217 F. 443 | N.D.N.Y. | 1914
Under the allegations of the complaint Joseph Dastoli, plaintiff’s intestate in the second of the above entitled actions, died intestate in the village of Jenner, Somerset county, state of Pennsylvania, on the 14th day of October, 1913, and left him surviving a father, Salvatore Dastoli, and his mother, Carmela Dastoli, both of whom reside in the Kingdom of Italy, and no wife or children. It is not stated where the deceased resided at the time of his death, or whether or not he was an alien. It is not stated that the father and mother are aliens. March 27, 1913, the plaintiffs, Tomaino and Teti, were duly appointed administrators of the estate of said Joseph Dastoli by the surrogate of the county of Oneida, state of New York, but whether jurisdiction arose from his having and leaving personal property in Oneida county, N. Y., or from his being a resident in that county at the time of his death, does not appear. The defendant is a corporation organized and existing under and by virtue of the laws of the state of Maryland, and was operating coal mines in various states, particularly the state of Pensylvania, and was authorized to do business in the state of New York. On the 14th day of October, 1913, Joseph Dastoli was in the employ of the defendant in its mines as a miner in said county of Somerset, state of Pennsylvania, and through the neglect and carelessness of defendant the mine collapsed, and said Dastoli wTas instantly killed. The negligence is set out in detail. Damages are alleged and claimed in the sum of $25,000, and the complaint alleges as follows:
“And this action is brouglit for the sole benefit of the aforesaid next of kin who by the aforesaid wrongful acts of defendant’s plaintiff has sustained damages in the sum of $25,000.”
The laws of the state of Pennsylvania are set out in full so far as applicable here, and the material parts thereof and an allegation of the complaint read as follows:
“Tenth. That the laws of Pennsylvania giving a cause for action for injuries causing death, are viz.:
“ ‘Wherever death shall be occasioned by unlawful violence or negligence and, no suit for damages be brought by the party injured during his lifetime, the widow of any such deceased, or if there be no widow, the personal representatives may maintain an action for and recover damages for the death thus occasioned.’ P. L. 1851, p. 674, § 19.
“ ‘The persons entitled to recover damages for any injury causing death, shall be the husband, widow, children, or parents of the deceased, and no other relative, and the sum recovered shall go to them in the proportion they would take his or her personal estate in case of intestacy, and that, without liability to creditors.’ P. L. 1855, p. 309, §‘ 1.
“ ‘The declaration shall state who are the parties entitled in such action;*446 the action shall be brought within one year after the death.' P. L. 1855, as last above.
“That the statutes enumerated and mentioned in this paragraph were, by an act of the Legislature of Pennsylvania of 1911 (page 678), relating to death by negligence and wrongful acts, modified and amended, thereby permitting a nonresident alien next of kin to bring, and maintain an action to recover damages for the negligent killing of an individual in the same mode and in the same manner as a citizen and resident of Pennsylvania can and could do in such a case.”
The demurrer to the complaint is “that it appears on the face thereof that the complaint does not state facts sufficient to constitute a cause of action.” In the action first above entitled, which we may call the Teti case, the deceased left a widow and child. The ground urged is that, as under the statutes and decisions of the state of Pennsylvania the recovery, if any, and fhe right of recovery, if any, is given to the “parents of the deceased,” in the Dastoli case they alone can sue or maintain the action; that the administrators appointed in the state of New York cannot maintain it or recover; that no cause of action in their favor or in favor of the estate they represent is stated; that they cannot make themselves trustees for any such purpose. On the other hand, the contention of the plaintiffs is and must be that, as here in the state of New York we have a similar statute giving a cause of action in such a case for the benefit of the father and mother when there is no widow or children, etc., and providing that the action must be brought in the name of and by the administrator for the benefit of such persons entitled, in a suit brought here to enforce the right of action and recovery given by the Pennsylvania statute to the father and mother residing in Italy, the New York procedure may be and should be followed, and the suit brought and prosecuted by the administrators appointed in the state of New York; that who shall bring and prosecute the action is a matter of procedure.
The Pennsylvania statute is not very clear as to who is to bring or prosecute the action. In Dennick v. Railroad Co., 103 U. S. 11, 26 L. Ed. 439, the action was to recover, under the statute of New Jersey, damages for death caused by the negligence of the defendant, and which statute is similar to that of New York. The action was brought in the state court of the state of New York and removed into the United States Circuit Court. I take it the deceased was a resident of the state of New York; at any rate letters of administration were taken out by the widow in that state. The accident and death occurred in New Jersey. Section 2 of the New Jersey act of March 3, 1848 (P. L. p. 151) provides “that every such action shall be brought by and in the names of the personal representatives of such deceased person.” The claim was that the action could be brought and maintained by an administrator appointed by the proper probate court in the state of New Jersey only. The court held this point not well taken; that the action could be brought and could be maintained by an administrator appointed in the state where the action was commenced.
In Stewart as Administrator, etc., v. Baltimore & Ohio R. Co., 168 U. S. 445, 18 Sup. Ct. 105, 42 L. Ed. 537, the action was brought and prosecuted in the District of Columbia to recover damages for death
“Every such action shall he for the benefit of the wife * * * and shall "be brought by and in the name of the state of Maryland, for the use of the person entitled to damages,” etc.
In Haughey v. Pittsburg Ry. Co., 210 Pa. 367, 59 Atl. 1112, the Supreme Court of the state of Pennsylvania, with these statutes of that stale under consideration, held:
“Tlie general maxim of the common law is, ‘Actio personalis moritur cmn persona,’ and therefore no action would lie for negligence resulting in death. But this was changed by the Legislature of this state, and by the nineteenth section of the act of April 15, 1851 (P. Ij. 074) it is provided that ‘whenever death shall be occasioned by unlawful violence or negligence, and no suit for*448 damages be brought by the party injured, during bis or her life, the widow of any such deceased, or, if there be no widow, the personal representatives, may maintain an action for and recover damages for the death thus occasioned.’ By this1 legislation, therefore, a right of action for death occasioned by ‘unlawful violence or negligence’ was given to the widow of the deceased, and, if he had no widow, to his personal representatives. This was the law of the state until the passage of the act of April 26, 1855 (P. L. 309) in the first ’■section of which it is provided that ‘the persons entitled to recover damages for any injury causing death, shall be the husband, widow, children or parents of the deceased, and no other relatives; and the sum recovered shall go to them in the proportion they would take his or her personal estate in case ■of intestacy.’ The effect of this statute was to deprive the personal representative of a right of action in such cases and to vest it in the husband, widow, children or parents of the deceased. If there is a husband or widow, and children surviving, the action must be in the name of the husband or widow alone. The children should not be joined as plaintiffs in the action. The sum recovered’, however, does not belong solely to the plaintiff in the action, but, as provided by the statute, shall go to the relatives of the deceased in the proportion they would take the personal estate in case of intestacy. In order that the record may disclose who the beneficiaries are, it is provided in the second section of the act of 1855, that ‘the declaration shall state who are the parties entitled in such action.’
“It will be observed, therefore, that the foregoing legislation permits a recovery of damages for death caused by negligence, and designates the person who shall bring the action, the proportion in which the damages recovered shall be paid, and provides that the statement shall set forth the parties entitled as distributees of the fund recovered in the action. In the case in hand, the procedure pointed out by the statute was disregarded. The widow and the two children by their next friend, were joined as coplaintiffs. The action should have been brought in the name of Mary A. Haughey as plaintiff, and, it should' have been averred in the statement that she and the two children were the parties entitled to the damages recovered in the action. The children should not have been joined with the widow as plaintiffs. There is no authority whatever for bringing the action in their joint names or for the children joining in the action by a next friend. The whole procedure was irregular and in disregard of the provisions of the statute, and the court below would doubtless have so declared had its attention been called to the ■matter.
“Mary A. Haughey being the proper plaintiff in the action, the judgment of nonsuit must be regarded as having been entered against her, and she was the proper party to have the judgment reviewed on appeal. This, as we have seen, she did, and the judgment has been reversed and another trial will be had.”
In the Dastoli case if the father and mother of the deceased had gone into the state of Maryland, the home and actual domicile of the defendant corporation, and brought action against it, basing their right to recover, as they must have, on the Pennsylvania statute, where the negligence resulting in instantaneous death occurred, would they have been required to bring the action in the name of the state of Maryland? In other words, as the action is transitory and may be brought and prosecuted in any state where the defendant is found, should it be brought by this father and mother in their own names in the state of Pennsylvania, in the name of the state of Maryland if brought in that state, the home of the defendant corporation, and by and in the name of the administrators of the estate of the deceased if commenced in the state of New York, where defendant is doing business and found? I think the Stewart Case, supra, holds just that as to the Teti case, or that the action may be so brought in the various jurisdictions mentioned, but that the case is no authority for bringing the action in the Dastoli case in the name of the administrators where both the right to bring and prosecute the action and the right to the recovery the beneficial interest in the recovery are given directly to the father and mother. In the Teti case, while in Pennsylvania the right to sue and recover is given to the widow, it is given to her in a representative capacity. Wooden v. W. N. Y. & P. R. R. Co., 126 N. Y. 10, 16, 26 N. E. 1050, 13 L. R. A. 458, 22 Am. St. Rep. 803. The recovery, if any, does not belong to her but to her and the child. True, she is entitled to a part of the recovery, but even that part in her hands as plaintiff, mixed with the other part belonging to the child, is held by her as quasi trustee until a proper division or distribution is made.
“Article I.
“It is agreed between the high contracting parties that the first paragraph of article III of the Treaty of Commerce and Navigation of February 26, 1871, between the United States and Italy shall be replaced by the following provision:
“The citizens of each-of the high contracting parties shall receive in the states and territories of the other the most constant secui*ity and protection for their persons and property and for their rights, including that form of protection granted by aDy state or national law which establishes a civil responsibility for injuries or for death caused by negligence or fault and gives to relatives or heirs of the injured party a right of action, which right shall not be restricted on account of the nationality of said relatives or heirs; and shall enjoy in this respect the same rights and privileges as are or shall be granted to nationals, provided that they submit themselves to the conditions imposed on the latter.”
“including that form of protection granted by any state * * * which establishes a civil responsibility for injuries or for death caused by negligence*451 or fault and gives to relatives or heirs of the injured party a right of action, which right shall not be rentrioted on account of the nationality of said relatives or heirs, and shall enjoy in this respect the same rights and privileges as are or shall be granted to nationals, provided that they submit themselves to the conditions imposed on the latter”?
If an alien widow or an alien widow and child of a citizen of Italy who was killed by negligence in Pennsylvania comes to New York and finds the wrongdoer there, suit may be brought in that form granted or given by the laws of New York to one of its own citizens in such a case. If, then, the New York laws, statutes and decisions, read together, make it necessary that a resident and citizen of New York, as against such foreign corporation guilty of the negligent act in Pennsylvania and which caused death there, must sue in his or her own name, the alien referred to may follow that procedure. But is such alien confined to such procedure? May not he or she proceed under the New York procedure as prescribed in its statute in similar cases where the cause of action arises in New York and under its statutes ? I do not think the treaty referred to was intended' to give to the alien plaintiff, when bringing action in New York, greater or different rights of procedure and form of remedy than are accorded to tlie residents and citizens of that state. If this be so, and the father or mother, residing in New York, of a person killed by wrongful act in the state of Pennsylvania — the wrongful act of a Maryland corporation doing business there — when bringing suit against such corporation in New York, it being found there, must under the laws of New York (statutes and decisions) bring the action in his or her own name, it would seem that the alien must follow the same procedure or form of remedy. This would give the alien coming into New York and prosecuting his action precisely the same' rights and remedies which the state of New York accords to its own citizens. If this be so, then an amendment setting up the fact, if it be a fact, that the father and mother of Dastoli are citizens of Italy would not help the plaintiffs in that case.
In Wooden v. W. N. Y. & P. R. R. Co., 126 N. Y. 10, 26 N. E. 1050, 13 L. R. A. 458, 22 Am. St. Rep. 803, the defendant was a corporation of the state of New York, but did business in operating its railroad, in part, in the state of Pennsylvania, where the negligence occurred and plaintiffs intestate was killed. ITe left a widow and three children, and the widow brought action in her own name for the benefit of herself and the children in New York state against the defendant corporation to enforce the liability created by the Pennsylvania statute. On demurrer the Court of Appeals held and said (126 N. Y. 16, 26 N. E. 1051, 13 L. R. A. 458, 22 Am. St. Rep. 803):
“But it must not bo forgotten that the cause of action sued upon is the cause of action given by the lex loci and vindicated here and in our tribunals upon principles of comity.” Leonard v. Columbia Steam Nav. Co., 84 N. Y. 53, 38 Am. Rep. 491.
That cause of action is given to the widozv in her own right and as trustee for the children, and we open our courts to enforce it in favor of the party who has it, and not to establish a cause of action under our statute which never in fact arose. The court also held that the
“True, if the right of action had arisen, in Tennessee, the suit, in view of the beneficiaries, would have been maintainable In that state only through a personal representative of the deceased; but since the administrator’s relation to the beneficiaries, like that of the mother in the present instance, would have been simply that of a trustee, such a difference in parties plaintiff is of no consequence. Cincinnati, H. & D. R. Co. v. Thiebaud, 114 Fed. 918, 924, 52 C. C. A. 538 (C. O. A. 6th Gir.)”
It is apparent that the court was of the opinion that the case would have been more properly brought in the state of Tennessee, in the name of the administrators, but that as the mother suing in Tennessee was suing as trustee in fact, it was immaterial that the administrators, who would have sued as statutory trustees, did not bring the action. That court was of the opinion, evidently, that if less attention should be paid by courts to mere form and ceremony in protecting and enforcing the rights of persons and more to the preservation of the substantial rights of the litigants, better and more speedy justice would be done. It is of course true that no administrator should be permitted to bring and prosecute an action for the benefit of others unless authorized so to do by the law of his creation, or by some statute having control of the matter in dispute. But it is by comity alone (and the treaty referred to and the transitory nature of the action) New York permits the enforcement in New York of the cause of action given by the statutes of the state of Pennsylvania in these death cases. The policy of New York is that such causes of action shall be brought and prosecuted by executors or administrators for the benefit of all entitled to the recovery. The policy is one action and one trial. It is opposed to the policy of New York to have the expense of several trials; it might be an action by each of several brothers and sisters, when there are several, or an action by each of a large number of children, all depending on the lav/ of the state giving the right of recovery in case of death by wrongful act. It seems to this court the better and more sensible doctrine and holding that when under and by the statute of another state giving or preserving a right of action to the widow or children, or parents,-or other next of kin, in case of death by wrongful act, such statute provides that suit shall be commenced and prosecuted by one of the number, or by administrators, for the benefit of all, that in New York its statutory form of representation shall, or, at least, may be followed when the action to enforce the statute is brought in that state. Clearly a recovery by the admin
The Pennsylvania statute hereinbefore quoted has recently been considered by the Supreme Court of that state in Centofanti v. Pennsylvania R. R. Co., 244 Pa. 255, 90 Atl. 558. The court there holds as it has done heretofore that:
‘‘Section 10 of the act of April 15, 1851 (P. L. 669), providing that when ‘death shall be occasioned by unlawful violence or negligence, and no suit for damages be brought by the party injured during his or her life, the widow of any such deceased .* * * may maintain an action for and recover damages for the death thus occasioned, creates a new cause of action unknown to the common law, and the cause of action contemplated by the statute is the tort which produces death, and not the death caused by the tort. A suit for damages for the death of a person is transitory, and may be maintained in any jurisdiction where the writ can be served, but it must be brought under the statute of the state where the cause of action arose. In such case where the acts of negligence occur in Pennsylvania and the death occurs in New Jersey, the action is properly brought by the widow under the Pennsylvania statute.”
In this case the accident occurred and the injuries were received in the- state of Pennsylvania, but the deceased was removed to a hospital at Trenton, N. J., where he died from his injuries the same day. The action was brought in Pennsylvania by the widow in her own right and on behalf of her minor children to recover damages-
In Maryland the action is brought in the name of the state of Maryland for the benefit of those entitled. In the District of Columbia the action is brought by the administrators for the benefit of those entitled. ■ The action is brought by these plaintiffs, respectively, for the benefit of those entitled to the recovery. The Maryland statute may be enforced in the District of Columbia by action brought by the administrators appointed in the District of Columbia. In Pennsylvania the action is brought by the widow for the benefit of herself and children. In New York the action is brought by the administrators for the benefit of the widow and children. In both Pennsylvania and New York the action is not brought in the name of the ones entitled to the,recovery, but by others for them. This being so, how under the Stewart Case, the authority of which has never been questioned, can it be that the action in the Teti case cannot be maintained by the administrators appointed in New York, where the action is brought and the Pennsylvania statute is sought to be enforced. Un
In Pritchard v. Norton, 106 U. S. at page 130, 1 Sup. Ct. 106, 27 L. Ed. 104, the court said:
■ “Whether an assignee of a chose in action shall sue in his own name or that of his assignor is a technical question of mere process, and determinable by the law of the forum.”
In Hollenbach v. Elmore & Hamilton Contracting Co. (C. C.) 174 Fed. 845, 850, this court considered the Stewart Case. In this case Hollenbach was killed in Maryland by negligence. He was a resident of the state.of New York, and an administrator was appointed in New York. Action was brought in the name of the administrator to .recover damages for the death. It was based on the statute of Maryland, but not brought in the name of that state. This court held there that the action was properly brought in the name of the administrator.
In United States Fidelity Co. v. Kenyon, 204 U. S. 349, at page 356, 27 Sup. Ct. 381, 383 (51 L. Ed. 516), the court said:
“Stewart v. Balt. & Ohio R. R. Co. was an action against a railroad company by an administrator to recover damages for the benefit of a widow whose husband’s death was alleged to have been -caused by the negligence of the defendant company. In the course of the discussion of the controlling questions in that case the court observed in passing that ‘for purposes of jurisdiction in -the. federal courts regard is had to the real rather than to the nominal party,’’ and that even in an action of tort ‘the real party in interest is not the nominal plaintiff but the party for whose benefit the recovery is sought.’ ”
My conclusions are that in the Dastoli case the demurrer is well taken and must be sustained, and that in the Teti case the demurrer is not well taken, and that same must be overruled.
There will be orders and judgments accordingly, but without costs in either case.