MEMORANDUM ORDER
On December 14, 2010, plaintiff Akiva Tessler, a former administrative law judge (“ALJ”) representing himself pro se, filed a complaint alleging that the defendants wrongfully terminated his employment when they eliminated all three-full time ALJ positions in the New York State Division of Alcoholic Beverage Control pursuant to a state-wide layoff. Compl. ¶¶ 40, 41. Plaintiff contends his position was terminated because the defendants disagreed with his evidentiary rulings, and that the statewide “workforce reduction” merely provided a pretextual justification for his termination. See, e.g., Compl. ¶¶ 36-39, 45. Plaintiff asserts the following causes of action: (1) violation of procedural due process; (2) violation of substantive due process; (3) First Amendment retaliation; (4) breach of contract; (5) tortious interference with contract; and (6) intentional and/or negligent infliction of emotional distress. See Compl. ¶¶ 57-86. Plaintiff names as defendants all of the following: the State of New York; the Division of Alcoholic Beverage and Control, f/k/a New York State Liquor Authority; David A. Paterson, as Governor of the State of New York; Dennis Rosen, as Chairman of the Division of Alcoholic Beverage Control, in his individual and official capacities; Noreen Healy, as Commissioner of the Division of Alcoholic Beverage Control, in her individual and official capacities; and Jeañique Greene, as Commissioner of the Division of Alcoholic Beverage Control, in her individual and official capacities.
Contemporaneously with filing the complaint, plaintiff sought an ex parte Order to Show Cause enjoining the defendants from abolishing his position. The Court declined to grant such relief ex parte, 1 but scheduled a hearing for December 21, 2010 to consider plaintiffs request for a preliminary injunction. During the hearing, the Court set a briefing schedule for defendants’ contemplated motion to dismiss and heard oral argument on plaintiffs motion for a preliminary injunction. After careful consideration, the Court issued a “bottom-line” order on December 30, 2010 denying plaintiffs motion for a preliminary injunction. 2 On January 11, 2011 the Court issued a Memorandum explaining the reasons for its denial of plaintiffs motion for a preliminary injunction.
On December 29, 2011 defendants filed a motion to dismiss plaintiffs complaint. On January 13, 2011, both parties requested extensions of the briefing schedule, which the Court granted. Plaintiff filed opposition papers on January 28, 2011, defendant filed reply papers on February 14, 2011, and the Court heard oral argument on February 17, 2011. After careful consideration, the Court hereby dismisses plaintiffs entire complaint with prejudice. For the reasons explained below, plaintiffs three federal causes of action fail on the merits as a matter of law. Additionally, the federal claims must be dismissed against the individual defendants in their personal capacities on the independent ground that these claims are barred by the
The relevant allegations of plaintiffs complaint are as follows. Plaintiff joined the New York State Division of Alcoholic Beverage Control as an Administrative Law Judge (under the Civil Service title of “Hearing Officer”) in 1992. Compl. ¶ 14. As part of his official duties, plaintiff conducted disciplinary proceedings commenced by the Division of Alcoholic Beverage Control against its licensees for alleged violations of the Alcoholic Beverage Control Law and/or State Liquor Authority Rules. Id. ¶ 16. Plaintiff is in the competitive class of the Civil Service and a member of the Public Employees Federation (“PEF”) union. Id. ¶ 15. Through his membership in PEF, plaintiff had a contract of employment with the State of New York. Id. ¶ 46. Under Article 33 of the 2007-2011 Agreement between the State of New York and PEF (the “Agreement”), plaintiff could only be terminated for just cause upon notice of discipline, a subsequent disciplinary grievance, and an eventual hearing before the disciplinary arbitrator. Id. ¶ 47. 3
On July 12, 2007, Chief Administrative Law Judge Stephen D. Kalinsky sent an email to the ALJs in the Division of Alcoholic Beverage Control directing them to accept all documents offered into evidence by the State Liquor Authority during hearings even if the Authority failed to lay a proper foundation. Id. ¶ 19. Plaintiff believed this direction was improper and in effect refused to follow it by giving such documents no weight. 4 Id. ¶¶ 21, 29. Plaintiff included in his written findings and opinions the reasons for his refusal to give any weight to the documents. Id. ¶ 29.
In January 2009, the Commissioners of the State Liquor Authority requested plaintiff to “explain why no weight was given to copies of documents”. Id. ¶ 30. Plaintiff responded by repeating the explanations he had set forth in his written findings of fact and opinions. Id. On May 25, 2010, at a meeting with the Counsel’s Office staff, defendant Dennis Rosen singled out plaintiffs evidentiary rulings for criticism. Id. ¶ 31.
On September 22, 2010, the Commissioners of the Authority directed plaintiff to submit a memo explaining his objections to the policy.
Id.
¶ 32. On October 4, 2010, plaintiff duly submitted a memo setting forth the reasons for his rulings.
Id.
¶ 36. At a State Liquor Authority Full Board Meeting held on October 6, 2010,
On October 28, 2010, Governor Paterson announced layoffs of 898 State employees, “breaking a promise that he made to the unions.” Id. ¶ 40. On November 18, 2010, plaintiff and the only other two unionized, competitive Civil Service ALJs at the Division were notified by Human Resources Director Daniel J. Cunningham that their positions would be eliminated effective January 1, 2011. Id. ¶ 41. The same notice provided that, in accordance with the Civil Service Law, plaintiff had the right to be offered reassignment to “a temporary hourly Hearing Officer position.” Id. ¶ 42. 5 On December 9, 2010, Cunningham handed plaintiff his final notice. Id. ¶ 43 (“[D]ue to the serious nature of the fiscal issues facing the State of New York, your position of Hearing Officer will be abolished resulting in your elimination from the agency effective beginning of business January 1, 2011.”)
Plaintiff alleges, upon information and belief, that no workforce reductions were required of the State Liquor Authority by the Governor. Id. ¶¶ 44, 45 (citing Testimony of Dennis Rosen, Ex. 7 (“[T]he SLA is the third highest revenue generating agency in the state. The revenue we raise exceeds our expenditures by about $35 million annually.”)). He alleges that defendants’ “workforce reduction” was “nothing more than a termination or dismissal [of plaintiff] for ‘cause’ — the evidentiary rulings of the Plaintiff that the Defendants did not like.” Id. If 45. Additionally, plaintiff characterizes the workforce reduction as a “blatant attempt by the State Liquor Authority to create a ‘Kangaroo Court’ of ‘hourly’ Hearing Officers” without the contracts, protections, and benefits of unionized, competitive civil service employees. Id. ¶¶ 52-56.
On the basis of these allegations, plaintiff asserts three federal causes of action. First, plaintiff contends that defendants eliminated his position in retaliation for plaintiffs exercise of his First Amendment rights. To state a claim for First Amendment retaliation, a public employee must establish that “(1) his speech was constitutionally protected, (2) he suffered an adverse employment decision, and (3) a causal connection existed between the speech and the adverse employment decision, so that it can be said that [his] speech was the motivating factor in the determination.”
6
Porr v. Daman,
299 Fed.Appx.
An employee’s speech is constitutionally protected if he is speaking as a citizen on a matter of public concern.
Connick v. Myers,
In this case, the alleged disagreement between plaintiff and the Commissioners about the manner in which plaintiff conducted and decided administrative proceedings falls squarely within plaintiffs official job duties as an ALJ. Def. Mem. at 8. Indeed, the Second Circuit reached this very conclusion in the recent case of
Glicksman v. N.Y.C. Envtl. Control Bd.,
Plaintiff nonetheless argues that
Garcetti
does not apply when an employee refuses a supervisor’s instructions to engage in blatantly wrongful acts.
See
Plaintiffs Memorandum of Law in Opposition to Defendants’ Motion to Dismiss (“PI. Mem.”) at 12. In support of this proposition, plaintiff cites
Fierro v. City of New York,
This case is patently distinguishable from Garcetti .... When a public employee resists a supervisor’s order to commit a wrongful (perhaps criminal)act, that refusal cannot constitute insubordination that can or should be subject to employer discipline based on the employer’s reaction to the refusal. In Garcetti the Supreme Court struck a balance between an individual’s right to free speech under the First Amendment and a public employer’s need for a “significant degree of control over their employee’s words and actions” because “without it, there would be little chance for the efficient provision of public services.” Where an employer — or as here, a supervisor — wrongfully directs its employee to undertake serious misconduct, it cannot be said that it is exercising its legitimate need for control over its employee. As such, the balance sought and struck by the Garcetti Court simply does not apply.
Id. at 442.
The district court’s decision
Fierro
was reversed on the ground of qualified immunity, and the Second Circuit has not yet addressed the question of whether speech resulting from an employer’s instruction to commit a wrongful act falls under
Garcetti See Fierro v. City of New York,
In this case, it cannot be said that defendants directed plaintiff to commit “blatantly wrongful acts.”
Cf. Fierro,
Plaintiffs First Amendment retaliation claim against the individual defendants in their personal capacities must also fail for the independent reason that they are protected by qualified immunity. A government official is entitled to qualified immunity where his or her discretionary conduct “does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
The initial question with respect to qualified immunity is whether, viewing the facts alleged in the light most favorable to the plaintiff, there was a constitutional violation. See Clubside, Inc. v. Valentin,468 F.3d 144 , 152 (2d Cir.2006). If the answer to that question is yes, then the Court must determine if that right was clearly established at the time the challenged decision was made, and whether the defendants’ actions were objectively unreasonable. Harhay v. Town of Ellington Bd. of Educ.,323 F.3d 206 , 211 (2d Cir.2003). The Supreme Court has instructed that this sequence of inquiry is often appropriate but is not mandatory, and courts may use their discretion to determine which of the two qualified immunity prongs should be addressed first “in light of the circumstances in the particular case at hand.” Pearson v. Callahan,555 U.S. 223 ,129 S.Ct. 808 , 818,172 L.Ed.2d 565 (2009).
Fierro v. City of New York,
One of the individual defendants in
Fierro,
Ronna Bleadon, appealed the district court’s decision on the ground that she was entitled to qualified immunity.
Fierro,
The second federal claim pled in plaintiffs complaint is violation of substantive due process. Government action does not violate substantive due process unless
The final federal claim pled in plaintiffs complaint is violation of procedural due process. Assuming plaintiff possesses a property interest in his employment, “procedural due process is satisfied if the government provides notice and a limited opportunity to be heard prior to termination, so long as a full adversarial hearing is provided afterwards.”
Munafo v. Metro. Transp. Auth.,
Moreover, plaintiff may now seek a full adversarial hearing if he so wishes. For example, the Agreement between the State of New York and PEF provides for grievance procedures and a full adversarial hearing before a neutral arbitrator for contract disputes.
See
Agreement § 34.4 (Def. Ex. A at 73-74). Plaintiff must avail himself of these procedures before alleging a violation of procedural due process before this Court. Additionally, New York law affords plaintiff a full adversarial hearing via an Article 78 proceeding in New York State Supreme Court. It is well-established that the Article 78 proceeding “constitutes a wholly adequate post-deprivation hearing for due process purposes.”
Locurto v. Safir,
Having determined that the federal claims are entirely without merit,
12
the Court now turns to plaintiffs state law claims for breach of contract, tortious interference with contract, and intentional and/or negligent infliction of emotional distress, all of which it is appropriate for this Court to reach, both because of the familiarity it already has with this matter as a result of the preliminary injunction proceedings and because the nature of some of defendants’ objections to these claims, especially as to the Eleventh Amendment, involve interpretation of the federal constitution. In addition, objections under the doctrine of qualified immunity commonly call for swift resolution, since one of the
The Eleventh Amendment bars these claims against the State of New York, the Division of Alcoholic Beverage Control, and the individual defendants in their official capacities. It is well-established that the Eleventh Amendment bars all claims against the state or state entities for alleged violations of state law without the state’s consent.
See, e.g., Pennhurst State Sch. & Hosp. v. Halderman,
Plaintiff appears to concede this point,
see
PI. Mem. at 6, but argues that the Eleventh Amendment provides no immunity for state officials sued in their personal capacities.
Id.
(citing
Farid v. Smith,
In sum, the Court finds that all of plaintiffs claims must be dismissed as a matter of law, and the entire complaint is therefore dismissed with prejudice. Clerk of the Court to enter judgment.
SO ORDERED.
Notes
. On December 17, 2010, plaintiff filed a Notice of Appeal in the Second Circuit challenging the Court's denial of plaintiff's ex parte Order to Show Cause; that appeal is currently pending.
. On January 28, 2011, plaintiff filed yet another Notice of Appeal in the Second Circuit challenging the Court's denial of plaintiffs motion for a preliminary injunction; that appeal is currently pending.
. Article 22.1(a) of the Agreement provides that there shall be no loss of present employment by permanent employees as a result of the State’s exercise of its right to contract out for goods and services, and Article 22.1(b) provides that “permanent employees affected by the State's exercise of its right to contract out for goods and services will receive 60 days written notice of intended separation and will be offered a redeployment option____” Id. ¶¶ 48-49.
. Specifically, plaintiff contends that Kalinsky’s instructions violate "the common law, the Governor’s Executive Order #131 [9 N.Y.C.R.R. § 4.131], the Alcoholic Beverage Control Law, the Rules of the State Liquor Authority, and the Manual for Administrative Law Judges and Hearing Officers.” Compl. ¶ 21.
. Plaintiff conceded during oral argument and in letter-briefing that he has accepted an ALJ position at the New York State Office of Temporary and Disability Assistance ("OTDA”) that offers the same salary and benefits as plaintiff’s previous position. PL Letter-Brief at 4, Docket No. 15.
. In the Court’s January 11, 2011 Memorandum explaining its decision to deny plaintiff’s motion for a preliminary injunction, the Court noted that it found plaintiff’s First Amendment retaliation claim implausible in part because plaintiff alleged that "his position was eliminated, pursuant to state-wide budget cuts, many months after he wrote a memorandum that allegedly displeased his superiors." 01/11/11 Mem. at 5. During oral argument on the instant motion to dismiss, plaintiff pointed out that although his position was eliminated on January 1, 2011, he received notice of the workforce reduction on November 18, 2010, about six weeks after the controversy surrounding plaintiff's memorandum. See 02/17/11 Transcript. The Court agrees with plaintiff that the closer temporal proximity between the memorandum and the notice of the workforce reduction renders plaintiff's allegations of a causal connection between his speech and the elimination of his position slightly more plausible. However, in now considering the legal merits of plaintiff's claims (which the Court expressly declined to do before receiving full briefing on defendant's motion to dismiss), the Court finds that plaintiff’s First Amendment retaliation claim clearly must still fail for the reasons set forth in this Memorandum Order.
. "Even assuming that
Garcetti
left open the possibility that a public employee’s refusal to engage in clearly wrongful conduct while acting within his job responsibilities may be protected speech,
but see Garcetti,
.
See, e.g., Gray v. Adduci,
. Governor David Paterson is also named as a defendant in this action, but he is not sued in his personal capacity.
.
See also Breithaupt v. Abram, 352
U.S. 432, 435,
.
See also Hellenic Am. Neighborhood Action Comm. v. City of New York,
. The Court also notes that, as an additional ground for dismissing the federal claims against certain defendants, the Eleventh Amendment bars the Section 1983 claims against the State, the Division of Alcoholic Beverage control, and the claims for monetary damages against the individual defendants in their official capacities.
See Will v. Mich. Dep’t of State Police,
