In September 1996, the Cool Moose Party (“CMP”), a Rhode Island political party, and Robert J. Healey, Jr. individually and in his capacity as CMP’s chairperson (referred to collectively herein as “CMP”), filed suit in federal district court pursuant to 42 U.S.C. § 1983 seeking declaratory and injunctive relief from various provisions of Rhode Island’s primary election laws, R.I. Gen. Laws §§ 17-15-1 to 17 — 15— 44. After the parties filed cross-motions for summary judgment on a stipulated record, the district court ruled, inter alia, that R.I. Gen. Laws § 17-15-6, which requires political parties to select their nominees by means of primary election, is constitutional; and that R.I. Gen. Laws § 17-15-24, which prohibits members of one political party from voting in another party’s primary, is unconstitutional to the extent that it prohibits such voters from participating in a party primary when the bylaws of that party would permit such participation. Both parties now appeal the adverse judgments against them. We affirm.
The Questions Presented
We note at the outset that CMP’s challenges to Rhode Island’s primary election statutes both in the district court and on appeal contain ambiguities which limit our ability to address its contentions and restrict the scope of our analysis. As the district court observed, CMP’s pleadings and arguments “are difficult to decipher and do not clearly state the precise nature of the constitutional violations alleged.”
Cool Moose Party v. Rhode Island,
(1) Whether R.I. Gen. Laws § 17-15-6, which requires political parties to select their nominees by means of primary elections, violates CMP members’ right to freedom of association by preventing them from selecting candidates at a caucus open only to CMP members.
(2) Whether R.I. Gen. Laws § 17-15-24, which prohibits members of one political party from voting in another party’s pri-fnary, violates the plaintiffs’ right to freedom of association because it prevents CMP from allowing members of other parties to participate in the selection of CMP candidates.
Id.
On appeal the parties apparently agree with the district court’s characterization of the issues presented, and we proceed accordingly. We review a district court’s grant of summary judgment de novo.
See Lennon v. Rubin,
The freedom to associate with others for the advancement of political beliefs and ideas is a form of “orderly group activity” protected by the First and Fourteenth Amendments, and “[t]he right to associate with the political party of one’s choice is an integral part of this basic constitutional freedom.”
Kusper v. Pontikes,
Faced with the inherent tension between a political party’s right of association and a state’s power to regulate elections, the Supreme Court has endorsed a flexible standard of review applicable to a challenged provision corresponding roughly to the degree to which the provision affects First and Fourteenth Amendment rights:
When deciding whether a state election law violates the First and Fourteenth Amendment associational rights, we weigh the character and magnitude of the burden the State’s rule imposes on those rights against the interests the State contends justify that burden, and consider the extent to which the State’s concerns make the burden necessary. Regulations imposing severe burdens on plaintiffs’ rights must be narrowly tailored and advance a compelling state interest. Lesser burdens, however, trigger less exacting review, and a State’s important regulatory interests will usually be enough to justify reasonable, nondiscriminatory restrictions.
Timmons,
The Primary Requirement
CMP contends that R.I. Gen. Laws § 17-15-6, which requires that parties se
Whatever the merits of CMP’s “disparate impact” argument may be, the district court did not address it, and for good reason. There is no indication in the. record that CMP, in challenging R.I. Gen. Laws § 17-15-6 before the district court, ever raised its novel “disparate impact” argument with even minimal clarity. Although the confused pleadings below suggest a highly generalized challenge to Rhode Island’s semi-closed primary system,
6
and although CMP’s memorandum in support of its motion for summary judgment notes that the small size of the party makes it an easy target for raiders, there is certainly no coherent articulation of the “disparate impact” rationale as a basis for invalidating the statute. To the contrary, the pleadings below suggest that CMP’s objection to the primary requirement was based on First Amendment associational rights (in particular, a party’s right to decide for itself how its standard bearer will be chosen), not on equal protection concerns. CMP’s general challenge was simply insufficient to raise the “disparate impact” challenge in the district court, and the fact that CMP’s argument would have required factual development in the trial court makes application of the rule of forfeiture particularly appropriate here. There are no extraordinary circumstances in this case that would cause us to depart
Rhode Island’s Semi-Closed Primary System
The State contends that the district court erred by concluding that R.I. Gen. Laws § 17-15-24, which prohibits voters registered in one party from voting in the primary of another party, is unconstitutional to the' extent that it prohibits such voters from voting in the primary of another party whose bylaws would permit their participation.
7
The district court, relying on Supreme Court authority it considered controlling, ruled that R.I. Gen. Laws § 17-15-24 unconstitutionally prevents CMP from inviting registered voters from other parties to vote in the CMP primary.
8
See Cool Moose Party,
The statute here places limits upon the group of registered voters whom the Party may invite to participate in the “basic function” of selecting the Party’s candidates. The State thus limits the Party’s associational opportunities at the crucial juncture at which the appeal to common principles may be translated into concerted action, and hence political power in the community.
Id.
at 215-16,
The Court turned next to an examination of the four interests that were asserted by the State to justify the statute’s infringement on the party’s associational rights, among which was the interest in “protecting the integrity of the two-party system and the responsibility of party government.”
Id.
at 222,
Our holding today does not establish that state regulation of primary voting qualifications may never withstand challenge by a political party or its membership. A party seeking, for example, to open its primary to all voters, including members of other parties, would raise a different combination of considerations. Under such circumstances, the effect of one party’s broadening of participation would threaten other parties with the disorganization effects which the statutes in [Storer ] and [Rosario ] were designed to prevent.
Id.
at 224 n. 13,
Accordingly, the State is correct that the Tashjian case does not necessarily render unconstitutional R.I. Gen. Laws § 17 — 15— 24’s prohibition on affiliated voters’ participation in another party’s primary despite the consent of a party to that participation. Indeed, Tashjian leaves the door open for the State to argue that R.I. Gen. Laws § 17-15-24 is necessary to prevent distortions of the electoral process that affect not only CMP, but also other parties or the party system generally. Curiously, however, the State failed to make such an argument in either the district court or on appeal.
In defending § 17-15-24 before the district court, the State apparently misunderstood the nature of CMP’s challenge.
11
Based on its memorandum in support of its motion for summary judgment, it appears that the State thought CMP was only challenging the
length of time
a voter must be disaffiliated from her former party before she may vote in another party’s
primary
— i.e., ninety days.
See
R.I. Gen. Laws § 17-9.1-24 (quoted
supra
note 8).
12
The State missed CMP’s actual, more fundamental claim that a state cannot prevent a party from inviting voters to participate in its primary, irrespective of whether or when the voters had disaffiliated from other parties. Given this misapprehension of the nature of CMP’s challenge, the State’s memorandum in support of its motion for summary judgment does not explain the interests that the State relies upon to justify § 17-15-24’s infringement on CMP’s
The State does not do much better in its brief on appeal. Although it argues that this case is not controlled by
Tashjian,
and cites in particular footnote 13 from that opinion,
see Tashjian,
At oral argument, the State tried unsuccessfully to articulate the interests advanced by § 17-15-24. First, the State acknowledged that Rhode Island law makes it a crime to engage in more than one nominating act, thus rendering the State’s “single nominating act” rationale wholly unconvincing. Next, the State argued that § 17-15-24’s prohibition on a political party’s ability to invite affiliated voters to participate in its primary was justified by a concern for “raiding.” We asked for clarification, prompting this exchange with the bench:
Q: What does party raiding mean in this context? ...
A: The concern ... is that members of one political party seeking to disrupt the internal workings of the other political party and to go in and affect the choice of the nominee of the party only for the purposes of choosing let’s say the weaker candidate will ... really dissolve or weaken the votes of the actual members of the candidates [sic].
Q: But [CMP is] saying don’t be so paternalistic. Let us ... decide who will come in to vote and who we don’t want to come in to vote. That’s our associational decision to make.
A: Right. And the Supreme Court has said that the states do have the ability to protect the party from the internal workings of the party itself. That was reiterated in Tashjian and the most recent Timmons case.
Q: I thought Tashjian was very much to the contrary on that issue.
A: The basic right was reiterated. But Timmons specifically addressed that and in fact stated the state has a compelling interest in maintaining the distinct identities of the party and in protecting the party from the party itself.
Through this pointed exchange, it became clear that the State’s ambiguous raiding rationale is entirely paternalistic — ie., the State justifies § 17-15-24 by saying that the statute prevents a foolhardy party from making unwise decisions concerning the boundaries of its association that might expose it to raiders.
Contrary to the State’s contentions at oral argument, however, the Supreme Court has been clear in its rejection of paternalistic justifications for infringements on a political party’s constitutional right to define the boundaries of its association.
See Tashjian,
Although we do not require “elaborate, empirical verification of the weightiness of the State’s asserted justifications” for such a prohibition,
Timmons,
Affirmed.
Notes
. The district court granted summary judgment to the State on the three other claims,
see Cool Moose Party v. Rhode Island,
. We note that the parties seem to either ignore or misunderstand the appropriate standard of review. In defending the constitutionality of the challenged provisions, the State repeatedly cites article 1, section 4, clause 1 of the Constitution, which permits states to regulate the "Time, Places and Manner" of elections. However, "[a] State's broad power to regulate the time, place and manner of elections 'does not extinguish the Slate’s responsibility to observe the limits established by the First Amendment rights of the State’s citizens.' ”
Eu,
. R.I. Gen. Laws § 17-15-6 provides in pertinent part:
Conventions and caucuses replaced — Parties holding primaries — Forms.
The primary elections thus held shall replace the party conventions and caucuses for making the nominations herein provided for [subject to exceptions not relevant here].
R.I. Gen. Laws § 17-15-6. In accordance with R.I. Gen. Laws § 17-15-6, CMP has employed the primary election system to select its nominees, notwithstanding its own bylaw which calls for nominees to be selected by party caucus open only to party members.
. Although we apparently are not asked to decide whether mandatory primaries are constitutional, we note Supreme Court dicta strongly suggesting that a state may dictate the method by which a party nominates a candidate.
See American Party of Tex. v. White,
. “Raiding” is a practice "whereby voters in sympathy with one party designate themselves as voters of another party so as to influence or determine the result of the other party's primary.”
Rosario v. Rockefeller,
. By "semi-closed primary system,” we mean a system in which participation in a party's primary is limited to those who have registered as members of that party and independents.
See California Democratic Party,
. R.I. Gen. Laws § 17-15-24 provides in pertinent part:
Disqualification by activity in other party.
No person shall be entitled to vote in the primary election of any political party who has voted in a primary election as a member of any other political party and has not changed his or her party designation as provided in chapter 9.1 of this title or has designated his or her affiliation with any other political party, as set forth in chapter 9.1 of this title....
R.I. Gen. Laws § 17-9.1-24 provides in pertinent part:
Change of Designation
Any person who has designated his or her party affiliation pursuant to § 17-9.1-23 may change the designation on or before the ninetieth (90th) day preceding the primary election for which the person is eligible....
. Although the State does not raise the question of CMP’s standing to challenge R.I. Gen. Laws § 17-15-24, we pause to consider the matter briefly.
See In re Dein Host, Inc.,
.We recognize that CMP’s positions with respect to R.I. Gen. Laws §§ 17-15-6 and 17-15-24 are facially inconsistent. On the one hand, CMP objects to § 17-15-6, Rhode Island's mandatory primary system, because it exposes the party to the risk of raiding. On the other hand, CMP objects to § 17-15-24, which prohibits affiliated voters from voting in the primary of another party, arguing that it should be able to determine for itself the boundaries of its own association. If raiding is the basis of CMP’s concern with respect to § 17-15-6, then CMP’s quest to limit the ap
. In making this point, the court distinguished the challenge brought by the political party in the case before it from challenges brought in other political association cases by voters or potential candidates where the challenged statutes were upheld:
The statute in Storer [v. Brown,415 U.S. 724 ,94 S.Ct. 1274 ,39 L.Ed.2d 714 (1974)] [imposing a one-year disaffiliation requirement on candidates who wished to run as independents] was designed to protect the parties and the party system against the disorganizing effect of independent candidacies launched by unsuccessful putative party nominees. This protection, like that accorded to parties threatened by raiding in Rosario v. Rockefeller,410 U.S. 752 ,93 S.Ct. 1245 ,36 L.Ed.2d 1 (1973) [involving a challenge by voters to a New York statute requiring a voter to enroll in the party of her choice at least 30 days before the general election in order to vote in the next party primary] is undertaken to prevent the disruption of political parties from without, and not, as in this case, to prevent parties from taking internal steps affecting their own process for the selection of candidates. The forms of regulation upheld in Storer and Rosario imposed certain burdens upon the protected First and Fourteenth Amendment interests of some individuals, both voters and potential candidates, in order to protect the interests of others. In. the present case, the state statute is defended on the ground that it protects the integrity of the Party against the Party itself.
Tashjian,
. In fairness to the State, we note that the complaint filed by CMP in the district court was highly ambiguous, making it difficult for the State to understand CMP’s objection to § 17-15-24.
. For example, citing the decision of the Supreme Court in
Rosario v. Rockefeller,
. To the extent that the State contends
Tim-mons
authorized a state to enact laws that are
. The State’s brief points out in passing that an affiliated voter
can
vote in another party’s primary,
provided
that she disaffiliates from her party at least 90 days before the primary election.
See
R.I. Gen. Laws § 17-9.1-24. This argument was expressly rejected by the
Tashjian
Court.
See Tashjian,
. Of course, our ruling does not preclude the Rhode Island legislature from revisiting the matter should it reach the conclusion that some interest other than those advanced by the State in this litigation provides constitutional justification for burdening a party’s right to invite registered voters from other parties to participate in its primary.
