The Connecticut Fund For The Environment, Inc. v. Environmental Protection AgencyThe Connecticut Fund For The Environment, Inc. v. Environmental Protection Agency
The CONNECTICUT FUND FOR the ENVIRONMENT, INC., and the
American Lung Association of Connecticut, Inc., Petitioners,
and
City of Middletown, Connecticut, Intervenor,
v.
ENVIRONMENTAL PROTECTION AGENCY, Anne M. Gorsuch,
Administrator, Environmental Protection Agency, Respondents,
and
State of Connecticut and Connecticut Business and Industry
Association, Inc., Intervenors.
Docket 81-4227, No. 4.
United States Court of Appeals,
Second Circuit.
Argued Sept. 15, 1982.
Decided Dec. 1, 1982.
E. Donald Elliott, Associate Professor of Law, Yale Law School, New Haven, Conn., and Suzanne Y. Langille, New Haven, Conn. (The Connecticut Fund for the Environment, Inc., Daniel Millstone, New Haven, Conn., of counsel), for petitioners.
Francis O'Neill, City Atty. of the City of Middletown, Conn., on the brief, for intervenor.
Diane L. Donley, Washington, D.C. (U.S. Dept. of Justice, Environmental Defense Section, Land and Natural Resources Div., Robert M. Perry, Gen. Counsel, Lydia N. Wegman, Acting Asst. Gen. Counsel, Washington, D.C.), and Jeffrey Fowley, Boston, Mass. (U.S. Environmental Protection Agency, Catherine A. Cotter, U.S. Environmental Protection Agency, Region I, Washington, D.C., Michael P. Thomas, Boston, Mass., of counsel), for respondents.
Robert A. Whitehead, Jr., Asst. Atty. Gen., Hartford, Conn. (Carl R. Ajello, Atty. Gen. of the State of Connecticut, Kenneth N. Tedford, Asst. Atty. Gen., Hartford, Conn.), for intervenor State of Conn.
Joan Z. Bernstein, Washington, D.C. (Wald, Harkrader & Ross, Washington, D.C., Jerry D. Anker, Ann Adams Webster, Cheryl C. Kremzier; New England Legal Foundation, Wayne S. Henderson, Boston, Mass., John Rathgeber, Connecticut Business and Industry Ass'n, Inc., Hartford, Conn., of counsel), for intervenor Connecticut Business and Industry Ass'n, Inc.
Before FEINBERG, Chief Judge, and FRIENDLY and KAUFMAN, Circuit Judges.
FEINBERG, Chief Judge:
Petitioners The Connecticut Fund for the Environment, Inc. (the Fund) and the American Lung Association of Connecticut, Inc., and intervenor City of Middletown, Connecticut seek review under the Clean Air Act (the Act) of a final rule of the Environmental Protection Agency (the Agency) approving an amendment to Connecticut's sulfur control regulation 19-508-19. That regulation was issued by the Connecticut Department of Environmental Protection (the Connecticut Department).1 The amendment raises from 0.5% to 1.0% the permissible sulfur content in fuel burned by Connecticut industries. The Fund claims that this increase will impede the attainment and maintenance of the National Ambient Air Quality Standards (NAAQSs) for sulfur dioxide (SO2 ) and for total suspended particulates (TSP) in Connecticut and in neighboring states, in violation of various provisions of the Act. The central question in the dispute is whether the Agency was required to consider the impact of Connecticut's sulfur-in-fuel revision on TSP concentrations in Connecticut. The Agency interprets the Act as allowing it to consider state pollution control plans on a pollutant-specific basis. We cannot say that the Agency's interpretation of the relevant statutory provisions is unreasonable. In addition, we find that the Agency provided the public with adequate notice of the proposed revision. Further, we find that the Agency's determinations with respect to the effects of the sulfur-in-fuel increase on interstate pollution and on SO2 concentrations in Connecticut were reasonable and within the Agency's administrative discretion. Accordingly, we deny the petition for review in all respects.
I. Statutory Background
The Clean Air Act,
Each SIP must be submitted to the Agency Administrator for review. The Administrator must approve a SIP if it conforms to the eleven criteria set by the Act.
Under the Act, primary standards must be attained within three years of a plan's approval,3 and secondary standards must be attained within "a reasonable time."
Part D of the Act,
Part C of the Act,
II. Regulatory Background
In 1972, the Agency approved a Connecticut implementation plan that restricted Connecticut industries to the use of fuel oil with a maximum sulfur content of 0.5%. 37 Fed.Reg. 10,842, 10,856 (1972). Apparently as a result of this emission limit, one of the strictest regulations of the sulfur content of fuel of any state in the nation, Connecticut met the primary and secondary standards for SO2 .
In July 1981, the Connecticut Department notified the Agency that it wished to raise the sulfur-in-fuel limit from 0.5% to 1.0% because of increasing price differentials between low and high sulfur fuels. For example, one Connecticut utility company estimated that using the more expensive 0.5% sulfur fuel instead of the 1.0% fuel cost its customers 24 million dollars in the previous year. In August 1981, the Connecticut Department held hearings on the proposed revision; petitioner Fund was present at the hearings and expressed its opposition to the 1.0% plan. The Agency had an extensive air quality modeling analysis prepared to assess the probable effects of a 1.0% sulfur limit on SO2 concentrations in the ambient air of Connecticut and neighboring states. In September 1981, the Agency proposed to approve the 1.0% limit for most sources burning fuel oil.4 46 Fed.Reg. 45,378 (1981). After a thirty-day public comment period, the Agency published a final rule in November 1981 approving the 1.0% plan. 46 Fed.Reg. 56,613 (1981). The Fund then petitioned this court for review of this final rule.5
III. Standard of Review
As a preliminary matter, we note that the Agency has considerable discretion in deciding whether to approve a SIP or a SIP revision. We must uphold the Agency's decision unless it is " 'arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.' " Friends of the Earth v. USEPA,
IV. Permissibility of Pollutant-Specific Plans
Petitioners claim that the Act requires the Agency to consider the impact of the sulfur-in-fuel revision on the concentration of TSP in the air of Connecticut. Petitioners note that when fuel containing sulfur dioxide is burned, particulates are emitted directly (primary formation) and indirectly by the oxidation of SO2 into sulfate particles as the SO2 travels long distances in the atmosphere (secondary formation). Accordingly, an increase in the sulfur content of fuel burned in Connecticut will necessarily raise the level of particulates in Connecticut's air. Petitioners argue that since Connecticut has not yet attained the national secondary standard for TSP,6 45 Fed.Reg. 84,780 (1980), raising the sulfur limit will contribute to an existing violation of the NAAQS for that pollutant. Because the Act expressly provides that state implementation plans, and revisions to such plans, must be designed to ensure the attainment and maintenance of NAAQSs,
Admittedly, Connecticut's limits on direct particulate emissions do not control the secondary formation of particulates that occurs after sulfur dioxide leaves the smokestack and oxidizes in the atmosphere to produce sulfate particulates. The extent of such secondary formation is unclear, and the Agency has not yet approved any model that would enable it to predict accurately particulate concentrations resulting from SO2 emissions.
Given the broad deference due the Agency's "choice of methods" in enforcing the Act, see Connecticut Fund for the Environment v. EPA, supra,
This approach, developing separate plans for individual pollutants, seems authorized by the wording of the Act. The provisions of the Act regarding the Agency's evaluation of state implementation plans appear to allow separate control strategies to bring each pollutant within the applicable primary and secondary standards.
Accordingly, the Agency reviews SIPs for their adequacy in ensuring the attainment of the NAAQSs for a single pollutant. This approach also has some inferential support in the case law. Cf. Connecticut Fund for the Environment v. EPA, supra,
The Fund's argument that allowing the Agency to focus on one pollutant at a time will frustrate the general purpose of the Act to protect and enhance the nation's air,
V. Compliance with Part D of the Act
The Fund's second argument is related to its first, and fails for essentially the same reasons. The Fund notes that pursuant to Part D of the Act, states with nonattainment areas for any NAAQS are required to revise their SIPs to provide for attainment "as expeditiously as practicable."
The Agency strenuously urges that Part D of the Act leaves to the states a great deal of discretion as to specific emission limits so long as a state's plan as a whole provides for attainment of the national standards. According to the Agency, a state may legitimately choose to relax some emission limits and tighten others in its efforts to meet the national standards within the time constraints of the Act. We need not decide, however, whether Part D forbids relaxation of any emission limit within a nonattainment plan, because we agree with the Agency that the nonattainment provisions of Part D are not applicable. The SIP revision here deals with SO2 , and Connecticut is in attainment of the SO2 standards. We see no reason why the Connecticut Department's narrative description of the 0.5% sulfur limit as a "particulate control strategy" should prevent the Agency from exercising its discretion to approve a revision it finds satisfactory for the control of SO2 .
Again, the Act seems to contemplate that nonattainment plans under Part D will operate on a pollutant-specific basis. The designation of an area as nonattainment occurs when the levels of a particular pollutant "exceed any national ambient air quality standard for such pollutant."
Of course, Connecticut's TSP plan is subject to the nonattainment provisions of Part D of the Act. But the validity of that plan is not now before us. Connecticut has proposed revisions to that plan, and the Agency assured us in its brief that it was reviewing those revisions and that it would act on them "expeditiously."10 We cannot say that the Agency's decision to consider the two plans separately was unreasonable, especially since petitioners are free to seek an appropriate remedy if Connecticut's TSP plan does not satisfy the requirements of the Act.
VI. Interstate TSP Pollution
Petitioners also contend that the Agency violated
The Agency does not agree that Sec. 7410(a)(2)(E) requires it to scrutinize a SIP regarding one pollutant for its effect on all other pollutants. We need not decide, however, whether the Agency's interpretation is so unreasonable as to constitute a "clear error in judgment." See Friends of the Earth v. USEPA, supra,
The Agency also failed to consider the interstate effects of primary TSP emissions, even though such emissions are apparently susceptible of measurement and were considered by the Agency in approving New York's SIP revision discussed in a companion case, Connecticut Fund for the Environment v. EPA, Long Island Lighting Co.,
VII. Notice
Petitioners also argue that the Agency failed to provide adequate notice of the proposed revision of the sulfur control regulation, as required by
VIII. Other Claims
The Fund's three remaining claims concern possible violations of the NAAQSs for sulfur dioxide in Connecticut and in neighboring states. All three claims involve disputes over the Agency's methods of air pollution modeling, and must be resolved by the deference due the Agency's technical expertise in this field. Cf. Sierra Club v. EPA,
First, petitioners claim that the relaxation of Connecticut's sulfur-in-fuel limit will impede the maintenance of the primary NAAQS for SO2 . Petitioners rely on analyses performed by the Connecticut Department, which predict that Connecticut's use of 1.0% sulfur fuel combined with the use of 2.8% sulfur fuel by Long Island Lighting Co. (LILCO) in Long Island, New York, see Connecticut Fund I, will cause such a violation.11 But according to the Agency, the violation referred to by the Fund was predicted by a screening model that the Agency considers inaccurate. The Agency relies instead on other modeling analyses conducted by the Connecticut Department using Agency-approved models. The Agency asserts that it approved the new 1.0% sulfur limit only for those sources for which the approved modeling analysis demonstrated compliance with the SO2 NAAQS. 46 Fed.Reg. 56,613 (1981). Under these circumstances, we must defer to the Agency's expertise.
Second, the Fund claims that the Agency violated
Finally, the intervenor City of Middletown claims that the Connecticut Department's modeling for the Hartford Electric Plant shows that its use of 1.0% sulfur fuel would cause a violation of the primary NAAQS for SO2 in Middletown. Extrapolating from these results, the City contends that the use of 0.5% sulfur fuel is already causing violations in Middletown. As the Agency notes, however, the challenged regulation does not permit higher sulfur use at the Hartford plant. Accordingly, the proposed revision will have no effect on emissions from the Hartford plant. Moreover the Agency states that modeling analyses show that the use of 1.0% fuel by other sources in Connecticut will not contribute to possible violations in Middletown because the predicted impact of other sources near the Hartford plant is expected to be zero. Most important, the Agency states that the model relied on by the intervenor is a conservative model which should not be used to determine whether violations are actually likely to occur. Under the circumstances, we feel required to defer to the Agency's expertise and to reject the intervenor's arguments.
Conclusion
The petition for review of the Agency's final rule approving Connecticut's use of 1.0% sulfur fuel is denied.
APPENDIX
Glossary LILCO Long Island Lighting Company NAAQS National Ambient Air Quality Standard PSD Prevention of Significant Deterioration RACT Reasonably Available Control Technology SIP State Implementation Plan SO sub2 Sulfur Dioxide TSP Total Suspended Particulates
Notes
Cases under the Act apparently require use of a bewildering profusion of acronyms, which makes it difficult to remember what the unlikely combinations of capital letters actually mean. In an effort to minimize the use of acronyms in this opinion, we will call the Environmental Protection Agency the "Agency" rather than "EPA", The Connecticut Fund for the Environment, Inc. the "Fund" rather than "CFE", and the Connecticut Department of Environmental Protection the "Connecticut Department" rather than "DEP". In a further effort to assist the reader, we have appended a glossary dealing with those acronyms we have felt compelled to use
The Agency has also promulgated national standards for ozone, carbon monoxide, nitrogen oxide, hydrocarbons, and lead. 40 C.F.R. Sec. 50 (1981)
The Clean Air Act Amendments of 1970, Pub.L. No. 91-604, 84 Stat. 1676 (codified at
The Agency proposed to disapprove the 1.0% sulfur limit for solid fuels such as coal that have a variable sulfur content. 46 Fed.Reg. 45,378 (1981)
Thereafter, by order of this court, the caption of the case was amended to include the American Lung Association of Connecticut, Inc. as a petitioner. For convenience, we sometimes refer to arguments of the Fund, rather than to arguments of the Fund and the American Lung Association. The City of Middletown was allowed to intervene as a petitioner. The State of Connecticut and an industry association were allowed to intervene as respondents
The Agency asserts that almost all states are nonattainment for the secondary TSP standard, but petitioners dispute this assertion. We were informed after oral argument that Connecticut has attained the primary TSP standard. 47 Fed.Reg. 44,263 (1982)
As part of its effort to meet the requirement of reasonably available control technology (RACT) for TSP, see
The Fund argues that the 0.5% sulfur limit is a reasonably available control measure that must be implemented as soon as practicable under
The exact percentage of particulates in the air attributable to stationary fuel burning sources is a matter of dispute among the parties. It is clear, however, that most of the particulates in Connecticut's air come from sources such as motor vehicle emissions, road dust and the salt added to Connecticut's roads in the winter
The cited provisions read as follows:
(a)(1) Each State shall, after reasonable notice and public hearings, adopt and submit to the Administrator, within nine months after the promulgation of a national primary ambient air quality standard (or any revision thereof) under
(2) The Administrator shall, within four months after the date required for submission of a plan under paragraph (1), approve or disapprove such plan or each portion thereof. The Administrator shall approve such plan, or any portion thereof, if he determines that it was adopted after reasonable notice and hearing and that--
(A) except as may be provided in subparagraph (I)(i) in the case of a plan implementing a national primary ambient air quality standard, it provides for the attainment of such primary standard as expeditiously as practicable but (subject to subsection (e) of this section) in no case later than three years from the date of approval of such plan (or any revision thereof to take account of a revised primary standard); and (ii) in the case of a plan implementing a national secondary ambient air quality standard, it specifies a reasonable time at which such secondary standard will be attained;
(B) it includes emission limitations, schedules, and timetables for compliance with such limitations, and such other measures as may be necessary to insure attainment and maintenance of such primary or secondary standard, including, but not limited to, transportation controls, air quality maintenance plans, and preconstruction review of direct sources of air pollution as provided in subparagraph (D);
. . . .
(H) it provides for revision, after public hearings, of such plan (i) from time to time as may be necessary to take account of revisions of such national primary or secondary ambient air quality standard or the availability of improved or more expeditious methods of achieving such primary or secondary standard; or (ii) except as provided in paragraph (3)(C), whenever the Administrator finds on the basis of information available to him that the plan is substantially inadequate to achieve the national ambient air quality primary or secondary standard which it implements or to otherwise comply with any additional requirements established under the Clean Air Act Amendments of 1977.
The TSP plan has since been approved. See note 7 supra
According to the Fund, when the Agency completed its analysis of Connecticut's 1.0% plan, the Agency had not yet approved the use of high sulfur fuel by LILCO. As the Agency notes, however, LILCO has been burning high sulfur fuel for several years in Long Island, New York, 41 Fed.Reg. 29,817 (1976); consequently, Connecticut's recent modeling analyses do reflect LILCO's use of the high sulfur fuel