*2 ROBB, Bеfore WRIGHT and Circuit GESELL,* Judges, and District Judge. Opinion the court filed J. SKELLY WRIGHT, Judge. Circuit Dissenting opinion by ROBB, filed Circuit Judge.
*
Columbia, sitting by
Of the United States District Court for
designation pursu-
the District of
292(a) ant to 28 U.S.C.
WRIGHT,
I.
Judge:
THE
Circuit
CONTROLLED SUBSTANCES
J. SKELLY
ACT
yet another
present
represents
case
Congress
In 1970
enacted
ongoing controversy between
Controlled
in the
phase
Act,
comprehensive
Substances-
statute
Organization
National
petitioner
to rationalize
designed
federal control of
Marijuana
(NORML)
Laws
Reform
*3
drugs.3
dangerous
The Act contains five
Drug Enforcement Administra-
respondent
substances,
categories
desig
controlled
(DEA),
agency
Depart-
an
within
tion
through
I
as Schedules
V4
nated
has been seek-
of Justice.1 NORML
ment
dangers and
defined in terms of
benefits of
change
appli-
in the controls
ing
effect a
21
drugs.5
812(b)(l)-(5).
U.S.C. §
The
under the Controlled
to marihuana
cable
imposed mechanisms
manufac
1970, 21
et
Act of
U.S.C.
801
§
Substances
ture, acquisition, and distribution of sub
(CSA Act). Respondent
or
DEA
seq. (1970)
vary
listed under
Act
according
stances
citing
by
those
United
resisted
efforts
has
the schedule in which the drug
is cont
treaty obligations under
drafting
In
Congress
ained.6
CSA
opened for
Drugs,
Narcotic
Convention on
7I,
marihuana in
placed
the classi
30,1961,18
1407,30
U.S.T.
signature March
provides
fication
for
most severe
6298,
(Single
No.
520
151
T.I.A.S.
U.N.T.S.
penalties.
controls and
Convention).2
per-
A
overview of the
brief
necessary to
laws is
portions
Recognizing
those
results
tinent
of continu-
background
meaningful
might
discussion of the
ing
a
research
cast doubt on the wis-
litigation.
of initial
assignments,8
of this
dom
classification
controversy originally
202(c),
812(c);
Bu
involved the
7. See §
21 U.S.C.
The
21
§
C.F.R.
Dangerous Drugs
purposes
For
of Narcotics
1308.11.
of the CSA
§
is
reau
marihuana
agency
(BNDD),
predecessor
of DEA. Fol
a
defined
follows:
Department
rеorganization
lowing a
within the
parts
The term “marihuana” means all
Justice,
against the
L.,
the case was continued
plant
grow-
Cannabis sativa
whether
respondent.
not;
thereof;
See National Or
ing
DEA Director
or
the seeds
the resin ex-
Marijuana
ganization
any part
for Reform
Laws
plant;
tracted from
such
67,
U.S.App.D.C.
(NORML)
Ingersoll,
every
manufacture,
162
69
compound,
salt,
v.
deriva-
654,
n.1,
(1974).
tive, mixture,
preparation
n.1
plant,
497 F.2d
656
or
of such
resin.
seeds or
Such term does not include
States ratified the
Conven-
2. The United
plant,
produc-
the mature stalks of such
fiber
in 1967. For
discussion of
events
stalks, oil
ed from such
or cake made from
ratification,
surrounding that
see Cohrssen &
plant, any
compound,
the
manufacture,
of such
other
seeds
Hoover,
Danger-
International Control
salt, derivative, mixture, or
81,
Drugs,
J. Int’l L. & Econ.
84-87
ous
9
preparation
(except
of such mature stalks
(1974).
fiber, oil,
therefrom),
cake,
resin extracted
or
plant
the sterilized seed
which is
69,
Ingersoll, supra
1,
NORML v.
note
at
See
incapable
germination.
Hoover,
656;
supra
F.2d at
Cohrssen &
497
802(15).
21
§
U.S.C.
definition was carried
2, at
note
Marijuana
1937,
forward from the
Tax Act of
533,
7(a), (b), (c),
ch.
50 Stat.
§
551. See
sub-
4. The Act’s initial schedules of controlled
Walton,
305,
U.S.App.D.C.
v.
United States
168
202(c), 21
U.S.C.
§
stances
contained
307,
201,
(1975).
514 F.2d
203
subject
812(c).
listings are
These
amend-
§
502(a)(6),
872(a)(6), Congress
21 U.S.C.
§
§
201,
811,
pursuant
21
§
U.S.C.
§
ment
expressly
Attorney
authorized the
General to
have,
fact,
been
on several occa-
amended
special projects
“studies or
undertake
op
to devel
(1976).
1308.11
sions. Cf. 21 C.F.R. §
necessary
carry
information
out his [re
scheduling] functions under section
69,
811 of this
Ingersoll, supra note
at
NORML v.
See
addition,
CSA,
title.” In
656; Vodra,
§
U.S.C.
Sub
497 F.2d at
Controlled
note,
presidential
established
Enforcement,
§
Commis
Act, Drug
Vol. No.
stances
Drug
siоn on Marihuana and
Abuse and direct
1975).
(Spring
at 36-39
study
ed the
conduct a
Commission
mari
822-829, 841-846;
generally
reports containing
21 U.S.C.
huana
submit
§§
6. See
recom
Hoover,
90;
supra
legislative
at
note
Vo-
Cohrssen &
dra,
mendations
and administrative
(this
Ingersoll, supra
chart of
2-7
author’s
action. See also NORML v.
note
69-70,
reproduced
U.S.App.D.C.
as an
control mechanisms
497 F.2d
opinion).
appendix to this
656-657.
procedure
Congress
by
created
binding
the Attor-
“shall
mendations
be
scheduling
changes in
could be effected.
ney General as to such scientific and medi-
the,Act,
201(a)
Pursuant
to Section
matters,
Secretary
cal
and if the
recom-
811(a),
“may,
U.S.C.
General
§
drug
that a
or other
mends
substance not
rule,”
schedule,
add a substance to a
by
controlled,
the Attorney
General shall
schedules,
it between
or decontrol
transfer
not control the
or other substance.”11
from the
A
removal
schedules.9
re-
promulgated
rule10
under this
classification
Act,
201(d) of the
U.S.C.
must
made on the
section
record after
811(d),
exception
contains a limited
hearing, in
accordance with
opportunity
procedures detailed
referral
in Section
rulemaking procedures prescribed (d)
201(b)-(c).
provides:
Subsection
Act,
the Administrative Procedure
5 U.S.C.
required
If control
United
201(a)
subch. II
fur-
ch.
*4
obligations under
States
international
rescheduling
provides
proceedings
ther
treaties, conventions,
protocols
or
in ef
by
initiated
the
may
Attorney
General
the effective date
part,
fect on
of this
motion,
request
his own
at the
on
of the
Attorney
the
General shall issue an or
Health,
Secretary of
Education and Wel-
controlling
drug
such
der
under the
or,
fare,
case,
present
petition
as
the
on
he deems
aрpropriate
schedule
most
any
party.
interested
carry
obligations,
out such
without re
present
At the heart of the
controversy is
gard
findings required
to the
by sub
statutory requirement
the
the Attor-
section[12]
(a)
section
of this
or section
ney General share his decisionmaking func-
title[13]
812(b) of this
re
without
tion under the Act with
Secretary
the
gard
procedures prescribed
to the
by
Specifically,
201(b),
HEW.
(a)
(b)
subsections
of this section.
811(b), provides
prior
U.S.C.
§
to com-
mencement of
produced
reclassification
The issue that has
rulemaking
the
gulf
widest
proceedings
Attorney
the
parties
General
between the
must “re-
is the effect of subsec-
quest from the Secretary
(d)
a scientific and
tion
on the decisionmaking procedures
evaluation,
and his
triggered by
recommenda-
petition
NORML’s
to decontrol
tions, as to whether
drug
such
or other
or reschedule
Respondent
marihuana.
ar-
substance should be so controlled or
where,
here,
re-
gues that
as
United States
moved as a controlled substance.”
treaty obligations
require any measure of
prepared by
evaluation
Secretary
substance,
must
control over a
201(d)
re-
address
scientific and medical factors
the Attorney
lieves
General of his duty to
201(c),
enumerated in Section
21 U.S.C.
petition
refer the
to the Secretary of HEW.
811(c); these factors relate to the
§
effects
Petitioner takes the position that subsection
drug
of the
and its
potential.
abuse
(d)
Pursu-
does not obviate the statutory referral
201(b),
ant to Section
the Secretary’s recom-
requirement,
merely
but
authorizes the At-
201(a)(1),
811(a)(1), pro-
9. Section
21 U.S.C.
“rescheduling”
§
10. “Reclassification”
will
may
vides that
General
add a
any change
hereinafter be used to indicate
to a
substance
schedule or transfer
it between
legal
status of a substance under the Act—
if he
schedules
e.,
to,
from,
i.
addition
deletion
or transfer
(A)
drug
between
finds that such
or
the schedules.
other substance
abuse,
potential
has a
(B)
respect
drug
Moreover,
makes with
to such
or
both DEA and HEW have inter-
findings prescribed by
other substance
201(b)
preted
exceeding
to bar DEA from
§
(b)
subsection
of section 812 of this title for
level of control
recommended
HEW. See
the schedule in which such
is to be
Vodra,
supra note
at 34.
placed[.]
201(a)(2),
811(a)(2),
Pursuant
§
U.S.C.
supra.
12. See note 9
if
he
“decontrol”
substance
he finds that
requirements
placement
it “does not meet
for inclu-
13. The criteria for
in the various
812(b).
sion in
schedule.”
are enumerated in 21
schedules
U.S.C. §
braces
Secretary’s
substances,
certain Schedule I
to override
torney General
heroin,
rec-
to the extent
those
the abuse liability
of which is not
recommendations
United
conflict with
States
by substantial
therapeutic
ommendations
offset
advant
commitments.
ages.18
CSA,19
In contrast
Single
Con-
ON
CONVENTION
THE SINGLE
II.
prescribes
vention
different
controls for
DRUGS
NARCOTIC
parts
plant,
cannabis
various
existing
trea-
simplify
Article
1:
in order
defined
In
H
ma-
administrative
and international
ties
(b)
flowering
means the
or
“Cannabis”
Nations
members
the United
chinery,
fruiting tops
plant (ex-
of the cannabis
single
conven-
codification of
undertook
cluding
seeds
when not
and.leaves
international narcotics control.14
accompanied
tops) from
drafts,
preliminary
three
after
extracted,
has not been
resin
whatever
Drugs
was
Convention
Narcotic
Single
they may
designated.
name
The United
signature.
opened
plant”
(c)
plant
“Cannabis
means any
in 1967-
Convеntion
ratified
genus
cannabis.
prior to enactment
the Con-
years
three
(d) “Cannabis resin” means
sepa-
Act.
Substances
trolled
resin, whether
purified,
rated
crude or
CSA,
es
Like
plant.
obtained from
classifications
“sched
several
tablishes
*5
and “cannabis resin” are listed
“Cannabis”
substances,
varying
to which
re
ules”
Single
IV
in
I and
of the
Schedules
Conven-
attach.15
I of the
Schedule
gimes
control
subject
tion and thus are
to the controls
contains substances con
Single Convention
applicable to each
those classifications.
relatively high
abuse
carry
to
sidered
drugs20
I
As Schedule
cannabis and canna-
category
in
are her
liability;
included
this
carry
following
resin
bis
restrictions:21
leaf,
methadone, opium, coca
and coc
oin,
Single
to
Parties
Convention are re-
II
III contain those
and
Schedules
aine.16
production, distribution,
to limit
quired
and
regarded
susceptible to
as less
substances
drugs
of the
Single
possession
IV of the
to authorized medi-
Finally, Schedule
abuse.17
purposes.22
IV—em
and scientific
CSA Schedule
cal
Parties must
Convention —unlike
contain;
they
history of the
Convention and
braces
III
Schedule
For
14.
treaties,
separately
they
predecessor
preparations
see
Hoo
Cohrssen &
listed
its
are
because
81-87; Lande,
2,
ver,
liability
supra
drugs they
Inter
at
The
note
no
abuse
and
con-
reprinted
System,
Drug
by readily
in Na
applicable
Control
national
recovered
tain cannot be
Id,
Drug
53,
94-95,
62-63,
on Marihuana
and
Commission
tional
Abuse,
means.
at
96-97.
America;
Report, Drug
inUse
Second
Ill,
Perspective, Vol.
at 11-35
in
Problem
Hoover,
95;
supra
2,
&
18. See Cohrssen
note
at
Lande,
(1973);
Nar
The
Convention on
Lande,
Drug
System,
The International
Control
1961,
Org.
Drugs,
Int’l
cotic
21,
14,
supra notе
at
97.
summary
of the control
2 contains
15. Article
19. For
CSA’s definition
“marihuana” see
applicable
The
provisions
to each schedule.
supra.
note
are list-
in each schedule
contained
substances
treaty.
appendix to
ed in
l(j)
“drug”
“any
20. Article
defines
fl
94;
* * *
Hoover, supra
&
note
at
See Cohrssen
16.
in Schedules I
II
the substances
Lande,
Drug
System,
International
Control
The
supra
note
2, (|
generally Art.
21. See
Schedule I
regime is described in
Hoo-
Cohrssen &
Drugs
in
II
also
Schedule
are
contained
ver,
drugs
at 95-96.
II
note
drugs
widely
than
in medicine
are
used
more
many
controls,
subject
of the same
but
are
to
Lande, The Interna-
in Schedule I.
contained
carry
retail
fewer restrictions on
trade and no
System, supra
Drug
Control
tional
requirement.
prescription
Id.
medical
only preparations
III contains
62-63.
Ordinarily, preparations
drugs.
are
narcotic
(c).
Art.
H
(I
II)
or
that em-
in the same Schedule
listed
subject
persons engaged
control all
license and
to
direct supervision and con
trol
Party.[29]
or distribution24 of
of the
manufacture23
prepare
must
estimates
drugs and
detailed
As a
result
the treaty’s definition of
drug requirements25
speci-
of national
“cannabis,” the controls applicable to can-
may
returns.26 Parties
fied statistical
nabis and cannabis
apply
resin
to the leaves
drugs “except
permit possession
un-
and seeds
plant
cannabis
when they
authority.”27 Finally, the
legal
der
accompany the “flowering
fruiting
tops”
parties
penal
certain
impose
directs
of the plant. However, when separated
sanctions.28
tops
from the
the leaves and seeds do not
resin
Cannabis
cannabis
and other
fall within the definition of “cannabis” or
listed in
Schedule IV invoke ad-
“cannabis resin” and
subject
are not
to the
restrictions,
2,15:
ditional
set forth in Art.
applicable
controls
I
Schedule or IV sub-
(a)
Party
adopt any special
A
shall
stances.30 Art.
3 is the
provision
If
opinion
measures
control which
applies po
separated leaves:
necessary having regard
partic-
shall
Parties
adopt such measures as
dangerous properties of a
ularly
drug so
may
necessary
be
prevent
the misuse
included; and
of,
in,
and illicit traffic
the leaves of the
shall,
Party
(b)
opinion
A
if in its
plant.
prevailing
country
conditions in its
render
The only provision arguably relevant
appropriate
protect-
it the most
means of
cannabis seeds is
2,18,
Art.
which provides:
welfare,
ing
public
prohib-
health and
manufacture,
production,
export
Parties shall use their best endeav
of,
in,
import
possession
trade
ors to
apply
or use
substances which do not
fall
drug except
Convention,
amounts
but which
may
may
be used
necessary
illicit
manufacture of
drugs, such
only, including
supervision
scientific research
measures
clinical
practicable.[31]
trials therewith
be conducted under or
*6
ly,
Art. 29.
and
serious
shall
offences
be liable to
adequate punishment particularly by impris-
24. Art.
penalties
deprivation
other
onment or
liberty.
25. Art. 19.
In
specified
addition to the controls
for
26. Art. 20.
substances,
IV
I and
Articles 28 and
special
23 enumerate
relating
measures
to con-
applies
This
Art. 33.
limitation
whether the
trol of cannabis
and cannabis
resin. These
drugs
personal
for
or for
are held
distribution
provide
country
Articles
that if a'
allows culti-
Lande,
consumption.
See
The International
plant
production
vation of the cannabis
for
System,
Drug
Control
at 59.
cannabis or cаnnabis
resin —and the United
purposes
so for research
States does
must
—it
36(1) provides:
28. Art.
agency
establish a national cannabis
to control
limitations,
Subject
to its constitutional
agency
must
cultivation.
license
cul-
Party
adopt
shall
such measures as will
each
tivators, designate areas in which cultivation is
cultivation, production, manufac-
ensure that
and,
permitted,
harvesting,
posses-
after
take
extraction,
possession,
ture,
preparation,
of-
crop.
sion of the
distribution,
sale,
offering
pur-
fering,
for
sale, delivery
any terms whatsoev-
on
chase
convenience,
30. For the sake of
leaves and
transit,
er,
dispatch
brokerage, dispatch,
in
accompanying
flowering
seeds not
or fruit-
importation
exportation
transport,
and
ing tops
“separated"
be
will
referred
contrary
provisions
drugs
to the
of this Con-
leaves and seeds.
vention,
any
other
which in
action
provided
Party may
contrary
31. Under
the definition
opinion
be
Art.
of such
to the
Convention,
l(n),
pun-
appears
provisions
shall
the term
of this
be
“manufacture”
to en-
H
compass
when
intentional-
offences
committed
“cultivation.”
ishable
A. The
two
ceedings
Dangerous
the substance
V. On
delegee
Reg. 18097
late United
sole
specified
stances
Section
III.
On
reclassification
accept the
Director
Single Convention.
authority over
other
May
HISTORY
referral
controlled
201(d), 21 U.S.C. §
September
to remove marihuana
first
(1972). He
Drugs
interested
from Schedule
court
petition
the Bureau of
or,
Attorney
OF
of marihuana
(BNDD) to initiate
alternatively,
treaty
201(a)-(c).
petitioner
rulemaking procedures
case.
treaty, without
THE LITIGATION
1972 the
stated that
parties32 petitioned
for
scheduling of sub-
He
General,33
obligations under
811(d), gave him
filing. 37 Fed.
concluded that
Narcotics and
I to Schedule
NORML and
from control
Id. at 18098.
Director,
would vio-
decontrol
transfer
refused
regard
pro-
that,
Id. at
separately
addressed
of the marihuana
separated
into
denying
Justice
any latitude
[*]
In the first
treaty
executive
arise
ceive
660.34 In
two
delineating the areas of
“cannabis
s(c
in view of
72, 497 F.2d at
treaty obligations, and herein re-
expert
proceeding
phases:
issue.
leaves from the terms “cannabis”
could
on
consider
discretion should
sfc
if
addition, remand,
consider how
phase, the
resin,”
some latitude were
Hf
testimony limited
consider whether
[to reschedule]
petition
The second
plant.
[*]
rescheduling
on remand
treaty’s
the court
Id. at
on
court
Department
agency
interest
phase
be exercised.
exclusion of
the merits
suggested
consistent
pertinent
indicated
497 F.2d
there
divided
should
found,
leaves
would
this
be
is
review with
petition
filed
NORML
at 661 n.17.
In connection with this
Id.
15, 1974,
and,
January
on
this court
phase” the court commented on the
“second
for considera-
and remanded
court reversed
argument
that under
Director’s
Organization
National
the merits.
201(d) scheduling of
was mat-
marihuana
(NORML) v.
Laws
Marijuana
for Reform
his
entrusted to
sole discretion as dele-
ter
67,
agency Petitioner’s necessary regulatory controls at Appendix determine C 31-34. Single satisfy the 39 Fed. to Convention. appeal order, from ALJ On Parker’s response (1974). In to this no- Reg. 23072 Administrator,38 Acting DEA’s Henry S. the American Public
tice NORML denied Dogin, petition NORML’s re- requested “phase one” Health Association scheduling respects.” “in Fed.Reg. all 40 They specifically on issue. hearing (1975). Turning first hearing inquiry include an as asked that of United treaty commitments, issue sеparated to whether leaves and/or seeds of he held that cannabis and resin cannabis plant the marihuana could removed II, could be rescheduled CSA Schedule I. CSA separated cannabis leaves could be resched- through January January IV,39 From uled CSA Schedule III or synthetic hearing tetrahydrocannabinol (or THC) 1975 a was held before Administra- and seeds Judge (ALJ) Parker. germination tive Law NORML incapable need not be con- witnesses, trolled, called two Mr. Lawrence Hoover capable but seeds germination Fort, qualified and Dr. Joel both of whom Id. at 44167- could not be decontrolled. imposed by experts obligations on the 44168. He failed specify the schedule Single Respondent Convention. called satisfy chemists, Philip two Mr. Porto Dr. respect Carl- with capable seeds of germina- Turner, Counsel, ton as well as DEA’s Chief hold, however, tion.40 He did that neither Miller, qualified Mr. Donald who as an ex- incapable cannabis seeds germination nor treaty issue.36 pert parties in- synthetic THC were at issue proceed- in the troduced numerous exhibits. Id. at ing. May 21,
On 1975 ALJ Parker issued his outlining the After latitude within which report. Appendix Petitioner’s C. He parts held various plant marihuana could that, Convention, rescheduled, consistent the Acting Administrator “cannabis” “cannabis proceeded to determine how to resin”-—as his exercise defined be rescheduled' discretion to reschedule. He examined —could II, leaves could April letter of 1975 from Dr. Theodore V, be rescheduled CSA Schedule and Cooper, Assistant Secretary for “synthetic cannabis seeds and letter, cannabis”37 Health. The which was introduced rejected could be decontrolled. He respon- argument Parker, at before oral ALJ states interpretation 201(d) dent’s of Section currently that there “is accepted no phase held that in the second of the re- use of marihuana in the United States” and scheduling proceeding agency should approved there “is no Ap- New Drug hearing procedures follow referral and plication” for marihuana on file with the (footnote omitted). Id. at pursuant 497 F.2d Administrator to 28 C.F.R. 0.132(d) See (1976). infra. 0.100 §§ & qualifications 36. The witnesses’ are discussed publication Register in the Federal erro- pp. length Findings 5-6 of the ALJ’s neously placement states in CSA Sched- Law, Fact and Conclusions of and Recom- satisfy treaty requirements III will ules or IV Decision, reproduced petitioner’s mended relating capable germi- to “leaves which are Fed.Reg. Appendix C. See also Fed.Reg. Sept. nation.” 44168. On *8 Register published the 1975 Federal a correc- tion, changing the reference to “leaves which reviewing decision, Acting 37. In the ALJ’s the “ entirely tops from detached the and seeds.” of DEA Administrator found that ‘artificial Id. judge cannabis’ does not exist and what the synthetic tetrahydrocannabinol.” intended is that, Fed.Reg. imply although 40 40. He did Schedule V the- oretically sufficient, practical prob- would be Attorney required 38. The functions vested in the lems of law enforcement Gener- more strin- delegated 44167; gent al the CSA been to have DEA’s controls. Id. at see note 84 infra. ing urges order. Petitioner Administrator’s of HEW.41 Administration Drug Food letter, Acting the Adminis- to and remand the case court reverse on this the Relying could not marihuana proceedings include referral concluded further trator for —to I. He stat- CSA Schedule from rescheduling removed to petition the Secre- the I “is the schedule that Sсhedule ed 201(b)-(c) to Section pursuant of HEW tary currently a ac- drugs without for reserved agrees NORML with ALJ of the CSA. use in treatment the cepted to scheduling conclusions as the Parker’s 44167. Because the Id. at States.” United open by Single Convention, the left options Cooper established Dr. letter out except to extent he ruled re- use, “no matter has no medical marihuana scheduling cannabis and cannabis resin be- scientific or medical evi- of the weight low CSA Schedule II.43 adduce, might petitioners dence Respondent proffers argu alternative mari- could not remove Attorney General Acting defense Administra ments in I.” Id. from Schedule huana deny to decision NORML’s reschedul tor’s controversy over finally to Turning thereby perpetuate place ing petition and 201(d), the of Section interpretation I. of marihuana in CSA Re ment stated: Acting Administrator alleges first virtue of spondent Sec unnecessary to decide whether Sec- It is 201(d) hearing proce the referral and tion General 201(d) requires 201(a)-(c) apply do not dures of HEW on a substance the views of seek subject by treaty drugs to international treaty. international in an included Accordingly, decision whether control. he has done so of marihuana the instance is reschedule marihuana entrusted reply. a received he has Administrator, Acting delegee At at 44165.42 Id. General, only question and the torney open lawsuit. present C. is whether his decision review not is based on substantial filed with reschedule 1975 NORML On October the Act- 21 U.S.C. 877.44 for review of evidence. petition court Fed.Reg. implications Drug letter, reproduced the lack of New at 40 fully Application are discussed more in note 65 (1975), in full: reads infra. APRIL N. JENSON. JERRY also concluded thаt DEA satisfied the 42. He Administrator, Drug Deputy Enforce- suggestion agency seek the court’s Administration, Justice, Department organizations ment international in- views “the NW., Washington, D.C. 20537. 1 Street Ingersoll, v. volved.” NORML your request, we JENSON: At concluding, DEAR MR. so he F.2d at 661. In relied giving following prepared statement dealing Nations documents on several United aspects uses of Cannabis position on the medical marihua- our with medical and social 44164, 44166, (marihuana). Fed.Reg. L. sativa na See use. currently accepted no medical use None of these documents addresses the There parts degree There is United States. to which various the cannabis in the of marihuana conformity Drug Application plant approved for rescheduled in New Can- could be no tetrahydrocan- (marihuana) Convention. L. nabis sativa nabinol, principle in marihuana. active Applica- Investigational Drug Although New NORML concedes that There are therapeu- possible regimes applicable to the lower schedules to determine on file tions satisfy of the potential the demands effects of the toxic tic uses and Convention, petitioner’s argues br. at substance. to reschedule these two your that DEA authorized information a included We have and, through below Schedule II materials report these stu- copy most recent rulemaking powers, impose agency’s addi- regarding policy copy the FDA dies and a with United tional controls commensurate marihuana. studies with clinical treaty obligations. yours, Sincerely COOPER, M.D., THEODORE Respondent question in af- answers this Secretary Assistant firmative, noting particular Cooper’s Dr. Health. currently ac- that marihuana lacks statement *9 respondent Alternatively, suggests intеrpretation that 201(d). the of Section We note Acting the Administrator satisfied referral at the that Acting outset the Administrator hearing requirements basing by and his re- declined to decide the issue.45 on the scheduling decision letter from Dr. 201(d) provides Section that if control of Finally, although conceding in Cooper. its required by a is substance United States argument filing and at oral of brief obligations, treaty “the Attorney General synthetic to reschedule petition THC would an shall issue order controlling drug such DEA,” “require by respon- consideration under the schedule he deems appropri- most 18, respondent br. at contends dent’s carry ate to out obligations,” without synthetic reclassification of THC is not an regard the referral and proce- proceeding. hearing in this issue dures prescribed by 201(a)-(c) Section IV. SCHEDULING DECISIONS regard without to the Section 202 criteria UNDER SECTION 201 ordinarily governing scheduling decisions. party Each relies on the language and Statutory of his- A. construction tory 201(d). (d) of subsection to support its con- struction of provision. the However, al- agree parties We with the the Single though report the of the House Committee some degree Convention leaves of latitude Foreign Interstate Commerce does within which to reschedule the various make specific reference to 201(d), of the parts plant marihuana under the the statements essentially We our defer discussion of the track the lan- pre- CSA. degree provision of guage cise latitude and turn first to guid- offer little question confronting the crucial the court: statutory interpretation.46 ance for Never- cepted allegedly prerequisite ment), require the bill does not that the At- use— placement through II in CSA Schedules tornеy V. General seek an evaluation and rec- Respondent’s 6-11, br. 14-15. by Secretary Health, ommendation the of Ed- ucation, Welfare, pursue proce- or the strongly 45. The Administrator intimated prescribed by dures for the but bill he 201(d) completely displaces in his view § may drug include the or other substance un- hearing procedures referral the der of the five schedules of the bill which 201(a)-(c). Fed.Reg. See 40 § at 44167. How- appropriate carry he most considers out ever, 201(b)-(c) because he found that § under obligations of the United States under the represented Cooper’s adequate input Dr. letter instrument, may international and he do so HEW, Administrator conclud- making specific findings without other- necessary ques- ed that it was not to reach the required drug wise for inclusion of a or other Id. tion. at 44165. substance in that schedule. The reference to treaties, conventions, protocols or report 46. The in effect House contains two unilluminat- First, upon 201(d). ing enactment of briefly allusions the bill is after intended to § discussing requirements 201(a)-(c), refer to the Convention § on Narcotic report Drugs, predecessor notes: and to those con- protocols or ventions toas which exception the United 201(a)-(c) An [to resched- obligation. States still an uling procedures] This is made in the case of trea- any obligations ty obligations would include drug the United United States. If a might required States that arise after pursuant enactment of to be controlled to an by treaty, convention, changes bill reason of protocol international or schedules of bill, in effect on the drug enactment of international specified organs conformity will be controlled in the convention under the authority provisions agreement or other international obli- convention gations. as to the United effect States on the date R.Rep.No.91-1444, Sess., Cong., pt. H. 91st 2d enactment the bill. I, Cong. Cong. & Id. at U.S.Code & U.S.Code Admin.News Admin.News pp. report p. Later the states: (d), bill, provision Under subsection where control of a The Senate S. lacked a binding or other substance United recommendations HEW and did required by obligations counterpart 201(d). reason not contain to § Conse- convention, treaty, proto- quently, report an international the Senate Committee on Judiciary, S.Rep.No.91-613, which is col in effect the effective date Cong., 91st 1st e., (i. part B (1969), of the bill the date of its helpful. enact- Sess. is even less
745
surrounding
drafting
the
Senate amendments: The bill
theless,
required the
the events
overarching
General,
an
201(a)-(d) reveal
in
Attorney
making scheduling de
of Section
Attorney
to
the
aim
limit
congressional
cisions,
to
from
request
the Secretary of
scheduling
authority
make
to
General’s
his scientific and medical
HEW
evaluation
goal
the
that mili-
under
Act —a
judgments
control;
need
unlike the
of the
Senate
inter-
petitioner’s
in favor of
strongly
tates
bill,
made
the House bill
his recommenda
201(d).
of Section
pretation
Attorney
on the
binding
tions
General.48
decisionmaking
division
responsibili
This
of
on the
extensive debate
Senate
Following
in recognition
was fashioned
of the
ty
two
the
floor,
to transfer much of
proposals
respective
expertise.
areas
of
agencies’
scheduling authority to
Attorney General’s
of the House repeatedly
Members
stated
Secretary
narrowly
of HEW were
def
the
However,
reported
Department
the
of Justice
the bill
and
should
eated.47
judgments based
Representatives
in make
on law
in the House of
enforcement
passed
considerations,
the
while
philosophy
the
of
defeated
HEW should
corporated
have the
by
Attorney
expertise
full Sen-
lack
consideration
the
General’s
of
47. Even before
science
controversy
ate,
provoked
(remarks
substantial
id. at
the bill
and medicine. See
Hruska),
975
of Sen.
report
977, 978,
(remarks
The Senate
states:
in committee.
1329
of Sen.
Dodd).
Hughes
authority
amendment was
of
defeated
the
This title vests
provi-
voting.
18 not
Id.
enumerated
46 to
with
at 1335.
the substances
Thereafter,
Attorney
Hughes
the
General.
Senator
sions
introduced a
with
point
controversy
a
of
evi-
There has been
more modest amendment
to increase HEW’s
drug
professions
among
scheduling
proposed
involved in
dent
role in
decisions. He
addition, deletion,
or not
research on whether
rescheduling
control and
of a sub-
Department
expertise
has
Attorney
Justice
be effected
stance could
Gen-
drugs since
deci-
reschedule
schedule or
only upon recommendation of the
eral
tary
Secre-
knowledge
special
require
and
medical
sions
(or
specially
of HEW
created “Scientific
training.
Committee”).
Advisory
Id. at
1642. He
difficulty
provision
This
resolved
explained:
requires the At-
in this title which
contained
provisions of this amendment
do
[T]he
torney
the Sec-
to seek advice from
General
changes
reported.
make radical
in the bill as
Health, Education,
retary
and
Welfare
of
transfer,
many
They
urged,
do not
Advisory Committee on
from the Scientific
responsibility for such scientific
determi-
added,
should be
or not a substance
whether
Department
nations from the
of Justice to
respect
with
rеscheduled
deleted or
Health, Education,
Department
of
provisions of the bill.
they require is
All that
Welfare.
making
S.Rep.No.91-613,
note
essentially
on
decisions
scientific and
Hughes
reported,
was
Senator
After the bill
questions,
Attorney
General act
amendments de-
Iowa introduced several
of
of recommendations from those
basis
Attorney
signed
schedul-
General’s
to limit
qualified
agencies
best
of the Government
Hughes initially
responsibilities.
ing
Senator
judgment
questions
expert
make an
given
proposed
almost total re-
that HEW be
involved.
sponsibility
such decisions:
over
Id. at
have,
Attorney
Although
does
General]
[the
sponsors
again opposed
of the bill
have,
right of
research
and should
development
Hughes proposal.
(re-
See id. at 1642-1646
the areas that are related
Hruska).
of
Dodd &
The amend-
marks
Sens.
enforcement, it
bet-
directly
would be
lawto
margin,
narrower
44 to
lost
39. Id.
ment
determining
dangerous
of
ter
leave
changing in
of clas-
schedules
H.R.Rep.No.91-1444, supra
pt.
Health,
Department
up
sification
32-33;
Cong.Rec.
(1970)
33606-33607
116
Education, and Welfare.
bill,
(reproducing
201
the House
H.R.
§
(1970);
Cong.Rec.
see
1333
id. at
116
(remarks
18583);
Rep.
see id. at 33297
Mad-
[scheduling]
resisting
shift
the “effort to
Springer), 33304,
den),
(remarks
Rep.
33300
power
to the Secre-
General
(remarks
Rep. Rogers),
(re-
Education,
Welfare,”
Health,
tary
id. at
Carter),
(remarks
Rep.
Rep.
marks
Hruska),
spon-
(remarks
Sen.
the bill’s
Boland),
(remarks
Rep. Brotzman),
Hruska,
sors,
asserted that
Dodd and
Senators
Cohelan).
(remarks
Rep.
interplay
adequate
between
the bill ensured
Specifically,
Except
Department
HEW.
for cross-references contained there-
of Justice and
requiring
in,
201(a)-(c)
passed by
provision
they
At-
of H.R.18583 as
§
insisted that
201(a)-(c)
nonbinding
tоrney
“advice”
House
identical
seek
General
any objections regarding the
met
enacted.
from HEW
er
respect
to medical and scien
created
aby
deliberate
say
final
and conscientious
*11
minor
After
revi
legislative
tific determinations.49
exercise of the
process.
conference,50 the House version of
sions in
language
of
201(d)
Section
is consist-
signed into law as the
bill was
Con
import
ent with the clear
of the
legis-
Act’s
1970.51
Act of
trolled Substances
lative history.
provides
The section
that
Attorney
shall,
General
regard
without
201(d)
against
must be read
Section
referral
hearing proce-
usual
and
backdrop of intense
with
concern
estab
this
dures,
an
controlling
“issue
order
lishing
preserving
drug
and
HEW’s avenue of
under the schedule he
most
deems
scheduling
appropri-
into
decisions.
input
Comments
ate to
out such
congressmen
carry
obliga-
confirm the
by various
limited
[international]
* *
tions
*(Emphasis
added.)
(d):
to
purpose of subsection
authorize the
phrase,
underscored
disregard
which
Attorney General
to
is omitted
scheduling
the dissent’s discussion
section,
of this
criteria
HEW
cir-
and
recommendations
that
cumscribes the Attorney
scheduling
lead to
General’s
would otherwise
of a
schedul-
ing authority:
it
treaty
place
in violation
enables him to
substance
of
commitm
a
substance in a
Congress
ents.52
never intended to allow
schedule —without
re-
Attorney
displace
gard to medical and
General
findings—
the Secre
scientific
tary
obligations
placement
whenever
international
to the extent
in that
particular
a
drug especially
necessary
attach to
schedule
is
to satisfy United
—
fact
view of the
the vast majority
obligations.
of
States international
Had the
listed in the
provision
CSA are controlled
been intended to grant him unlim-
Respondent’s
by treaty.53
reading
scheduling
of Sec
ited
discretion with respect
201(d) would destroy
pow-
a balance of
internationally
substances,
controlled
Representative Springer,
spon-
49.
one
H.R.Rep.No.91-1603,
of the
Cong.,
See
91st
2d
(conference
(1970)
sors of
report).
H.R.
remarked:
Sess.
point
Let us
make a definite
also
of the fact
Pub.L.No.91-513,
(codified
responsibilities
84
purely
Stat. 1242
enforcement
seq.).
21
et
placed
Department
U.S.C. 801
of
with
Justice while
judgments necessary
and scientific
medical
drug
they properly
52. Remarks on the
control are left where
House floor reveal that in-
requirements
Department
qualify,
and
ternational
should lie
Health,
that is with the
but do not
Education,
displace,
hearing proce-
the usual
and Welfare.
referral and
qualification
Cong.Rec.
sponsor,
dures.
Another
One
was described
Carter,
Representative
Representative Hastings,
echoed these
who stated
senti-
drug
required by treaty,
where control of a
ments:
Attorney
may
Representatives
“the
General
medical and scientific
control
the sub-
community
expressed
appropriate
regarding
schedule,
stance and list it in
also
doubts
Attorney
regard
authority
findings required
without
General’s
to make fi-
drugs
Cong.Rec.
(1970). Rep-
schedule.” 116
nal decisions
which
should be con-
Again,
qualifi-
resentative Boland
this
was
described
trolled.
concern
taken care
a second
requires,
language
requires
Attorney
cation: “H.R.
in the
absence of
treaty obligations,
Secretary
international
to seek advice of the
General
Health, Education,
Attor-
ney
drug
Secretary
follow the
and
General
advicе
Welfare
con-
Health, Education,
questions,
trol
and which makes
Welfare on
the Secre-
scientific
tary’s
respect
matters
with
medical
advice
Secretary
binding
Attorney
substance if the
scientific issues
on the
decides it
Gen-
should not
way,
short,
appropriate
Id. at
controlled.”
In
eral.
an
“if
balance
drug
required
pursuant
to be
between
was achieved
scientific
controlled
to an
interests]
treaty, convention,
protocol
international
of law
or
and those
enforcement.
bill,
drug
effect on the enactment of
Id. at
Various
other comments make
will
by conformity
there
be controlled
clear that
existed in the House a
with the
consen-
agreement obligations.”
“[cjonsidering
scheduling
other international
sus that
that the
of a
Id.
(remarks
Rep. Madden).
largely
at 33297
is based
substance
on scientific infor-
mation,
inappropriate
it seems most
that law-
Indeed,
enforcement authorities should have the last
Convention controls al-
percent
word on the content of the schedules.” Id. at
nonhallucinogenic
most 90
of the 64
(remarks
Boland);
Rep.
see id. at
substances enumerated in Schedule I of the
(remarks
Rep. Rogers).
originally
CSA as
enacted.
prescribed procedures
an order
follow the
him issue
in obtain-
authorized
medical and scientific
ing
“under the schedule
evaluation from
controlling such
Secretary
Health, Education,
appropriate.”
most
he deems
Appendix
Petitioner’s
F
Welfare.”
at 14.
201(d) en-
interpretation of Section
Our
in rejecting
Thus
DEA’s interpretation of
decisionmaking
allocation
proper
sures
201(d), we embrace the same inter-
Attorney
Gener-
between
responsibility
urged by staff counsel to
рretation
DEA’s
HEW,
in accordance
Secretary
and the
al
agency,
Department
of Justice.55
parent
expertise.
respective spheres of
their
General,
201(d)
directs
*12
of the
hearing
B. Satisfaction
referral and
judg-
matter,
legal
to make a
initial
as an
201(a)-(c).
of Section
procedures
by interna-
necessitated
as to controls
ment
an
argument respon
As
alternative
He then
a
establishes
commitments.
tional
the Acting
contends —and
Administra
dent
below
schedule or level
control
minimum
whatever the
inter
proper
tor held —that
not
of the substance
placement
which
201(d),
Cooper’s
Dr.
pretation
Section
aof minimum schedule
Determination
fall.
201(b)-(e)
the
satisfied
Section
re
letter
Secretary’s
that
the
recommenda-
ensures
Acting
that
the
quirement
Administrator
binding
would be
tion,
ordinarily
petition
Secretary
to the
of HEW
refer
findings, does not
and scientific
to medical
findings
medical and scientific
and rec
for
to be scheduled in viola-
substance
cause
Acting
The
ommendations.
Administrator
However,
treaty
once
obligations.
assumption
his conclusion on
premised
by
is established
minimum schedule
that
placement in
that
CSA Schedule I is auto
General,
whether
Attorney
the decision
required if the
matically
has
substance
no
than
more restrictive
controls
impose
currently accepted medical use in the Unit
same
by treaty implicates
required
analysis
Our
compels
ed
the Act
States.
as do
and scientific considerations
medical
reject
finding.
his
us to
those few
scheduling
regarding
decisions
that,
clear
upon
The CSA makes
referral
by treaty.
not
controlled
General,
Attorney
the Secretary
more com-
Secretary
manifestly
of HEW is
required
to consider a number of
HEW
nonlegal evaluations
make these
petent
making
different factors
his evaluations
recommendations.
and
201(b)-(c)
recommendations.
and
Section
Moreover,
insignificant
it not
we think
Secretary
that
specifies
must consider
Legal Counsel of
the Office of
that
evidence of
“scientific
[the substance’s]
Justice,
in memorandum
Department
effect,
known”;
if
pharmacological
“the
21,1972,54adopted the follow-
August
dated
current scientific knowledge
re-
state
201(d): The At-
of Section
ing construction
substance”;
or other
garding
torney
is directed
determine
General
“what,
any,
if
risk there is
public
to the
satisfy
will
the nation’s
health”;
schedule that
drug’s “psychic
physiologi-
Convention;
obligation under the
dependence liability”;
cal
“whether
is latitude to schedule
precursor
extent
there
immediate
an
of a
substance
obliga-
with treaty
already
consistent
controlled
substance
under this sub-
a substance
and
tions,
obliged
chapter”;
any scientific or medical fac-
Attorney
“the
General [is]
memorandum,
to De-
note
entitled “Petition
55. We
too
court
in NORML v.
73-74,
Marihuana,
Interpretation
Ingersoll,
Section
per’s enumerated procedures “can defines be remanded case must 201(a)-(c).65 The the fruiting tops nabis” as flowering consistent proceedings further plant, including the cannabis leaves when requirements. statutory those detached, 1, 111(b), Art. and “cannabis any resin has been extracted
resin” as
1(d). These
plant. Art.
from the
U
REQUIRED BY THE
CONTROLS
V.
IV of
“drugs”
listed in
I and
Schedules
are
CONVENTION
SINGLE
subject
and are
to se
therefore
of the sched-
manufacturing,
discussion
distri
turn now
vere restrictions
We
Single Con-
open by
bution,
trade.66 Never
uling options left
and international
theless,
parties agree and the
vention.
(1976);
cil,
circumventing
procedures,
see
Resources Defense
usurped
Natural
Coun
those
DEA
Train,
312, 326,
U.S.App.D.C.
166
powers
Inc. v.
the
hardship
reserved to HEW and worked a
Clark,
(1974); Bamberger
petitioner.
706
v.
510 F.2d
Whatever the
70, 73,
U.S.App.D.C.
conclusion,
F.2d
488
Administrator’s
we cannot counte-
agen
derogation
statutory
But the doctrine of deference to
nance actions
of a
man-
cy rulings unquestionably
limits,
has
date.
regarding
proprie
decisions
administrative
agency
ty of
footing.
action stand on a different
letter,
Citing
Cooper’s
respondent
Dr.
fur-
vigilant
must
Courts
to ensure that
argues
placement
ther
in Schedule I is
procedures
agency’s
underlying
standards
approved
because there is “no
mandated
New
law; “Reviewing
in accord with the
courts
Drug Application" for marihuana. This refer-
obliged
are not
to stand aside and rubber-
procedure
persons
ence
is to
who
stamp their affirmance of administrative deci
ship
wish to
interstate commerce
they
sions
deem inconsistent with a statu
Secretary
apply
approval
of HEW for
tory
congression
mandate оr that frustrate the
(NDA)
Drug Application
under the Fed-
New
policy underlying
al
a statute.” NLRB v.
Food,
Act,
Drug, and
eral
Cosmetic
U.S.C.
Brown,
278, 291,
980, 988,
380 U.S.
85 S.Ct.
seq. (1970). See 21
§
301 et
U.S.C.
(1965); Wheatley Adler,
see
L.Ed.2d 839
U.S.App.D.C.
v.
argues
Respondent
procedure
estab-
177, 180,
(1968)
407 F.2d
accepted
lishes whether a substance has “an
(en banc).
explained
As this court
in its en
use,”
safety for
and concludes that “[Resche-
decision
banc
in International Brhd. of Elec.
duling
impossible
of marihuana would be
NLRB,
U.S.App.D.C.
Wkrs. v.
299-
Act
a re-
Substances]
without
[Controlled
aff’d,
(1973),
487 F.2d
1170-1171
sub
Health,
Secretary
appraisal from the
Educa-
Light
nom. Florida Power &
v.Co.
Internation
tion,
Respondent’s
Welfare.”
br.
*15
Wkrs.,
790,
Brhd. of
al
Elec.
417 U.S.
94 S.Ct.
2737,
(1974) (quoting
41
477
L.Ed.2d
SEC v.
interrelationship
between
Acts
the two
Chenery
215,
Corp.,
194,
332 U.S.
67 S.Ct.
generally
far from clear. See
American Phar
1575,
(1947) (Jackson, J.,
However, treaty. marihuana in the illicit traf- the leaves, fic is a mixture crushed flow-
ers, twigs, and THC can marihua be extracted relevance of the Whatever Thus, from the leaves to make hash oil. country,79 we find in this mixtures na to which put the misuse the leaves can be premature acted Acting Administrator the appears the form in which marihuana According making his determination. ly in illicitly, make obvious that V Schedule 201(a)- set out procedures controls, permit over-the-counter CSA, Acting Administrator (c) of the “medical purpose” sales for a would fall rescheduling referred the first have should contemplated of the far short restrictions binding HEW for its scientific petition purposes of the Convention and recommenda evaluations the intent of the Comprehensive have Those recommendations tions. Drug Abuse Prevention and Control Act Acting Adminis limits of upper set of 1970. The issue to reschedule. discretion trator’s Fed.Reg. (1975); see id. at litigated 44168. at a fully have been then could point rulemaking hearing.80 At DEA Acting Administrator’s determina- The Administra Acting proceedings V controls are inad- in the position in a far better composition of the usual would have been because tor equate not, country strictly in this informed determination.81 an “marihuana” to make judgment degree regarding a determination speaking, Acting Administrator’s conformity with made in of the was not by the terms this case mandated 201(a)-(c). We owe no deference Indeed, treaty itself makes treaty. separated exercise discretion.82 invalid statutorily cannabis and between distinction potent rejected argument ALJ Parker later alone when other more the leaves Administrator, Acting stating adopted mixed with them which at the substances are present impossible that it except time seems to be laboratory. in a fact that the obvious overlooks quoted Acting Administrator above precise distinction makes that, although finding added statement and claims should be dis- which the Government by the ‘found’ administrative law was “not appear regarded. the leaves in a mix When judge, ‘found’ Administra- [it is] cannabis, they tops are “canna- Fed.Reg. 44166 tor.” subject regimen to the control bis” and are When and IV of the Convention. Schedules I course, Unless, Secretary were to rec- alone, they subject they appear separated placed leaves be ommend amount of obfuscation controls. No those IV, V, III, or in which case DEA * * * that fact. can cloud over prevented scheduling would be the leaves Appendix C at Petitioner’s tops in Schedule I with cannabis or II. only possible for the rationale testimony Although some is contained in conclusion Administrator’s strayed inquiry, main from the focus of see Tr. State, Department of to DEA from letter published 158-160, 165, hearing held before ALJ Register, Fed.Reg. in the Federal limited to the issue of this Parker was coun- (1974): obligations treaty. try’s under the ALJ’s Find- Law, ings of Fact and Conclusions of and Rec- flowering mixing practice [T]he Decision, petitioner’s Appendix ommended C at (sometimes fruiting tops, re- cannabis resin 7-8. hashish), or a concentrated can- ferred to as leaves, seems extract with nabis supra. determining 82. See note 64 problem present a serious applied can be level of control whether one
755 unaccompanied (when plants seeds duce cannabis to be free Cannabis from con- C. Respondent’s trol.” br. at 14. Neither the by tops). Acting opinion Administrator’s nor respon- the tops detached seeds Cannabis specifies precise dent’s brief of degree treaty’s defini- within the not included are necessary satisfy control the treaty.84 the controls None of “cannabis.” of tion treaty specificаlly to refers in the outlined persuaded We are not that the Act relevant only arguably seeds. cannabis ing Administrator erred in concluding that 2, 18, provides: which is Art. provision Art. 8 creates an duty affirmative H shall use their best The Parties endeav- establish some measure of control over can to substances which do not apply ors to capable germination. nabis seeds of In ac Convention, but fall this which under knowledging discretion of each nation in the illicit may be used manufacture of to determine those by substances embraced supervision measures of drugs, as practicability Art. 8 and the of various H may practicable. be supervision, measures of the Commentary assigns specific open-end purpose Commentary provision this states First, provision. edness of the the drafters vagueness wording of the of that “[t]he treaty could not foresee which sub practically 8 leaves it to the dis- paragraph in the stances would future be used in illicit Party of each to decide what cretion of “It drugs: manufacture narcotic is this control apply pro- it should substances impossibility to foresee substances what paragraph, in this measures vided require might application which of con to take.” Petition- practicable it would be adoption trol measures led to the of E at 71. Appendix er’s very vague provision.” this broad Peti Second, E at 71. Appendix tioner’s ALJ contends —and Parker NORML Single that recognizes Convention measures treaty allows decontrol of agreed —that country may in one be practicable impracti published opinion In his seeds. cannabis another, cable in where the substance is position Administrator took the Acting id.; legitimate purposes, used industrial incapable of not germination seeds are that thus the confers broad discretion to treaty,83 that seeds capa- covered but adopt measures supervision may “such of are covered germination of ble practicable.” (1975). Fed.Reg. 44167 40 decontrolled. Acting Administrator’s conclusion that under Art. agrees Respondent K8 the United States cannot decontrol violation of would be “[i]t capable seeds pro- germination which can of seeds to allow Convention Moreover, Acting Apparently, the definition of marihuana con- Administrator would CSA, greater 802(15), require 21 measures than those U.S.C. § tained in imposed listed in CSA Schedule specifically excludes “the sterilized seed of that, in his decision “in the frame- incapable V. He notes plant which is such [marihuana] discussion, might an academic he Consequently, work of germination.” those seeds are agree CSA, V controls could technical- there is no not controlled need (and them, ly separated capable Acting leaves seeds and the so limit decontrol Administrator correctly incapable germi- germination) as to the bare lan- meet bones “[s]eeds held * * * treaty.” pro- Fed.Reg. guage nation are not an issue ceeding.” Fed.Reg. (1975). Presumably, outside the framework mistakenly require great- reads the Admin- Petitioner he would discussion an academic holding However, specifically that “cannabis istrator’s decision he noted er controls. (including germination) capable those imposed seeds” rigid “the controls br. were not at issue. Petitioner’s at 47. they accompany the on seeds when Clearly, capable germination (which seeds apply separated tops seeds which are do not CSA) put were are controlled capable germination.” Id. at 44165. There- issue, Administrator did not fore, contemplated place- appears to have he hold otherwise. III or IV. in either CSA Schedule ment hearing referral and requirements purposes of the discre- with the Sec- consistent 201(a)-(c). Art. 8. It cannot be aspects of tionary capable germination seeds doubted and will continue to be currently used Synthetic tetrahydrocannabinol (THC) D. of cannabis ma- illicit manufacture used in *20 or “artificial cannabis.” terials; hence, problem foreseeability of no petitioner does involved. Nor contend
is synthetic equivalents The of mari legitimate purpose seeds have some that the extracts, tetrahydrocannabinols huana by imposition be frustrated of would that (THC),88are contained in Schedule I.89 CSA degree of control.85 In these circum- any treaty his discussion of United stances, Acting we affirm the Administra- obligations correctly ALJ Parker held that 2, finding contemplates that Art. tor’s K2 nor other neither Convention measure of over cannabis some treaty country party to which this is a germination. capable of synthetic seeds requires control THC.90 Peti Appendix Acting C at 14. The
tioner’s agreed synthetic that Administrator THC is Acting Administrator further by treaty, but added not controlled that found, “in the framework of an academic not “in proceed therefore is issue” in this discussion,” that CSA Schedule V controls Fed.Reg. 44167 ing. 40 capable germination seeds over would requirements meet the treaty obligations with re- Con The lack Fed.Reg. (1975), vention. 40 that the THC means synthetic Given spect open-ended 2,18 nature of Art. unlimited latitude within and the retains natiоn attaching limitations drug Con- V to schedule substances,86 Act91; agree finding we that in no placement that trolled Substances synthetic least restrictive the conclusion that domestic schedule leads to way Respondent, violate the letter or how- spirit of the not “in issue.” is THC However, treaty. position, at stage ever, this a somewhat different pro takes ceeding we are synthetic THC is not in issue reject arguing constrained to Administrator’s implication petition no to reschedule because yet has been country Respondent’s necessi filed. br. at 18. mixtures in marihuana on Parker’s Relying finding, petitioner cannabis ALJ controls over more restrictive tate that, although (1975).87 responds not listed in the Fed.Reg. seeds. request hearing, synthetic for a finding, like initial THC Acting Administrator’s leaves, put objection been in issue without through should have was regarding hearing testimony. with the Petitioner’s br. at compliance after until deferred 2, Enforcement, 2, Drug depend part (Spring 85. The extent of control Vol. No. at 26 will 1975). measures, practicality of various a determi- can be made after nation that evidence is re- 89. See 812(c); 21 U.S.C. § 21 C.F.R. § 1308.11. phase rescheduling second ceived in the proceeding. supported These conclusions were testimony hearing. expert Tr. at at the Appendix opinion.- 86. See to this Synthetic THC is controlled Substances, Psychotropic U.N.Doc. E/Conf. supra. 87. See note 84 yet (1961), but this is not in force. 58/6 National Commission on Mari- Tr. at 49. See delta-9-tetrahydrocannabinol The chemical Abuse, Drug supra note at 234- huana and (THC) principal psychoac is believed to be the in cannabis materials. tive substance See Unit Walton, U.S.App. And, incapable germination, ed States v. unlike seeds 202; Fеd.Reg. 514 F.2d at already D.C. synthetic controlled under the THC Cannabis, (1975); Langer, Drugs of Abuse: CSA. VI. CONCLUSION (citing petitioner’s Appendix 15). 50-52 C adds Tr. at 471. Petitioner See case is remanded for further pro- This concur that parties no internation- since ceedings opinion. not inconsistent with this exist, respondent’s see br. at al controls Specifically, Administrator di- rescheduling question synthetic THC rected, 201(a)-(c), pursuant to Section Secretary should be “referred to petition NORML the Secretary refer the a separate category HEW as of cannabis HEW for medical and scientific findings Petitioner’s br. at 51. material.” rescheduling, and recommendations con- requirements with the of the Single sistent that DEA note at the outset We Convention, as interpreted by this court. prejudiced it was contend does not Secretary HEW is directed make was raised synthetic issue THC when separate evaluations and recommendations indeed, hearing; with the accord *21 following cannabis materi- for each of testimony, readily respondent con hearing als, by treaty: authorized the limits within does cedes respon Nor does the substance. apply to and “cannabis resin” “Cannabis” the similarities between argue dent (minimum regime control CSA THC and natural marihuana ma synthetic II). Schedule slight too to warrant consolidat terials reason sole ed consideration. (minimum leaves control re- Cannabis to consideration re opposition DEA’s V). of Schedule gime scheduling THC is failure NORML’s capable germina- seeds 3. Cannabis with appropriate petition filed (minimum regime tion However, under both CSA Section agency. V). see applicable regulations, 201 and 1308,1316, appears peti C.F.R. §§ (no minimum control Synthetic THC any be filed at resсhedule tion to regime). that, in the We therefore conclude time.92 justice and in furtherance of a receipt Secretary’s interest evalua- Following recommendations, contro protracted of this Ad- resolution tions and final either to be allowed should versy, NORML with the comply directed ministrator file a new or to petition earlier amend rulemaking procedures outlined THC be synthetic requesting petition 201(a)-(b). proceeding ensuing rescheduled. So ordered. proceeding with the consolidated should to follow. Appendix materials. natural reschedule Moreover, DEA has regulation, conceded 1308.45(a), in its brief DEA 21 C.F.R. and at § 92. One argument request oral any that a person “desiring hearing hearing requires that “would, course, require rulemaking” request consideration proposed shall file a Respondent’s Thus, DEA.” days br. at publication even if within 30 after of the notice of 1308.45(a) § would otherwise rulemaking. proposed appear render It does not ineffective petition, agency a belated apparently any published pro- has DEA at time a notice application chosen in this case to waive respect synthetic rulemaking posed with bar, if it exists. THC, 1308.45(a) inapplicable. therefore
APPENDIX Vodra,
From Act, Controlled Substances ENFORCEMENT, DRUG Vol. No. (Spring 1975).
at 20-21 the Control Mechanisms.of SCHED- REGIS- ULE TRATION Required KEEPING RECORD- MANUFACTUR- Separate ING QUOTAS BUTION PENS- RESTRIC- DISTRI- DIS- forms Order TIONS ING LIMITS use Research IMPORT-EXPORT NON- NARCOTIC Vault SE- CUR- ITY type MANUFAC- PEA DISTRIB- TURER/ UTOR Yes PORTS RE- TO $25,000 CRIMINAL PENALTIES years/ FOR TRAFFICKING (FIRST OFFENSE) NARCOTIC NON- $15,000 years/ Required Separate Order forms fills no re- written; Rx: Vault type $25,000 years/ $15,000 years/ Required Required Required those derived able retriev- retriev- Readily retriev- Readily able Readily able from substances quotas but Some but Some drugs* but Some drugs* limited No No No limited quotas limited quotas by XX drugs* XI IX in/Schedule tion number number tra- regis- DEA DEA regis- DEA regis- tiоn number tra- tra- II Co MD's author- refills Rx: or oral written up Rx: written ization; limited order) up to 5 times 6 months 0TC *22 6 months (Rx drugs author- or oral ization; times refills to 5 . . export import veil- veil- Sur- Manufac- veil- lance lance lance Sur- Sur- Non- narcotic NO only. Narcotic narcotic Yes Non- turer No Narcotic Narcotic No No Non- narcotic $5,000 $15,000 3 years/ $10,000 l year/ years/ 5 years/ $5,000 $10,000 $15,000 years/ year/ ROBB, Judge, dissenting: Circuit General may control the drugs involved “under the schedule he deems most appro- respectfully I dissent. priate . . . regard without to” any agree I cannot with the majority’s conclu- recommendations from H.E.W. 21 U.S.C. sion that the Controlled Substances Act re- 811(d) (1970) (emphasis added). quires Attorney General to seek advice I think the statute means what it plainly Health, Department from the Education says; but even if it were so ambiguous (H.E.W.) before assigning Welfare require legislative resort marijuana to its appropriate history, to an schedule. history support majori- not gives Attorney The Act General ty’s interpretation. The relevant House scheduling drugs broad discretion in over Report states: required by which control is treaty. Not- (d), Under subsection where control of withstanding majority’s assertion to the or other substance the United contrary, the Act does not limit this discre- is required by reason of obliga- tion when more than one schedule would tions under an international satisfy country’s treaty treaty, commitments. con- vention, provides protocol The Act that “If . . control is re- . the bill quired by obligations require United States does not that the Attorney Gener- treaties”, international then the Attorney al seek an evaluation recommenda- Health, Educa- Secretary of tion, . and Welfare Cong., 91st 2d Sess.
H.R.Rep.No.91-1444, Cong. & Admin.News U.S.Code
pt. added). (1970) (emphasis p. legisla- nor its
Thus, the statute neither majority’s posi- supports the history
tive
tion; required say when control both need not General
by treaty it is Believing H.E.W.
consult I to rewrite statute court
function
must dissent. ELLIOTT, Individually and as B.
Helen of Darlene Estate
Administratrix Elliott, Appellant,
Julie
v. INC., JAMES, t/a
MICHAEL II, Appellee.
Gentlemen *23 ELLIOTT, Individually and as
Helen B. Estate of
Administratrix Elliott, Appellee, Julie
Darlene
v. INC., JAMES, t/a
MICHAEL II, Appellant.
Gentlemen 76-1132, 76-1134.
Nos. Appeals, Court of
United States Circuit. of Columbia
District 18, 1976.
Argued Nov. May 6, 1977.
Decided
Rehearing Denied June
