THE FLORIDA BAR, Complainant,
v.
Marc Bernard MOGIL, Respondent.
Supreme Court of Florida.
*305 John F. Harkness, Jr., Executive Director, John Anthony Boggs, Staff Counsel, and Donald M. Spangler, Bar Counsel, The Florida Bar, Tallahassee, Florida, for Complainant.
John A. Weiss of Weiss & Etkin, Tallahassee, Florida; and Patricia S. Etkin of Weiss & Etkin, Plantation, Florida, for Respondent.
PER CURIAM.
We have for review a referee's report recommending that attorney Marc Bernard Mogil be disbarred for violating certain Rules Regulating The Florida Bar. We have jurisdiction. See art. V, § 15, Fla. Const. We approve the referee's report and disbar Mogil.
FACTS
Mogil is a member of The Florida Bar and was both an attorney and judge in New York. He was removed from judicial office in New York in 1996 for sending to a certain criminal defense attorney multiple anonymous communications that were harassing, threatening, and otherwise offensive; for distributing at a bar function a statement on judicial stationery containing numerous disparaging and offensive comments regarding criminal defense attorneys (including many indirect references to the criminal defense attorney to whom he had sent the anonymous communications) as well as warnings that attorneys who make unfounded complaints against judges may face judicial retaliation; and for repeatedly displaying a lack of candor and making both misleading and patently false statements in connection with the judicial investigation of his misconduct. See In re Mogil,
On the same facts underlying his judicial removal, Mogil was thereafter disbarred in New York in 1998 for engaging in conduct adversely reflecting on his fitness to practice law and engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation. See In re Mogil,
Based on the New York disbarment, The Florida Bar in 1999 filed a complaint against Mogil alleging that he had violated Rules Regulating The Florida Bar 4-8.4(c) and (d) (respectively prohibiting lawyers from engaging in "conduct involving dishonesty, fraud, deceit, or misrepresentation" and "conduct in connection with the practice of law that is prejudicial to the administration of justice"), asserting that the New York disbarment order should be considered conclusive proof of Mogil's misconduct under Rule Regulating The Florida Bar 3-4.6, which provides in full:
A final adjudication in a disciplinary proceeding by a court or other authorized disciplinary agency of another jurisdiction, state or federal, that an attorney licensed to practice in that jurisdiction is guilty of misconduct justifying disciplinary action shall be considered as conclusive proof of such misconduct in a disciplinary proceeding under this rule.
In his answer, response to the Bar's request for admissions, and a letter to the referee, Mogil contested the operation of rule 3-4.6 and urged that Florida did not have reciprocity with New York. He attached to his letter to the referee copies of several documents filed in the New York proceedings (i.e., a substantive brief, a memorandum of law, proposed findings and conclusions, etc.), but did not attach or otherwise submit any transcripts from the New York proceedings.
The Bar thereafter filed a motion for partial summary judgment as to Mogil's guilt of the rule violations charged, urging under rule 3-4.6 that there existed no issues of fact or law. Mogil filed a response again contesting the operation of rule 3-4.6 and urging the referee to come to his own *306 conclusions of fact based on the pleadings and documents Mogil had filed.
At the summary judgment hearing (which Mogil attended), the referee orally granted the Bar's motion for partial summary judgment as to Mogil's guilt, whereupon Mogil explicitly consented to the partial summary judgment. The referee accordingly issued an order granting the Bar's motion for summary judgment as to guilt, held a separate hearing as to discipline (which Mogil chose not to attend), and issued his report.
In his report, the referee found that "[b]y operation of Rule 3-4.6, ... the aforesaid final adjudication [of disbarment in New York] shall be considered conclusive proof of misconduct in this disciplinary proceeding." As to guilt, in accordance with the partial summary judgment order, the referee recommended that Mogil be found guilty as charged. As to discipline, the referee recommended that Mogil be disbarred with leave to reapply in five years and ordered to pay the Bar's costs. In aggravation, the referee found that Mogil had submitted false evidence or false statements or had engaged in other deceptive practices during the disciplinary process; had refused to acknowledge the wrongful nature of his conduct; and had substantial experience in the practice of law. In mitigation, the referee found that Mogil had an absence of any prior disciplinary record and that he had a physical or mental disability or impairment.
Mogil filed a petition for review in this Court and, shortly thereafter, filed an uncontested motion to supplement the record with the transcripts of his New York judicial removal proceedings. This Court granted the motion and Mogil accordingly filed those transcripts with this Court.
ANALYSIS
Mogil challenges both the guilt and the discipline recommended by the referee.
A. Guilt
Mogil raises four arguments as to guilt relating to (1) the partial summary judgment; (2) New York's different standard of proof; (3) rule 4-8.4(c); and (4) rule 4-8.4(d).
1. The Partial Summary Judgment
Mogil first argues that the referee's partial summary judgment as to guilt based on rule 3-4.6 was improper because it denied him an opportunity to show that the New York disbarment proceedings (which were based on the New York judicial removal proceedings) were deficient. We disagree.
Rule 3-4.6 provides in pertinent part that a foreign jurisdiction's final adjudication of misconduct "shall be considered as conclusive proof of such misconduct in a disciplinary proceeding under this rule." This Court has held in this context that "if the accused attorney shall in the Florida proceedings properly raise the issues, we may be required to determine whether the proceedings in the sister state were so deficient as to make the foreign judgment unreliable as an automatic adjudication of guilt." Florida Bar v. Wilkes,
[c]onsistent with the plain language of [rule 3-4.6], and our holding in Wilkes, we will initially accept a foreign jurisdiction's adjudication of guilt as conclusive proof of guilt of the misconduct charged. The burden then rests with the accused attorney to demonstrate why the foreign judgment is not valid or why Florida should not accept it and impose sanctions based thereon.
Florida Bar v. Friedman,
Specifically, in his filings with the referee, Mogil harshly criticized the ultimate *307 discipline imposed in New York (calling his disbarment under the facts at issue "Kafkaesque," "exceedingly draconian," and "an heinous and serious over-punishment") and correctly urged that this Court need not impose the same discipline as New York. See Wilkes,
Significantly, however, in the summary judgment context at issue here, "once [the movant] tenders competent evidence to support his motion [in the present case, once the Bar tendered the New York disbarment order as conclusive proof of Mogil's misconduct under rule 3-4.6], the opposing party must come forward with counterevidence sufficient to reveal a genuine issue. It is not enough for the opposing party merely to assert that an issue does exist." Landers v. Milton,
As the party opposing partial summary judgment in the present case, Mogil failed to meet his burden. His unsworn assertions in his letter to the referee suggesting a hard-of-hearing, politically controlled judge are just thatassertions, not supported by affidavit or otherwise. See Almand Construction Co. v. Evans,
Even generously assuming otherwise (i.e., assuming that Mogil's letter and attachments thereto marginally amounted to *308 the competent counter-evidence required here), the fact remains that Mogil did not at all pursue this route at the summary judgment hearing. To the contrary, it is clear from the hearing transcript that Mogil essentially conceded the issue of guilt based on rule 3-4.6, but was concerned under the rule that he would not have an opportunity to argue his version of the facts in mitigation of discipline.
Specifically, Mogil stated at the summary judgment hearing that he had "no arguments with [Bar counsel] on the regulation [i.e., rule 3-4.6], nor the interpretation that a final adjudication should in fact be given full effect and credit by the state," indicating that his point of contention related to "the overall nature of whatever discipline this Court seeks to impose." When Bar counsel urged that "at this stage of the proceeding, [Mogil] is not entitled to a trial de novo of the issues that went into the New York disciplinary matter," that the referee was "bound by that determination in New York ... [and] cannot go behind the reasoning, as far as their decision is concerned with respect to the issue of guilt in this proceeding," and that "we're here only on the question of guilt," Mogil replied, "I don't disagree, nor do I wish to create any work for this Court beyond which it has. I don't seek a new hearing on the facts at all." Mogil elaborated that "[a]ll I wanted to be able to submit for His Honor's review and not say this is res judicata, we can't listen to this, is that you have a 50-year-old attorney who has had an unblemished record for 25 years, both here and in [Washington] D.C. and in New York" and that "I just wanted His Honor, under [rule 3-4.6], to be able to consider this in due course, whether you call it mitigation or [otherwise]." Finally, at the end of the summary judgment hearing, after the referee had orally granted the Bar's motion for summary judgment as to guilt, Mogil explicitly stated that "we can take for the record that this partial summary judgment is on consent because I believe that regulation [i.e., rule 3-4.6] is correct, and I have no problems with it."
Thus, the record plainly refutes Mogil's present claim that he was denied an opportunity to show that his New York proceedings were deficient. Clearly, he had such an opportunity and could have pursued this route by submitting any competent counter-evidence he may have had and making arguments thereon at the summary judgment hearing. In this same vein, Mogil could have filed with the referee the transcripts of his New York judicial removal proceedings. He failed to take any such action. Thus, much like the attorney at issue in Friedman, Mogil in the present case "was given ample opportunity before and during his disciplinary proceeding to demonstrate any inadequacies in the New York forum. For instance, he could have made the New York transcript available to the reviewing referee, but failed to do so."
In short, Mogil has simply waited too long by making these filings and arguments for the first time on review in this Court. See, e.g., Tunnell v. Hicks,
*309 2. New York's Different Standard of Proof
Mogil next argues that the clear and convincing evidence standard that applies in Florida disciplinary proceedings was not met (and the referee's report therefore should be rejected) because the referee's factual findings are based entirely on the New York proceedings, which apply the lower evidentiary standard of preponderance of the evidence. As urged by the Bar, we have already rejected this argument in a strikingly similar case.
Specifically, in Friedman, as in the present case, the referee under rule 3-4.6 ultimately recommended discipline in Florida based on disciplinary action taken in New York. See
Lawyer discipline standards are designed to guide the disciplinary body to impose sanctions consistent with
clear and convincing evidence that a member of the legal profession has violated a provision of the Rules ... (or applicable standard under the laws of the jurisdiction where the proceeding is brought).
Fla. Stds. Imposing Law. Sancs. 1.3. By the use of the words "or applicable standard under the laws of the jurisdiction where the proceeding is brought," this standard recognizes that foreign jurisdictions may employ standards different than those employed in our disciplinary proceedings. The plain language of rule 3-4.6 provides that when an attorney is found guilty in a foreign jurisdiction of misconduct, it "shall be considered as conclusive proof of such misconduct in a disciplinary proceeding under this rule."
Friedman,
3. Rule 4-8.4(c)
The referee recommended finding Mogil guilty of violating rule 4-8.4(c), which provides that "[a] lawyer shall not... engage in conduct involving dishonesty, fraud, deceit, or misrepresentation." Discussing this rule, this Court has held that "`[i]n order to find that an attorney acted with dishonesty, misrepresentation, deceit, or fraud, the Bar must show the necessary element of intent,'" and that "in order to satisfy the element of intent it must only be shown that the conduct was deliberate or knowing." Florida Bar v. Fredericks,
The New York disbarment order specifically found that Mogil "falsely stated" or "falsely testified" as to several matters during his judicial investigation. In re Mogil,
[T]he record establishes that [Mogil] repeatedly displayed a lack of candor and made both misleading and patently false statements in connection with the Commission's investigation of his misconduct. To give only one example, two of the misconduct charges are based on statements [Mogil] made in connection with an e-mail message allegedly sent by him to the White House in which he criticized the President's policy toward Haiti. Upon receipt of an acknowledgement letter from the White House, [Mogil] contacted a member of the Nassau County Police Department claiming that, as he had never communicated with the President on any subject, someone must be communicating with the President in his name and insinuating that the [criminal defense] attorney with whom he was feuding might have been the individual who had done so. [Mogil] then repeated this general allegation, without naming the attorney, in a letter to the Commission's staff counsel, and, when testifying before the Commission, repeatedly denied that he had sent the e-mail in question. However, the evidence before the Referee cogently establishes that [Mogil's] allegations and steadfast denials were false: there was evidence that the message was received at a time when [Mogil's] personal on-line account was in use, that the account was only accessible by a secret password, that [Mogil] had shared this password with only one person (his secretary) who had never used it or revealed it to others, and that under such circumstances there was little likelihood that anyone other than [Mogil] had sent the message.
Moreover, as to another false testimony charge, regarding his enclosing in one of the anonymous mailings several pills for which he had prescriptions, [Mogil's] prevarications were demonstrated by documentary proof.
In re Mogil,
4. Rule 4-8.4(d)
The referee also recommended finding Mogil guilty of violating rule 4-8.4(d), which provides in pertinent part that "[a] lawyer shall riot ... engage in conduct in connection with the practice of law that is prejudicial to the administration of justice." Mogil urges that he cannot be found guilty of violating this rule because his misconduct arose from his actions as a judge, not as a lawyer, and did not involve the practice of law. We reject this argument.
*311 "Clearly, the Bar has the authority to bring attorney disciplinary proceedings against a former judge for misconduct that occurred while the judge was in office," but "an attorney should not be disciplined for misconduct committed while serving in a judicial capacity unless that conduct involved a crime, dishonesty, deceit, immorality, or moral turpitude." Florida Bar v. Graham,
Moreover, because Mogil's dishonesty occurred during his judicial removal proceedings, it additionally amounted to "conduct in connection with the practice of law that is prejudicial to the administration of justice" in violation of rule 4-8.4(d) (emphasis added). The emphasized language was added by this Court in 1994 in recognition of the principle that rule 4-8.4(d) "must be limited in its application to situations involving the practice of law in order to ensure that the First Amendment rights of lawyers are not unduly burdened." In re Amendments to Rules Regulating The Florida Bar,
As to Mogil's misconduct being "prejudicial to the administration of justice" under rule 4-8.4(d), this Court has emphasized that the rule "should preclude any conduct prejudicial to the administration of justice." In re Amendments,
B. Discipline
Mogil raises three arguments as to discipline relating to (1) aggravation; (2) mitigation; and (3) the recommended sanction.
1. Aggravation
The referee in the present case found in aggravation that Mogil (1) had *312 submitted false evidence or false statements or engaged in other deceptive practices during the disciplinary process; (2) had substantial experience in the practice of law; and (3) had refused to acknowledge the wrongful nature of his conduct. Mogil argues that the first two aggravators do not apply because the misconduct at issue did not occur during the attorney disciplinary process but during the judicial removal process and had nothing to do with the practice of law. We reject these arguments for much the same reasons we rejected Mogil's similar arguments against finding him guilty of violating rule 4-8.4(d), and accordingly approve the first two aggravators found by the referee.
However, Mogil is correct in arguing that the third aggravator (refusal to acknowledge wrongful nature of conduct) does not apply because he has always denied (and continues to deny) the misconduct at issue. Under similar circumstances, this Court has held that "[i]t was improper for the referee to consider in aggravation the fact that [the subject attorney] refused to acknowledge the wrongful nature of his conduct. [The subject attorney's] claim of innocence cannot be used against him." Florida Bar v. Corbin,
2. Mitigation
As to mitigation, the referee found that Mogil had an absence of any prior disciplinary record and that he had a physical or mental disability or impairment. Mogil now urges additional mitigation but, to the extent he could and should have done so at the disciplinary hearing (which he chose not to attend), he is foreclosed from doing so now. See Florida Bar v. Schreiber,
3. The Recommended Sanction
With the applicable aggravators and mitigators in mind, the question for this Court becomes whether the misconduct at issue warrants the recommended sanction of disbarment. That New York disbarred Mogil does not control. See Wilkes,
"Although a referee's recommended discipline is persuasive, [this Court] does not pay the same deference to this recommendation as [it does] to the guilt recommendation because this Court has the ultimate responsibility to determine the appropriate sanction." However, generally speaking, this Court "will not second-guess a referee's recommended discipline as long as that discipline has a reasonable basis in existing caselaw." In making this determination, this Court considers not only caselaw but also the Florida Standards for Imposing Lawyer Sanctions.
Florida Bar v. Temmer,
*313 We find that the referee's recommendation of disbarment in the present case has a reasonable basis in existing caselaw and standards. For example, in Florida Bar v. Budnitz,
Mogil urges to the contrary that, under Florida Bar v. Graham,
Not only does the law demand truthfulness under oath, but the obligations of our profession demand it. As former Justice Ehrlich has stated, "our profession can operate only if its individual members conform to the highest standard of integrity in all dealings within the legal system."
Id. at 365; see also id. at 364 (noting that discipline imposed in cases involving misrepresentations by an attorney to a court in a personal matter have ranged from disbarment to public reprimand). The present case involves a recommended discipline *314 of disbarment (not a sixty-day suspension), as well as other misconduct and aggravators not present in Cibula. Thus, as to the severity of the sanction imposed, we find Cibula distinguishable and not controlling in the present case.
CONCLUSION
Based on the foregoing analysis, we approve the referee's report except for the aggravator that Mogil had refused to acknowledge the wrongful nature of his conduct, which we strike. Marc Bernard Mogil is hereby disbarred without leave to apply for readmission to The Florida Bar for five years. The disbarment will be effective thirty days from the filing of this opinion so that Mogil can close out his practice and protect the interests of existing clients. If Mogil notifies this Court in writing that he is no longer practicing and does not need the thirty days to protect existing clients, this Court will enter an order making the disbarment effective immediately. Mogil shall accept no new business from the date this opinion is filed unless and until he is readmitted to The Florida Bar. Judgment is entered for The Florida Bar, 650 Apalachee Parkway, Tallahassee, Florida 32399, for recovery of costs from Marc Bernard Mogil in the amount of $854.25, for which sum let execution issue.
It is so ordered.
WELLS, C.J., and SHAW, HARDING, ANSTEAD, PARIENTE, LEWIS and QUINCE, JJ., concur.
NOTES
Notes
[1] Mogil's reliance on In re Davey,
[2] As held by another jurisdiction in the attorney discipline context:
[The subject attorney's] third argument is that his constitutional right to free speech was violated by the New York disciplinary action. We reject this argument out of hand because, simply stated, an attorney has no First Amendment right to lie to a court.... Even if an attorney's statement of a legal position may be entitled to First Amendment protection, a deliberate misstatement of fact to a court surely is not protected, just as obscenity or "fighting words" are not protected. We know of no case that holds otherwise; indeed, we would be astonished to find one.
In re Benjamin,
[3] In recommending disbarment, the referee in Budnitz had found by clear and convincing evidence that the subject attorney had violated several Rules Regulating The Florida Bar, including rule 4-8.1(a) (prohibiting lawyers from "knowingly making a false statement of material fact" in connection with a disciplinary matter) and, as in the present case, rule 4-8.4(c) ("A lawyer shall not ... engage in conduct involving dishonesty, fraud, deceit, or misrepresentation."). See Florida Bar v. Budnitz,
