Lead Opinion
OPINION OF THE COURT
In these appeals, we are called upon to decide when, if ever, a manufacturer must warn against the danger inherent in using the manufacturer’s product together with a product designed and produced by another company. Consistent with our decision in Rastelli v Goodyear Tire & Rubber Co. (
I.
Matter of New York City Asbestos Litig. (Dummitt v A.W. Chesterton)
There was evidence that, during World War II and thereafter, defendant Crane Co. sold valves to the United States Navy for
As Crane knew, because the high temperatures and pressures in the steam pipe systems at issue caused asbestos-based gaskets and packing to wear out, Crane’s customers, including the Navy, had to replace those components with similar ones. Thus, during the period in which Crane sold these valves and related parts, the company marketed a material called “Cran-ite,” an asbestos-based sheet material that could be used to produce replacements for the asbestos-containing gaskets and packing originally sold with Crane’s valves. In catalogs issued between 1923 and 1962, Crane recommended Cranite gaskets, packing and insulation for use in high-temperature, high-pressure steam services. The catalogs noted that gaskets and packing composed of other materials were available. The catalogs did not indicate the temperature or pressure ratings for some of those alternative products, and it rated others only for low-temperature services, low-pressure services or both.
A few years after Crane started supplying the valves at issue here and the associated asbestos-bearing components to the Navy, the Navy revised a manual entitled “Naval Machinery.” The revised manual specified that Navy employees should install asbestos-based gaskets on the relevant valves on Navy ships. The manual further noted that “insulation” generally “[wa]s essential to economical operation” of a ship’s steam pipe systems, and the manual included diagrams of the attachment of asbestos-based gaskets, packing and insulation to valves of
Meanwhile, starting in the 1930s, certain trade associations, including associations to which Crane executives and employees belonged, issued publications describing the hazards of exposure to dust from asbestos-based products. In the late 1960s, one such trade group published an article summarizing the growing evidence of a connection between asbestos exposure and a type of cancer called mesothelioma. By Crane’s admission in this litigation, its executives became aware of the dangers of exposure to breathable asbestos dust in the early 1970s. From the time of Crane’s sale of valves to the Navy in the 1930s until at least 1980, Crane never provided warnings about the hazards of exposure to asbestos dust resulting from the combined use of its valves and asbestos-based products.
From 1960 to 1977, plaintiff Doris Kay Dummitt’s husband, decedent Ronald Dummitt (Dummitt), was a Navy boiler technician, and during part of his Navy career, he also acted as the liaison between the commanding officers and the boiler room staff on various ships. As staff liaison, Dummitt often received manufacturers’ warnings about the perils of using their products and passed along those warnings to the boiler room technicians under his supervision. Throughout his time in the Navy, Dummitt frequently consulted manuals and instructional pamphlets for boiler room equipment, reading any safety warnings contained therein.
In the course of his duties in maintaining naval steam pipe systems, Dummitt worked on Crane’s valves, on which were installed asbestos-based gaskets, packing and insulation. Those asbestos-bearing products were designed and manufactured by
In April 2010, Dummitt was diagnosed with pleural meso-thelioma, which he had evidently contracted as a result of his exposure to asbestos dust. In April 2010, Dummitt and plaintiff commenced this negligence and strict products liability action by filing a complaint in Supreme Court against Crane and 67 other defendants who manufactured the asbestos-based gaskets, packing and insulation.
Supreme Court granted Dummitt and plaintiff an accelerated trial preference under CPLR 3403 and consolidated the case with, among others, Matter of New York City Asbestos Litig. (Konstantin v 630 Third Ave. Assoc.) (
After the parties rested at trial, Crane moved for a directed verdict, positing, among other things, that plaintiff had failed to present legally sufficient proof that Crane had an applicable duty to warn. Crane also argued that, because there was no evidence that Crane had acted recklessly in failing to warn the users of its valves about the release of asbestos dust from the combined use of the valves and third-party asbestos-laden sealing components, the court could not instruct the jurors on the potential applicability of the recklessness exception to CPLR 160 l’s provision for equitable allocation of liability among joint tortfeasors. The court denied Crane’s motion for a directed verdict, overruled its objection to the court’s proposal to issue a charge on the recklesness exception to the rule of CPLR 1601 and, later, instructed the jurors on that exception.
Additionally, the court instructed the jury, over Crane’s objection, as follows:
“A manufacturer has a duty to warn against latent dangers resulting from foreseeable uses of its product of which the manufacturer knew or should have known. Thus, a manufacturer’s duty to warn extends to known dangers or dangers which should have been known in the exercise of reasonable care of the uses of the manufacturer’s product with the product of another manufacturer if such use was reasonably foreseeable. . . . Crane’s dut[y] to warn hinges, in part, on whether it was foreseeable that asbestos containing gaskets, lagging and/or insulation and packing would be used with Crane’s valves and whether it was foreseeable that routine maintenance and repair of the valves would create a dangerous condition by exposing a worker to asbestos in the dust created during such work.”
The court also instructed the jurors on causation, stating:
“Ronald Dummitt alleges that Crane’s and Elliott’s failure to warn was a substantial factor in causing his mesothelioma. Mr. Dummitt contends that he would have heeded warnings and not have been injured. Mr. Dummitt is entitled to the presumption that had proper and adequate warnings been given regarding the use of the product, the warnings would have been heeded and injury avoided.”
Following deliberations, the jury found Crane 99% liable and awarded $32 million in damages. Crane moved to set aside the verdict pursuant to CPLR 4404. Crane contended that, under Rastelli v Goodyear Tire & Rubber Co. (
In a comprehensive written decision, Supreme Court granted Crane’s motion to set aside the verdict only to the extent of remitting for a new trial on damages or a stipulated reduction in damages, and it otherwise denied the motion (
A divided panel of the Appellate Division affirmed the judgment (see Matter of New York City Asbestos Litig.,
Two Justices dissented, voting to reverse and order a new trial (see id. at 256-263 [Friedman, J., dissenting]). In the dissent’s view, the trial court’s preclusion of Admiral Sargent’s testimony and the court’s jury instructions on an alleged heeding presumption, individually and cumulatively, constituted reversible error (see id. at 260-262). Crane appealed as of right pursuant to CPLR 5601 (a), and we now affirm.
Matter of Eighth Jud. Dist. Asbestos Litig. (Suttner v A.W. Chesterton Co.)
As the evidence at trial showed, in the 1930s, Crane sold its valves to General Motors (GM) for use in the high-pressure, high-temperature steam pipe systems in GM’s factories. By Crane’s own admission, it may have supplied GM with valves accompanied by asbestos-based gaskets and packing. In fact, Crane’s schematics for the valves specified the use of asbestos-based packing and gaskets.
In 1936, a Crane catalog encouraged customers to install Cranite gaskets on its valves, noting that “Cranite gaskets are used on all Crane valves for high pressure, saturated or superheated steam.” Crane’s 1955 catalog recommended the use of Cranite packing for systems that, like GM’s, featured high pressures and temperatures up to 750 degrees. As reflected in the testimony of plaintiff’s material science expert, in the 1960s and 1970s, steam pipe systems that operated within the temperature and pressure range of GM’s systems typically featured asbestos-laden gaskets. According to Crane’s interrogatory responses, in the late 1970s or early 1980s, Crane
From 1960 to 1979, plaintiff Joann Suttner’s husband, decedent Gerald Suttner (Suttner), worked as a pipe fitter at GM’s Tonawanda Engine Plant, which had a steam pipe system featuring Crane valves with third-party gaskets and packing materials. Specifically, the gaskets, packing and surrounding insulation were not manufactured or designed by Crane, and they all contained asbestos. Suttner changed gaskets on Crane valves hundreds of times during his tenure at the plant, tearing open the asbestos-laden packing and insulation on each gasket, grinding the gasket in the manner recommended by Crane, scraping pieces of the gasket off the valve, cleaning the valve surface with an air hose, replacing the gasket, cutting new asbestos-based packing and installing that packing along with a new asbestos-bearing gasket. The grind aspect of this process was recommended by the “Piping Pointers” document. This process released substantial amounts of friable asbestos into the air, exposing Suttner to the carcinogenic asbestos fibers.
In September 2010, Suttner was diagnosed with pleural me-sothelioma. In December 2010, Suttner and plaintiff commenced this action by filing a complaint in Supreme Court against Crane and 37 other defendants who manufactured the asbestos-bearing products that Suttner had used while he was employed at the Tonawanda Engine Plant. Suttner and plaintiff asserted a cause of action for, among other things, failure to warn of the perils of the combined use of Crane’s valves with the asbestos-containing third-party products.
After his pretrial deposition, Suttner died in 2011, prompting plaintiff to amend her complaint to include a wrongful death claim brought in her capacity as executor of his estate. Thereafter, plaintiff settled or discontinued the action against all defendants except Crane, against whom she proceeded to trial. At trial, the parties presented evidence reflecting the facts recited above, and the jury viewed a video recording of Suttner’s deposition.
Crane moved to set aside the verdict under CPLR 4404 (a), asserting that the court had erroneously instructed the jury to find that Crane had a duty to warn of any foreseeable use of its product that would cause harmful asbestos exposure via the use of replacement gaskets it did not manufacture. Along those lines, Crane challenged the sufficiency of the evidence based on the lack of proof that would support any duty to warn on Crane’s part. In support of these arguments, Crane contended that this Court’s decision in Rastelli precluded liability for a defendant’s failure to warn of the dangers of third-party replacement parts if the defendant, like Crane here, did not place the parts into the stream of commerce or exercise any control over the production of the parts. Crane similarly asserted that the “component parts” doctrine articulated in Appellate Division case law and the Restatement (Third) of Torts shielded it from liability arising out of its failure to warn of the pertinent asbestos-related hazard. Crane further claimed that the proof of causation was insufficient to support the verdict. In a thorough written decision, Supreme Court denied Crane’s motion, and it later entered judgment on the verdict in plaintiff’s favor. Crane appealed.
The Appellate Division unanimously affirmed Supreme Court’s judgment (see Matter of Eighth Jud. Dist. Asbestos Litig.,
II.
In accordance with a long-standing and evolving common-law tradition, a manufacturer of a defective product is liable for injuries caused by the defect (see Liriano v Hobart Corp., 92
Given that failure-to-warn cases are governed by negligence principles, it is incumbent on the court in such cases, as in any case featuring a claim of negligence, to decide whether an applicable legal duty exists. Our decisions yield the general principle that the court must decide whether there is any proof in the record that might support the recognition of a duty to warn owed by the manufacturer to the injured party (see Darby v Compagnie Natl. Air France,
Although the appropriate balance of the factors pertinent to duty must often be appraised on a case-by-case basis because “the existence and scope of . . .a duty [to warn] are generally fact-specific” (Liriano,
In Rastelli (
On appeal, we concluded that Goodyear could not be held liable for the plaintiff’s injuries based on its failure to warn of the perils of the combined use of its tire and the multi-piece rim made by another company (see id. at 297-298). In reaching this conclusion, we cited a number of significant “circumstances of th[e] case,” including the following: (1) “Goodyear had no control over the production of the subject multipiece rim”; (2) Goodyear “had no role in placing that rim in the stream of commerce”; (3) Goodyear “derived no benefit from [the rim’s] sale”; and (4) “Goodyear’s tire did not create the alleged defect in the rim that caused the rim to explode” (id. at 297-298). We further noted that “[t]his [wa]s not a case where the combination of one sound product with another sound product create [d] a dangerous condition about which the manufacturer of each product ha[d] a duty to warn,” and we reiterated that “Goodyear had no duty to warn about the use of its tire with
In the instant appeals, Crane primarily relies on Rastelli to assert that it had no duty to warn the end users of its valves that they could be exposed to carcinogenic asbestos dust released by the installation and replacement of third-party asbestos-based gaskets, packing and insulation on Crane’s valves. Crane contends that, like Goodyear in Rastelli, it had no control over the production of the other companies’ asbestos-bearing products and did not place those products in the stream of commerce. Therefore, Crane urges, it had no duty to warn anyone of the perils of combining its valves with third-party asbestos-based products in the high-pressure, high-temperature steam systems in which the valves were meant to be used. In response, plaintiffs in these cases contend that Crane’s strong interest in its customers’ use of third-party asbestos-based products and its valves’ close connection to those other products bound Crane to warn of the dangers of using its valves and those other products together. As will be explained, we conclude that Rastelli and our other precedents, as well as sound public policy, support the recognition of a duty to warn under these circumstances.
III.
In deciding whether a manufacturer has a duty to warn certain users of its product about the hazards of using that product with another company’s product, we must consider whether the manufacturer is in a superior position to know of and warn against those hazards, for in all failure-to-warn cases, this is a major determinant of the existence of the duty to warn (see Liriano,
Furthermore, where one manufacturer’s product is a durable item designed for continuous use with the other manufacturer’s fungible product, which by contrast deteriorates relatively quickly and is designed to be replaced, the manufacturer of the durable product typically is in the best position to guarantee that those who use the two products together will receive a warning; the end user is more likely to interact with the durable product over an extended period of time, and hence he or she is more likely to inspect warnings on that item or in associated documentation than to review warnings supplied by the maker of the “wear item” (cf. Bich v General Electric Co., 27 Wash App 25, 32-33,
Recognition of a manufacturer’s duty to warn against the certain perils of using its product with another company’s product will likely have a balanced and manageable economic impact. The manufacturer incurs a relatively modest cost from complying with the duty because the cost of issuing a warning about combined uses of its product and another product under certain circumstances is not significantly more burdensome than the manufacturer’s preexisting duty to warn of the dangers of using the manufacturer’s product separately — a well-established cost that is itself relatively low (see Liriano,
Nor is the cost of liability and litigation likely to become unreasonable. Prior judicial recognition of a manufacturer’s duty to warn of the perils of reasonably foreseeable uses of its product has not imposed extreme or unreasonable financial liability on manufacturers (see Schwartz, 58 NYU L Rev at 811-812; of. Joanna M. Shepherd, Products Liability and Economic Activity: An Empirical Analysis of Tort Reform’s Impact on Businesses, Employment, and Production, 66 Vand L Rev 257, 268-314 [2013] [noting that, while tort litigation costs in general rose greatly over the twentieth century, certain judicial and legislative limits on product liability suits have made costs manageable for businesses]), and there is no evidence before us that judicial approval of a duty to warn about the hazards of the combined use of two manufacturers’ products, if sensibly confined, would saddle manufacturers with an untenable financial burden, especially given that they can obtain insurance coverage for this type of liability (see Appalachian Ins. Co. v General Elec. Co.,
The endorsement of a manufacturer’s duty to warn against certain combined uses of its product and a third-party product comports with the long-standing public policy underlying products liability in New York. As we observed long ago, “[t]oday as never before the product in the hands of the consumer is often a most sophisticated and even mysterious article,” and given the practical inability of the users of modern products to detect the dangers inherent in their operation, “from the standpoint of justice as regards the operating aspect
However, as mentioned above, a duty to warn must have a logical basis and scope that “limit [s] the legal consequences of wrongs to a controllable degree” (Tobin,
In that regard, as we implicitly recognized in Rastelli, a manufacturer’s duty to warn of combined use of its product with another product depends in part on whether the manufacturer’s product can function without the other product (see Rastelli,
It is true that, in every case involving the synergistic use of a manufacturer’s product and another company’s product, one of the Rastelli factors, the manufacturer’s lack of control over the production of the other company’s product, militates against recognition of a duty to warn (see Rastelli,
The manufacturer also derives a benefit from the sale of the essential third-party product, as the manufacturer is able to sell its own product to customers precisely because the third party has sold to those customers another item that is essential to the product’s function {cf. id. [observing that Goodyear “derived no benefit from (the) sale” of the other company’s product]). Additionally, because the manufacturer’s product is critical to the dangerous joint use of the two products, it does substantially create a defective condition insofar as both products combine to generate a defective and dangerous condition {cf. id. [relieving Goodyear from any duty to warn in part because its tire “did not create the alleged defect in the rim
Our adoption of this principle is no radical innovation. Decades ago, in Levczuk v Babcock & Wilcox Co., we implicitly laid the foundation of a manufacturer’s duty to warn of the perils of using the manufacturer’s product with items constructed by another company (see Levczuk,
Furthermore, for years, Appellate Division decisions have held that a manufacturer has a duty to warn about the dangers resulting from the combined use of its product with another product that is essential to the intended function of the manufacturer’s product (see Baum v Eco-Tec, Inc.,
Crane mostly concedes as much, but it maintains that the duty to warn arises only if the manufacturer’s product, as designed, is physically incapable of working as intended without the other company’s product. In Crane’s view, as long as the manufacturer’s product could still technically work without the other product, it does not matter that the manufacturer’s customers cannot afford to maintain the intended operation of the product for any reasonable period of time with any alternative product. But we see no reason to ground the duty to warn purely in mechanical necessity while ignoring financial necessity.
To be clear, while economic necessity plays a role in establishing a duty to warn under certain circumstances, we do not mean to suggest that a manufacturer has a duty to warn whenever there is a version of an essential third-party product, related to its own, which is cheaper and more hazardous than the alternatives. Nor do the principles pronounced in this decision support any kind of cost/utility analysis that turns on a balancing of the relative cost and value of a variety of third-party products that might allow the manufacturer’s product to operate as intended. Practical necessity, not relative affordability, is the key. Thus, where all the other relevant circumstances outlined above are present, if the evidence supports an inference that the third-party product is the only product that both enables the intended function of the manufacturer’s product and is available at a cost that is reasonably sustainable for the average individual or entity that purchases the manufacturer’s
As Crane observes, the federal courts, as well as the courts of our sister states, have not universally embraced this approach, but the decisions of the courts disfavoring recognition of a duty to warn in this context do not persuade us to follow a different path. Initially, some of those courts are in jurisdictions that, unlike New York, impose strict liability without fault based on a manufacturer’s failure to warn of the inherent dangerousness of a particular use of the manufacturer’s product, and therefore those courts’ decisions place stricter limits on the existence and scope of the duty to warn to avoid the injustice of widespread application of true strict liability in the failure-to-warn context (see Niemann v McDonnell Douglas Corp.,
In declining to endorse a manufacturer’s duty to warn of the hazards of jointly using its product and another company’s product, some courts have relied in part on the fact that a manufacturer has no control over the third-party product and in fairness cannot be expected to inspect for the dangers of the synergistic use (see Walton v Harnischfeger,
IV.
A.
Beyond its disagreement with the standard of duty set forth above, Crane contends that the trial court in Dummitt erroneously instructed the jurors on the nature of the duty to warn. As Crane correctly observes, in Dummitt, the trial court gave erroneous instructions to the jurors regarding the nature of Crane’s duty to warn. Specifically, because the court told the jurors that Crane had a duty to warn based purely on the reasonable foreseeability of the hazardous combined use of its valves with third-party asbestos-based products, the court improperly suggested that the existence of a duty to warn turns on foreseeability alone, thereby running afoul of our clear precedent to the contrary (see Hamilton,
It is true that, because the court alone decides whether a duty exists in the first instance before permitting the jury to deliberate on liability, the court’s instructions on whether and to what extent a duty exists in a particular case have a limited impact on the outcome of the trial insofar as the jury has no role in deciding the threshold legal question of whether there is minimally sufficient evidence showing that the defendant has a duty to warn. But it does not follow that the court’s instructions on duty have absolutely no bearing on the jury’s task. After all, since the jury still must decide, at a minimum, whether the evidence persuades it of disputed threshold facts relating to duty, such as the fact that the defendant in a particular case did actually manufacture, design or distribute a product relevant to the existence of the duty to warn, the court’s instructions on duty may have some effect on such a determination in a given case. And, because the jury must decide whether the quality of the evidence is sufficiently convincing to show that the defendant has committed a breach within the scope of the relevant duty, the court’s instructions on the source and nature of the duty impact the jury’s deliberations depending on the facts of the case (see Heller v Encore of Hicksville,
Nonetheless, here, the court’s error was harmless because there was “no view of the evidence under which appellant could have prevailed” (Marine Midland Bank v Russo Produce Co.,
Specifically, the essentially undisputed proof showed that Crane endorsed the use of asbestos-based sealing components in high-pressure, high-temperature systems in the specifications for its valves and packaged the valves with such components when it sold them to the Navy, thereby inviting the Navy to continue using asbestos-based gaskets and packing with the valves by replacing the asbestos-laden parts supplied by Crane with nearly identical asbestos-based products provided by other companies. This was reinforced by Crane’s efforts to market asbestos-based Cranite as an appropriate material from which to construct replacement sealing parts. Certainly, Crane’s direct distribution and marketing of asbestos-based products were powerful signs of its intent that these products be used with its valves. Likewise, Crane’s promotion of asbestos-containing packing and gaskets as suitable for use in high-temperature, high-pressure systems showed that Crane endorsed, as a matter of practical necessity, the joint use of its product and asbestos-laden products that it had promoted. Indeed, having recommended such a dangerous use in the valve’s specifications and originally supplied the asbestos-based components needed to carry out that perilous activity, Crane could hardly deny that it was readily foreseeable under the circumstances that Navy employees like Dum-mitt would install and replace asbestos-bearing gaskets, packing and insulation on the valves.
Furthermore, after distributing the valves to the Navy, Crane knew that the Navy was using the valves with asbestos-based products in the manner prescribed by Crane. By helping to revise, after the sale of the valves to the Navy, a Navy manual that directed Navy personnel to install asbestos-based packing and gaskets on valves of the kind produced by Crane, Crane exhibited its knowledge of that practice. And, as a Crane representative testified at his deposition, Crane continued to market and sell asbestos-based products for decades after it originally sold such products to the Navy. Consequently, Crane’s ongoing post-sale promotion of asbestos-based sealing components, viewed in light of the company’s vigorous efforts to encourage
With respect to practical necessity, there was proof that Crane’s valves could not function as intended in a high-pressure, high-temperature steam pipe system without asbestos-based gaskets, packing and insulation. In that regard, the Crane representative’s testimony, Crane’s specifications and the Navy manual demonstrated that Crane’s valves could not transport steam under high temperatures and high pressures without gaskets, packing and insulation. And, there was unrebutted proof that asbestos-based gaskets were routinely used to facilitate this essential function in the Navy’s high-pressure, high-temperature steam pipe systems, as Crane was well aware. Plaintiff’s asbestos exposure expert similarly testified that, although a valve could theoretically function in some services with sealing components made of non-asbestos materials, it was “absolutely not true” that gaskets composed of alternative materials could be used in steam services, such as high-pressure, high-temperature systems, for which asbestos-based parts were specified. Tellingly, too, Crane promoted asbestos-based gaskets and packing as appropriate for high-pressure, high-temperature services, but it never suggested to its customers that other materials could be used to seal its valves in such services. Based on this evidence, the jurors could only have concluded that the design and mechanics of Crane’s valves prevented the valves from operating properly without asbestos-bearing components in the high-pressure, high-temperature steam service for which the Navy had purchased them.
Moreover, even if Crane’s valves were mechanically capable of functioning without asbestos-laden gaskets and packing, it was indisputable that asbestos-containing sealing components were economically necessary to allow Crane’s valves to work in a high-pressure, high-temperature steam pipe system. Crane promoted only the use of asbestos-based components as an affordable and mechanically viable means of enabling its valves
Lastly, to the extent Crane insinuates that there was legally insufficient evidence in Suttner that could support the jury’s verdict that it had breached the applicable duty to warn, there is no merit to such a claim. Briefly, there was evidence that: (1) Crane’s valves had no mechanical ability to function as intended in a steam pipe system without gaskets, packing and insulation; (2) Crane’s valve schematics called for asbestos-based gaskets and packing; (3) Crane admitted that it could not find any suitable replacement for asbestos-based gaskets at the time of Suttner’s work in the GM plant; (4) plaintiff’s material science expert believed that Crane had probably originally sold valves to GM with asbestos-laden gaskets and packing; (5) Crane produced a document called “Piping Pointers for Industrial Maintenance Men,” in which it declared that “many plants having need for numerous gaskets of rubber and asbestos, find it economical to buy these materials in sheet form and cut gaskets as required”; (6) although the “Piping Pointers” document deemed metal gaskets to be compatible with Crane valves and suitable for most services, it also stated that metal valves are primarily used for steel pipe systems and not the kind of systems used by GM; and (7) Crane recommended the removal of gaskets via the technique employed by Suttner. From this evidence, it was readily inferable that Crane intended, affirmatively recommended and could have reasonably foreseen that the users of its valves would install asbestos-containing sealing components on the valves, that Crane learned that its customers were engaging in this practice post sale, and that no non-asbestos products were suitable as a matter of economic or mechanical necessity to allow the valves to function in high-pressure, high-temperature steam pipe systems.
B.
Contrary to Crane’s further contention, plaintiff in Dummitt carried her burden of proving that Crane’s failure to issue
Alternatively, Crane argues that, even if plaintiff presented legally sufficient evidence of proximate causation, the court deprived Crane of the chance to rebut that evidence and abused its discretion as a matter of law by refusing to allow Admiral Sargent to testify that, in his opinion, Navy procurement practices and specifications would have prevented any warnings from reaching Dummitt. Crane maintains that, because Admiral Sargent’s proposed opinion testimony was relevant evidence pertaining to the critical issue of proximate causation, the court had no grounds for excluding that evidence. But, in our view, while the proposed testimony was relevant, the trial court did not abuse its discretion in refusing to admit the testimony into evidence because, at the time Crane sought to elicit the testimony, it did not adequately set forth the factual foundation for the proposed testimony (cf. Werner v Sun Oil Co.,
In particular, although Admiral Sargent had ample experience with Navy procurement practices, he gained personal knowledge of those practices only once he started working on procurement for the Navy more than a decade after Dummitt’s
In its final claim relating to the issue of proximate causation, Crane asserts that the trial court incorrectly instructed the jurors to apply a presumption that, if Crane had issued warnings, Dummitt would have heeded them. In Crane’s view, any form of this presumption, whether rebuttable or not, improperly shifts the burden of proof on causation to the defendant, and therefore the court here erred in instructing the jurors on the presumption. However, at trial, Crane did not raise this argument; Crane objected to the court’s failure to specify that the presumption was rebuttable, prompting the court to tell the jury that the presumption could be rebutted, but Crane never asserted, as it does now, that the court could not instruct the jury on any heeding presumption, even if the presumption was rebuttable. As a result, Crane’s current complaint about the court’s instructions on the presumption is unpreserved. Of course, our rejection of Crane’s claim on preservation grounds should not be taken as an acceptance or rejection of the trial court’s heeding instructions on the merits, and regardless of the propriety of those instructions, trial courts must continue to ensure that their jury instructions honor the principle that the burden of proving proximate causation, which in a case like this one includes the burden of demonstrating that the injured party would have heeded warnings, falls squarely on plaintiffs (see Doomes,
C.
In Dummitt, Crane also posits that the court should not have instructed the jurors on the recklessness exception to the
V.
The courts below properly determined that Crane had a duty to warn the reasonably foreseeable users of its valves that the synergistic use of the valves and third-party asbestos-containing products could expose them to carcinogenic asbestos dust, and the evidence was legally sufficient to support the jury’s finding of Crane’s liability in each case. Crane’s remaining claims are either unreviewable, meritless or insufficient to warrant reversal. Accordingly, in each case, the order of the Appellate Division should be affirmed, with costs.
Notes
. At trial, there was testimony indicating that the Navy used gaskets that did not contain asbestos. However, the testimony did not indicate whether those gaskets were used, or could be used in high-temperature, high-pressure steam pipe systems. The Navy manual stated that one could use non-asbestos materials to make packing, gaskets and insulation for valves, but it did not specify whether those materials were appropriate for use in steam pipe systems that moved steam at both high pressures and high temperatures.
. Plaintiff commenced suit on her own behalf for loss of consortium, and after Dummitt’s death following the trial, she also prosecuted Dummitt’s claims as the executor of his estate.
. By the time of trial, only Dummitt and Konstantin remained consolidated.
. When the “wear item” is used by itself or with another product, the duty of the manufacturer of the durable product does not eliminate the obligation of the other manufacturer to provide warnings of the hazards caused by the deterioration of its product that does not result from ordinary wear and tear known to the user (see Gary T. Schwartz, Symposium: The Passage of Time: The Implications for Product Liability: New Products, Old Products, Evolving Law, Retroactive Law, 58 NYU L Rev 796, 839 [1983]; Parsons v Honeywell, Inc., 929 F2d 901, 906-907 [2d Cir 1991] [producer of gas had duty to warn of dangerous deterioration of odorant in gas]; Chysky v Drake Bros. Co., Inc.,
. Of course, this does not hold true in cases where the danger inherent in the combined use of two products is obvious to the user. In such situations, a manufacturer cannot be liable for failing to warn of that danger (see Gebo v Black Clawson Co.,
. It is for this reason that the standard of duty articulated in the instant decision fully comports with our conclusion in Rastelli that mere “compatibility]” between a manufacturer’s product and another company’s product cannot subject the manufacturer to a duty to warn of the perils of the combined use of the two products (Rastelli,
. In New York, a claim of design defect sounds primarily in strict liability rather than negligence, whereas a negligence claim based on the manufacturer’s failure to warn and a strict liability claim based on its failure to warn are doctrinally and functionally interchangeable (see Martin,
. Contrary to Crane’s suggestion, our decision is consistent with the “component parts” doctrine outlined in the Restatement (Third) of Torts, which indicates that a manufacturer of a component part of another company’s product should be liable only if, as relevant here: (1) “the seller or distributor of the component substantially participates in the integration of the component into the design of the product”; (2) “the integration of the component causes the product to be defective”; and (3) “the defect in the product causes the harm” (Restatement [Third] of Torts: Products Liability § 5 [b]; see Gray v R.L. Best Co.,
. Crane also asserts that the language of the court’s instruction on the recklessness exception deviated from the principles articulated in Matter of New York City Asbestos Litig. (
Concurrence Opinion
(concurring). I am in agreement with the majority’s recitation of the facts, its holding that Crane had a duty to warn, and its determination regarding the trial court’s instructions on proximate cause and recklessness. I part company
The majority holds that a manufacturer has a duty to warn of the danger “arising from the known and reasonably foreseeable use of [a manufacturer’s] product in combination with a third-party product which, as a matter of design, mechanics or economic necessity, is necessary to enable the manufacturer’s product to function as intended” (majority op at 778). I believe this test opens too broad an avenue of potential liability and that, in line with our precedent in this area, any standard must focus on the affirmative action taken by the manufacturer in placing the harmful product containing asbestos into the stream of commerce.
As the majority notes, in Rastelli v Goodyear Tire & Rubber Co. (
The same analysis applied to the facts of this case yields a different conclusion; namely, Crane had a duty to warn. Here, Crane originally sold its valves with the asbestos-containing internal parts; marketed asbestos-containing replacement parts under its own brand name; and generally recommended and promoted the use of asbestos-containing replacement parts for use with its valves in the high-heat conditions at issue in this case (see majority op at 779-780, 784-785). Those actions justify imposing a duty to warn in the instant case involving the placement of asbestos-containing parts into the stream of commerce (Osterhout v Crane Co.,
This approach, in addition to being more consistent with our precedent, has also been followed by other courts in similar cases. For example, the Court of Appeals of Maryland, in a case involving pumps that contained asbestos material when originally placed into the stream of commerce by the manufacturer, held as one part of its test for imposing duty to warn liability that “asbestos is a critical part of the pump sold by the manufacturer” (May, 446 Md at 19, 129 A3d at 994; see also Quirin v Lorillard Tobacco Co., 17 F Supp 3d 760, 769-770 [ND Ill 2014]). That court also stressed that the duty to warn could be found only in the “limited circumstances” outlined in its test (May, 446 Md at 19, 129 A3d at 994).
We need not decide which of the actions taken by Crane are essential to the imposition of a duty to warn. Crane sold a product containing asbestos, marketed replacement parts containing asbestos, and generally recommended and promoted asbestos replacement parts. Given the circumstances of this asbestos-related litigation, we need not go beyond grounding the duty to warn in such actions. Rather than basing liability on the defendant’s actions here, the majority, in my view, focuses on forces acting upon the product downstream from the manufacturer. While “design” does suggest some affirmative step, under the majority’s test liability may also be premised, in the alternative, on “mechanics” — undefined—or, most troubling, “economic necessity” (majority op at 778). What level of necessity is required and when it may arise, or what “mechanics” means in this context, will assuredly become questions for future juries in an expanding pool of litigation.
The risk of the majority’s approach is further demonstrated by the jury charge in Dummitt, where the court instructed the jury, over Crane’s objection, that “a manufacturer’s duty to warn extends to known dangers or dangers which should have been known in the exercise of reasonable care of the uses of the manufacturer’s product with the product of another manufacturer if such use was reasonably foreseeable” (majority op at 782). This is the “ ‘mere foreseeability’ ” test rejected by many courts considering the duty to warn (Osterhout,
In each case: Order affirmed, with costs.
