannabis.
(d) “Cannabis resin” means the separated resin, whether crude or purified, obtained from the cannabis plant.
“Cannabis” and “cannabis resin” are listed in Schedules I and IV of the Single Convention and thus are subject to the controls applicable to each of those classifications. As Schedule I drugs
Cannabis and cannabis resin and other substances listed in Schedule IV invoke additional restrictions, set forth in Art. 2,15:
(a) A Party shall adopt any special measures of control which in its opinion are necessary having regard to the particularly dangerous properties of a drug so included; and
(b) A Party shall, if in its opinion the prevailing conditions in its country render it the most appropriate means of protecting the public health and welfare, prohibit the production, manufacture, export and import of, trade in, possession or use of any such drug except for amounts which may be necessary for medical and scientific research only, including clinical trials therewith to be conducted under or subject to the direct supervision and control of the Party.[29 ]
As a result of the treaty’s definition of “cannabis,” the controls applicable to cannabis and cannabis resin apply to the leaves and seeds of the cannabis plant when they accompany the “flowering or fruiting tops” of the plant. However, when separated from the tops the leaves and seeds do not fall within the definition of “cannabis” or “cannabis resin” and are not subject to the controls applicable to Schedule I or IV substances.
The Parties shall adopt such measures as may be necessary to prevent the misuse of, and illicit traffic in, the leaves of the cannabis plant.
The only provision arguably relevant to cannabis seeds is Art. 2,18, which provides:
The Parties shall use their best endeavors to apply to substances which do not fall under this Convention, but which may be used in the illicit manufacture of drugs, such measures of supervision as may be practicable.[31 ]
A. The first court case.
On May 18, 1972 petitioner NORML and two other interested parties
NORML filed a petition for review with this court and, on January 15, 1974, the court reversed and remanded for consideration on the merits. National Organization for Reform of Marijuana Laws (NORML) v. Ingersoll, 162 U.S.App.D.C. 67, 497 F.2d 654 (1974). The court’s opinion inveighed against an agency’s outright rejection of the filing of a petition, except in narrowly circumscribed situations:
In this case there is no procedural defect or failure to comply with a clear-cut requirement of law. What accounted for respondent’s action is his conclusion on the merits that the petition sought action inconsistent with treaty commitment. * * * That kind of determination should have been reflected in an action denying the petition on the merits * s(c sfc Hf *
Id. at 72, 497 F.2d at 659.
In delineating the areas of interest to be addressed on remand, the court indicated that, in view of the treaty’s exclusion of separated leaves from the terms “cannabis” and “cannabis resin,” the agency should separately consider rescheduling the leaves of the marihuana plant. Id. at 73, 497 F.2d at 660.
In the first phase, the Department of Justice could consider whether there is any latitude [to reschedule] consistent with treaty obligations, and herein receive expert testimony limited to this treaty issue. The second phase would arise only if some latitude were found, and would consider how the pertinent executive discretion should be exercised.
Id. at 661 n.17. In connection with this “second phase” the court commented on the Director’s argument that under Section 201(d) scheduling of marihuana was a matter entrusted to his sole discretion as delegee of the Attorney General:
This is a matter that gives us pause. The respondent seems to be saying that even though the treaty does not require more control than Schedule V provides, he can on his own say-so and without any reason insist on schedule I. We doubt that this was the intent of Congress.
Id. at 73-74, 497 F.2d at 660-661.
B. The proceedings on remand.
On June 26, 1974 DEA published a notice in the Federal Register announcing that the
From January 28 through January 30, 1975 a hearing was held before Administrative Law Judge (ALJ) Parker. NORML called two witnesses, Mr. Lawrence Hoover and Dr. Joel Fort, both of whom qualified as experts on the obligations imposed by the Single Convention. Respondent called two chemists, Mr. Philip Porto and Dr. Carlton Turner, as well as DEA’s Chief Counsel, Mr. Donald Miller, who qualified as an expert on the treaty issue.
On May 21, 1975 ALJ Parker issued his report. Petitioner’s Appendix C. He held that, consistent with the Single Convention, “cannabis” and “cannabis resin”- — as defined by the treaty — could be rescheduled' to CSA Schedule II, cannabis leaves could be rescheduled to CSA Schedule V, and cannabis seeds and “synthetic cannabis”
On appeal from ALJ Parker’s order, DEA’s Acting Administrator,
After outlining the latitude within which various parts of the marihuana plant could be rescheduled, the Acting Administrator proceeded to determine how to exercise his discretion to reschedule. He examined a letter of April 14, 1975 from Dr. Theodore Cooper, Acting Assistant Secretary for Health. The letter, which was introduced at oral argument before ALJ Parker, states that there “is currently no accepted medical use of marihuana in the United States” and that there “is no approved New Drug Application” for marihuana on file with the
Turning finally to the controversy over the interpretation of Section 201(d), the Acting Administrator stated:
It is unnecessary to decide whether Section 201(d) requires the Attorney General to seek the views of HEW on a substance included in an international treaty. In the instance of marihuana he has done so and he has received a reply.
Id. at 44165.
C. The present lawsuit.
On October 22, 1975 NORML filed with this court a petition for review of the Act-
ing Administrator’s order. Petitioner urges the court to reverse and remand the case for further proceedings — to include referral of the rescheduling petition to the Secretary of HEW pursuant to Section 201(b)-(c) of the CSA. NORML agrees with ALJ Parker’s conclusions as to the scheduling options left open by the Single Convention, except to the extent that he ruled out rescheduling cannabis and cannabis resin below CSA Schedule II.
Respondent proffers alternative arguments in defense of the Acting Administrator’s decision to deny NORML’s rescheduling petition and thereby perpetuate placement of marihuana in CSA Schedule I. Respondent alleges first that by virtue of Section 201(d) the referral and hearing procedures of Section 201(a)-(c) do not apply to drugs subject by treaty to international control. Accordingly, the decision whether to reschedule marihuana is entrusted to the Acting Administrator, as delegee of the Attorney General, and the only question open on review is whether his decision not to reschedule the drug is based on substantial evidence. Section 507, 21 U.S.C. § 877.
IV. SCHEDULING DECISIONS UNDER SECTION 201
A. Statutory construction of Section 201(d).
We agree with the parties that the Single Convention leaves some degree of latitude within which to reschedule the various parts of the marihuana plant under the CSA. We defer our discussion of the precise degree of that latitude and turn first to the crucial question confronting the court: interpretation of Section 201(d). We note at the outset that the Acting Administrator declined to decide the issue.
Section 201(d) provides that if control of a substance is required by United States treaty obligations, “the Attorney General shall issue an order controlling such drug under the schedule he deems most appropriate to carry out such obligations,” without regard to the referral and hearing procedures prescribed by Section 201(a)-(c) and without regard to the Section 202 criteria ordinarily governing scheduling decisions. Each party relies on the language and history of subsection (d) to support its construction of the provision. However, although the report of the House Committee on Interstate and Foreign Commerce does make specific reference to Section 201(d), the statements essentially track the language of the provision and offer little guidance for statutory interpretation.
Following extensive debate on the Senate floor, proposals to transfer much of the Attorney General’s scheduling authority to the Secretary of HEW were narrowly defeated.
Section 201(d) must be read against this backdrop of intense concern with establishing and preserving HEW’s avenue of input into scheduling decisions. Comments by various congressmen confirm the limited purpose of subsection (d): to authorize the Attorney General to disregard scheduling criteria and HEW recommendations that would otherwise lead to scheduling of a substance in violation of treaty commitments.
The language of Section 201(d) is consistent with the clear import of the Act’s legislative history. The section provides that the Attorney General shall, without regard to the usual referral and hearing procedures, “issue an order controlling such drug under the schedule he deems most appropriate to carry out such [international] obligations * * *(Emphasis added.) The underscored phrase, which is omitted from the dissent’s discussion of this section, circumscribes the Attorney General’s scheduling authority: it enables him to place a substance in a CSA schedule — without regard to medical and scientific findings— only to the extent that placement in that schedule is necessary to satisfy United States international obligations. Had the provision been intended to grant him unlimited scheduling discretion with respect to internationally controlled substances, it
Our interpretation of Section 201(d) ensures proper allocation of decisionmaking responsibility between the Attorney General and the Secretary of HEW, in accordance with their respective spheres of expertise. Section 201(d) directs the Attorney General, as an initial matter, to make a legal judgment as to controls necessitated by international commitments. He then establishes a minimum schedule or level of control below which placement of the substance may not fall. Determination of a minimum schedule ensures that the Secretary’s recommendation, which ordinarily would be binding as to medical and scientific findings, does not cause a substance to be scheduled in violation of treaty obligations. However, once that minimum schedule is established by the Attorney General, the decision whether to impose controls more restrictive than required by treaty implicates the same medical and scientific considerations as do scheduling decisions regarding those few substances not controlled by treaty. The Secretary of HEW is manifestly more competent to make these nonlegal evaluations and recommendations.
Moreover, we think it not insignificant that the Office of Legal Counsel of the Department of Justice, in a memorandum dated August 21,1972,
B. Satisfaction of the referral and hearing procedures of Section 201(a)-(c).
As an alternative argument respondent contends — and the Acting Administrator held — that whatever the proper interpretation of Section 201(d), Dr. Cooper’s letter satisfied the Section 201(b)-(e) requirement that the Acting Administrator refer the petition to the Secretary of HEW for medical and scientific findings and recommendations. The Acting Administrator premised his conclusion on the assumption that placement in CSA Schedule I is automatically required if the substance has no currently accepted medical use in the United States. Our analysis of the Act compels us to reject his finding.
The CSA makes clear that, upon referral by the Attorney General, the Secretary of HEW is required to consider a number of different factors in making his evaluations and recommendations. Section 201(b)-(c) specifies that the Secretary must consider “scientific evidence of [the substance’s] pharmacological effect, if known”; “the state of current scientific knowledge regarding the drug or other substance”; “what, if any, risk there is to the public health”; the drug’s “psychic or physiological dependence liability”; “whether the substance is an immediate precursor of a substance already controlled under this sub-chapter”; and any scientific or medical fac
Admittedly, Section 202(b), 21 U.S.C. § 812(b), which sets forth the criteria for placement in each of the five CSA schedules, established medical use as the factor that distinguishes substances in Schedule II from those in Schedule I. However, placement in Schedule I does not appear to flow inevitably from lack of a currently accepted medical use. Like that of Section 201(c), the structure of Section 202(b) contemplates balancing of medical usefulness along with several other considerations, including potential for abuse and danger of dependence.
Moreover, DEA’s own scheduling practices support the conclusion that substances lacking medical usefulness need not always be placed in Schedule I. At the hearing before ALJ Parker DEA’s Chief Counsel, Donald Miller, testified that several substances listed in CSA Schedule II, including poppy straw, have no currently accepted medical use. Tr. at 473-474, 488. He further acknowledged that marihuana could be rescheduled to Schedule II without a currently accepted medical use. Tr. at 487-488. Neither party offered any contrary evidence.
More importantly, even if lack of medical use is dispositive of a classification
V. CONTROLS REQUIRED BY THE SINGLE CONVENTION
We turn now to a discussion of the scheduling options left open by the Single Convention.
A. Cannabis and cannabis resin.
The Single Convention defines “cannabis” as the fruiting or flowering tops of the cannabis plant, including leaves when not detached, Art. 1, 111(b), and “cannabis resin” as any resin that has been extracted from the plant. Art. 1, U 1(d). These “drugs” are listed in Schedules I and IV of the treaty and are therefore subject to severe restrictions on manufacturing, distribution, and international trade.
Comparison of the control regimes of the CSA and the Single Convention reveals the rationality of this consensus. The primary difference between substances in CSA Schedule I and those in Schedule II is that the former may be used for research only, whereas the latter may be prescribed by licensed physicians. Tr. at 488.
The parties further agree that, without imposition of additional restrictions on lower schedules, CSA Schedule II is necessary as well as sufficient to satisfy our international obligations. Petitioner’s br. at 30, 35; respondent’s br. at 12. As detailed in ALJ Parker’s Findings, petitioner’s Appendix C at 22-24, several requirements imposed by the Single Convention would not be met if cannabis and cannabis resin were placed in CSA Schedule III, IV or V.
This court need not decide whether the Attorney General’s rulemaking authority permits creation of a hybrid classification. In the circumstances of this case, Section 201(d) plainly authorizes him to decline to promulgate the rules suggested by petitioner. NORML ignores the language of that section, which directs the Attorney General to issue an order controlling a substance “under the schedule he deems most appropriate to carry out” United States international obligations. Even under a narrow reading of subsection (d), the Attorney General — to satisfy treaty requirements — is directed to establish a minimum schedule below which the substance in question may not be placed. Establishment of this minimum schedule is based on a legal judgment as to the controls mandated by the Single Convention, and need not be justified by medical and scientific findings.
Petitioner’s request for special rulemaking undercuts the language and purpose of Section 201(d). If, as NORML suggests, the Attorney General must consider whether a substance controlled by treaty can be placed in a less restrictive CSA schedule provided additional requirements are imposed through the rulemaking process, then Congress would not have authorized him to place the substance in the schedule he deems most appropriate to carry out our treaty obligations. If Section 201(d) is to have any meaning at all, it must be read to authorize placement of cannabis and cannabis resin in CSA Schedule II, despite the fact that a specially imposed combination of controls might meet the requirements of the Single Convention. Congress surely did not intend to require the Attorney General to consider creation of a hybrid schedule each time an interested party files a petition to reschedule a substance controlled by treaty.
B. Cannabis leaves (when unaccompanied by the tops).
NORML contends that ALJ Parker was correct in finding that under the Single Convention cannabis leaves may be rescheduled to CSA Schedule V. Respondent defends the Acting Administrator’s conclusion that cannabis leaves may be rescheduled to CSA Schedule III or IV but not to Schedule V. See 40 Fed.Reg. 44167, 44168 (1975).
As noted earlier, Art. 28, H 3 contains the treaty’s only reference to separated cannabis leaves. That provision states that “[t]he Parties shall adopt such measures as may be necessary to prevent the misuse of, and illicit traffic in, the leaves of the cannabis plant.” Petitioner’s and respondent’s expert witnesses both agreed that the treaty leaves to the discretion of each country the determination of measures necessary to prevent misuse and illicit traffic.
The major difference between substances placed in CSA Schedule IV and those placed in Schedule V is that under Section 309, 21 U.S.C. § 829, the former may be dispensed only by prescription. The Single Convention does not require that cannabis leaVes be dispensed only by prescription.
Parties are not bound to prohibit the consumption of the leaves for non-medical purposes,[75] but only to take the necessary measures to prevent their misuse. This might involve an obligation to prevent the consumption of very potent leaves, or of excessive quantities of them. It may be assumed that Parties would in any case not be permitted by paragraph 3 to authorize the uncontrolled use of the leaves. Any authorized consumption would have to be governed by such regulations as would be required to prevent illicit traffic and misuse.[76] The conditions under which non-medical consumption might be permitted might also depend on the outcome of the studies which at the time of this writing are being carried out concerning the effects of the use of the leaves.
Petitioner’s Appendix E at 316. Moreover, the history of the treaty provision in question indicates that countries are given much leeway in determining what is “misuse of” and “illicit traffic in” cannabis leaves and in fashioning methods of preventing these two evils.
Given the background of the relevant treaty provisions, we conclude that the Single Convention would allow the United States to place separated marihuana leaves in CSA Schedule V. The Acting Administrator agreed with this conclusion as an abstract legal principle; however, he broadened the inquiry and held that, in any event, he would not exercise his discretion to transfer marihuana leaves from CSA Schedule I to Schedule V. Specifically, he stated:
* * * If the Acting Administrator were faced with this question in the framework of an academic discussion, he might agree that Schedule V controls*754 could technically so limit separated leaves (and seeds capable of germination) as to meet the bare bones language of the treaty.
However, marihuana in the illicit traffic is a mixture of crushed leaves, flowers, and twigs, and THC can be extracted from the leaves to make hash oil. Thus, the misuse to which the leaves can be put and the form in which marihuana appears illicitly, make it obvious that Schedule V controls, which permit over-the-counter sales for a “medical purpose” would fall far short of the contemplated restrictions and purposes of the Single Convention and the intent of the Comprehensive Drug Abuse Prevention and Control Act of 1970.
40 Fed.Reg. 44167 (1975); see id. at 44168.
The Acting Administrator’s determination that CSA Schedule V controls are inadequate because of the usual composition of “marihuana” in this country is not, strictly speaking, a judgment regarding the degree of control mandated by the terms of the treaty. Indeed, the treaty itself makes a distinction between cannabis and separated cannabis leaves.
Whatever the relevance of marihuana mixtures in this country,
Cannabis seeds detached from the tops are not included within the treaty’s definition of “cannabis.” None of the controls outlined in the treaty refers specifically to cannabis seeds. The only arguably relevant provision is Art. 2, 18, which provides:
The Parties shall use their best endeavors to apply to substances which do not fall under this Convention, but which may be used in the illicit manufacture of drugs, such measures of supervision as may be practicable.
The Commentary to this provision states that “[t]he vagueness of the wording of paragraph 8 leaves it practically to the discretion of each Party to decide to what substances it should apply the control provided in this paragraph, and what measures it would be practicable to take.” Petitioner’s Appendix E at 71.
NORML contends — and ALJ Parker agreed — that the treaty allows decontrol of cannabis seeds. In his published opinion the Acting Administrator took the position that seeds incapable of germination are not covered by the treaty,
We are not persuaded that the Acting Administrator erred in concluding that Art. 2, H 8 creates an affirmative duty to establish some measure of control over cannabis seeds capable of germination. In acknowledging the discretion of each nation to determine those substances embraced by Art. 2, H 8 and the practicability of various measures of supervision, the Commentary assigns a specific purpose to the open-endedness of the provision. First, the drafters of the treaty could not foresee which substances would in the future be used in illicit manufacture of narcotic drugs: “It is this impossibility to foresee the substances which might require the application of control measures which led to the adoption of this very broad and vague provision.” Petitioner’s Appendix E at 71. Second, the Single Convention recognizes that measures practicable in one country may be impracticable in another, where the substance is used for legitimate industrial purposes, id.; thus the treaty confers broad discretion to adopt “such measures of supervision as may be practicable.”
The Acting Administrator’s conclusion that the United States cannot decontrol cannabis seeds capable of germination is
The Acting Administrator further found, “in the framework of an academic discussion,” that CSA Schedule V controls over seeds capable of germination would meet the requirements of the Single Convention. 40 Fed.Reg. 44167 (1975), Given the open-ended nature of Art. 2,18 and the limitations attaching to CSA Schedule V substances,
D. Synthetic tetrahydrocannabinol (THC) or “artificial cannabis.”
The synthetic equivalents of marihuana extracts, tetrahydrocannabinols (THC),
The lack of treaty obligations with respect to synthetic THC means only that the nation retains unlimited latitude within which to schedule the drug under the Controlled Substances Act
We note at the outset that DEA does not contend that it was prejudiced when the issue of synthetic THC was raised at the hearing; indeed, in accord with the hearing testimony, respondent readily concedes that the Single Convention does not apply to the substance. Nor does respondent argue that the similarities between synthetic THC and natural marihuana materials are too slight to warrant consolidated consideration. The sole reason for DEA’s opposition to consideration of rescheduling THC is NORML’s failure to have filed the appropriate petition with the agency. However, under both CSA Section 201 and the applicable regulations, see 21 C.F.R. §§ 1308,1316, it appears that a petition to reschedule may be filed at any time.
VI. CONCLUSION
This case is remanded for further proceedings not inconsistent with this opinion. Specifically, the Acting Administrator is directed, pursuant to Section 201(a)-(c), to refer the NORML petition to the Secretary of HEW for medical and scientific findings and recommendations for rescheduling, consistent with the requirements of the Single Convention, as interpreted by this court. The Secretary of HEW is directed to make separate evaluations and recommendations for each of the following cannabis materials, within the limits authorized by treaty:
1. “Cannabis” and “cannabis resin” (minimum control regime of CSA Schedule II).
2. Cannabis leaves (minimum control regime of Schedule V).
3. Cannabis seeds capable of germination (minimum control regime of Schedule V).
4. Synthetic THC (no minimum control regime).
Following receipt of the Secretary’s evaluations and recommendations, the Acting Administrator is directed to comply with the rulemaking procedures outlined in Section 201(a)-(b).
So ordered.
Appendix to follow.
From Vodra, The Controlled Substances Act, DRUG ENFORCEMENT, Vol. 2, No. 2, at 20-21 (Spring 1975).
Control Mechanisms.of the CSA SCHEDULE REGISTRATION RECORD-KEEPING MANUFACTURING QUOTAS DISTRIBUTION RESTRICTIONS DIS-PENS-ING LIMITS IMPORT-EXPORT NONNARCOTIC SE-CUR-ITY MANUFACTURER/ DISTRIBUTOR REPORTS TO PEA CRIMINAL PENALTIES FOR TRAFFICKING (FIRST OFFENSE) NONNARCOTIC Required Separate Order forms Research use only Vault type Yes 15 years/ $25,000 5 years/ $15,000 Required Separate Order forms Rx: written; no refills Vault type 15 years/ $25,000 5 years/ $15,000 Required Readily retrievable No but Some drugs* limited by Schedule IX quotas DEA registration number Rx: written or oral with medical authorization; refills up to 5 times in 6 months Surveil-lance Yes Narcotic 5 years/ $15,000 No Nonnarcotic 5 years/ $15,000 Required Readily retrievable No but Some drugs* limited by Schedule XI quotas DEA registration number Rx: . written or oral with medical authorization; refills . up to 5 times in 6 months Surveil-lance No Narcotic 3 years/ $10,000 No Nonnarcotic 3 years/ $10,000 Required Readily retrievable No but Some drugs* limited by Schedule XX quotas DEA registration number 0TC (Rx drugs limited Co MD's order) import Surveil-lance Manufacturer only. Narcotic l year/ $5,000 those derived from substances in/Schedule II export NO Nonnarcotic 1 year/ $5,000
. The controversy originally involved the Bureau of Narcotics and Dangerous Drugs (BNDD), a predecessor agency of DEA. Following a reorganization within the Department of Justice, the case was continued against the DEA Director as respondent. See National Organization for Reform of Marijuana Laws (NORML) v. Ingersoll, 162 U.S.App.D.C. 67, 69 n.1, 497 F.2d 654, 656 n.1 (1974).
. The United States ratified the Single Convention in 1967. For a discussion of the events surrounding that ratification, see Cohrssen & Hoover, The International Control of Dangerous Drugs, 9 J. Int’l L. & Econ. 81, 84-87 (1974).
. See NORML v. Ingersoll, supra note 1, at 69, 497 F.2d at 656; Cohrssen & Hoover, supra note 2, at 88.
. The Act’s initial schedules of controlled substances are contained in § 202(c), 21 U.S.C. § 812(c). These listings are subject to amendment pursuant to § 201, 21 U.S.C. § 811, and have, in fact, been amended on several occasions. Cf. 21 C.F.R. § 1308.11 (1976).
. See NORML v. Ingersoll, supra note 1, at 69, 497 F.2d at 656; Vodra, The Controlled Substances Act, Drug Enforcement, Vol. 2, No. 2, at 36-39 (Spring 1975).
. See generally 21 U.S.C. §§ 822-829, 841-846; Cohrssen & Hoover, supra note 2, at 90; Vodra, supra note 5, at 2-7 (this author’s chart of CSA control mechanisms is reproduced as an appendix to this opinion).
. See § 202(c), 21 U.S.C. § 812(c); 21 C.F.R. § 1308.11. For purposes of the CSA marihuana is defined as follows:
The term “marihuana” means all parts of the plant Cannabis sativa L., whether growing or not; the seeds thereof; the resin extracted from any part of such plant; and every compound, manufacture, salt, derivative, mixture, or preparation of such plant, its seeds or resin. Such term does not include the mature stalks of such plant, fiber produced from such stalks, oil or cake made from the seeds of such plant, any other compound, manufacture, salt, derivative, mixture, or preparation of such mature stalks (except the resin extracted therefrom), fiber, oil, or cake, or the sterilized seed of such plant which is incapable of germination.
21 U.S.C. § 802(15). The definition was carried forward from the Marijuana Tax Act of 1937, ch. 533, § 7(a), (b), (c), 50 Stat. 551. See United States v. Walton, 168 U.S.App.D.C. 305, 307, 514 F.2d 201, 203 (1975).
. In § 502(a)(6), 21 U.S.C. § 872(a)(6), Congress expressly authorized the Attorney General to undertake “studies or special projects to develop information necessary to carry out his [rescheduling] functions under section 811 of this title.” In addition, § 601 of the CSA, 21 U.S.C. § 801 note, established a presidential Commission on Marihuana and Drug Abuse and directed the Commission to conduct a study of marihuana and submit reports containing recommendations for legislative and administrative action. See also NORML v. Ingersoll, supra note 1, 162 U.S.App.D.C. at 69-70, 497 F.2d at 656-657.
. Section 201(a)(1), 21 U.S.C. § 811(a)(1), provides that the Attorney General may add a substance to a schedule or transfer it between schedules if he
(A) finds that such drug or other substance has a potential for abuse, and
(B) makes with respect to such drug or other substance the findings prescribed by subsection (b) of section 812 of this title for the schedule in which such drug is to be placed[.]
Pursuant to § 201(a)(2), 21 U.S.C. § 811(a)(2), he may “decontrol” a substance if he finds that it “does not meet the requirements for inclusion in any schedule.”
. “Reclassification” and “rescheduling” will hereinafter be used to indicate any change in the legal status of a substance under the Act— i. e., addition to, deletion from, or transfer between the schedules.
. Moreover, both DEA and HEW have interpreted § 201(b) to bar DEA from exceeding the level of control recommended by HEW. See Vodra, supra note 5, at 34.
. See note 9 supra.
. The criteria for placement in the various schedules are enumerated in 21 U.S.C. § 812(b).
. For a history of the Single Convention and its predecessor treaties, see Cohrssen & Hoover, supra note 2, at 81-87; Lande, The International Drug Control System, reprinted in National Commission on Marihuana and Drug Abuse, Second Report, Drug Use in America; Problem in Perspective, Vol. Ill, at 11-35 (1973); Lande, The Single Convention on Narcotic Drugs, 1961, 16 Int’l Org. 776 (1962).
. Article 2 contains a summary of the control provisions applicable to each schedule. The substances contained in each schedule are listed in the appendix to the treaty.
. See Cohrssen & Hoover, supra note 2, at 94; Lande, The International Drug Control System, supra note 14, at 96.
. Drugs contained in Schedule II are also more widely used in medicine than are drugs contained in Schedule I. Lande, The International Drug Control System, supra note 14, at 62-63. Schedule III contains only preparations of narcotic drugs. Ordinarily, preparations are listed in the same Schedule (I or II) that embraces the drug they contain; Schedule III preparations are separately listed because they have no abuse liability and the drugs they contain cannot be recovered by readily applicable means. Id, at 53, 62-63, 94-95, 96-97.
. See Cohrssen & Hoover, supra note 2, at 95; Lande, The International Drug Control System, supra note 14, at 21, 97.
. For the CSA’s definition of “marihuana” see note 7 supra.
. Article 1, fl l(j) defines “drug” as “any of the substances in Schedules I and II * * *
. See generally Art. 2, (| 1. The Schedule I control regime is described in Cohrssen & Hoover, supra note 2, at 95-96. Schedule II drugs are subject to many of the same controls, but carry fewer restrictions on retail trade and no medical prescription requirement. Id. at 96.
. Art. 4, H (c).
. Art. 29.
. Art. 30.
. Art. 19.
. Art. 20.
. Art. 33. This limitation applies whether the drugs are held for distribution or for personal consumption. See Lande, The International Drug Control System, supra note 14, at 59.
. Art. 36(1) provides:
Subject to its constitutional limitations, each Party shall adopt such measures as will ensure that cultivation, production, manufacture, extraction, preparation, possession, offering, offering for sale, distribution, purchase sale, delivery on any terms whatsoever, brokerage, dispatch, dispatch in transit, transport, importation and exportation of drugs contrary to the provisions of this Convention, and any other action which in the opinion of such Party may be contrary to the provisions of this Convention, shall be punishable offences when committed intentionally, and that serious offences shall be liable to adequate punishment particularly by imprisonment or other penalties of deprivation of liberty.
. In addition to the controls specified for Schedule I and IV substances, Articles 28 and 23 enumerate special measures relating to control of cannabis and cannabis resin. These Articles provide that if a' country allows cultivation of the cannabis plant for production of cannabis or cannabis resin — and the United States does so for research purposes — it must establish a national cannabis agency to control such cultivation. The agency must license cultivators, designate areas in which cultivation is permitted, and, after harvesting, take possession of the cannabis crop.
. For the sake of convenience, leaves and seeds not accompanying the flowering or fruiting tops will be referred to as “separated" leaves and seeds.
. Under the definition provided in Art. 1, H l(n), the term “manufacture” appears to encompass “cultivation.”
. Institute for the Study of Health and Society and American Public Health Association. Administrative Law Judge’s Findings of Fact and Conclusions of Law, and Recommended Decision, petitioner’s Appendix C at 1.
. Section 501(a) of the CSA, 21 U.S.C. § 871(a), authorizes the Attorney General to “delegate any of his functions under this sub-chapter to any officer or employee of the Department of Justice.”
. Although NORML’s petition to reschedule “marihuana” did not specifically request that the agency consider rescheduling the separated leaves of the plant, the court concluded that the petition should be construed as seeking, alternatively, more limited forms of relief. At 72, 73, 497 F.2d at 659, 660.
. The court added:
The matter is not one on which the expertise of respondent is exclusive, and it would seem appropriate for the court to have the benefit of the views of sources in the State Department and the international organizations involved. * * *
. The witnesses’ qualifications are discussed at length on pp. 5-6 of the ALJ’s Findings of Fact and Conclusions of Law, and Recommended Decision, reproduced as petitioner’s Appendix C. See also 40 Fed.Reg. 44164 (1975).
. In reviewing the ALJ’s decision, the Acting Administrator of DEA found that “ ‘artificial cannabis’ does not exist and what the judge intended is synthetic tetrahydrocannabinol.” 40 Fed.Reg. 44166 (1975).
. The functions vested in the Attorney General by the CSA have been delegated to DEA’s Acting Administrator pursuant to 28 C.F.R. §§ 0.100 & 0.132(d) (1976).
. The publication in the Federal Register erroneously states that placement in CSA Schedules III or IV will satisfy treaty requirements relating to “leaves which are capable of germination.” 40 Fed.Reg. at 44168. On Sept. 30, 1975 the Federal Register published a correction, changing the reference to “leaves which are entirely detached from the tops and seeds.” Id. at 44856.
. He did imply that, although Schedule V theoretically would be sufficient, practical problems of law enforcement required more stringent controls. Id. at 44167; see note 84 infra.
. The letter, reproduced at 40 Fed.Reg. 44165 (1975), reads in full:
APRIL 14, 1975
JERRY N. JENSON.
Acting Deputy Administrator, Drug Enforcement Administration, Department of Justice, 1405 1 Street NW., Washington, D.C. 20537.
DEAR MR. JENSON: At your request, we have prepared the following statement giving our position on the medical uses of Cannabis sativa L. (marihuana).
There is currently no accepted medical use of marihuana in the United States. There is no approved New Drug Application for Cannabis sativa L. (marihuana) or tetrahydrocannabinol, the active principle in marihuana. There are Investigational New Drug Applications on file to determine possible therapeutic uses and potential toxic effects of the substance.
We have included for your information a copy of the most recent report on these studies and a copy of the FDA policy regarding clinical studies with marihuana.
Sincerely yours,
THEODORE COOPER, M.D.,
Acting Assistant Secretary for Health.
The implications of the lack of a New Drug Application are discussed more fully in note 65 infra.
. He also concluded that DEA satisfied the court’s suggestion that the agency seek the views of “the international organizations involved.” NORML v. Ingersoll, supra note 1, at 74, 497 F.2d at 661. In so concluding, he relied on several United Nations documents dealing with the medical and social aspects of marihuana use. See 40 Fed.Reg. at 44164, 44166, 44168. None of these documents addresses the degree to which various parts of the cannabis plant could be rescheduled in conformity with the Single Convention.
. Although NORML concedes that the control regimes applicable to the lower schedules would not satisfy the demands of the Single Convention, petitioner’s br. at 30, 35, it argues that DEA is authorized to reschedule these two materials below Schedule II and, through the agency’s rulemaking powers, to impose additional controls commensurate with United States treaty obligations.
. Respondent answers this question in the affirmative, noting in particular Dr. Cooper’s statement that marihuana lacks a currently ac
. The Acting Administrator strongly intimated that in his view § 201(d) completely displaces the referral and hearing procedures of § 201(a)-(c). See 40 Fed.Reg. at 44167. However, because he found that under § 201(b)-(c) Dr. Cooper’s letter represented adequate input from HEW, the Acting Administrator concluded that it was not necessary to reach the question. Id. at 44165.
. The House report contains two unilluminating allusions to § 201(d). First, after briefly discussing the requirements of § 201(a)-(c), the report notes:
An exception [to the § 201(a)-(c) rescheduling procedures] is made in the case of treaty obligations of the United States. If a drug is required to be controlled pursuant to an international treaty, convention, or protocol in effect on the enactment of the bill, the drug will be controlled in conformity with the treaty or other international agreement obligations.
H. R.Rep.No.91-1444, 91st Cong., 2d Sess., pt. I, at 4, U.S.Code Cong. & Admin.News 1970, pp. 4566, 4569 (1970). Later the report states:
Under subsection (d), where control of a drug or other substance by the United States is required by reason of its obligations under an international treaty, convention, or protocol which is in effect on the effective date of part B of the bill (i. e., the date of its enactment), the bill does not require that the Attorney General seek an evaluation and recommendation by the Secretary of Health, Education, and Welfare, or pursue the procedures for control prescribed by the bill but he may include the drug or other substance under any of the five schedules of the bill which he considers most appropriate to carry out the obligations of the United States under the international instrument, and he may do so without making the specific findings otherwise required for inclusion of a drug or other substance in that schedule. The reference to treaties, conventions, or protocols in effect upon enactment of the bill is intended to refer to the Single Convention on Narcotic Drugs, 1961, and to those predecessor conventions or protocols as to which the United States may still have an obligation. This would include any obligations of the United States that might arise after enactment of the bill by reason of changes in the schedules of the Single Convention by the international organs specified in the convention under the authority of the provisions of the convention in effect as to the United States on the date of enactment of the bill.
Id. at 36, U.S.Code Cong. & Admin.News 1970, p. 4603.
The Senate bill, S. 3246, lacked a provision for binding recommendations by HEW and did not contain a counterpart to § 201(d). Consequently, the report of the Senate Committee on the Judiciary, S.Rep.No.91-613, 91st Cong., 1st Sess. (1969), is even less helpful.
. Even before consideration by the full Senate, the bill provoked substantial controversy in committee. The Senate report states:
This title vests the authority for control of the substances enumerated under its provisions with the Attorney General.
There has been a point of controversy evident among the professions involved in drug control and drug research on whether or not the Justice Department has the expertise to schedule or reschedule drugs since such decisions require special medical knowledge and training.
This difficulty is resolved by the provision contained in this title which requires the Attorney General to seek advice from the Secretary of Health, Education, and Welfare and from the Scientific Advisory Committee on whether or not a substance should be added, deleted or rescheduled with respect to the provisions of the bill.
S.Rep.No.91-613, supra note 46, at 5.
After the bill was reported, Senator Hughes of Iowa introduced several amendments designed to limit the Attorney General’s scheduling responsibilities. Senator Hughes initially proposed that HEW be given almost total responsibility over such decisions:
Although [the Attorney General] does have, and should have, the right of research and development in the areas that are related directly to law enforcement, it would be better to leave the determining of dangerous substances and changing in schedules of classification up to the Department of Health, Education, and Welfare.
116 Cong.Rec. 1333 (1970); see id. at 974.
In resisting the “effort to shift [scheduling] power from the Attorney General to the Secretary of Health, Education, and Welfare,” id. at 1330 (remarks of Sen. Hruska), the bill’s sponsors, Senators Dodd and Hruska, asserted that the bill ensured adequate interplay between the Department of Justice and HEW. Specifically, they insisted that a provision requiring the Attorney General to seek nonbinding “advice” from HEW met any objections regarding the Attorney General’s lack of expertise in science and medicine. See id. at 975 (remarks of Sen. Hruska), 977, 978, 996, 1329 (remarks of Sen. Dodd). The Hughes amendment was defeated 46 to 36, with 18 not voting. Id. at 1335.
Thereafter, Senator Hughes introduced a more modest amendment to increase HEW’s role in scheduling decisions. He proposed that addition, deletion, or rescheduling of a substance could be effected by the Attorney General only upon recommendation of the Secretary of HEW (or a specially created “Scientific Advisory Committee”). Id. at 1641, 1642. He explained:
[T]he provisions of this amendment do not make radical changes in the bill as reported. They do not transfer, as many have urged, the responsibility for such scientific determinations from the Department of Justice to the Department of Health, Education, and Welfare. All that they require is that in making decisions on essentially scientific and medical questions, the Attorney General act on the basis of recommendations from those agencies of the Government best qualified to make an expert judgment on the questions involved.
Id. at 1642.
The sponsors of the bill again opposed the Hughes proposal. See id. at 1642-1646 (remarks of Sens. Dodd & Hruska). The amendment lost by a narrower margin, 44 to 39. Id. at 1647.
. H.R.Rep.No.91-1444, supra note 46, pt. 1, at 4, 32-33; 116 Cong.Rec. 33606-33607 (1970) (reproducing § 201 of the House bill, H.R. 18583); see id. at 33297 (remarks of Rep. Madden), 33300 (remarks of Rep. Springer), 33304, 33305 (remarks of Rep. Rogers), 33308 (remarks of Rep. Carter), 33316 (remarks of Rep. Boland), 33651 (remarks of Rep. Brotzman), 33658 (remarks of Rep. Cohelan).
Except for cross-references contained therein, § 201(a)-(c) of H.R.18583 as passed by the House is identical to § 201(a)-(c) of the CSA as enacted.
. Representative Springer, one of the sponsors of H.R. 18583, remarked:
Let us also make a definite point of the fact that purely enforcement responsibilities are placed with the Department of Justice while medical and scientific judgments necessary to drug control are left where they properly should lie and that is with the Department of Health, Education, and Welfare.
116 Cong.Rec. 33300 (1970). Another sponsor, Representative Carter, echoed these sentiments:
Representatives of the medical and scientific community also expressed doubts regarding the Attorney General’s authority to make final decisions on which drugs should be controlled. Again, this concern was taken care of by language which requires the Attorney General to seek advice of the Secretary of Health, Education, and Welfare on drug control questions, and which makes the Secretary’s advice with respect to medical and scientific issues binding on the Attorney General. In this way, an appropriate balance was achieved between scientific interests] and those of law enforcement.
Id. at 33308. Various other comments make clear that there existed in the House a consensus that “[cjonsidering that the scheduling of a substance is based largely on scientific information, it seems most inappropriate that law-enforcement authorities should have the last word on the content of the schedules.” Id. at 33316 (remarks of Rep. Boland); see id. at 33304 (remarks of Rep. Rogers).
. See H.R.Rep.No.91-1603, 91st Cong., 2d Sess. (1970) (conference report).
. Pub.L.No.91-513, 84 Stat. 1242 (codified at 21 U.S.C. § 801 et seq.).
. Remarks on the House floor reveal that international requirements qualify, but do not displace, the usual referral and hearing procedures. One qualification was described by Representative Hastings, who stated that where control of a drug is required by treaty, “the Attorney General may control the substance and list it in the appropriate schedule, without regard to the findings required by the schedule.” 116 Cong.Rec. 33309 (1970). Representative Boland described a second qualification: “H.R. 18583 requires, in the absence of international treaty obligations, that the Attorney General follow the advice of the Secretary of Health, Education, and Welfare on scientific and medical matters and may not control a substance if the Secretary decides it should not be controlled.” Id. at 33316. In short, “if a drug is required to be controlled pursuant to an international treaty, convention, or protocol in effect on the enactment of the bill, the drug will be controlled by conformity with the treaty or other international agreement obligations.” Id. at 33297 (remarks of Rep. Madden).
. Indeed, the Single Convention controls almost 90 percent of the 64 nonhallucinogenic substances enumerated in Schedule I of the CSA as originally enacted.
. The memorandum, entitled “Petition to Decontrol Marihuana, Interpretation of Section 201 of the Controlled Substances Act of 1970,” was prepared by Deputy Assistant Attorney General Mary C. Lawton at the request of the Director of BNDD for the Justice Department’s legal opinion on the procedures to be followed with respect to the then recently filed NORML petition for rescheduling. DEA supplied the memorandum to NORML in response to a general request for documents.
. We note too that this court in NORML v. Ingersoll, supra note 1, at 73-74, 497 F.2d at 660-661, expressed its “doubts” that the delegee of the Attorney General could, “without any reason,” decide not to reschedule marihuana. We think it insufficient answer to say that the Acting Administrator did not act without reason because he sought out “expert opinion as to treaty and medical questions.” Respondent’s br. at 9. The statute requires more than an informal canvassing of opinion.
. Indeed, the House report specifically states: “Aside from the criterion of actual or relative potential for abuse, subsection (c) of section 201 lists seven other criteria * * * which must be considered in determining whether a substance meets the specific requirements specified in section 202(b) for inclusion in particular schedules * * *H.R.Rep.No.91-1444, supra note 46, pt. 1, at 35, U.S.Code Cong. & Admin.News 1970, p. 4602 (emphasis added).
. See note 56 supra. In United States v. Maiden, 355 F.Supp. 743, 748-749 n.4 (D.Conn. 1973), Judge Newman acknowledged that the scheduling criteria of § 202 cannot, in all situations, be strictly applied:
Section 202 of the Act, in establishing the three findings for each of the five schedules, does not in terms specify whether the findings are cumulative. * * * In fact they cannot logically be read as cumulative in all situations. For example finding (B) for Schedule I requires that “The drug or other substance has no currently accepted medical use in treatment in the United States.” Finding (B) for the other four schedules specifies that the drug has a currently accepted medical use. At the same time, finding (A) requires that the drug has a “high potential for abuse” for placement in Schedule I, but a “potential for abuse less than the drugs or other substances in schedules I and II” for placement in Schedule III. If the findings are really cumulative, where would one place a drug that has no accepted medical use but also has a potential for abuse less than the drugs in Schedules I and II? * * *
Judge Newman concluded that one way to reconcile this inconsistency is to assume that “applicability of finding (B) concerning currently accepted medical use should be made first. If the drug has none (and marijuana probably does not, though the testimony indicated some interesting potential uses), then placement in Schedule I may be appropriate whether or not the potential for abuse is higher than for other drugs * * * Id. As a logical proposition, this conclusion is not unsound. However, the legislative history of the CSA and the present case indicate that medical use should not be regarded as the critical factor.
. See, e. g., H.R.Rep.No.91-1444, supra note 46, pt. 1, at 34, U.S.Code Cong. & Admin.News 1970, p. 4601 (“[a] key criterion for controlling a substance * * * is the substance’s potential for abuse”). See also Vodra, supra note 5, at 37.
. For a detailed description of the steps taken by HEW after referral by the Attorney General, see Vodra, supra note 5, at 34:
Once DEA has collected the “necessary data,” the Administrator of DEA (by authority of the Attorney General) requests from HEW a “scientific and medical evaluation” and recommendations as to whether the drug or other substance should be controlled or removed from control. This request is filed with the Commissioner of FDA, who has the responsibility for coordination of activities within HEW. The Commissioner solicits evaluations and recommendations from the affected bureaus within FDA (e. g., Bureau of Drugs, Bureau of Veterinary Medicine), from the National Institute of Drug Abuse, and from the Controlled Substances Advisory Committee. There is no statutory requirement that HEW receive comments from, or provide a hearing to, interested parties in preparing its evaluation and recommendations. A reason for creating this advisory committee, however, is to provide a forum whereby HEW can hear from interested persons, the medical and scientific community, and the public. Once these evaluations are received, the Commissioner submits a report and recommendations to the Assistant Secretary for Health. The Assistant Secretary (by authority of the Secretary) then transmits back to DEA his medical and scientific evaluation regarding the substance and his recommendations as to whether the drug should be controlled.
(Footnotes omitted.)
. Because the letter was not introduced until oral argument before ALJ Parker, petitioner did not have opportunity to probe into these matters at the evidentiary hearing.
. See United States v. Randall, Crim. No. 65923-75 (D.C.Super.Ct., Nov. 24, 1976), reprinted in 104 Daily Wash.L.Rptr. 2249, 2252 (1976).
. Indeed, in United States v. Randall, supra note 61, the District of Columbia Superior Court held that a defendant suffering from glaucoma had established a valid defense of medical necessity to a charge of possession of marihuana. Counsel for DEA acknowledged at oral argument that the federal government is presently issuing “investigational” marihuana cigarettes to Randall. See Washington Post, Dec. 12, 1976, at A8, col. 1.
. DEA does not dispute that a finding of medical usefulness would not violate the Single Convention, which allows signatories leeway in defining medical purposes. Tr. at 52-53, 160, 471 — 472; see Lande, The International Drug Control System, supra note 14, at 42-50.
. We are cognizant that deference is owed to any agency decision construing a statute continually applied by the interpreting agency— particularly where the statutory meaning “is enhanced by technical knowledge * * * Columbia Gas Transmission Corp. v. FPC, 174 U.S.App.D.C. 204, 207, 530 F.2d 1056, 1059
“[A]dministrative experience is of weight in judicial review only to this point — it is a persuasive reason for deference to [an agency] in the exercise of its discretionary powers under and within the law. It cannot be invoked to support action outside of the law. And what action is, and what is not, within the law must be determined by courts, when authorized to review, no matter how much deference is due to the agency’s fact finding. Surely an administrative agency is not a law unto itself ***.’’***
In order to prevent unfair and uninformed decisions on petitions to reschedule substances under the CSA, the Act establishes specific procedures that the agency must follow. By circumventing those procedures, DEA usurped the powers reserved to HEW and worked a hardship on petitioner. Whatever the Acting Administrator’s conclusion, we cannot countenance actions in derogation of a statutory mandate.
. Citing Dr. Cooper’s letter, respondent further argues that placement in Schedule I is mandated because there is “no approved New Drug Application" for marihuana. This reference is to the procedure by which persons who wish to ship substances in interstate commerce apply to the Secretary of HEW for approval of a New Drug Application (NDA) under the Federal Food, Drug, and Cosmetic Act, 21 U.S.C. § 301 et seq. (1970). See 21 U.S.C. § 355. Respondent argues that this procedure establishes whether a substance has “an accepted safety for use,” and concludes that “[Rescheduling of marihuana would be impossible under the [Controlled Substances] Act without a reappraisal from the Secretary of Health, Education, and Welfare.” Respondent’s br. at 16.
The interrelationship between the two Acts is far from clear. See generally American Pharmaceutical Ass’n v. Weinberger, 377 F.Supp. 824 (D. D.C.1974), aff’d, sub nom. American Pharmaceutical Ass’n v. Mathews, 174 U.S. App.D.C. 202, 530 F.2d 1054 (1976). Nevertheless, it cannot be doubted that “Congress intended to create two complementary institutional checks on the production and marketing of new drugs.” Id. at 830. Respondent provides no reason to suppose Congress intended that the NDA institutional check necessarily precede the CSA check. Even if NORML were to obtain approval of an NDA for marihuana, it would then have to apply to DEA to reschedule the drug. Cf. 21 C.F.R. § 1308.21(a) (1976). We think it not inappropriate for NORML to apply first for rescheduling under the CSA.
. See text accompanying notes 21-28 supra.
. 40 Fed.Reg. 44167-44168 (1975).
. The Acting Administrator also noted, id. at 44166, that the Department of State, in a letter published earlier in the Federal Register, 39 Fed.Reg. 23072-23075 (1974), took the position that, pursuant to the Single Convention, cannabis tops and cannabis resin must be placed in CSA Schedule 1 or II.
. Section 309, 21 U.S.C. § 829, specifies conditions under which substances in CSA Schedules II, III, and IV may be prescribed. Schedule V drugs may be dispensed without a prescription.
. See note 63 supra. New studies have indicated that the dangers of marihuana use are not as great as once believed. A recent report of a federal panel representing, inter alia, HEW, DEA, the State Department, and the White House, concluded that marihuana use entails a “relatively low social cost,” and suggested that decriminalization be considered. Washington Post, Dec. 12, 1976, at Al, col. 1; Washington Star, Dec. 12, 1976, at A7, col. 1. See United States v. Randall, supra note 61, at 2254 (characterizing marihuana as “a drug with no demonstrably harmful effects”). Indeed, in National Commission on Marihuana and Drug Abuse, Second Report, Drug Use in America: Problem in Perspective, Vol. I, at 235 (1973), the Commission recommended that “the United States take the necessary steps to remove cannabis from the Single Convention on Narcotic Drugs (1961), since this drug does not pose the same social and public health problems associated with the opiates and coca leaf products.”
. For example, Art. 31, 1A requires import and export permits that would not be obtained if the substances were placed in CSA Schedules III through V. See Controlled Substances Import and Export Act, 21 U.S.C. § 951 et seq. (1970). In addition, the quota and recording requirements of Articles 19 through 21 of the Single Convention would be satisfied only by. placing the substances in CSA Schedule I or II. Tr. at 422 — 424. See 21 U.S.C. § 826.
. The primary benefit of this hybrid classification would be the reduced penalty scheme that applies to violations of controls imposed on substances in CSA Schedules III through V. See 21 U.S.C. §§ 841-843.
. The Commentary defines “illicit traffic” in this context as “trade in the leaves contrary to domestic legal provisions intended to combat their misuse, or to foreign laws governing such trade.” Petitioner’s Appendix E at 315.
. Art. 30, !i 2(b)(i) requires “medical prescriptions for the supply or dispensation of drugs to individuals.” However, under the treaty separated cannabis leaves are not listed in Schedule I or II and therefore, pursuant to Art. 1, fl l(j), are not defined as drugs.
75. Art. 4, H (c) requires the parties to limit production, distribution, possession, and use of drugs to medical and scientific purposes. Separated leaves are not “drugs” and therefore are not subject to this restriction.
76. One commentator describes the measures that a party might adopt to prevent misuse of and illicit traffic in the leaves:
The measures required to prevent misuse might include the prohibition of the sale of very potent leaves, of the sale of excessive quantities to one individual and of the sale to persons below a certain age. These are only a few examples of what parties might have to do under the vague provision of the Convention. The obligation to prevent the illicit traffic in the leaves may be carried out by limiting the trade in the leaves to government shops or licensed traders. Generally speaking such measures as are adopted in many countries to prevent excessive consumption of alcohol and illegal trade in alcohol may be sufficient.
Lande, The International Drug Control System, supra note 14, at 129; see id. at 52-53.
. The third draft of the treaty included separated cannabis leaves within the definition of “cannabis.” The delegate from India spearheaded the opposition to this provision. In India cannabis leaves are used in preparation of a beverage called “bhang” which, like beer in this country, is consumed for nonmedical purposes. Tr. at 44-45, 196; see 39 Fed.Reg. 23074 (1974); National Commission on Marihuana and Drug Abuse, supra note 70, at 234.
. ALJ Parker rejected the argument later adopted by the Acting Administrator, stating that it
overlooks the obvious fact that the Single Convention makes the precise distinction which the Government claims should be disregarded. When the leaves appear in a mix with the tops of cannabis, they are “cannabis” and are subject to the control regimen of Schedules I and IV of the Convention. When they appear alone, they are not subject to those controls. No amount of obfuscation can cloud over that fact. * * * Petitioner’s Appendix C at 29.
. The only possible rationale for the Acting Administrator’s conclusion is contained in a letter to DEA from the Department of State, published in the Federal Register, 39 Fed.Reg. 23074 (1974):
[T]he practice of mixing the flowering or fruiting tops, cannabis resin (sometimes referred to as hashish), or a concentrated cannabis extract with the leaves, seems to present a serious problem of determining whether one level of control can be applied to the leaves alone when other more potent substances are mixed with them which at the present time seems to be impossible except in a laboratory.
The Acting Administrator quoted the above statement and added that, although the finding was “not ‘found’ by the administrative law judge, [it is] ‘found’ by the Acting Administrator.” 40 Fed.Reg. 44166 (1975).
. Unless, of course, the Secretary were to recommend that separated leaves be placed in Schedule III, IV, or V, in which case DEA would be prevented from scheduling the leaves with cannabis tops in Schedule I or II.
. Although some of the testimony may have strayed from the main focus of inquiry, see Tr. at 158-160, 165, the hearing held before ALJ Parker was limited to the issue of this country’s obligations under the treaty. ALJ’s Findings of Fact and Conclusions of Law, and Recommended Decision, petitioner’s Appendix C at 7-8.
. See note 64 supra.
. Moreover, the definition of marihuana contained in § 102 of the CSA, 21 U.S.C. § 802(15), specifically excludes “the sterilized seed of such [marihuana] plant which is incapable of germination.” Consequently, those seeds are not controlled by the CSA, there is no need to decontrol them, and the Acting Administrator correctly held that “[s]eeds incapable of germination * * * are not an issue in this proceeding.” 40 Fed.Reg. 44167, 44168 (1975). Petitioner mistakenly reads the Acting Administrator’s decision as holding that “cannabis seeds” (including those capable of germination) were not at issue. Petitioner’s br. at 47. Clearly, seeds capable of germination (which are controlled under the CSA) were put in issue, and the Acting Administrator did not hold otherwise.
. Apparently, the Acting Administrator would require control measures greater than those imposed on substances listed in CSA Schedule V. He notes in his decision that, “in the framework of an academic discussion, he might agree that Schedule V controls could technically so limit separated leaves (and seeds capable of germination) as to meet the bare bones language of the treaty.” 40 Fed.Reg. 44167 (1975). Presumably, outside the framework of an academic discussion he would require greater controls. However, he specifically noted that “the rigid controls imposed by the Single Convention on seeds when they accompany the tops do not apply to separated seeds which are capable of germination.” Id. at 44165. Therefore, he appears to have contemplated placement in either CSA Schedule III or IV.
. The extent of control will depend in part on the practicality of various measures, a determination that can be made after evidence is received in the second phase of the rescheduling proceeding.
. See Appendix to this opinion.-
. See note 84 supra.
. The chemical delta-9-tetrahydrocannabinol (THC) is believed to be the principal psychoactive substance in cannabis materials. See United States v. Walton, supra note 7, 168 U.S.App.D.C. at 306, 514 F.2d at 202; 40 Fed.Reg. 44166 (1975); Langer, Drugs of Abuse: Cannabis, Drug Enforcement, Vol. 2, No. 2, at 26 (Spring 1975).
. See 21 U.S.C. § 812(c); 21 C.F.R. § 1308.11.
. These conclusions were supported by the expert testimony at the hearing. Tr. at 49, 471. Synthetic THC is controlled by the Convention on Psychotropic Substances, U.N.Doc. E/Conf. 58/6 (1961), but this treaty is not yet in force. Tr. at 49. See National Commission on Marihuana and Drug Abuse, supra note 70, at 234-235.
. And, unlike seeds incapable of germination, synthetic THC is already controlled under the CSA.
. One DEA regulation, 21 C.F.R. § 1308.45(a), requires that any person “desiring a hearing on a proposed rulemaking” shall file a request within 30 days after publication of the notice of proposed rulemaking. It does not appear that DEA at any time published a notice of proposed rulemaking with respect to synthetic THC, and therefore § 1308.45(a) is inapplicable. Moreover, DEA has conceded in its brief and at oral argument that a request for hearing “would, of course, require consideration by DEA.” Respondent’s br. at 18. Thus, even if § 1308.45(a) would otherwise render ineffective a belated petition, the agency apparently has chosen in this case to waive application of any such bar, if it exists.
Dissenting Opinion
dissenting:
I respectfully dissent.
I cannot agree with the majority’s conclusion that the Controlled Substances Act requires the Attorney General to seek advice from the Department of Health, Education and Welfare (H.E.W.) before assigning marijuana to an appropriate schedule.
The Act gives the Attorney General broad discretion in scheduling drugs over which control is required by treaty. Notwithstanding the majority’s assertion to the contrary, the Act does not limit this discretion when more than one schedule would satisfy the country’s treaty commitments. The Act provides that “If control is required by United States obligations under international treaties”, then the Attorney General may control the drugs involved “under the schedule he deems most appropriate . . . without regard to” any recommendations from H.E.W. 21 U.S.C. § 811(d) (1970) (emphasis added).
I think the statute means what it plainly says; but even if it were so ambiguous as to require resort to its legislative history, that history would not support the majority’s interpretation. The relevant House Report states:
Under subsection (d), where control of a drug or other substance by the United States is required by reason of its obligations under an international treaty, convention, or protocol . . . the bill does not require that the Attorney General seek an evaluation and recommenda*759 tion by the Secretary of Health, Education, and Welfare .
H.R.Rep.No.91-1444, 91st Cong., 2d Sess. pt. 1 at 36, U.S.Code Cong. & Admin.News 1970, p. 4603 (1970) (emphasis added).
Thus, neither the statute nor its legislative history supports the majority’s position; both say that when control is required by a treaty the Attorney General need not consult H.E.W. Believing that it is not the function of this court to rewrite a statute I must dissent.
