Testa v. GeressyTesta v. Geressy
Opinion
This appeal requires us to consider the statutory authority of the office of the attorney general (state) to appear and plead in proceedings before a family support magistrate to enforce a child support order. The plaintiff, Steven Testa, appeals
1
from the judgment of the trial court,
Hon. JohnR. Caruso,
judge trial referee, denying the plaintiffs appeal from the decision of the family support magistrate,
Harris T. Lifshitz,
which denied the plaintiffs motion to vacate the Connecticut registration of a child support order that originally had been issued in the state of Illinois in 1990 (1990 order), as well as his motion to terminate further proceedings in this action. On appeal, the plaintiff claims that Judge Caruso improperly denied the plaintiffs appeal because: (1) Magistrate Lifshitz lacked authority because exclusive jurisdiction over this matter lay with the trial court until a final determination was made on the merits of the state’s
2
appeal
The record reveals the following relevant facts and the complicated procedural history of this case. On December 13, 1990, the family division of the Circuit Court for the sixteenth judicial circuit in Kane County, Illinois (Illinois court), obtained a signed admission of paternity, wherein the plaintiff acknowledged being “the father of child Sarah Jean Geressy bom to [the defendant] on April 28, 1985.” The Illinois court also issued the 1990 order, accompanied by a withholding order, on December 13, 1990. The 1990 order acknowledged that both the plaintiff and the defendant were present in open court, and decreed that the plaintiff: (1) is the father of Sarah Jean Geressy, based on his signed admission of paternity; (2) pay the
The plaintiff was a Connecticut resident at the time the Illinois court issued the 1990 order, and he currently remains a resident of Connecticut. The defendant was a resident of Illinois when the 1990 order was issued, but she subsequently moved to Indiana. The 1990 order, however, was never registered in Indiana. On December 2, 1993, Judge Larsen of the Illinois court issued an order (1993 order) stating: “Both parties out of state. Clerk relieved of all record keeping and disbursement. Clerk to delete.” The 1993 order further decreed that, as of November 30,1993, the plaintiff owed an arrearage in the amount of $685.96.
In 1996, the defendant, through the Indiana child support division (Indiana support division), unsuccessfully attempted to have Connecticut enforce the 1990 order against the plaintiff. In 1997, the Indiana support division also attempted, on behalf of the defendant, to have the 1990 order registered in Connecticut. On September 4, 1997, a family support magistrate effectively denied the petition for registration because of insufficient service on the plaintiff.
The 1990 order was successfully registered in Connecticut on October 11, 2001, under the Uniform Interstate Family Support, Act,
On March 2, 2004, the plaintiff filed a pleading entitled, “[Plaintiffs] Motion to
The plaintiff and the state filed briefs dated April 29, 2004, and May 13, 2004, respectively. On September 7, 2004, Magistrate Colella filed a memorandum requesting that both parties allow him to issue his decision beyond the 120 day limit provided by
On September 24, 2004, the state appealed from Magistrate Colella’s decision to the trial court, pursuant to
On January 25,2005, Judge Prestley issued her memorandum of decision on the plaintiffs motion to dismiss the appeal, and rejected the plaintiffs claim that the state and support enforcement services lacked standing. Judge Prestley concluded that the plaintiffs reliance on
Blumenthal
v.
Barnes,
After she denied the plaintiffs motion to dismiss the appeal, Judge Prestley further determined: “[I]t is clear . . . [that Magistrate Colella] was placed in the untenable position of having to render a decision with an incomplete record. Therefore, this court orders that the cause be remanded for reassignment and that any information available through inquiry made by the family court magistrate or other means vis-á-vis the status of the Illinois and Indiana child support orders be provided to the reviewing magistrate.” Thereafter, the case was remanded and reassigned to Magistrate Lifshitz.
On remand, the plaintiff filed a motion to terminate further proceedings (motion to terminate) on March 18, 2005, seeking to terminate the hearing scheduled before Magistrate Lifshitz on March 24, 2005, as well as all other proceedings in this matter. The plaintiff claimed, inter alia, that he had not received notice that an enforceable support order had properly been registered in Connecticut. Specifically, the plaintiff claimed that he had received neither a copy of the 1990 order registered in Connecticut in 2001, nor “ ‘a sworn statement by the party seeking registration or a certified statement by the custodian of the records showing the amount of any arrearage . . . The plaintiff argued that since he had not received notice of both documents, which are required to register a support order
under
The hearing was held as scheduled before Magistrate Lifshitz on March 24,2005. During the hearing, the plaintiff submitted a document entitled, “ ‘Miscellaneous Correspondence,’ ” which was certified by the clerk of the Illinois court, and, in reference to the 1993 order, provides in relevant part: “ ‘All orders for support in the matter styled Geressy v. Testa . . . were vacated by Judge Larsen on December 2, 1993 .... Illinois has no further orders for child support in connection with these parties.’ ”
Before issuing a memorandum of decision, however, Magistrate Lifshitz contacted the Illinois court, pursuant to his authority under
On April 11, 2005, Magistrate Lifshitz issued a memorandum of decision in accordance with Judge Prestley’s remand order. Magistrate Lifshitz determined that Judge Prestley previously had “resolved the [plaintiffs] claims regarding subject matter jurisdiction . . . [and] standing of the [a]ttomey [g]eneral to appear and participate in the case,” and that the “sole remaining issue is the [plaintiffs] claim that the underlying order was vacated or terminated by the rendering court, thus invalidating the registration.” Magistrate Lifshitz determined that, pursuant to
On April 22, 2005, the plaintiff appealed from the decision of Magistrate Lifshitz to the trial court pursuant to
On November 8,2005, Judge Caruso denied the plaintiffs appeal without issuing a memorandum of decision. The plaintiff then appealed to the Appellate Court; see
On appeal, the plaintiff claims that Judge Caruso improperly: (1) denied the plaintiffs appeal from the decision of Magistrate Lifshitz because the trial court retained exclusive appellate jurisdiction over this case until a final determination was made on the merits of the state’s appeal from the decision of Magistrate Colella; and (2) failed to overrule Judge Prestley’s improper conclusion that the state and support enforcement services have statutory standing to appear and plead in this matter. The plaintiff further claims that Judge Caruso’s refusal to consider the plaintiffs claims on appeal from Magistrate Lifshitz’ decision violated the plaintiffs right to a remedy by due course of law under article first, § 10, of the Connecticut constitution. We address these claims in turn.
I
A
The plaintiffs first claim is that Judge Caruso improperly denied the plaintiffs appeal because Magistrate Lifshitz lacked authority over this case following the
In response, the state claims that Judge Caruso properly denied the plaintiffs appeal pursuant to the doctrine of res judicata. Specifically, the state asserts that both parties briefed and argued the issue of whether the state has statutory authority to provide legal services to the support enforcement services on behalf of the defendant, and that Judge Prestley’s determination that the state has such statutory authority was immediately appealable to the Appellate Court pursuant to
Judge Caruso denied the plaintiffs appeal because, in Judge Caruso’s view: (1) the plaintiff was, in effect, attempting to appeal the decision of Judge Prestley, because the plaintiff “bas[ed] the . . . appeal from Magistrate Lifshitz on the grounds that his rulings and decision were based on the erroneous decision of Judge Prestley”; and (2) the “court is unaware of any authority it has to overturn Judge Prestley’s decision.” Although Judge Caruso did not articulate the legal basis for why the court was prohibited from revisiting Judge
Prestley’s decision, it is clear that the court’s decision was founded either upon the doctrine of res judicata or the doctrine of the law of the case. As the application of either doctrine is a question of law, our review of Judge Caruso’s decision is plenary. See
Johnson
v.
Atkinson,
We begin with the state’s argument that the doctrines of res judicata and the law of the case precluded Judge Caruso from disturbing Judge Prestley’s earlier decision in this case. Assuming, without deciding, that Judge Prestley’s decision denying the plaintiffs motion to dismiss the appeal, but also remanding the case to the magistrate for further findings, is not a final judgment entitled to preclusive effect under the doctrine of res judicata,
23
we turn to the question of whether Judge Caruso properly declined to revisit this issue under the law of the case doctrine.
B
This brings us to the principal issue in this appeal, and requires us to interpret provisions of both the Uniform Interstate Family Support Act as well as the Family Magistrate Support Act,
In response, the state claims that
“Issues of statutory construction raise questions of law, over which we exercise plenary review. . . . The process of statutory interpretation involves the determination of the meaning of the statutory language as applied to the facts of the case, including the question of whether the language does so apply. . . . When construing a statute, [o]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. ... In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply. ... In seeking to determine that meaning, General Statutes § l-2z directs us first to consider the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered.” (Citations omitted; internal quotation marks omitted.)
Alvord Investment, LLC v. Zoning Board of Appeals,
We begin by examining the language of the relevant statutes.
Further,
“(b) Upon receipt of the documents, Support Enforcement Services, with the assistance of the Bureau of Child Support Enforcement within the Department of Social Services, as appropriate . . . shall consider and, if appropriate, use any administrative procedure authorized by the law of this state to enforce a support order or an income withholding order, or both. . . .” (Emphasis added.)
We conclude that the language of
Accordingly, we must now determine whether the state has statutory authority to provide legal services
to support enforcement services, in its attempt to seek enforcement of the 1990 order.
Indeed, our conclusion is buttressed by the relevant state regulations, as § 17b-179(m)-10 (b) of the Regulations of Connecticut State Agencies provides in relevant part: “When Connecticut is the responding state,
24
[support enforcement
The plaintiff claims, however, that
Finally, we disagree with the plaintiffs reliance on
Blumenthal
v.
Barnes,
supra,
As we have concluded that support enforcement services has statutory authority to assist the defendant in seeking to enforce the 1990 order, and the state has statutory authority to provide legal services to support enforcement services in assisting the defendant, we further conclude that Judge Caruso properly declined to disturb Judge Prestley’s conclusion to that effect.
II
We next examine whether Judge Caruso properly denied the plaintiffs appeal with respect to the plaintiffs remaining claims, which assert that Magistrate Lifshitz improperly: (1) held a postjudgment and postappeal evidentiary proceeding in the absence of a petition filed pursuant to
A
We initially must decide whether Judge Caruso properly declined to address these claims on the ground that Judge Prestley had issued an order remanding the case back to the family magistrate division, after determining that the record was inadequate for appellate review.
We conclude that Judge Caruso improperly refused to review the plaintiffs remaining claims because Judge Prestley never, at any time, ruled on the merits of those claims. Put differently, the proceedings before Judge Caruso were the plaintiffs first opportunity for review of these claims by the Superior Court, and Judge Prestley’s decision did not allow Judge Caruso to decline to review them in the first instance pursuant to
Judge Caruso’s failure to review the plaintiffs claims ordinarily would require a remand to the trial court for
a review of these claims in the first instance. The record on appeal, however, is adequate for review of the plaintiffs remaining claims because: (1) both parties have briefed the remaining claims; and (2) each claim is subject to plenary review. Thus, in addition to addressing the plaintiffs claim that the trial court’s failure to review these claims denied him his right to a “remedy by due course of law” pursuant to article first, § 10, of the Connecticut constitution, “we conclude that a final resolution of the
B
We start with the plaintiffs claim that no case or controversy existed after the issuance of Judge Prestley’s remand order, and that Magistrate Lifshitz, therefore, improperly held a postjudgment and postappeal evidentiary proceeding in the absence of a petition filed pursuant to
“(b) The petition must specify the relief sought. The petition and accompanying documents must conform substantially with the requirements imposed by the forms mandated by federal law for use in cases filed by a support enforcement agency.”
The plaintiff next claims that Magistrate Lifshitz improperly determined that the 1990 order is valid and enforceable, and, therefore, reversed the decision of Magistrate Colella to the contrary. The gravamen of the plaintiffs claim is that the decision of Magistrate Lifshitz lacks factual support in the record. We disagree, and conclude that Magistrate Lifshitz properly determined that the 1990 order is valid and enforceable.
The record reveals the following facts and procedural history relevant to this claim. The plaintiff claims that the 1990 order was vacated by the 1993 order, which states: “Both parties out of state. Clerk relieved of all record keeping and disbursement. Clerk to delete.” During the hearing before Magistrate Lifshitz on March 24, 2005, the plaintiff also proffered a document entitled, “Miscellaneous Correspondence,” which was certified by the clerk of the Illinois court, and which provides in part: “All orders for support in the matter styled Geressy v. Testa . . . were vacated by Judge Larsen on December 2, 1993 .... Illinois has no further orders for child support in connection with these parties.”
Pursuant to the court’s authority under
We start with the appropriate standard of review. Magistrate Lifshitz’ determination that the 1990 order is valid was based upon his factual findings, and, thus, review of whether that conclusion was proper presents a mixed question of fact and law. Accordingly, we review Magistrate Lifshitz’ factual findings for clear error, but review de novo his legal determination that the 1990 order is valid and enforceable.
Kelo
v.
New London,
Upon review of Magistrate Lifshitz’ conclusion, we are not “left with the definite and firm conviction that a mistake has been made.” (Internal quotation marks omitted.) Id. We conclude, therefore, that Magistrate Lifshitz’ determination that the 1993 order did not vacate the 1990 order, based upon the interpretation of the orders by a judge of the Illinois court, was not clearly erroneous. Accordingly, we also conclude that Magistrate Lifshitz properly denied the plaintiffs motion to terminate the proceedings.
Finally, as stated previously, our review of the plaintiffs claims on appeal to this court, as well as his claims asserted in his appeal petition from the decision of Magistrate Lifshitz, renders moot the plaintiffs claim that Judge Caruso’s summary denial of the plaintiffs appeal violated his right to a remedy by due course of law under article first, § 10, of the Connecticut constitution.
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
The plaintiff appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to
The attorney general is providing legal services on behalf of support enforcement services in this action, and support enforcement services is, in turn, assisting the defendant, Vickie Geressy, in seeking enforcement of the child support order at issue. See
For purposes of clarity, all references to the plaintiff in this opinion are to Testa. All references to the defendant are to Vickie Geressy. Finally, all references to the state are to the attorney general, who is providing legal services for support enforcement services on behalf of the defendant.
Article first, § 10, of the constitution of Connecticut provides: “All courts shall be open, and every person, for an injury done to him in his person, property or reputation, shall have remedy by due course of law, and right and justice administered without sale, denial or delay.”
In addition to ordering that the $62.36 child support amount be withheld from the plaintiffs pay per week, the withholding order also mandated that $12.50 be withheld per week “on any delinquency stated in any notice of delinquency served with this order until paid in full.”
The notice of registration listed Illinois as the issuing state of the 1990 order, and Indiana as the state that initiated the 1990 order’s registration in Connecticut. See
“(b) If the nonregistering party fails to contest the validity or enforcement of the registered order in a timely manner, the order is confirmed by operation of law. . . .”
Magistrate Colella noted, however, that the state “would not be precluded from commencing another registration process, assuming it provides sufficient supporting documentation.”
“(2) Proceedings for such appeal shall be instituted by filing a petition in a superior court for the judicial district in which the decision of the family support magistrate was rendered not later than fourteen days after filing of the final decision ....
“(6) The appeal shall be conducted by the Superior Court without a jury and shall be confined to the record and such additional evidence as the Superior Court has permitted to be introduced. . . .”
Judge Spence of the Illinois court relayed his interpretation of the 1993 order to Magistrate Lifshitz via voice mail message, which was transcribed and certified by a court reporter. See footnote 30 of this opinion for the full text of the voice mail message.
“(b) The petition must specify the relief sought. The petition and accompanying documents must conform substantially with the requirements imposed by the forms mandated by federal law for use in cases filed by a support enforcement agency.”
“The doctrine of res judicata holds that an existing final judgment rendered upon the merits without fraud or collusion, by a court of competent jurisdiction, is conclusive of causes of action and of facts or issues thereby litigated as to the parties and their privies in all other actions in the same or any other judicial tribunal of concurrent jurisdiction. ... If the same cause of action is again sued on, the judgment is a bar with respect to any claims relating to the cause of action which were actually made or which might have been made.” (Internal quotation marks omitted.)
Powell
v.
Infinity Ins. Co.,
supra,
Section 17b-179(a)-l (17) of the Regulations of Connecticut State Agencies provides: “ ‘SED’ means the Support Enforcement Division within the Connecticut Judicial Branch, an agency under cooperative agreement with BCSE [bureau of child support enforcement] to assist in administering the IV-D program for the State of Connecticut.”
Effective October, 2001, the support enforcement division was replaced by support enforcement services, pursuant to
Section 17b-179(a)-l (1) of the Regulations of Connecticut State Agencies provides: “ ‘AGO’ means the Connecticut Attorney General’s office, or any assistant attorney general within such office who is responsible for performing any IV-D function in accordance with the cooperative agreement between the department and such office.”
In
Blumenthal
v.
Barnes,
supra,
See footnote 21 of this opinion.
See footnote 14 of this opinion.
The text of Judge Spence’s voice mail message to Magistrate Lifshitz, which has been transcribed and certified by a court, reporter, provides as follows:
“Hello. This message is for Mr. Lifshitz. My name is Bob Spence. I’m the presiding judge of the family division in our court here in Kane County, Illinois. I’m looking at the file that you previously mentioned in a voice mail that I had from you, I believe.
“And I see a 1993 order relieving the clerk of the obligation to collect any support. The way we would normally—and I don’t know if this is what you’re asking for or not, but the way we would normally interpret that here is, I think just as stated, that the clerk doesn’t have to collect the child support any further. However, it did not relieve the obligor of his legal obligation to pay the child support. I would never make that interpretation short of something that says exactly that, that the child support is terminated or abated or something. Those are the two terms that we commonly use here, that the child support is abated from this date on or effective a certain date or terminated.
“Short of something in that nature, I wouldn’t be taking the position here that there is no longer an obligation to pay, just that our clerk, who is overworked and may not be able to keep accurate records of it anyway, that they’re not obligated any longer to try to collect it.
“So I don’t know if that answers your question or not. If you need any more of this file, please let me know. I’ve got the whole file here. I could fax it to you or whatever.
“My number here is ... . Thanks a lot. Bye.”
See footnote 20 of this opinion.