24 F.2d 967 | S.D.N.Y. | 1928
This is a proceeding for limitation of liability of the sole owner, Spencer Kellogg & Sons, Inc., of the gasoline launch Linseed King, under admiralty rules 54 and 56 (set out under 28 USCA § 723; Comp. St. § 1536), and section 4283, R. S. (46 USCA § 183; Comp. St. § 8021).
On December 20, 1926, at about 6:10 o’clock in the morning, a gasoline launch with an inclosed cabin, known as the Linseed King, left Edgewater, N. J., in charge of her pilot and operator, Rohweder, to cross the Hudson river to the Ninety-Fifth Street pier, Manhattan, a distance of about 1.35 miles or 7,140 feet, on a customary trip (somewhat earlier than the regular morning trips) to take aboard workmen as passengers and convey them to petitioner’s plant at Edgewater. Some of the passengers were regular employees, while the others were applicants for temporary employment as laborers to unload a linseed ship which had arrived at petitioner’s dock, and who assembled at the pier at the request of petitioner appearing in advertisements in the New York World. The wind at the time of departure from the Jersey side was southwest, with a tide about to turn. It was dark. The running lights of the boat were lighted. There was no ice perceived by the pilot on the Jersey side, but near the New York shore of the river there was ice through which the launch passed to the pier. Men, waiting, hastily boarded the launch, as many as possible, 38 in all, seating themselves on the long seats in the cabin, one seat on each side, while the others stood in the aisle, none remaining outside of the cabin. The exact number of men who boarded the boat is in dispute. A number remained behind on the pier, intending to cross over on the succeeding trip. Petitioner claims the number boarding the boat did not exceed 75, while claimants say that fully 86 crowded into the cabin. The boat started back promptly at 6:30 o’clock. It was still dark.
The river in the vicinity of the pier, extending out about 500 feet, contained floating ice in pieces of various sizes, through which the boat moved at slow speed, the ice scraping and bumping her. Upon reaching a short distance beyond midstream, the launch, running in clear water at a speed not exceeding 7 or 8 miles per hour, struck a heavy floating object — no doubt an ice floe — with such force that her port bow was stoven in, the opening being approximately 19 inches long and 8% inches wide. “What followed was indeed a most appalling occurrence. The water poured in rapidly, the motor was stopped, windows were shattered, a panic ensued, and the Linseed King sank in about two minutes. About 29 survivors saved themselves by clinging to the launch, some standing on her deck, others leaping into the river and swimming to ice cakes which supported them until they were rescued. Many of the saved suffered severely from exposure. The remainder, unable to leave the inclosed cabin, were drowned. Most of the bodies (27 in number), when the boat was raised, were taken from the cabin, 8 from the river, and 23 bodies, claimants contend, were not recovered.” Much testimony has been taken on both sides, comprising 2,213 typewritten pages; 119 witnesses testified, and many exhibits were introduced in evidence.
The Linseed King was licensed as a vessel under 20 tons by the Department of Commerce on April 15,1922. Her gross tonnage was 10.75, net tonnage 7, length over all 45 feet, breadth 10 feet, and depth 4 feet 6 inches. (The license erroneously states length 42.25 feet, depth 4 feet.) She was used as a ferry, navigating between petitioner’s plant and the pier already mentioned, and transporting employees across the river who lived in New York. She was originally constructed in 1919 of cedar planking, as an open launch. Her length was 35 feet, beam 10 feet; but in 1922,10 feet were added to her length. Although in daily and nightly use, for ferrying workmen to and from the plant, she had encountered no other mishaps. In her earlier construction she was provided with a canvas cabin, curtained at the sides with glass windows, which buttoned at the bottom, and in March, 1925, a pilot house was constructed forward of the cabin, the floor being a few inches below the level of the main deck and 2% feet higher than the cabin deck. There was no partition between the cabin and the pilot house, merely a pipe rail extending partly across, behind the wheelsman. At the after end there were on each side two doors 22 inches wide, at the top of a few steps
In the latter part of 1926, nine glass windows on each side, like those in a street or railway ear, though having somewhat smaller openings, were substituted for the canvas curtains. Two forward windows and two windows aft on each side were hinged at the bottom, while the side windows, in the middle at the top, had a brass chain 14 inches long secured to the upper end of the sash by a light staple, which allowed the windows to partly open inwardly for ventilation. It was not difficult to remove the staples to enable taking out the windows which were 15 inches by 22 inches, 4 feet above the level of the deck, if any one for any reason, under ordinary circumstances, desired to do so. She had no bulkhead or buoyancy tank, and the strip of metal sheathing 1% inches thick was used solely to protect her from wear and tear. There were aboard about 83 life preservers and three life rings, held by battens on the ceiling, and besides two piles of life preservers were kept at the ends of the long cabin seats close to the rear door.
The exhibit photographs disclose lengthwise breaks, cuts and chafes on the starboard side of the boat, and puncturing of the port bow. When she was cut and chafed on her starboard side does not definitely appear. Both breaks, no doubt, were caused by going through ice floes and by impact; but the witnesses agree that the hole on her port bow, through which volumes of water eame into the boat, caused her to founder. Since she did not transport passengers for hire, she was not subject to regulation by the United States local inspectors, aside from the requirement (Motor Act of 1910 [46 USCA §§’ 511-519; Comp. St. §§ 8277-8281, 8283-8286]) that life preservers be carried for every person on board. In its brief, petitioner stated that it does not attempt to shield itself because of any inapplicability of any existing law, but asserts that the Linseed King, in general strength, fitness, and seaworthiness, compared with boats duly licensed to carry passengers for hire on the river; that she operated as a ferry, and was therefore not limited by statute as to the number of persons carried. R. S. 4464 (46 USCA § 451; Comp. St. § 8228). The value of the craft was negligible.
The two paramount questions presented are (1) whether claimants, who were cited to appear and answer, have proven any negligence or breach of duty in operation, management, and maintenance of the Linseed King; and (2) if so, has her owner proven that such negligence or breach of duty was without knowledge or privity on its part. These questions will now be discussed.
The burden of proof rests upon claimants to establish liability, while the onus probandi is on the petitioner for exemption of liability, to show that it was without privity of knowledge of the facts upon which liability is based. The John H. Starin (C. C. A.) 191 F. 800; Scow 84-H (C. C. A.) 296 F; 427.
By their answer claimants deny any right to limit liability. It is affirmatively alleged that the Linseed King was unseaworthy for the particular purpose for which she was used; that she was not properly equipped for the trip, in view of the ice in the river, or for a time when ice might be expected therein; that she was operated without a license, in violation of the steamboat inspection law; and, moreover, that her owner permitted her to be overloaded with human beings, thus endangering their lives.
No difference exists, as to unseaworthiness, between private and common carriers, or as to whether a cargo consists of merchandise or passengers, since, in each instance, a seaworthy boat must be used. The Linseed King must have been fit to carry her passengers for the particular transportation; for, if she lacked reasonable fitness, staunchness, and sufficiency, she was unseaworthy. It was truly said that contact with an ice floe, berg, or cake in the winter season in the Hudson river was not due to an inevitable accident. Regardless of the vessel’s strength and size, or the purpose for which she was navigated, she was required to exercise reasonable care in construction and equipment to avoid injury to her passengers. A high degree of care and precaution was necessary in her navigation to avoid dangers from contact with ice. The rule is that reasonable fitness or seaworthiness of a vessel must be tested, as said in The Benjamin Noble (C. C. A.) 244 F. 95, by the facte and circumstances of each particular case, and her capacity and tonnage of her cargo may be vital factors.
Her asserted unseaworthiness is based on various incidental items of testimony; but, "summarizing it, I find that it is not satisfactorily shown that she was unsuitable for carrying passengers in general, or that she must be condemned for unfitness as to the several items to which reference is now made. She was strongly built, and, although not provided with tight bulkheads, the testimony of local inspectors and experienced witnesses proves that few gasoline motorboats, carrying passengers in river transportation for hire, are so provided. She was without metal sheathing; but I find that sheathing is ordinarily applied to boats of her type for preservation, and not for protection from impacts. She was not designed to carry the workmen amid broken ice, or when ice appeared in the river, and therefore a steel shoe covering her stem was not required. She did not leak, and was not subject to leaking more than wooden boats ordinarily leak, and her buoyancy and stability under ordinary conditions were adequate. She was admittedly under the control, at the time of the mishap, of an experienced motorboat pilot, whose skill and experience was the subject of inquiry, and was tested before his employment by responsible agents of petitioner. He alone was in charge at the time of the mishap. Her certificate of registration required a crew of one man; but, as to this phase, I will comment later on. The alteration of her tonnage after substitution of wooden window frames for canvas curtains did not materially increase her burden, and therefore I think this point may be passed without definite decision. See The Messenger (C. C. A.) 168 F. 908.
Testimony suggesting a defectiveness of the clutch is not regarded as substantial, for Rohweder and Balz, superintendent of transportation, swore that it worked properly pri- or to the catastrophe. The undisputed evidence of various witnesses, including Rohweder, Stover, the works manager, and Balz, shows that instructions were given her operators that running her when there was ice was forbidden, and she would be laid up, when ice appeared, until spring. Rohweder also testified that Balz was his immediate superior, and he was told by him and by Stover, the manager of the plant, not to run when ice appeared, in heavy' fog, or in stormy weather, and, moreover, not to carry any more men than there were life preservers. Stover hád received, such instructions from Aldrich, the secretary of petitioner.
Considerable .testimony on both, sides was given as to whether there was ice in the river before the day of the mishap, and it becomes important to inquire and determine whether the Linseed King was in fact negligently permitted to run after its appearance, and at a time when its appearance reasonably might be anticipated, and perils guarded against by abandonment of the trips. Ordinarily, ice in the winter months, forming in the Hudson river on the flats near Tarrytown and points above, is broken up by the wind, temperature, and the tide, and is generally broken up at ebb tide. It then runs down the river in large floes or cakes, usually averaging two miles an hour, and later part of it, at the last of the ebb tide and first of the flood, floats back upstream. See testimony of Smith, page 1362, record. That there was ice in the Hudson river on the day before the disaster, and prior thereto, is shown by numerous creditable witnesses. It will suffice to refer to a few. The witness Lang, formerly night operator of the launch, in his deposition states that he saw light ice below Ninety-Fifth street on his two Sunday morning trips, the day preceding the accident, but he made no report of it to his superiors, since it did not interfere with his operations; while Cooper, one of the regular workmen, says that on his trips to the plant on Saturday he saw plenty of ice in the river on the New York side, and a little ice on Sunday. That there was freezing temperature, as low as 11 degrees, at various times beginning December 2d, and continuing to the 7th, followed by warmer to the day of the mishap, appears by the weather reports in evidence; while Captain Kearney testified that he saw ice in the river a week prior to December 20th. Oliver, superintendent of the Cornell Steamboat Company, testified that he encountered difficulty with ice in towing on December 4th. Smith, pilot of the fireboat Mitchell, testified that there was ice in the slip, well churned up from drifting down the river, two or three days before the accident. Policemen Lennon and O’Toole, patrolling the locality of Pier 95, both declared that they saw ice floes a week previous to the accident, while Quinn showed log entries of ice a few miles above Edgewater on December 18th, and Cook, manager of Dyekman street ferry, and Peterson saw ice two or three days before the occurrence. Pollard, dock master, swore that he saw ice in the river on the New York side at time prior to the accident.
In the light of such testimony, it is
The credibility of the witnesses testifying to the presence of ice is not successfully challenged. They have no interest in the outcome of the litigation, and their recollection of their observations is to be given greater weight than that of those who say that they did not see any ice. Seaworthiness, as well said in The Benjamin Noble, supra, is a relative term, and involves inquiry into the conditions under which.a vessel is used, together with her capacity in connection with the nature or tonnage of the cargo. Mere seaworthiness in ordinary weather and conditions is manifestly not the sole factor in estimating a vessel’s fitness. She must be fit to carry her passengers, freed from anticipated perils, and ferrying in winter, when ice fields are to be expected, not only involved terrible loss of lives, as the result shows, but required, on the part of the owner’s responsible agents, the exercise of the utmost care to afford protection. The situation is not similar to an ocean steamship speeding in a fog, as was the case in LaBourgogne, 210 U. S. 95, 28 S. Ct. 664, 52 L. Ed. 973. There it was ruled by the Suprenm Court that speed in a fog could not be determined by set rules and must largely be left to the discretion of the master and her officers.
It is different as to the appearance of ice in the Hudson river where a duty rested upon the manager of the corporation, under whose supervision the boat was operated, to guard against ice perils and generally such dangers as were apt to arise in the usual course of her short ferrying trips. The Virginia (D. C.) 264 F. 986, affirmed Hines v. Butler (C. C. A.) 278 F. 877. Both Stover and Balz were in constant communication with her movements. They could not silently allow her operator to use his sole discretion in continuing his runs when they knew, or should have known, that the boat’s safety was menaced. They could not supinely rest upon verbal instructions previously given him to lay up the boat, for Rohweder, who spoke to Stover about ice conditions, swears that they (Stover and Johannis) were to decide when the ice conditions became such that the boat was to be laid up. Stover knew she was not built to withstand impacts from heavy ice, and, knowing these things, he ignored the weather reports, made no inquiries of Lang, or of any one. There was negligence in using her under such conditions when her return trip started. Her owner has not proven that it was without privity and knowledge within the meaning of section 4283 of the Revised Statutes, as it has been construed and interpreted. Eastern S. S. Corp. v. Great Lakes D. & D. Co. (C. C. A.) 256 F. 497; Texas & Gulf S. S. Co. v. Parker, supra; the Virginia (D. C.) 264 F. 986, affirmed (C. C. A.) 278 F. 877, certiorari denied 257 U. S. 659, 42 S. Ct. 185, 66 L. Ed. 421; Parsons v. Empire T. Co. (C. C. A.) 111 F. 202. It is uniformly ruled that privity or knowledge of the officers of-a corporation or their managing agent, is the knowledge and privity of the owner. The Republic (C. C. A.) 61 F. 109. See, also, In re Sanford Ross, Inc. (C. C. A.) 204 F. 248; In re Jeremiah Smith (C. C. A.) 193 F. 395; The Teddy (D. C.) 226 F. 498.
There was another act of negligence, contributory, no doubt, to the loss sustained, namely, the large number of passengers who were permitted to board the boat and enter the cabin, the only place (there being no outside deck space) where they could be. It may be assumed that it was believed that the Linseed King had the right to carry as many persons as she had
Permitting the overcrowding of the cabin was an act of negligence and must be condemned, and, if it was with the knowledge and privity of the corporation. or the manager of its plant, the right to limit liability must be denied. See The Valencia (D. C.) 110 F. 221, and The Annie L. Vansciver (D. C.) 161 F. 640. In the last-mentioned case, the shipowner was permitted by the local steamboat inspector to crowd the vessel beyond her capacity, and the court ruled that, as the owner had knowledge that the vessel was habitually overcrowded and that there was likelihood of dangers to passengers, it could not escape liability for failure to make adequate provision for preventing too many persons from coming aboard. That a vessel may become unseaworthy and unfit for .use because of her overcrowded condition has many times been decided, and knowledge or privity, imputable to the owner, estops exemption from liability under the statute. Weisshaar v. Kimball (C. C. A.) 128 F. 397, 65 L. R. A. 84; The Benjamin Noble, supra, affirmed (C. C. A.) 244 F. 95. And see Capitol Transportation Co. v. Cambria Steel Co., 249 U. S. 334, 39 S. Ct. 292, 63 L. Ed. 631. While overcrowding was not the proximate cause of the disaster, it nevertheless was contributory to the drowning of at least some of the men in the cabin, for no one will doubt that, if the boat had not been overcrowded, quite a number, how many of course is uncertain, would not have gone down with the foundered boat It was a concurrent cause, and the owner, in my opinion, was not absolved from liability, even though not responsible for other causes. Wilmington, etc. v. Fulton, 205 U. S. 75, 27 S. Ct. 412, 51 L. Ed. 708; Delaware, etc. v. Petrowsky (C. C. A.) 250 F. 565.
Petitioner’s experts, in opposition to overcrowding, base their opinion on mathematical calculations, testified that the boat could conveniently carry 80 to 90 persons, allotting to each person 1.88 square feet of floor space on a basis of 82 persons inside the cabin, while each man would have 2 square feet of floor space on a basis of 75 passengers, and accordingly it is contended that she was not overcrowded, even though she contained a number of men at least equal to the number of life preservers carried by her. Claimants’ experts, in their' calculations, reached a contrary conclusion. However, I disregard the expert testimony on this point and give credence to the unimpeached evidence of many survivors. They substantially testified that the men in the cabin were crowded or jammed so closely together that there was interference with their movements. Such testimony is entitled to greater weight than testimony based on computation and calculation of available area or space, especially when it is corroborated by other facts and circumstances, namely, by evidence that men were standing on the steps of the pilot house near the front passageway and close around the engine. In this connection it was also proven by custom house records that motorboats, navigating on the river under government regulation, are given a carrying capacity of 40. passengers on boats 41 to 45 feet in length, gross tonnage 15 to 26, and, in a few instances, 67, with a corresponding number of life preservers, depending upon her construction and size.
Although Rohweder swore that he had no difficulty in controlling the men as they came aboard; that there was always a policeman on -the pier to assist him in restraining the men from coming aboard whenever he deemed it necessary to do so, still, when it is considered that in the discharge of his duties he' was required, upon reaching the pier, to control the boat; that it was dark; that he did not put out lines, but held the boat to the pier with the motor, heading her downstream into the tide — it is difficult to believe that he was able to prevent men from hastening into the cabin and overcrowding the boat. No one was requested by him to prevent overcrowding. There was also evidence of over
It is next urged in opposition to limitation of liability that the Linseed King had an insufficient crew. No one was particularly designated to aid Rohweder to prevent overcrowding, either on the occasion in question, or at other times. His duties were to operate the boat, to look out, handle lines, tend the engine, which was located amidships in the cabin, and, as said, supervise the boarding of the passengers. He said that invariably there was a regular workman aboard, who voluntarily helped him, and moreover, that Stover told him he could have a man any time he wanted one, but no one was actually assigned to aid in navigation or prevent overcrowding. Stover swore that on Sunday afternoon, he instructed McHale, the dock foreman, to have Rohweder make an extra trip on Monday morning, and McHale swore that Stover instructed him that whenever there was a seed ship in to “give a man to the (motorboat) captain, to help him and keep those men inside the boat.” The quoted instruction appears to have been general and did not specifically apply to the trip in question. In any event, to detail an extra man to keep the men inside the boat, did not constitute a sufficient crew for the proper operation of the boat. Nor does the license (Exhibit S), issued by the Bureau of Navigation, stating “number, of crew, I,” operate to exonerate petitioner from blame for insufficiency of crew, in view of the fact that it was manifest that a larger crew was necessary.
It is next contended that claimants who have brought actions for damages — many being administrators of intestates who were drowned — and claimants who have answered the petition cannot assert their claims in this proceeding; that claims of dependents come within the provisions of the New Jersey .Workmen’s Compensation Law (P. L. 1911, p. 134, as amended by P. L. 1913, p. 302), and, unless petitioner is exonerated from liability, the question of its liability for damages or for compensation under the state statute must be decided at this time. On claimants’ behalf it is urged that the single issue presented by the petition to which answer has been made, is whether the benefits of the limitation statute were rightly invoked, and questions of damages in the regular course of procedure should be submitted and decided in the first instance by the special commissioner. The petition, after alleging the disaster for which it disclaims liability, states that actions at law and libels for damages in large amounts in various jurisdictions have been brought, including claims for compensation filed with the New Jersey Compensation Bureau, and that other actions at law and proceedings for enforcement of claims are in contemplation. On filing an ad interim stipulation, such actions and proceedings were enjoined.
Having determined that the petition must be denied, the proceeding must be continued in this court under the monition for the purpose of passing upon the rights of all claimants filing their claims. The question of procedure at the outstart sounded interesting and important, since there existed considerable uncertainty in relation thereto (see Benedict on Admiralty [5th Ed.] vol. 1, §§• 488, 512, 516), which has now been definitely removed. In The Titanic (D. C.) 204 F. 295, Judge, Hough, after discussing the various adjudications applying to the subject, reached the conclusion that a petition for limitation of liability confers exclusive jurisdiction upon the admiralty court, not only to determine petitioner’s rights to the benefit of the statute, but also, upon denial of such right, to enforce rights of claimants in full. He refused to modify the injunction order restraining suits in other courts, and further said that the only reason for a claimant not wishing to come into the proceeding was a desire for a jury trial, which, however, “was
Since proctors for claimants assert that they desire an opportunity to show that the New Jersey Workmen’s Compensation Law, termed by them an elective act, is inapplicable, and that further testimony is necessary to establish its inapplicability, the casé must take its usual course before the special commissioner, without deeming it necessary to determine the question, at this time, as to the application of the Workmen’s Compensation Act, or as to whether the rights of claimants have been properly asserted by dependents or administrators.
At the hearing I expressed doubt as to whether the limitation statute was applicable to the type of boat used to transport the workmen or passengers across the river to the petitioner’s plant, hut my attention is drawn to The Luvina, 1927 A. M. C. 327, Warnken v. Moody (C. C. A.) 22 F.(2d) 960, The Miramar (unreported), and The Oneida (C. C. A.) 282 F. 238, which involved houseboats and motorboats, and wherein it was decided that limitation acts might he invoked by their owners. It is therefore ruled that the Linseed King was a vessel within the meaning of the act.
My conclusion is that the evidence preponderatingly shows that fault and negligence were committed in the navigation of the Linseed King, in consequence of which injuries were sustained by survivors aud numerous lives lost, and, furthermore, that petitioner has not shown that the disaster was without its privity and knowledge. On the contrary, I find the evidence sufficient to warrant the determination' that the occurrence was with the privity and knowledge of petitioner’s superintendent and manager, under whose supervision the boat was operated, and whose privity and knowledge is imputable to the corporation.
An interlocutory decree may be entered on notice.