17 F. Cas. 178 | S.D.N.Y. | 1866
In directing, on the 13th of July last, the entry of a decree condemning and forfeiting the vessel, her tackle, &c., in this case, the court appended to the decree, as signed, a memorandum to the effect that it would proceed as early after the entry of the decree as might comport with the health and physical ability of the judge, to place on file, in connection with the decree, the positions of law and fact governing the judgment of the court in the decision thus rendered. The intention thus expressed will now be fulfilled.
The libel of. information in this case is filed by the attorney of the United States for this district, on behalf of the United States, against the steamship Meteor, under .seizure by the marshal of the district, and her tackle, apparel, and furniture, together with all materials, arms, ammunition, and stores which may have been procured for the building and equipment thereof, in a cause of seizure and forfeiture. The original libel was filed on the 23d of January, 1866. A monition was issued thereupon, on the same day, against the vessel, her engines, tackle, &c., returnable on the 13th of February, 1866. The monition was duly served on the day of its issue, by an attachment of the vessel, her engines, tackle, &c., by the marshal, and by the giving of due notice to all persons claiming the same.
On the 24th of. January, 1866, an amended libel was filed, setting forth more particularly the alleged causes of action. The cause of action set forth in the original libel was simply that the vessel had been fitted out to commit hostilities against the government of Spain, in violation of the neutrality act of congress of 1818 [3 Stat. 447]. The amended libel states (1st) that the vessel “is now lying in the port of New York, on waters navigable from the sea by vessels of the burden of ten tons and upwards, within the Southern district of New York, and within the jurisdiction of this court, and is ready to sail for certain places to the attorney of the United States unknown, with intent to cruise and commit hostilities, in the service of the government of Chile, against the subjects, citizens, and property of the government of her majesty the queen of Spain, with whom the United States are at peace”; (2d) that the vessel “has, on the 23d day of January, 1866, within the limits of the United States, to wit, at the Southern district of New York aforesaid, been fitted out and armed by certain persons to the said attorney unknown, with intent that such steamship or vessel should be employed in the service of the agents of the government of Chile, to commit hostilities against the subjects, citizens, and property of the aforesaid government of Spain, with which the United States then were, and now axe, at peace, as aforesaid”; (3d) that the vessel “has, on the 23d day of January, 1866, within the limits of the United States, to wit, at the Southern district of New York aforesaid, been fitted out by certain persons to the said attorney unknown, with intent that such steamship or vessel should be employed in the service of some persons to the said attorney unknown, to commit hostilities against the subjects, citizens, and property of the said government of Spain, with which the United States then were, and now are, at peace as aforesaid”; (4th) that the said vessel “has, on the day and year aforesaid, and at the place aforesaid, and within the limits of the United States as aforesaid, been attempted to be fitted out by certain persons to the said attorney unknown, with intent that such steamship or vessel should be employed in the-service of some persons to the said attorney unknown, to commit hostilities against the subjects, citizens and property of said .government of Spain, with which the United States are at peace”; (5th) “that certain persons whose names are to the said attorney unknown, on the day and year aforesaid, and at the place aforesaid, and within the limits of the United States, were knowingly concerned in the furnishing and fitting out of the said steamship or vessel, with knowledge and intent that such steamship- or vessel should be employed in the service of some persons to the said attorney unknown, to commit hostilities against the subjects, citizens, and property of the said government of Spain, with which the United States were, and now are, at peace”; (6th) “that all and singular the matters hereinbe-fore secondly, thirdly, fourthly, and fifthly articulated, are all and each of them contrary to the third section of the act of congress approved April 20th, 1818, entitled ‘An act for the punishment of certain crimes against the United States, and to repeal the acts therein mentioned’ ”; and that, by reason of the premises and by virtue of the said act, the said steamship, her tackle, &c., and arms, &c., became forfeited. The prayer of the amended libel is as follows: “Wherefore, the said attorney of the United States, on behalf of the said United States, prays the usual process and monition of this honorable court against the said steamship, now under seizure by the marshal of this district aforesaid, and her tackle, apparel, furniture, arms, and ammunition, in this behalf to be made, and that all persons interested in the said steamship and her tackle, apparel, furniture, arms, and ammunition aforesaid, may be cited to answer the premises, and that, all due proceedings being had thereon, this honorable court may be pleased to decree for the forfeiture aforesaid, and that the said steamship
On the 13th of February, 1866, William F. Cary filed a claim to the vessel, her tackle, &c., which was subscribed by him and duly sworn to. The claim is in the words following: “And now William F. Cary, of the city of New York, merchant, intervening as agent for the interest of Robert B. Forbes and John M. Forbes, of Boston, in the state of Massachusetts, in the said steamship, her tackle, &c., appears before this honorable court, and makes claim to the said steamship, &c., &c., as the same are attached by the marshal, under process of this court, at the instance of the United States, and the said William F. Cary doth aver that he was in possession of the said steamship, &c., at the time of the attachment thereof, and that the persons above named are the true and bona fide sole owners of the said steamship, &c., and that no other person is the owner thereof, and the said Cary was and is the true and lawful bailee thereof, as agent and consignee; wherefore he prays to defend accordingly.” On the same 13th of February, 1866, the said claimant, William F. Cary, filed his answer to the libel. The answer is as follows: “The ansWer of William F. Cary, of the city of New York, intervening for the interest of his principals, Messrs. John M. Forbes and Robert B. Forbes, of Boston, in the state of Massachusetts, to the libel of information of Daniel S. Dickinson, attorney of the United States for the Southern district of New York, who prosecutes on behalf of the said United States, against the said steamship Meteor, her tackle, apparel and furniture, in a cause of seizure and forfeiture, alleges as follows: First, the said respondent admits that the said steamship Meteor is now, and was at the. time of her seizure, lying in the port of New York, within the Southern district of New York, and within the jurisdiction of this court, and that, at the time of her seizure, she was ready to go to sea. Second, but the said respondent denies each and every other allegation in the said libel contained, and avers that the same are untrue, and he denies that by reason of the premises in the said libel set forth, or for any other cause, the said steamship, her tackle, &c., became or is forfeited, or subject to forfeiture. Wherefore the said respondent prays that the said libel may be dismissed with costs, and that the said steamship, her tackle, &c., may be restored to the possession of this respondent, as the agent of her said owners.”
On the 15th of February, 1866, the attorney of the United States filed exceptions to the claim. The exceptions allege “that the said Robert B. Forbes and John M. Forbes were not at the time of the forfeiture alleged, in the libel aforesaid, and are not now, the sole, true and lawful owners of the said steamship Meteor, her tackle, &e., in manner and form as the said Robert B. Forbes and John M. Forbes have above claimed”; and the exceptions pray that the claim may be dismissed.
On the 26th of March, 1866, the cause, being upon the calendar for trial, was called in its order. The attorney of the United States insisted before the court that the hearing on the exceptions to the claim must be brought on before the trial of the issue raised by the answer to the libel, and that the affirmative upon the allegations made in the claim was cast upon the claimant. The counsel for the claimant controverted this position, and claimed that the attorney of • the United States should proceed to trial upon the issue raised by the answer to the libel, and produce proofs in support of the libel, or submit to a decree dismissing it. The court decided that no triable issue had been framed on the exceptions to the claim; that any issue which might be framed on such exceptions would be an immaterial issue; that the suit was one in rem, prosecuted solely against a vessel and her appurtenances under seizure, and not a suit in per-sonam, in any manner affecting personally the claimant, or the principals represented by him; that the court possessed no authority or jurisdiction over or in respect to the claimant or his principals, otherwise than through and by means of the res itself; and that the trial of the cause must proceed on the issue raised by the libel and the answer. It was accordingly proceeded with upon that issue.
The counsel for the claimant then insisted that the court, sitting as a court of admiralty, was incompetent to adjudge the cause and give the relief prayed for in the libel, and that the case must be tried by a jury, and moved that a jury be summoned and impannelled to try it. The court decided that the case was one of the seizure of a vessel upon waters navigable from the sea by vessels of ten or more tons burden, for a breach of the law of the United States, and was a civil cause, of admiralty and maritime jurisdiction, and was within the cognizance of this court, sitting as a court of admiralty, and must be tried without a jury. The jurisdiction of the courts of admiralty of the United States, in cases like the present, is unquestionable, and is based upon constitutional and statutory authority, and settled by judicial decisions of long standing. Const. U. S. art 3, § 2; Act Sept. 24, 1789, § 9 (1 Stat. 77); Glass v. The Betsey, 3 Dall. [3 U. S.] 6; Penhallow v. Doane, Id. 54; U. S. v. La Vengeance, Id. 297; U. S. v. The Betsey, 4 Crunch [8 U. S.] 443; Whelan v. U. S., 7 Cranch [11 U. S.] 112; U. S. v. The Little Charles [Case No. 15,612). The four cases of The Slavers, 12 Wall. [69 U. S.) 350-403, were all libels of information filed in the district court iB admiralty. Those cases were all carried by appeal to the supreme court, and in all of them the vessels were condemned and forfeited for vio
The counsel for the claimant then insisted that the libel must be dismissed for the reason that under the third section of the act Of April 20, 1818, upon which the libel is founded, an indictment and conviction of the person or persons committing the offence named in that section is a necessary prerequisite to a decree for the forfeiture of the vessel. It was admitted by the attorney of the United States that there had been no such indictment or conviction. The third section of the act of April 20, 1S18 (3 Stat. 448), enacts “that if any person shall, within the limits of the United States, fit out and arm, or attempt to fit out and arm, or procure to be fitted out and armed, or shall knowingly be concerned in the furnishing, fitting out, or arming of any ship or vessel, with intent that such ship or vessel shall be employed in the service of any foreign prince or state, or of any colony, district or people, to cruise or commit hostilities against the subjects, citizens or property of any foreign prince or state, or of any colony, district or people with whom the United States are at peace, or shall issue or deliver a commission within the territory or jurisdiction of the United States, for any ship or vessel, to the intent that she may be employed as aforesaid, every person so offending shall be deemed guilty of a high misdemeanor, and shall be fined not more than ten thousand dollars, and imprisoned not more than three years; and every such ship or vessel, with her tackle, apparel, and furniture, together with all materials, arms, ammunition, and stores, which may have been procured for the building and equipment thereof shall be forfeited, one half to the use of the informer, and the other half to the use of the United States.” The court ruled that such previous conviction or indictment is not necessary under the statute, and denied the motion of the claimant to dismiss the libel.
As this question in regard to the necessity of a prior conviction of some person upon an indictment for violation of the third section of the act of 1818, before a condemnation of the offending vessel can be had, was much debated on the trial, it is deemed proper to state somewhat at length the reasons for the decision made by the court that such prior conviction is not necessary. The counsel for the claimant, in summing up the case before the court, after the evidence had all been put in, somewhat modified the views he had previously urged as to the necessity of a prior conviction of some person under the act, and maintained that, under the third section, the forfeiture of the vessel follows as a consequence of the completion of the offence forbidden by that section, and only as such consequence; that, before the vessel can be forfeited, there must either be an ascertained conviction of some person for the commission of the .offence in question, or else there must be, on the trial of the issue raised by the libel and answer, satisfactory evidence of the commission by some person of the personal offence; and that such person must be some one whose action concerning the vessel can, from his relation to the vessel or its owners, be imputed to the owners as their action.
The positions thus maintained by the counsel for the claimant overlook the clearly marked distinction between a forfeiture resulting from a seizure under the admiralty and maritime jurisdiction of the courts of the United States, and a forfeiture resulting from .a conviction and judgment in a court of law. This clearly marked distinction is founded upon the character of a proceeding in rem in the admiralty. The proceeding in the present case is wholly one in rem, and the character of such a proceeding - is nowhere more accurately defined than in the opinion of Chief Justice Marshall in the case of U. S. v. The Little Charles [Case No. 15,612]. The vessel in that case was seized, as forfeited to the United States, for a violation of the embargo laws of December 22, 1807, and January 9, 1808 (2 Stat 451, 453). A libel was filed against her, alleging that she departed from a port of the United States to a foreign place, with a cargo on board, contrary to the provisions of the embargo laws, and that she had therefore become forfeited to the United States, and had been seized within the jurisdiction of the court, as forfeited, and it prayed for a decree of forfeiture. On the trial of the cause, the district court rejected as testimony the report and manifest of the cargo of the vessel, signed by the master, as incompetent evidence, upon the ground that the ex parte oath of the master thereto could not be read as evidence in the cause, he being no party to it. On an appeal taken by the United States to the circuit o'-rrt, an objection was made to the admissibility in evidence of the report and manifest, with the oath of the master, upon the ground that the case was .a criminal case, and that the declarations of the master could not affect the vessel or the owners. Upon this point Chief Justice Marshall says: “Theargument that in criminal cases no authority can be given, that the character of principal and agent disappears, and the parties become accomplices, will not be controverted. If this was a prosecution against the owner personally, and the confession of the master was adduced, to prove that he acted under the authority of the owner, the argument would be entitled to great consideration. But this is not a proceeding against the owner, it is a proceeding against the vessel, for an offence committed by the vessel, which is not less an offence; and does not the less subject her to forfeiture, because it was committed without
A proceeding in rem against a vessel or other thing for a forfeiture, because of the violation of a statute of the United States, is an entirely distinct proceeding from a prosecution of a person through whose agency or procurement the offence has been committed; and it is well settled that no conviction of any person for the offence is necessary to warrant a condemnation of the res. This was decided by the supreme court in the case of The Palmyra, 12 Wheat [25 U. S.] 1. That was a libel of information against the vessel to forfeit her for a piratical aggression committed in violation of the acts of congress of March 3, 1819, and May 15, 1820 (3 Stat. 510, 600). The • district court restored the vessel without "damages for the capture. The circuit court, on appeal, affirmed so much of the decree as acquitted the vessel, and reversed so much of it as denied damages, and itself awarded damages. The United States and the captors appealed to the supreme court, and the objection was there taken by the appellees that the offenders were not alleged in the libel to have been convicted upon any prosecution in personam, of the offence charged in the' libel, and that there must be a due conviction, upon a prosecution and indictment for the offence in personam, averred and proved, in order to maintain the libel in rem. Upon this point Mr. Justice Story, in delivering the opinion of the court, says: “It is well known, that at the common law, in many cases of felonies, the party forfeited his goods and chattels to the crown. The forfeiture did not, strictly speaking, attach in rem; but it was in part or at least a consequence of the judgment of conviction. It is plain from this statement, that no right to the goods and chattels of the felon could be acquired by the crown by the mere commission of the offence; but the right attached only by the conviction of the offender. The necessary result was, that in every case where the crown sought to recover such goods and chattels it was indispensable to establish its right by producing the record of the judgment of conviction. In the contemplation of the common law, the offender’s right was not divested until the conviction. But this doctrine never was applied to seizures and forfeitures created by statute, in rem, cognizable on the revenue side of the exchequer. The thing is here primarily considered as the offender, or rather the offence is .attached primarily to the thing; and this, whether the offence be malum pro-hibitum or malum in se. The same principle applies to proceedings in rem, on seizures in the admiralty i Many cases exist, where the forfeitures for acts done attach solely in rem, and there is no accompanying penalty in personam. Many cases exist where there is both a forfeiture in rem and a personal penalty. But in neither class of eases has it ever been decided that the prosecutions were dependent upon each other. But the practice has been, and so this court understand the law to be, that the proceeding in rem stands independent of, and wholly unaffected by, any criminal proceeding in personam. This doctrine is deduced from a fair interpretation of the legislative intention apparent upon its enactments. Both in England and America the jurisdiction over proceedings in rem is usually vested in different courts from those exercising criminal jurisdiction. If the argument at the bar were well founded, there could never be a judgment of condemnation pronounced against any vessel coming within the prohibitions of the acts on which the present libel is founded; for there is no act of congress which provides for the personal punishment of offenders who commit ‘any piratical aggression, search, restraint, depredation, or seizure,’ within the meaning of those acts. Such a construction of the enactments which goes wholly to defeat their operation, and violates their plain import, is utterly inadmissible. In the judgment of this court, no personal conviction of the offender is necessary to enforce a forfeiture in rem, in cases of this nature.”
In the Case of the Embargo Laws, the third section of the act of January 9, 1808 (2 Stat.
The conclusion drawn from these authorities is that under the third section of the act of 1818, under which the libel in this case is filed, it is only necessary, in order to secure a condemnation of the vessel, for the libellants to show that the vessel has been fitted out and armed, or been attempted to be fitted out and armed, or been furnished, fitted out or armed, with the intent on the part of any person fitting out and arming her, or attempting to fit out and arm her, or procuring her to be fitted out and armed, or knowingly concerned in the furnishing, fitting out or arming of her, that she should be employed in the service of any foreign state, or of any people, to cruise or commit hostilities against the subjects, citizens or property of any foreign prince or state, or of any people with whom the United States are at peace; that it is not necessary for the libel-lants to prove the individuality or identity of such person, any further than to pro/e that the prohibited acts were done by some person; that it is not at all necessary for the libellants, to show that the owner of the vessel or his authorized agent was concerned in the commission of the prohibited acts; but the law imposes upon the owner the necessity of withholding his property from being made by any person the instrument of violating the law; and that, if the law has been violated, the vessel may be forfeited if the prohibited acts have been committed by any person, whether the owner was concerned in the violation of the law or not. The evidence given on the trial was voluminous, but was
After the testimony had all been put in and the summing up had been concluded, the li-bellants, on due previous notice, moved the court to amend the amended libel filed January 24, 1866, by inserting at the end of the fifth count the following additional counts, namely: “Sixth. That the said steamship or vessel Meteor has, on the 23d day of January, 1866, within the limits of the United States, to wit, at the Southern district of New York aforesaid, been furnished, fitted out, or armed by certain persons to the said attorney unknown with intent that such ship or vessel shall be employed in’ the service of a foreign state, to wit, the service of the republic of Chile, to cruise or commit hostilities against the subjects, citizens, or property of the government of her majesty the queen of Spain, with whom the United States then were and now are at peace. Seventh. That certain persons, to the said attorney unknown were, on or before the 22d day of January, 1866, within the limits of the United States, to wit, at the Southern district of New York aforesaid, knowingly concerned in the furnishing, fitting out, or arming of the steamship or vessel Meteor, with intent that such ship or vessel shall be employed in the service of a foreign state, to wit, the service of the republic of Chile, to cruise or commit hostilities against the subjects, citizens or property of the aforesaid government of Spain, with whom the United States then were and now are at peace, as aforesaid”; and also by changing the numbering of the last count in the amended libel on file from “sixth” to “eighth.” The counsel for the claimant objected to the granting of the motion to amend at that stage of the trial, as unprecedented. The necessity for the proposed amendments, as urged by the counsel for the libellants, was that the first count of the amended libel averred no offence within the act of 1818; that the second count was a count for fitting out and arming the vessel; and that the third, fourth, and fifth counts, which severally averred that the vessel had been fitted out, and that she had been attempted to be fitted out, and that certain persons had been knowingly concerned in furnishing her and fitting her out, all of them averred an intent that she should be employed “in the service of some persons, to the said attorney unknown,” to commit hostilities against the subjects, citizens, and property of the government-of Spain, and did not any of them aver, in the language of the third section of the act of 1818, an intent that the vessel should be employed in the service of some foreign prince or state, or of some colony, district, or people. The question as to allowing these proposed amendments to be made was held open for consideration.
Courts of admiralty are little trammelled by a regard for mere technicalities, substantial justice without unnecessary delay or expense being the object which they keep in view. Accordingly they acknowledge no limits to their right to allow amendments when conducive to this end, in every stage of a cause, and not only in the court of original jurisdiction, but in all appellate courts, and not only in matters of form, but in matters of substance. Conk. Treatise (3d Ed.) p. 562. In the case of The Edward, 1 Wheat. [14 U. S.] 261, which was an information against a vessel for the violation of one of the embargo acts, the district court having condemned the vessel, the circuit court, on appeal, allowed the libel to be amended by inserting an averment naming the particular foreign interdicted port to which the vessel was destined. The case was then taken to the supreme court, and Mr. Justice Washington, delivering the opinion of the court, says: “It is contended for the claimant, that the circuit court has only appellate júrisdiction in cases of this nature, and that to allow the introduction' of a new allegation would be in fact to originate the cause in the circuit court. This question appears to be fully decided by the Cases of The Caroline and The Emily, determined in this court These were in-formations in rem under the slave-trade act and the opinion of the court was that the evidence was sufficient to show a breach of the law, but that the informations were not sufficiently certain to authorize a decree. The sentence of the circuit court was therefore reversed, and the cause remanded to that court with directions to allow the informa-tions to be amended.” In the case of The Marianna Flora, 11 Wheat. [24 U. S.] 1, which was a libel founded on an act of congress [3 Stat. 510], against a Portuguese vessel, for an alleged piratical aggression on The Alligator, a United States armed vessel, the district court ordered restitution with damages. The circuit court, on appeal, allowed the li-bellants to file a new count or allegation, in which the aggression was stated to be hostile, and with intent to sink and destroy The Alligator, and in violation of the law of nations, and reversed the decree for damages, the libellants consenting to the decree for restitution. ‘ On appeal to the supreme court, Mr. Justice Story, delivering the opinion of that court, says: “An objection, which is preliminary in its nature, has been taken to the admissibility of this new count to the libel filed in the circuit court, upon the ground that the original subject-matter was exclusively cognizable in the district court, and to allow this amendment would be to institute an original and not an appellate inquiry in the circuit court. But the objection itself is founded on a mistaken view of the rights and authorities of appellate courts of admiralty. It is the common usage and admitted doctrine of such courts to permit the parties, upon the appeal, to introduce new allegations and new proofs, ‘non allegata allegare, et non probata probare.’ The courts of the Unit
In the present case, the court is of opinion that the proposed amendments' will not introduce any new res or subject of litigation, and that public justice and the substantial merits of the controversy require their allowance, and without the imposition by the court of any terms on the libellants. The amendments are, accordingly, allowed to be made, with like effect as if they had been contained in the amended libel when it was filed, and the libellants are at liberty to enter an order of amendment to that effect If any prejudice to the claimant could arise from the allowance of these amendments, or if it were alleged that he could thereunder aver or prove matters of defence which he could not or did not adduce on 'the trial, the court would take care to guard him from any such prejudice. But no such objection arises, especially in view of the fact that the claimant put in no testimony in defence on the trial.
On the merits, the sole question for determination in this case is whether the aver-ments of the libel, as thus amended, are supported by the testimony, and whether any of-fence prohibited by the third section of the act of April 20, 1818, was committed prior to the filing of the libel, so as to require the forfeiture of the vessel, her tackle, &c. The of-fences set out in the section must have been committed within the limits of the United States, and are properly classified thus: First. The fitting out and arming by any person of any vessel, with the intent on the part of such person, that she shall be employed in the service of any foreign state, or of any people, to cruise or commit hostilities against the subjects, citizens or property of any foreign prince or state, or of any people, with whom the United States are at peace. Second. The attempting by any person to fit out and arm any vessel with the like intent. Third. The procuring by any person to be fitted out and armed, any vessel with the like intent. Fourth. The being knowingly concerned by any person in the furnishing of any vessel with the like intent. Fifth. The being knowingly concerned by any person in the fitting out of any vessel with the like intent. Sixth. The being knowingly concerned by any person in the arming of any vessel with the like intent. Seventh. The issuing or delivering by any person of a commission, within the territory or jurisdiction of the United States, for any ship or vessel, to the intent that she may be employed as aforesaid. If any one of these offences has been committed, the vessel in respect to which it is committed is, with her tackle, &c., to be forfeited.
It was strenuously urged by the counsel for the claimant, on the hearing, that the only crime created by the third section of the act of 1818 is the crime of fitting out and arming a vessel with the intent named in the statute; and that, although the attempt to commit that crime, or the procuring that crime to be committed, or the being knowingly concerned in committing that crime is punishable under the statute, yet the body of the crime is the fitting out and arming, and nothing short of that is punishable under the statute, either against the wrong-doer personally, or against the offending res; and ' the interpretation sought to be put by the counsel upon these words of the statute, “or shall knowingly be concerned in the furnishing, fitting out, or arming of any ship or vessel, with intent,” &c., is, that it is not necessary to the criminality of the individual that he should have' performed every part of the crime, but it is enough if he was Knowingly concerned in any one step in the chain of conduct which completed the criminality, or would have completed it if carried out, but still the crime must be the crime of fitting out and arming, either completed or attempted. But the court cannot adopt this interpretation of the statute. The mischief against which the statute
In view of this decision, it must be regarded as the settled interpretation of the third section of the act of 1818, that that section applies to every person who is engaged within the United States, directly or indirectly, in preparing a vessel with the intent that she shall be employed in committing hostilities against any power with which the United States are at peace, and to every such vessel, whether such vessel be armed in the United States or not, or be intended to be armed in the United States or not.
Having determined the true interpretation of the section of the statute on which the libel in the present case is founded, the next in-® quiry is, as to whether any of the offences prohibited by that section have been committed; and, as it is not claimed that the Meteor was armed in the United States, or was intended to be armed within the United States, the inquiry may be limited to the question as to whether any person was knowingly concerned in furnishing or fitting out the Meteor with intent that she should be employed in the service of the government of Chile, to cruise or commit hostilities against the subjects or property of the queen of Spain, the United States being at the time at peace with the queen of Spain.
The libellants put in evidence a certificate
The court is not left to speculate as to the character and capacity of the Meteor, as a vessel capable of being used to cruise or commit hostilities In a warlike character. In mans’-, if not most cases of prosecutions under neutrality acts, it appears that artifices and subterfuges have been resorted to, which leave it very much in doubt, on the evidence, whether the vessel were not fitted and intended equally well for innocent commercial purposes and for purposes of war; just as, in cases of prosecutions under the slave-trade acts, it often appears difficult to determine whether the vessel fitted out' was intended for a whaler or for a slaver. This embarrassment in determining whether a warlike character could be affixed to the vessel beyond doubt was manifested in a very marked degree in the case of the prosecution against the Alexandra, in England, under the British neutrality law. But, in the present case, the Meteor is characterized by Mr. Robert B. Forbes, one of her owners, in a letter written by him from Boston, on the 13th of September, 1865, to a gentleman in New York, in the
The only testimony adduced upon the trial as to any direct conference between any one of the owners of the Meteor and any person holding an official relation to the Chilian government, in respect to the Meteor, is that given by Mr. Jerome. He was called by the libellants as a witness, and was examined on the 7th of April, and testified, on his direct examination, that he had once, and but once, been on board the Meteor; that that was some four or five months ago; that Mr, Asta Buruaga, the Chilian minister, was in his company at the time; that the vessel was lying at the/tipie at Jersey City; and that he met the Chilian minister at the vessel by agreement. The witness was then asked: “Q. What was the agreement you made with him by which you met him there? A. I asked him to look at the ship. Q. For what purpose? A. To see if he would buy her. Q.' And he did look at the ship? A. He did: . Q. Did you and he examine the ship together on that occasion? A. We went through her partially, not much.” Again, he says in reference to conversations with Asta Buruaga: “I never had any conversations with Asta Buruaga after the Chilian war began; my conversation with him was some time previous to the war. Q. What time did you visit the Meteor as she lay at Jersey City? A. It was some time previous to the arrival of the news of the declaration of war between Spain and Chile. Q. What month was it that you and Buruaga visited the Meteor together? A. I cannot tell. Q. Was it the month of November last? A. I cannot tell you; my memory is very poor about dates. Q. Was it in the month of October? A. I don’t know. Q. Was it in the month of September? A. I don’t know the month. Q. What year was it? A. I should think it was in the year 1865. Q. Have you any doubt about its being in the year 1865? A. Very little. Q. How long was it. before the seizure of the vessel? A. Well, I cannot tell, several months. Q. When you use the expression 'several months,’ how many months do you mean? A. Well, I cannot say how many, I should say over two. Q. Is that as near and as definite as you can be as to the time? A. On reflection, I should say it was three instead of over two. Q. Is that as near and as definite as you can be as regards the time? A. Yes; I cannot tell you any exact dates about it. Q. When was the vessel seized ? A. That I do not know. Q. She was seized on the 23d of January, 1865. How long before that was it you were with Asta Buruaga on board the vessel? A. I do not
It is quite apparent, from the whole of this testimony, taken together, that Mr. Jerome, as one of the owners of the vessel, put himself into communication with the representative of. the Chilian government, with a view to the sale of the vessel to that government; and whether this visit.of Mr. Jerome, in company with the Chilian minister, to the Meteor, took place after intelligence of the declaration of war between Chile and Spain was received in the United States, or at a period so shortly before that time that affairs between Chile and Spain were in such a condition as to give rise in Mr. Jerome’s mind to the impression that the occasion was likely to “turn up” when the Chilian minister might want to buy the vessel, is immaterial to the point under consideration. That point is the direct communication between one of the owners of the Meteor and the representative of the Chilian government, at a date not far distant from the time when the war broke out between Chile and Spain, in reference to the sale of the vessel to that .government. And the evidence of Mr. Jerome establishes this point.
It also appears that the claimant, Cary, was in treaty with the Chilian government for the sale of the Meteor to them, after the war between Chile and Spain had broken out. Cary was the authorized agent of the owners. A letter is in evidence written by the Messrs. Forbes to Charles L. Wright & Co., ship-brokers, dated Boston, December 13, 1S65, stating that an engagement of Messrs. Cary & Co., in regard to the sale of the vessel, would be duly ratified by the Messrs. Forbes. Charles L. Wright testifies, that within .a day or two after the receipt of that letter of the 13th of December from the Messrs. Forbes, he had a conversation with Cary, at his, Wright’s, office, in regard to the sale of the Meteor; that Cary asked for the names of the witness's principals; that the witness told him he believed that the parties represented the Chilian government; that the parties he referred to were then in fact in an adjoining room; that he, Wright, then went into that room, and had an interview with those parties (McNiehols, Byron and
The testimony, therefore, is abundant that the owners of the Meteor, both directly and through their recognized agent, Cary, were knowingly carrying on negotiations with persons whom they recognized as authorized to represent the Chilian government, and who did in fact represent that government, for the sale of the Meteor to that government; that the negotiations between Cary and Wright were carried on during the war between Spain and Chile; and that Wright disclosed to Cary that his principals were the Chilian government
The Meteor was seized on the 23d of January, 1866. The manifest of her cargo furnished to the custom-house by her master, and put in evidence, sets forth her cargo as being fuel and stores, and her destination as being Panama, with a crew fifty-seven in number.
The government inspector, Louis J. Kirk, testifies, that the day before she was seized, she being put up for clearance, and some question being raised in regard to her, he went on board of her and examined her at her dock at Brooklyn, at the request of the surveyor of the port; that he saw large quantities of ordinary ship’s stores on board and a large quantity of coal; that he examined her cargo-book; that he saw no freight or merchandise on board; that the mate told him they had no freight; and that the mate said he was going to Panama and had signed papers for a year, and calculated to be in New York in three months from the time he left. James K. Ford testifies, that two Parrot guns, and eleven cases supposed to contain shell or shot, six gun tackles, and some other appurtenances for cannon, were placed by a Mr. Smith, acting for the firm of Cary & Co., in his, the witness’s, public store in Brooklyn, on the 18th day of January, 1866. Wright testifies, that about the middle of December he told Rogers, at Rogers’s house, that he did not think it possible to get an armed vessel, like the Meteor, away from New York.
William Jarvis, a deputy marshal, testifies, that under orders from the marshal he arrested the Meteor on the 23d of January between 12 and 1 o’clock; that at the time she had steam up and the crew on board, and was getting ready to go to sea; that Mr. Robert B. Forbes was on board; that Mr. Forbes stated to the mate in the witness’s presence, that he was sorry he had missed his trip down to the Narrows in the boat; and that Mr. Forbes called for his carpet-bag and took it ashore with him.
Thomas H. Sease testifies, that after the seizure of the Meteor by the marshal, he acted as one of the ship-keepers on board of her and lived on board of her; that on the 2d of February the captain of the Meteor asked of the witness permission to take on shore five and a half boxes of shot for Parrot guns, and stated that the guns belonging to the ship had been stored in the Pierrepont stores; that the
Frederick Nichols, a mariner, testifies, that on the Friday before the Meteor was seized he was on board of her and saw barrels of stores going on board, and was told by the stevedore, who was engaged in loading them, that the vessel was bound to Chile; that he saw on board a large quantity of coal in bags and in bins, and a case of rifles, and a small box of cartridges for Sharpe’s rifles; that the hold of the vessel appeared to be nearly full; that on that day he saw Mr. R. B. Forbes on board, and heard him, in answer to a question from the mate of the vessel, reply, “Put them in the racks, certainly;” that Forbes and the witness left the vessel together; that on the way up the wharf Forbes remarked to the witness that the vessel was very buoyant for a vessel that 750 tons of coal on board and six months’ stores; that the witness told Forbes he thought she was bound for Chile, and Forbes said she was cleared for Panama, or she will clear, and the witness added: “I will not say whether he said she was cleared, or bound, for Panama”; and that the witness and Forbes crossed the ferry together. The witness gives this account of a conversation with Forbes on the ferry-boat: “Q. Did you have any conversation with him crossing the ferry? A. We talked in the same strain over in the boat. Q. What did you say ? A. I told him I supposed if that vessel had gone to Chile, I would have gone in command of her, or something like that. That was the only remark X made. Q. State in what tone of voice you talked with Mr. Forbes, — whether loud or otherwise. A. I talked pretty loud, because Captain Forbes is a little troubled with deafness or does not hear' accurately. Q. When you told him that, what did he say? A. He told me that I had not ought to talk quite so loud in public about such matters; I would not say that these were his words, but that this was the meaning, and I think the words were used.” The witness also says, that on the same day or the next he, in company with Wright, went to see Rogers at his house, and the witness and Wright remarked that they thought the Meteor was off for Chile; that Rogers remarked, during the conversation, that Maekenna had done this business through some other brokers, and they thought they had got a good bargain in the Meteor, because they had got 750 tons of coal in the contract; that Rogers, in reply to a remark from the witness or Wright about the stores being marked for Panama, said that the vessel was to go to Panama and there was to be turned over and change command. The witness then says: “Q. Did he say to whom she was to be turned over? A. Our conversation was of Chile, but I cannot swear that he used the word Chile on that occasion. Q. Was anything said as to the officer to whom she was to be turned over at Panama? Á. I think he said Williams. Q. (by the Court) Who was Williams? A. One Williams was a man in command of the Esmeralda. Q. Nothing was said about what Williams it was? A. No, sir. Q. What did you say about Williams being an officer of the Chilian navy? A. The one I had reference to was in command of the Esmeralda when she captured the Carvadonga. Q. Did he call him anything else but Williams? A. I do not remember that he did; he. might.” This witness also says that on the Monday before the seizure of the vessel, he saw Maekenna, and that this conversation took place between them: “I told him I supposed that the Meteor was off; he shrugged his shoulders and said he did not know she was; X told him I had supposed that I would go out in command of her if she wént out, but I saw that no officer that had served in the Union army had any chahee with him, but that all the officers X heard of his • appointing were the meanest rebels he could get hold of, and I thought he would make a very good rebel himself. He said: ‘Wait, wait! there may be an opportunity yet to ship.’ That was all that occurred.” This witness also says, that the master of the Meteor, Captain Kemble, told him, before the seizure, that if the parties Byron, McNichols, and Conkling bought her, he, Kemble, would go out and deliver her over to some other parties or some other officers.
We are now brought to an examination of the testimony given by the witnesses Wright, Hunter, McNichols, Conkling, Nichols, and Ramsay, upon the subject of the negotiations between the parties who acted for the Chilian government on the one side and the agent of the owners of the Meteor on the other, in reference to the sale of that vessel. The parties employed by Rogers, the Chilian consul, to enter into negotiations for the purchase of the Meteor, were McNichols, Conkling, and Byron. Byron has not been examined as a witness. McNichols and Conkling testified as witnesses for the libellants, and it will be proper first to examine their testimony.
•McNichols says, that he knows Wright and Rogers, but not Maekenna: that he first saw Rogers about the latter part of October, or the beginning of November, 18S5, and he identified Rogers in the court-room; that Conkling went with him on that occasion to see Rogers, at Rogers’s house in New York; that Rogers told McNichols and Conkling, at that interview, that he wanted vessels for war purposes for the Chilian government, wooden screw propellers, and heavy guns, for the Chilian navy, and wished to know whether McNichols and Conkling had any facility in finding such a class of vessels; that he, McNichols. told Rogers that that was in their line, and they could furnish him with
Conkling testifies, that he became acquainted with Rogers about the 1st of November, 18G5; that he, in company with McNichols, saw Rogers at Rogers’s house in New York, on the Saturday evening prior to the seizure of the Meteor; and that Rogers then said to McNichols that the vessel would probably sail on the first of the week, perhaps on Monday, and that all the arrangements had been completed for her sale to the Chilian government, he believed, by Maekenna.
Wright testifies that he is a ship-broker; that about the 1st of December, 1865, a man calling himself Byron called at his office, and asked him if he had any sea-going steamers for sale; that the witness asked Byron what kind he wished, and he said he wished to purchase three or four good fast sea-going steamers; that the witness made a memorandum of it, and told Byron he would see if he could look up such ones as he wanted; that Byron called again the next day and the witness gave him a list of two or three steamers, including the Meteor, and asked him who he wished the vessels for; that he told the witness he would bring the parties to the office; that the next day he brought McNichols and Conkling to the witness’s office and introduced them to the witness as his principals; that the witness then asked McNichols and Conkling if any of the vessels named in the list would suit them, and they told them that the Meteor was the vessel they wanted, — that had been selected from the list; that then they asked the witness if he could get the price of the Meteor, and he told them that he would communicate with the owners of the Meteor; that the witness then sent a dispatch to his, the witness’s, brother, who was in Boston on a visit, to see Mr. Forbes, of Boston, and get a price for the Meteor; that the witness got a reply from his brother and then wrote a letter to Mr. Forbes, of which the following is a copy; “New York, Dec. 12, 1865. R. B. Forbes, Esq., Boston. Dear Sir. We telegraphed our Mr. H. H. Wright, at your city, to obtain from you the price of the Meteor, subject to com. of five per cent to us, and have his reply offering the ship at $350,000. In your absence, we called on Messrs. Cary & Co., who furnished us particulars, which we have handed to our parties. They have made a slight inspection of the ship and propose sending their engineers on board to-morrow, when, if they mean business, we shall be prepared to make an offer. Mr. Cary has called on us to-day, and says he is the party through whom the purchase is to be made. We telegraphed as above, supposing you were the only party. Please set us right .on this point as- we do not wish any collision, should we effect a sale. Yours truly, Chas. L. Wright & Co."; that the witness received, in reply, from J. M. Forbes & Co., the following letter: “Boston, Dec. 13, 1865. Gent. Anything which Messrs. Cary & Co. engage will be duly ratified by us. Truly, J. M. Forbes & Co., Agents Steamer Meteor, Messrs. C. L. Wright & Co.”; that on the receipt of that letter the witness replied to it as follows: “56 South Street, New York, Dec. 14, 1865. Messrs. J. M. Forbes & Co., Boston. Gent. We have your favor of yesterday. We will arrange all matters with Mr. Cary according to your request. Some matters of detail have prevented us from making an offer for a day or two, but we are quite confident that we shall shortly be in shape to close with you. We are, very truly, Chas. L. Wright & Co.”; that the witness saw Cary on the day he, the witness, telegraphed to his brother, or on the day that he wrote the letter to R. B. Forbes, — on the 11th or 12th of December, — at the witness’s office in South street; that Byron, McNich-ols and Conkling were in the private, office when Mr. Cary came; that Mr. Cary at that timé understood the witness had been communicating with Mr. Forbes about the Meteor, and told the witness that he, Cary, had as much to say about the ship as Mr. Forbes had; that the witness told Cary that he, the witness, had parties who he thought would buy the ship, and that he would communicate with him, Cary, as soon as he could do so definitely, and would treat through him, Cary, for the purchase of the vessel; and that on that occasion nothing was said by the witness to Cary as to who the principals were. The remainder of the testimony of Wright has been heretofore recited, in considering the point as to whether the Meteor
Frederick Nichols, a mariner, testifies, that he knows R. B. Forbes, Wright and Rogers; that the first time he saw Rogers was at Rogers’s house in New York, between the 15th of September and the 10th of December, 1865; that he went to the house of Rogers, the Chilian, consul, on that occasion, with a man named Bates, of Valparaiso, to see if two letters of marque which Bates held were genuine; that Bates showed Rogers the two letters of marque and asked him if the signature was genuine, and said he had no doubt of it; that Bates left the letters of -marque with Rogers and took from Rogers a receipt of them; that Rogers said there was to be a Chilian minister or special agent appointed for Chile, who would be here soon, and that when he arrived he, Rogers, would know then what they should do; that Bates told Rogers to let the witness have one of the letters of marque if the witness wished or if he raised stock for a privateer; that Bates asked the witness to take one of the letters of marque; that on that occasion Bates handed to Rogers a printed paper containing instructions in Spanish, some parts of which Rogers at the time translated to the witness; that the witness had a number of interviews subsequently with Rogers; that at one of those interviews Rogers said that some parties representing Chile (the witness afterwards said he thought Rogers said it was the Chil-ian minister) had been on board the Meteor, had seen her and liked her very much, and Rogers wanted thq witness’s opinion of her; that Rogers asked the witness what he thought of her and what kind of a vessel she was: that the witness replied that he had never seen her, but had often heard of her, and knew what vessel she was and what she was built for, and knew Mr. Forbes; that the witness was told by Rogers that the special agent from Chile had arrived; that Rogers called him Maekenna; that some time in December the witness went on board of the Meteor, at the request of Wright, to meet McNichols, Byron, and Conkling, and met them there and was introduced to McNichols and Conkling, having been introduced to By,ron previously at Wright’s office, on an occasion when Wright, at the request of Byron, sent for the witness; that the witness made an’estimate, at the. request of Byron, of the guns the Meteor-would carry and the ammunition she would require, &e., for three or six months and gave it to Conkling or McNichols; that shortly after that the witness, in company with Wright, saw Rogers, and Rogéis asked what it would require to fit the vessel out with guns and ammunition .and deliver her at some foreign port (the witness did not remember exactly what, — it was called Montevideo, he thought, — or outside of the harbor); that the witness gave Rogers an estimate of it, or assisted to make up the estimate with Wright, and thinks it amounted to about $390,000; that at one of the interviews with Rogers, Rogers said there was difficulty in raising money to buy these vessels, but that if they could get drafts cashed on the Chilian government they could pay for the boats, — for the Meteor; that Rogers gave the witness a card of introduction to Maekenna, and the witness saw Maekenna at Mackenna’s house the last of December, 1865, or the first of January, 1866, and gave him the card, ánd told him that he, the witness, would like to have an appointment in some way in the Chilian navy, or get command of some vessel fitting out in New York, that he had just left the United States navy and was willing to go into the Chilian service for awhile; that Maekenna said that he had heard of the witness from Rogers, and would bear him in mind, and if any opportunities offered, would let him know of it; that at that interview the witness told Maekenna that he understood that Catesby Jones had been appointed inspector of vessels-for the Chilian government, and Maekenna replied: “Well, he has inspected some”; and that the witness, at that interview, suggested the names of several vessels, and that Maekenna said he wanted vessels whose machinery would run at least two or two and a half years, to go on that station. The remainder of the testimony of Nichóls has been before .referred to, on the point as to the knowledge by Forbes that the Meteor was destined for the service of Chile.
Daniel J. Hunter testifies that he was employed by Maekenna as translator, and resided with him, commencing in December, 1865; that he knows Rogers, and also a man called Captain Wilson; that he first saw Captain Wilson nearly a year ago in Chile, and had seen him on several .occasions in this country, and had seen him three weeks ago in New York, and had seen him at Mackenna’s house, and had been present at interviews between Maekenna and Wilson, and had heard them discuss, in a general way, the subject of fitting out privateers in behalf of Chile against Spain; that in those interviews the witness heard the subject of the purchase or the getting of the Meteor discussed; that the witness knows Captain Kemble; that the witness had been on board of the Meteor twice, the first time nearly three months before the time he was giving his testimony; that on the first occasion three Chilians were in company with him; that the witness had seen Captain Kemble at Mackenna’s house when Kemble came and called on him, the witness; that Kemble called at Maekenna’s house twice, some two or three months ago, and saw Maekenna there on both occasions, and remained at Mackenna’s at those times an hour or so; that the witness knows Mr. Asta Buruaga, the Chilian minister at Washington, and had
George M. Ramsay testifies, that he knows Mackenna and Rogers, and he produces a paper, which he saw Mackenna sign in two places. The paper is signed, “Benj. Vicuna Mackenna, confidential agent of the government of Chile, in the United States of America,” and is a contract dated New York, December 27, 1865, between Mackenna of the one part, and Ramsay, as the inventor and owner of certain boats called “torpedo boats,” and also of torpedoes, for the delivery by Ramsay, in Chile, of two torpedo boats and ten torpedoes, within ninety days from the date of the contract, and for the personal service of Ramsay .in Chile, with “the necessary skilled men to assist him to efficiently operate said two torpedo boats against the enemy’s vessels of war and transports, for and in behalf of the government of Chile, for a period of one (1) year from the delivery of the said torpedo boats as herein provided, but with the proviso that should the present war with Spain terminate before the expiration of that year, then his term of service also expires.” The contract also provides for the payment by the government of Chile to Ramsay of “a premium for the destruction of any and all Spanish vessels of war or transports which he may accomplish,” with a provision as. to fixing the amount of such premiums. In the contract, Mackenna agrees to furnish Ramsay “and his associates, such commissions as they may require, to show they are legally authorized by the government of Chile to perform such service as is herein implied and expressed.” This contract has appended to it a certificate signed “Stephen Rogers, Consul for the Republic of Chile in New York,” &e., &c. Hunter states that he had a talk with Rogers in regard to his giving this certificate before he, the witness, received it; and that after that conversation, he received the certificate as being provided for in the contract, and attached it himself to the contract. The certificate is dated December 29, I860, and is as follows: “I certify that one Benjamin Vicuna Mackenna, now in this city, is duly and fully authorized by his government, the republic of Chile, to execute contracts, and sign any and all agreements for the said government, that in his discretion may promote her interests, and that, in my presence, he did sign, on the 27th inst., a contract with George M. Ramsay, respecting the sale and the operating of torpedo boats.”
The testimony thus reviewed leads clearly to the conclusion, that Wright, McNichols, Conkling, and Byron, within the limits of the United States, were knowingly concerned in procuring the Meteor to be put within the control of the authorized representatives of the Chilian government, with intent that she should be employed in the service of Chile, to cruise or commit hostilities-against Spain. This is, In the judgment of the court, a furnishing of the Meteor to the Chilian government with such intent. The testimony is also abundant to show that the active owners of the Meteor, and their authorized agent, Cary, were themselves knowingly concerned in offering the vessel to the Chilian authorities, and placing her within their power and control, with such intent. They, therefore, in a like sense, were concerned in furnishing the vessel, with that intent, to the Chilian government. But the evidence is also clear that Captain Kemble and others concerned in putting stores and coal on board the Meteor did so with the intent that she should be employed in the service of Chile to cruise or commit hostilities against Spain, and were thus knowingly concerned, within the limits of the United States, and with such intent, in furnishing the Meteor with stores and coal, and in fitting her out with what was necessary to make her an effective vessel. This would bring what was done within the inhibition of the third section of the statute, even though the meaning of the word “furnishing” should be limited to the act .of providing the vessel with supplies, fuel, and other articles necessary or proper for her use.
Much stress was laid, in the course of the argument, by the counsel for the claimant, upon the fact that the testimony of the witnesses Wright, McNichols, Byron and Conk-ling, as to conversations .between them on the one side, and Rogers and Mackenna on the other, was hearsay and secondary in its character. The testimony of these witnesses clearly shows that a common plan was entered upon by them and Rogers and Mackenna to procure the Meteor for the service of Chile, in the war between that country and Spain. Rogers set McNichols, Byron and Conkling in motion as his agents for that purpose. The law is well settled, that where two or more persons are associated together for the same illegal purpose, any act or declaration of one of the parties in reference to the common object, and forming a part of the res gestae, may be given in' evidence against the others. American Fur Co. v. United States, 2 Pet. [27 U. S.] 358. Upon this principle the court admitted at the trial the evidence in regard to which the objection was made.
In the course of the trial, considerable evidence was received by the court provisionally, under the objection of the counsel for the claimant that such evidence would be irrelevant, if standing by itself, and if unconnected with other evidence. But, in the judgment of the court, the evidence thus objected to was made competent by being satisfactorily
Much reliance was placed by the counsel for the claimant, in hi's summing up, upon the doctrine supposed by him to have been laid down by the supreme court in the case of The Santissima Trinidad, 7 Wheat. [20 U. S.] 283. That doctrine was stated by the counsel in various forms, but the principle contended for was that freedom of commerce is allowed to a neutral to f*mish to a belligerent warlike materials or warlike vessels as articles of merchandise or traffic; that while the principle of the law of nations is recognized, which prohibits neutral territory from .being used by either belligerent as a vantage-ground from which he may sally forth to commit hostilities upon the other
The views thus pressed upon the court have, in its judgment, no foundation in public law, or in any decision that has been made by the highest judicial tribunal of the United States. The ease of The Santissima Trinidad was decided by the supreme court at the February term, 1S22. It was a libel filed by the consul of Spain, in the district court of Virginia, in April, 1817, against certain property originally constituting a part of the cargo of the Spanish ship Santissima Trinidad, which was alleged to have been unlawfully and piratically taken out of that vessel on the high seas, by a squadron consisting of two armed vessels called the Independencia del Súd and the Altravida, and manned and commanded by persons assuming themselves to be' citizens of the United Provinces of the Rio de la Plata, commonly called the government of Buenos Ayres. The libel was filed by the consul on behalf of the original Spanish owners of the property, and claimed the restitution of the property principally upon three grounds, — First, that the commanders of the capturing vessels were native citizens of the United States, and were prohibited by our treaty with Spain of 1795 from taking commissions to cruise against that power; second, that the capturing vessels were owned in the United States and were originally equipped, fitted out, armed and manned in the United States, contrary to law; third, that their force and armament had been illegally augmented within the United States. The district court decreed restitution of the property, and the circuit court affirmed the decree, and the'case was then taken by appeal to the supreme court. That court (Mr. Justice Story delivering its opinion) decided that the Independencia was in point of fact a public ship belonging to the government of the United Provinces, and that all captures made by her were to be regarded as valid. It appeared that the property in question was captured by the Independencia alone, and the Altravida being a tender, or despatch vessel, to the .Independencia. The supreme court also decided that the evidence showed that there had been a clearly illegal augmentation of the forces of the Independencia and the Altravida, within the jurisdiction of the United States, by an increase of their crews there, prior to the capture in question, and that such illegal augmentation was a violation of the laws of nations as well as of our own municipal laws; and required restitution to be made of the property subsequently captured by the vessels. The court, therefore, affirmed the decree of the circuit court. In the course of his opinion Mr. Justice Story discusses the point taken, that the Independencia was originally armed and fitted out in the United States contrary to law, and says: “It is apparent, that though equipped as a vessel of war, she was sent to Buenos Ayres on a commercial adventure, contraband Indeed, but in no shape violating our laws, or our national neutrality. If captured by a Spanish ship of war during the voyage, she would have been justly condemnable as a good prize, for being engaged m a traffic prohibited by the law of nations. But there is nothing in our laws, or in the law of nations, that forbids our citizens from sending armed vessels, as well as munitions of war, to foreign ports for sale. It is a commercial adventure which no nation is bound to prohibit, and which only exposes the persons engaged in it to the penalty of confiscation. Supposing, therefore, the voyage .to have been for commercial purposes, and the sale at Buenos Ayres to have been a bona fide sale (and there is nothing in the evidence before us to contradict it), there is no pretence to say that the original outfit on the voyage was illegal, or that a capture made after the sale was, for that cause alone, invalid.” These views of Mr. Justice Story were, as is apparent from the statement which has been made of the case, obiter dicta, and not necessary to the decision of the cause, restitution of the property being decreed upon the ground of the illegal augmentation of the force of the capturing vessel in our ports prior to the capture. The facts in regard to the commercial adventure of the Independencia, referred to by Mr. Justice Story, as they appear in the report of the case, were, that that vessel, having been a privateer during the war between the United States and Great Britain, was, after the peace, sold by her original owners, and loaded by her new ones, at Baltimore, in January, 1816, with a cargo of munitions of war; that she sailed from Baltimore with them, and armed with twelve guns, part of her original armament, to Buenos Ayres, under written instructions from her owners to her supercargo, authorizing him to sell the vessel to the government of Buenos Ayres, if he could obtain a suitable price; and that she was sold at Buenos Ayres to parties who again sold her, so that she became a public commissioned vessel of the government of Buenos Ayres. It was on these facts that
What the supreme court regard as not being a commercial adventure is shown by the opinion of that court, delivered by Chief Justice Marshall, in the case of The Gran Para, 7 Wheat. [20 U. S.] 471, which came before that court at the same term as the case of The Santissima Trinidad [supra]. It was a libel filed in the district court of Maryland, by the consul-general of Portugal, praying for the restitution to Portuguese owners of a quantity of gold and silver coin alleged to have been taken from the Portuguese ship Gran Para by a private armed vessel called the Irresistible, fitted out in the United States in violation of the neutrality acts. It appeared that the Irresistible was built as a war vessel in the United States, and sailed from Baltimore for Teneriffe, between February and June, ISIS, with a crew of fifty men, and with cannon, small arms and ammunition in her hold, entered outwards as cargo; that she proceeded to Buenos Ayres, and was commissioned as a vessel of the government of Buenos Ayres, to cruise against Spain, and sailed from Buenos..Ayres on a cruise, in June, 1818; that the next day her master produced a commission from the chief of the Oriental Republic, to cruise under that commission, and sent back the commission of the government of Buenos Ayres; that during the cruise the money in question was captured; and that the Irresistible subsequently brought the money to Baltimore. Chief Justice Marshall, in his opinion, says: “That the Irre-sisitible was purchased, and that she sailed out of the port of Baltimore, armed and manned as a vessel of war, for the purpose of being employed as a cruiser against a nation with whom the United States were at peace, is too clear for controversy. That the arms and ammunition were cleared out as cargo cannot vary the case. Nor is it thought to be material that the men were enlisted in form as for a common mercantile voyage. There is nothing resembling a commercial adventure in any part of the transaction. The vessel was constructed for war, and not for commerce. There was no cargo on board but what was adapted to the purposes of war. The crew was too numerous for a merchantman, and was sufficient for a privateer. These circumstances demonstrate the intent with which the Irresistible sailed out of the port of Baltimore. But she was not commissioned as a privateer, nor did she attempt to act as one, until she reached the river La Plata, when a commission was obtained and the crew re-enlisted. This court has never decided that the offence adheres to the vessel, whatever changes may have taken place, and cannot be deposited at the termination of the cruise in preparation for which it was committed; and, as the Irresistible made no prize on her passage from Baltimore to the river La Plata, it is contended that her offence was deposited there, and that the court cannot connect her subsequent cruise with the transactions at Baltimore. If this were to be admitted in such a case as this, the laws for the preservation of our neutrality would be completely eluded, so far as their enforcement depends on the restitution of prizes made in violation of them. Vessels completely fitted out in our ports for military operations need only sail to a belligerent port, and there, after obtaining a commission, go through the ceremony of discharging and reenlisting their crew, to become perfectly legitimate cruisers, purified from every taint contracted at the place where all their real force and capacity for annoyance were acquired.-* This would, indeed, be a fraudulent neutrality, disgraceful to our own government, and of which no nation would be the dupe. It is impossible for a moment to disguise the facts, that the arms and ammunition taken on board the Irresistible at Baltimore were taken for the purpose of being used on a cruise, and that the men there enlisted, though engaged in form as for a commercial voyage, were not so engaged in fact There was no commercial voyage, and no individual of the crew could believe that there was one. Although there might be no express stipulation to serve on board the Irresistible, after her reaching the La Plata and obtaining a commission, it must be completely understood that such was to have been the fact. For what other purpose could they have undertaken this voyage? Everything they saw, everything that was done, spoke a language too plain to be misunderstood.” The court af
The case of Moodie v. The Alfred, 3 Dall. [3 U. S.] 307, decided by the supreme court at the August term, 1790, was pressed, upon the argument, by the counsel for the claimant, as sanctioning the freedom of commerce for which he contended. In that case, a British prize had been taken by a French privateer and sent into Charleston. The privateer had been built in New. York, with the express view of being employed as a privateer against Great Britain, in case there should be a war between the United States and Great Britain. Some of the equipments put upon her in New York were calculated for war, though they were frequently used for merchant ships. She was sent to Charleston, where she was sold to a French citizen. He carried her to a French island, where she was completely armed and equipped and furnished, with a commission, and she afterwards sailed on a cruise, during which‘the prize in question was taken. It was contended, in that case, that the original construction or outfit of the privateer was an original construction or outfit of a vessel for the purposes of war, and that therefore, the capture of the prize was illegal; but the court overruled this view. That case affords no countenance to the doctrine in support of which its authority is adduced. The only fact appearing in the case bearing on the illegality of the transaction was, that the vessel was built in the United States, was furnished there with some warlike equipments, and was there sold to a French citizen. But the main ingredient was wanting of any furnishing, fitting out or arming of the vessel with intent that she should be employed in the service of France, to cruise or commit hostilities upon the subjects or property of Great Britain. She was built with the intent to cruise in the service of the United States against Great Britain in the contingency of a war between those two powers, and no circumstance appears in connection with the sale of the vessel, except that she was sold in the United States to a French citizen. If it had been shown that she was purchased by the French citizen with intent to employ her in the service of France to cruise against Great Britain, the case might have been a different one, and the decision might have been different; but the case as it stands furnishes no support to the doctrines urged by the counsel for the claimant. Nor is there anything to be found in the decision of the supreme court in the case of U. S. v. Quincy, 6 Pet. [31 U. S.] 445, which sanctions those doctrines. According to that decision, the question of intent is the main question under the neutrality law, and, as the court say, “all the latitude necessary for commercial purposes is given to our citizens, and they are restrained only from such acts as are calculated to involve the country in war.”
The sale of a fully armed vessel of war in the United States to a belligerent government, or to a subject or citizen of such government, may be, as a naked act, lawful and no offence against the law of nations or the statutory law of the United States; but, if such vessel passes virtually, and to all practical intents • and purposes, in the United States, into the control of the belligerent power, or of its subject or citizen, with the intent on the part of those concerned in putting the vessel under such control that she shall be employed in the service of the belligerent power, to cruise or commit hostilities against the subjects, citizens or property of a power at war with such belligerent and at peace with the United States, the neutrality of the United States is compromised, and the neutrality law of the United States is violated. To say that, with such an intent proved in the sale of the vessel, nothing has been done in violation of the
The language of the act of 1818 is not ambiguous, and does not admit of any latitude of construction, nor is there any provision in any section of it conflicting with any provision in any other section of it. It is, therefore, unnecessary to look outside of the statute for any aid in arriving at the intention of the legislature in its enactment. While it is the duty of the court, in interpreting a statute, to effect the intention of the legislature, that intention must be searched for in the words which the legislature has employed to convey it. Where the language of an act is explicit, there is a great danger in departing from the words used to give to the law an effect which may be supposed to have been designed by the legislature. The Paulina’s Cargo v. U. S., 2 Cranch [6 U. S.] 52; Denn v. Reid, 10 Pet. [35 U. S.] 524. When,-as in the present case, such intention is, in the face of the statute, not at all ambiguous, the court cannot look elsewhere than into the statute itself for any aid in interpreting it. These considerations dispose of any argument in favor of the interpretation urged by the counsel for the claimant, drawn from a history of the neutrality acts of the United States, and the condition of the foreign relations of the United States, at the time of the enactment of the statute, and the political correspondence of the public authorities of the United States, and the discussions in congress.preliminary to the passage of the act
The importance of this case, not merely in view of the pecuniary value of the vessel proceeded against, but also in respect to the principles of public law involved in it, has led the court to a more extended discussion of those principles than would otherwise have been necessary. The court,, however, entertains no doubt as to the correctness of the doctrines of public law which it has applied to the present ease. Those doctrines are the result of the legislative, executive and judicial action of the public authoritie's and courts of the United States in a great variety of cases, and the court has nowhere found a more excellent summary of them than in Wheat. Int. Law (8th Ed.) with notes by Dana, pp. 562, 563, note 215: “As to the preparing of vessels within our jurisdiction for subsequent hostile operations, the test we have applied has not been the extent and character of the preparations but the intent with which the particular acts are done. If any person does any act, or attempts to do any act, towards such preparation, with the intent that the vessel shall be employed in hostile operations he is guilty, without reference to the completion of the preparations or the extent to which they may have gone, and although his attempt may have resulted •in no definite progress towards the completion of the preparations. The procuring of materials to be used, knowingly and with the intent, &c., is an offence. Accordingly, it is not necessary to show that the vessel was armed, or was in any way, or at any time, before or after the act charged, in a condition to commit acts of hostility.” (‘Our rules do not interfere with bona fide commercial dealings in contraband war. An American merchant may build and fully arm a vessel, and provide her with stores, and offer her for sale in our own market. If he does any acts, as an agent or servant of a belligerent, or in pursuance of an arrangement or understanding with a belligerent, that she shall be employed in hostilities when, sold, he is guilty. He may, without violating our law, send out such a vessel, so equipped, under the flag and papers of his own country, with no more force of crew than is suitable for navigation, with no right to resist search or seizure, and to take the chances of capture as contraband merchandise, of blockade, and of a market in a -belligerent port. In such case, the extent and character of the equipments is as immaterial as in the other class of cases. The intent is all. The act is open to great suspicions and abuse, and the line may often be scarcely traceable; yet the principle is clear enough. Is the intent one to prepare an article of contraband merchandise, to be sent to the market of a belligerent, subject to the chances of cap
With these views, there must be a decree condemning and forfeiting the property under seizure, in accordance with the prayer of the libel.
[The case was taken, on appeal, to the circuit court where a decree was entered reversing this court and dismissing the libel. Case No. 15,-700.]
[The following note is reprinted from 3 Am. Law Rev. 234.]
NOTE. On the 23d January, 1866, the steamship Meteor, lying at her wharf in New York, was seized by the United States marshal, by virtue of a warrant filed by the United States district attorney, in the district court for the Southern district of New York. The libel charged that the Meteor had, within the jurisdiction of the court, been furnished and fitted out, or attempted to be fitted out, by persons to the district attorney unknown, with the knowledge and intent that she should be employed in the service of the government of Chili, to cruise and commit hostilities against the subjects and property of the government of Spain (with which power we were then at peace), contrary to the third section of the act of congress, approved April 20, 1818, commonly called the “Neutrality Act.”
On the 14th March following, Mr. Evarts, of counsel for the owners moved to have the vessel appraised and released to them on bond, according to the customs in causes in admiralty on the instance side of the court. He supported his motion on the ground, that it was matter of ordinary right in such causes. He adduced the analogy in the practice under the slave trade act, and the piracy act; and urged that a privilege never withheld from the nefarious traffickers in human beings ought not, certainly, to be refused to men of the well-known high standing and integrity of the owners of this vessel, constructed, as she has been, upon the most patriotic motives. The district attorney, in reply, argued that the neutrality get was a complete whole in itself, which in some eases directly authorized bonding, and in others by a necessary implication withheld the privilege. He suggested that to bond the vessel was simply to set her free at once to depart upon her illegal cruise. He further insisted that even if the court had power to bond the ship, it was, at least, a matter of judicial discretion; and as a consideration, which in this view would be “fatal to the motion,” he read and “made part of his argument” certain letters from the state department, embodying "instructions” to himself. Probably no error can be committed in construing the contents of those letters as the district attorney himself construed them; that is to say, as imperative exhortations to use all the machinery of the law for the purpose of securing the forfeiture of this vessel. In the same connection, he argued strenuously, as a fact which “ought to have some bearing on the question now before the court,” that an application had been made to the state department to release the vessel, and been refused. This matter and the “instructions” of the letter were dwelt upon at length and emphatically; and thus, at this early stage in the proceedings, the government counsel, with a faint deprecation, took the ground, which they afterwards, deliberately and distinctly assumed, that the whole was an affair of state, rather than a question of law, and that the judge was for the purposes of this cause, not so much a judicial magistrate as a political subaltern.
Mr. Evarts replied. He said that the court had no precautionary power which could be exerted to prevent any further offence by the vessel; that such power, in an ample degree, was lodged with the executive. That the bonding was a matter of obligation, not of discretion; but, if it should be held matter of discretion, he stated facts which he thought should induce the court to grant his motion. In reference to the application stated to have been made to the state department, he explained that it was only an application for the entire discontinuance of the suit and absolute release of the vessel, grounded on the belief of the owners that the government “in plain view of the rights and purposes of the owners, could not seriously intend to make it a matter of judicial inquiry;” that the request was properly preferred to the executive, within whose province lay the duty of deliberation and the power of control as to whether the suit should go on or be discontinued; that the owners had never “asked the government, by any intimation of its wishes, to affect the court’s direction and conduct of questions arising in the prosecution;” that if the prosecuting attorneys insisted upon having the secretary of state and ■the president “heard on questions touching the due administration of justice, except by argument and in methods for which the law provided,” then they “introduced an impropriety into the administration of justice,” not justified by the secretary’s letter, and which the “judiciary of the United States would not submit to tolerate for a single moment.”
On the 23d March, the opinion of the court was rendered, refusing the motion. The position taken was, that the statute itself was conclusive to the effect that “the vessel, while held under seizure by process in favor of the United States for the violation of that statute, cannot be discharged on bail by order of a judge of the United States under the authority of the common rules and practice of -this court” . . . That the “clear purport and intent” of the statute was that “the vessel [should] herself be detained, so that the forfeiture, which is the penalty, &c., may be forced against her specifically in case of condemnation.” The court thus decided that it had not the power to bond the vessel at this time when she had in her favor the legal presumption of innocence. Soon afterwards the trial upon the merits was had," and the court pronounced a decree of condemnation. Thereupon the vessel became tainted with guilt, and the necessity of enforcing the forfeiture “against her specifically” seemed then to be in a fair way to be executed. But just at this juncture the judge reversed his former decision, and the decree of condemnation was promptly followed by an order that the Meteor should be appraised and bonded, if her owners so wished. It was accordingly done, and she was released. No opinion was delivered, either at the time or after-wards; no reasons or explanation were vouchsafed for this astonishing contradictory action. The record simply remains thus: On23dMarch, the court had no legal power to bond the vessel which was then presumably innocent; on 20th July, it bonded her after she had been adjudged guilty. We of the outside are remitted to our own cleverness to account for these
To take up again the thread of the history of the case, we will go back to the 28th March. On this day the trial of the case began. The vessel was then still in the custody of the United States marshal. The substance of the evidence adduced by the government was briefly as follows: The Meteor was a swift seagoing steamship; she was built by a number of public-spirited citizens, with the intention of offering her to the United States government, for the purpose of pursuing and. destroying the Alabama; to this end she was capable of carrying a moderate armament; but her chief merit lay in her speed, to which every other consideration had been made subordinate. Before she was finished, the need for such vessels had ceased. She had since been used by government as a transport ship for troops, and afterwards had been employed as a freighting vessel, in the merchant service, between home ports. Originally two Parrot guns had been placed on board her, which had been subsequently removed; and beyond this, she had received no warlike equipment whatsoever. She had on board 750 tons of coal, being about 12 tons per day for the shortest voyage to Panama, and provisions for six months, a portion of which were marked “reserved stores.” She was for sale for several months. There was war between Spain and Chili, pending which a certain accredited agent of Chili, in New York, wished to buy stanch seagoing steamers; the Meteor, among others, attracted his attention (though through no act of her owners), and suited his purpose. Three “adventurers,” of that nondescript hand-to-mouth occupation which furnishes a mysterious livelihood to so many inhabitants of large cities, sought to get a handsome commission, by bringing about a sale of the Meteor to this Chilian agent One of these men was an army and navy claim agent interested in petroleum and mining stocks; the other sometimes “speculated in oil stocks,” and .had been a “bounty broker.” Por want of ready money, their efforts ended only in egregious failure, as they themselves very freely acknowledged. The owners, the Messrs. Forbes, were ready and willing to sell the vessel to this Chilian agent; but she was to be sold and delivered in precisely the condition in which she was then lying at the wharf, for the full price in cash down. This money could not be thus raised. The whole plan, for this reason, fell through; and the negotiations conclusively ceased. The vessel, with the coal and provisions before named, was cleared or about to clear for Panama, when she was seized under the libel. The informer was one of the three disappointed adventurers. The evidence was explicit to the effect that in the negotiations with the Messrs. Forbes, nothing was for a moment contemplated, save an outright sale of the vessel as she lay for cash down in full. It was further explicit and consistent, to the effect that the negotiations concerning the sale were understood by all parties to have been finally and totally abandoned, without having accomplished any thing, a long time before the seizure. The only connection between the three middle-men, or “runners” as they were called on the trial, and the owners of the vessel, consisted in two or three visits of inquiry made by the middle-men, to a shipbroker, who communicated the offers made to him for the ship to the New York agent of the owners, and who received authority from him to sell her upon the terms above stated.
To breathe into these historical facts, in themselves apparently innocent, a guilty life, the district attorney and his associate counsel relied upon testimony which they were permitted to introduce contrary to the strict rules of law: because, as they frankly stated, unless this permission was accorded to them, they should be quite unable to make out their case. The evidence which was admitted through the door of this cogent necessity was as follows: One witness testified that a man who looked very like a stevedore, but who might, nevertheless, have been some other species of laborer, told him that the ship was going to Chili. The same witness was allowed to add that “stevedores were apt to know” the destination of vessels. One Conkling, the man who had stated himself to be an “oil speculator” and “bounty broker,” was even permitted to state that one man had said to another man, that “he believed” the arrangement for the sale of the vessel had been completed by a third individual. It was further shown, that when the vessel was seized, with her steam up, Captain R. B. Forbes was on board; that he said he was sorry to lose his trip down the Narrows; called for his carpet bag, received from the errand boy a small black hand-bag, and went ashore; that afterward, as he was crossing on the ferry boat, he encountered a seafaring man. This man was placed on the stand, and stated substantially, that when he met Mr. Forbes, he “wanted to talk;” that he had himself been actively urging some of the third parties to put him in command of the ship, if they should succeed- in buying her, and that he was disappointed at the non-success of his demands. In other words, this “captain” was an American citizen, who had been disappointed in the laudable design of becoming a Chilian privateersman. In a loud tone the “captain” said to Mr. Forbes, that he thought the Meteor was going to Chili; Mr. Forbes said she was bound or cleared for Panama; the other responded, that if she had gone to Chili, he had supposed that he should have gone in command of her. The folly of this speech, which, however harmless for others, might have been damaging to the speaker, was rebuked by Mr. Forbes, with the admonition that the captain had better not make such remarks in so high a tone. Further, it was stated that Captain Kem-ble, in command of the Meteor when she was seized, and -previously, had been heard to say that if she was sold, he should take her out to Panama and there deliver her over to a “fighting captain.” Besides this, the tale of the fiasco of the three disappointed adventurers was narrated in full. In the course of the narration, hearsay testimony was introduced by wholesale, when the very witnesses who could have given it at first-hand were sitting in the court-room. Neither was any link established between this' story, which was a thing of the past, that had found its death and burial in empty words and nothing more, and the subsequent condition and history of the vessel. On this ground, the defendants’ counsel took exception to the admission of that part, even, which was not hearsay; objecting that it related wholly to a separate, distinct, and completed transaction, having no bearing upon or connection with any fact that could be proved, or had been offered, or attempt-to be proved, against the vessel under the libel.
Upon this evidence- the government rested its case. Mr. Evarts then rose and stated that it was not his intention to introduce any testimony, inasmuch as he was fully satisfied with that given by the witnesses called by the government. We do not propose to dwell upon the arguments at any great length. The ground assumed by the government counsel was double: they urged that under the law as it stood, the facts warranted a decree of forfeiture. The strongest point which they made in this branch of their argument ought, perhaps, to be briefly suggested, for it‘was so subtle and ingenious, though withal so weighty and pregnant, that it might escape the attention of the reader, and fail to meet that consideration which it deserves, and which Judge Betts awarded to it. As oaks from acorn grow, so this theory in all its completeness sprouted from the little piratical-hued carpet bag of contents unknown, or at least unproved. It was suggested that this bag contained the muniments of title of the ship; that Mr. Forbes was going with her outside of Sandy Hook; that there he was going to make formal delivery of her, with all the legal documents, to certain agents of the Chilian government, who
The second ground of the government counsel was purely diplomatic. In this branch of their argument, they urged, that, if the law had been previously against them, yet the necessities of the nation now required that this law should be changed: Referring directly to the Anglo-rebel cruisers, they said that “public reasons” demanded “an interpretation” of the act. such as would make their case good. The leading ease on the subject is that of the Santissima Trinidad. The famous ruling of Judge Story, in his opinion delivered in that case, has always since been assumed by. judges, lawyers, and publicists as laying down what had before been supposed to be the sound law in such matters. and what could never, after the publication of that opinion, be doubted. This obstacle it was thought more advisable to crush beneath the juggernaut car of the state department, than to seek to undermine or circumvent by legal subtlety. The language used in discussing it was as follows: “If the supreme court maintains the broad dictum of the Santissima Trinidad, after the late positive utterances of the department of state on that very point, there will be a conflict of opinion between the executive and judicial departments of the government, on a matter of international law, not at all creditable to the United States, which, since its peremptory demand on England for indemnity for losses occasioned by Anglo-rebel cruisers, cannot well change its attitude.”
From this pregnant text issued a long, urgent, elaborate, politico-diplomatic argument, crammed full of the various phases of the Alabama discussion, and the present position and real or supposed needs and wishes of the secretary concerning the same. In speaking thus of these-diplomatic features of this trial, we are advancing no novel views. Severe animadversions upon them have been reiterated again and again in other quarters. But we do not wish to be understood as undertaking to utter such animadversions. Neither do we wish to be understood as making any unreasonable imputation against the motives of either the counsel or the judge. There can be no question that they were actuated solely by a regard to what they supposed to be the public good. They conceived that they had the best authority for believing that the condemnation of the vessel would be a national advantage, that it could almost be called a national necessity, in view of the great aid which this condemnation would furnish in the negotiations with England. Their patriotic anxiety probably blinded their eyes to the obvious impropriety of introducing such arguments as those which we have narrated above, into legal proceedings which could properly deal only with the facts in evidence and the law bearing upon them. But it would seem to be shown by the history of this case that the question, whether or not it is justifiable to seek to change the established interpretation of a statute, and to overrule decisions, on the ground of public utility, is one of legal ethics on which honorable members of the profession are able to differ.
When the case came upon appeal before Mr. Justice Nelson, it was for the first time stripped of such foreign accompaniments, and was tried by that eminent judge upon the sole basis of its legal merits. It is at this stage that the case becomes very valuable to the profession. Judge Nelson is probably the first authority in the land upon questions of marine and commercial law. His rulings in this case were clear and decisive. and were given without any expression of doubt It was a piece of great good fortune that the cause fell within his circuit. The evidence which we have above commented upon as hearsay, and a part of which we have narrated, had been admitted by Judge Betts on the ground that it was the testimony of some of several co-conspirators against others. Judge Nelson disposed of it briefly in the statement, that “the principle that Judge Betts lays down is all right; but it does not cover the evidence that was allowed.” Referring to the evidence of Oonkling, above stated, he suggested, with a certain satirical humor, that “if you want to prove what a person has said, you cannot prove it by one man saying that another said he had said it”
On the matter of the sufficiency of the proof offered, Judge Nelson stated that he regarded it as absolutely indispensable for the government to show some outfit of a warlike nature; some furnishing which had prepared, or aided in preparing, the vessel for belligerent use. Coal and provisions, to the amount which she was shown to have had on board, he did not consider as constituting such a furnishing or fitting out as was contemplated by the use of these phrases in the act. If a simple sale was legal, he said, and that it was so admitted by the government counsel, then fuel and provisions were a necessary- concomitant to enable the vessel to leave the port. The naked right of sale, unless it in-, eluded these indispensable privileges, was an utter nullity. It was ex necessitate rei that if she could be legally sold, she could be legally delivered. and if coal and provisions were requisite to make delivery possible, they could be legally placed on board her. The judge- said, “These owners had a right to sell the ship, and the government must make out that she has been fitted and equipped for a military or naval expedition ... It must be an arming or fitting out for war purooses ... I do not see any evidence of that fitting out ... I agree that if the agents of a hostile government should make a contract to bui'd a ship for service in war. then suspicion would commence in the origin of the contract, and very slight circumstances might go to make out the purpose and the intent. But this vessel was built as a war vessel for our own government. Being no longer required for that use the owners had a right to sell her; and therefore, having that right, the mere fact that stores were put on board of her, that were necessary to convey and transfer her abroad to tbe parties to whom she was sold, forms no ground of suspicion at all; because the right to sell carried with it the right to put on board these provisions and stores. In order to make out that there was a hostile purpose intended, as an expedition against a country with which we were at peace, in violation of this law, you must show there was some fitting out, in the military or naval sense, with intent to commit this hostile act against a government with which we were at peace ... I do not see that you have made out anything. No munitions'of war on board and no evidence that any were to be put on board . . . There was nothing illegal in the furnishing of stores and supplies, — nothing in the act to forbid it. You must connect this with the military or naval expedition, whic-li you have not done ... I cannot decide this case on conjecture or suspicion ... I have been waiting for you to show any naval equipment, either in fact or intention.” The judge proceeded to say. that, since the prosecuting counsel acknowledged that the vessel might be legally sold to the Chilian government, he
Much extraneous matter .having been thus cleared away, the judge came to the consideration of the important point of the intent. He said, “I think the only question in the ease is one of intent.” He considered that the vessel had undoubtedly been furnished with stores and fuel by the owners, with the intent to carry her to Panama, and there or elsewhere, to sell her “to the Chilian government, if they could, or anybody else; knowing, if they sold her to the Chilian government, that she would be employed in the war between Chili and Spain.” If this knowledge of the result to be expected upon the fulfilment of a contingency, was a breach of the act the government had made out its case. Judge Betts had declared that it was so. In other words, he had declared that a knowledge of the use to which she would be put was equivalent to, and identical with, an intent that she should be put to that use, as the phrase “intent” was to be construed in the act That is to say: A sale is legal; but if the seller knows that the thing sold will be used for the purpose for which it is made, and to which it is adapted, the sale is illegal. The reductio ad absurdum is evident. It was well put by Judge Nelson: “I cannot imagine a sale to a government at war that can be upheld upon that doctrine; because, while as a mere commercial transaction the sale of a war vessel is conceded to be legal, yet if you connect with it that the vessel is known to he used by the belligerent against his enemy, then it is illegal. That I understand to be the doctrine of Judge Betts. I do not see, therefore. but that he virtually annuls the right to sell.” This point is, doubtless, the most important in the case. It is the point of divergence between the case of the Meteor and the cases of the rebel cruisers. It is the distinction which leaves the former innocent, and makes the latter guilty. The correctness of Judge Nelson’s views seems obvious almost to the degree of an axiom. To say that a man may sell a knife, but that he shall not do so if he knows that it will be used to cut with, íb an imbecility. Yet the legality of simple sales of war vessels to a belligerent, is a privilege which congress has insisted upon preserving to all American citizens. The history of the legislation on the subject is at once instructive and conclusive. The first neutrality act was passed in 1794. The ease of The Mermaid [Case No. 1,897] and the case of Moodie v. The Alfred, 3 Dall. [3 U. S.] 307, which was probably the same case under a different name, decided that under this act a sale of a war vessel to a belligerent was legal. The further legislation in 1797, subsequent to both these decisions, made no change in the act in this respect. In 1816. during the long war between Spain and her South American colonies, the Spanish minister to this country was anxious to have the sale of war vessels wholly prohibited. President Madison consulted Attorney General Bush, concerning the force of the existing law. In the opinion'which Mr. Kush returned, he said: “I am aware of no law of the United States that can prevent a merchant or ship owner selling his vessel and cargo (should the latter even consist of warlike stores) to a citizen or inhabitant - of Buenos Ayres or any part of South America, nor will it, do I think, make any difference whether such sale bo made directly, in a port of the United States, with immediate transfer and possession thereupon; or under a contract entered into here with delivery to take place in a port of South America.” 1 Op. Atty. Gen. p. 190 (July 27. 18161. Thereupon the president called the attention of congress to the subject, that they might, if they thought expedient, legislate afresh in the matter. The debates which followed were long, warm, and animated. There can be no question but that the matter was thoroughly discussed, and the conclusion was the deliberate judgment of congress upon the policy which it behooved the United States to maintain. The history of the debate is important. A bill was introduced, entitled “A bill to prevent citizens of the United States from selling vessels of war to the citizens or subjects of any foreign power, and more effectually to prevent the arming and equipping vessels of war in the United States, intended to be used against nations in amity-with the United States." The first section of this bill enacted, “that if any citizen of the United States shall, within the limits of the same, fit out, &c., any private ship or vessel of war, to sell the said vessel or contract for the sale of the said vessel, to be delivered in the United States or elsewhere, to the purchaser with intent or previous knowledge, that the said vessel shall or will be employed to cruise or commit hostilities. &c.; such person so offending shall, on conviction thereof, be adjudged guilty, &c.” This bill emerged from the hands of our national legislators so wonderfully shorn of its important features as to be scarcely recognizable. Congress did not propose to take away, or in any degree to trammel, the full right, as it then existed, of dealing in vessels of war. So the phrases about “selling vessels of war” disappeared equally from the title and the body of the act which was finally passed in 1817. Neither did it escape the keenness of the statesmen who were engaged in the discussion, that this right of sale would be, as Judge Nelson said, a “mere nullity,” if the “previous knowledge” of the seller that the vessel "will be employed” to cruise, &c., were allowed to remain a part of the law. They were resolved to retain the right of sale as a practical right. So when they struck out the words which forbade a sale, they also struck out these words about “knowledge” which would otherwise have been potent wholly to frustrate an essential object of the legislation. The codification in the following year, 1818, constituting the present law, left this- matter unchanged. In 1822, the whole subject being still freshly remembered, Judge Story delivered the famous opinion in the case of The Santissima Trinidad, 7 Wheat. [20 U. S.] 283. This sustained the legality of sales of war vessels to one of two belligerents, with the other of whom we were at peace. This has ever since been considered the leading case on the subject. Ten years later, in 1832, it was followed and affirmed in U. S. v. Quincy, 6 Pet. [31 U. S.] 445. Since then, there has been no adjudication until this.Meteor Case arose.
In comparing the case of the Meteor with those of the Anglo-Confederate cruisers in connection with this principle that a naked sale is legal if unaccompanied with circumstances showing an illegal intent we must again seek for a clear exposition of the law, in a quotation from Judge Nelson. He said, “It is impossible to say that these owners of the Meteor took any interest in co-operating with or aiding the Chil-ian government in war with Spain, or are connected with that idea.” Also, we would-refer again to his remark previously quoted, that if a vessel were built under a contract made with the agents of a belligerent government, then suspicion would rest upon her from the very inception. In these words of the learned justice, the whole distinction lies as in a nutshell. Precisely those essential circumstances indicative of an illegal intent which were absent in the case of the Meteor, were notoriously present in the cases of the rebel cruisers. Some, at least, of these, were built by a contract, with agents of the Confederate government, and according to specifications furnished by these agents. The English builders, owners, and sellers of all of them certainly “took an interest in co-operating with and aiding” the rebels “in war with” our government, and were “connected with that idea.” It was by their
We have forborne to criticise the opinion rendered by Judge Betts, because we have not intended so much to criticise as to narrate. But it is a suggestive fact, that at the trial before Judge Nelson, the district attorney put it in as his brief in the ease, because, as he said, it “puts it in a better manner than I can do.” Judge Nelson simply rendered a short decree reversing that of Judge Betts, on the ground that the evidence did not sustain the allegations of the libel. The government gave notice of their intention to appeal to the supreme court of the United States, but have since withdrawn their appeal. So the case is closed with the decree of Judge Nelson. Under these circumstances it is to be regretted that his honor did not see fit to write an elaborate opinion discussing both the law and the facts in the case, which must have been of very great value, by reason of the peculiar fitness of Mr. Justice Nelson to adjudicate in causes of this nature. The quotations which we have made, are from his rulings at the hearing before him, and are, of course, much less elaborate than could have been expected in an opinion.
Judge Betts suggested a melancholy consolation for the owners, when he refused to bond the vessel. He said, in case of acquittal, congress might see fit to compensate them for their injuries and losses unjustly incurred. It is not a cheerful prospect for men who have lost money enough to ruin a prosperous merchant, to be remitted to the uncertain success, and the certain vexation, labor, expense and delay, attendant upon the effort to secure reimbursement by a private bill in congress. A rich man might well be utterly ruined if his vessel is to be kept rotting at the wharf, while his case is slowly passing through the many stages of litigation which precede the final judgment. The power of the informer to levy black-mail in such a case is enormous, and wholly disproportioned to the power which it has been deemed safe to allow him in any other class of government prosecutions. We should incline, as a question of law, to consider the argument of Mr. Bvarts as conclusive to the effect that bonding is. at least, a matter of discretion, if not of obligation. But the point is a doubtful one and the first action of Judge Betts certainly affords a precedent for holding that bonding is not even permissible. These facts seem to suggest the advisability of some supplementary legislation which should place this important matter upon a certain and a just ground. It would be easy to declare that bonding shall be either obligatory or discretionary, as shall seem good. Also, it would seem quite worthy of a fatherly government to provide some better means than the alarming prospect of an appeal to congress for reimbursing a citizen whom the law declares innocent, and who has. in the course of the litigation which has led to this conclusion, lost, it may be, some hundreds of thousands of dollars. The hardship in these cases is not only vastly greater in degree, but it is entirely different in kind, from the hardship suffered in ordinary cases of governmental ptosecution of men, finally found innocent; and seems to admit and to demand some recognized method of restitution, at least, for the injury inflicted upon their property. Süch restitution would still leave them, like other men acquitted in government suits, to bear their owp costs of court and counsel fees; a rule which is equally unjust and universal, and which it would be hopeless to try to change. But if a ship, worth $200,000 or $300,000, had grown so unseaworthy, that at the close of the trial, she was wortli only $50.000 or $25,000, her innocent owner ought certainly to have a surer and an easier remedy than the privilege of lobbying a private bill through congress.