Caterpillar employee Terry Logan attempted to salvage a romantic relationship with co-worker Wendy Watta, formerly known as Wendy Vosberg. Instead of reconciliation, Logan’s attempts to convince Watta to continue their relationship resulted in the loss of his job, the issuance of a restraining order, an indictment for residential burglary, and his arrest for criminal trespass. Logan brought suit against Caterpillar, Inc., Rita Knapp, a Caterpillar security officer, David Wendling, a Caterpillar security manager, Eric Ruesehhoff, and Wendy Watta alleging sex discrimination and various counts of malicious prosecution. The district court granted summary judgment for the defendants on all counts. On appeal, Logan challenges the district court’s determinations that: (1) he failed to make a prima facie showing of sex discrimination because he did not show that a similarly situated female was treated more favorably; (2) he provided no evidence that Caterpillar’s articulated reason for firing him was pretextual; and (3) the defendants did not initiate criminal proceedings against Logan such as would support a claim for malicious prosecution. We affirm.
I. History
This case arises out of the turbulent break up of two employees of Caterpillar’s Aurora facility: Wendy Watta and Terry Logan. Watta asserts that she started to break off her nearly two year relationship with Logan in early 1997, but admits that she continued to see him sporadically throughout April and May. On May 30, 1997, Watta began dating Eric Ruesehhoff, a Caterpillar employee who works at the Peoria facility. Many of the events surrounding Logan and Watta’s break-up are disputed, but it is clear that their personal problems eventually seeped into the workplace.
On July 9, 1997, Bill Arbogast, the personnel manager for Caterpillar’s Aurora facility, received an e-mail from Watta asking if she could meet with him regarding an employee that would not stop bothering her. Watta stated that she was concerned for her physical safety. At noon the following day, Watta met with Arbogast and informed him that the employee was bothering her at home and at work despite her continued requests to leave her alone. She said that she was installing an alarm system in her house because of the employee’s harassment and that she was staying with friends until the alarm system was ready. Watta did not, however, reveal the identity of the offending employee.
Arbogast followed up on his meeting with Watta by asking Sandra Rossell, a consultant with Caterpillar’s Employee Assistance Program, if she knew of any employee who might be bothering Watta. Rossell correctly suspected that the alleged harasser was Logan, a manufacturing project specialist whom she had been counseling for several weeks regarding his break-up with Watta. Rossell contacted Logan and explained that Watta had made a complaint against him without mentioning his name. Later that day, Logan approached Arbogast in his office and stated that he was “very frightened” about a personal matter. He- explained that his relationship with Watta had recently ended and that he was receiving counseling to help him get through the break-up. According to Logan, Arbogast answered by telling him that he needed to keep his business life separate from his personal life.
Less than a week later, on July 14, 1997, Rita Knapp, a security officer at Caterpillar’s Peoria facility, received a call from Detective James Pierceall of the Woodford County Sheriffs department. Pierceall stated that he had met with Caterpillar
Approximately one week later, on July 22, 1997, Caterpillar security officer Leon Mills received a phone call from Officer Stacy Friddle of the Yorkville police department asking how to get in touch with Watta. Officer Friddle explained that the Yorkville police were called to Watta’s residence at 2:00 a.m. because her security alarm went off. The police determined that a cat probably set off the alarm, but while speaking with Watta regarding the incident, the officers learned that Watta installed the alarm system because of problems with a co-worker named Terry Logan. When Watta told the officers that she would be in Oklahoma for the next few days on a business trip, they agreed to keep an eye on Watta’s house. Several hours later, at 4:40 a.m., Officer Friddle noticed Logan pull into Watta’s driveway, open the garage door, and drive into the garage. She confronted a nervous Logan and asked him if he had permission to be there. Logan said that he often checked on Watta’s house while she was away, yet he acted very strangely when asked whether Watta would agree that she had authorized him to be there. Logan claimed that he was checking the garage for flammables, but did not reply when asked specifically what he was looking for. In response to Friddle’s questioning Logan became frightened and began dry heaving in the corner of the garage. Eventually, after determining that Logan did not know about the security system and did not have a key to the house, the officers took his picture and allowed him to leave.
After Officer Friddle recounted the morning’s events, Mills relayed the information to Wendling, Knapp, and Logan’s supervisor, Joe Porter. Knapp contacted Watta in Tulsa and told her that the police had apprehended Logan in her garage that morning. During their conversation, Wat-ta confided in Knapp that she had been having problems with Logan for some time and stated that she had instructed him not to contact her in any way. Knapp responded that she would like to meet with Watta to discuss the situation, and Watta agreed. On July 25, 1997, Knapp, Watta, Rueschhoff, and Detective Pierceall met at the Peoria Sheriffs office to discuss Wat-ta’s problems with Logan.
After hearing Watta’s account of the situation, Knapp arranged to meet with Logan and Wendling in Wendling’s office at Caterpillar’s Aurora facility on August 5. At this meeting, Knapp identified herself as a Caterpillar security officer and proceeded to question Logan about his relationship with Watta. Several times during the meeting, Logan became very emotional. He repeatedly told Knapp that he had “done some really dumb ... things lately” and that he was not proud of the
At some point during the meeting with Knapp and Wendling, Logan informed them that he takes the prescription drug Ritalin several times a day because he has Attention Deficit Disorder. Logan claims that he asked Knapp and Wendling for permission to take his medication, during the meeting and they refused. Knapp and Wendling deny this; they claim that Logan informed them at the end of the meeting that he had not taken his medicine for several hours and proceeded to remove a bottle from his pocket and take a pill. At the conclusion of the interview, Knapp and Wendling escorted Logan to the Caterpillar medical office where Logan met with Sandra Rossell. Following this meeting, Logan agreed to voluntarily admit himself to the psychiatric unit at Mercy Hospital.
Logan now states that he can not remember making any of the above admissions to Knapp and Wendling. Logan does not deny making the admissions; rather, he claims that he was suffering from Ritalin withdrawal and thus was incompetent to discuss the events surrounding his break-up with Watta. Logan claims that Knapp and Wendling were aware that his admissions were inherently unreliable because they denied his request to take the Ritalin. He also claims that his admission to a psychiatric hospital shortly after his meeting with Knapp and Wendling is further evidence of the unreliability of his admissions.
After reviewing Knapp’s report of the Logan interview, the Yorkville police report, and Watta’s statement to the police regarding the trespass to her garage, Porter decided to fire Logan. On August 13, 1997, Porter informed Logan that his employment was being terminated because he: (1) abused the company e-mail system; (2) failed to obey Arbogast’s directive not to contact Watta; and (3) harassed Caterpillar employees Watta and Rueschhoff. Watta and Rueschhoff were also disciplined for abusing the company e-mail system; they were each suspended for five days without pay.
In addition to the termination of his employment with Caterpillar, the events surrounding Logan’s break-up with Watta also resulted in criminal charges against Logan for criminal trespass, residential burglary, and witness harassment. The criminal trespass charge arose out of Logan’s earl;f morning visit to Watta’s garage on July 22, 1997. Watta signed a criminal complaint against Logan after being encouraged to do so by Lieutenant Harold Martin of the Yorkville Police Department. At the same time, Watta signed a petition for a restraining order against Logan. An interim order of protection was entered on August 11, 1997; it was expanded to a Plenary Order of Protection on September 3, 1997. The State’s Attorney dismissed the criminal trespass charge on September 9, 1998 pursuant to a motion
nolle prose-qui.
At the same time, Logan voluntarily entered into a new protective order in exchange for the State’s Attorney’s promise not to prosecute Logan for any of the alleged violations of the protective order up to that point. The expanded protective
The final charge filed against Logan stemmed from his alleged burglary of Rueschhoffs house. In conjunction with the investigation into the burglary, the Woodford County State’s Attorney subpoenaed Knapp’s report of Caterpillar’s investigation into Logan’s actions. A jury acquitted Logan of this charge on August 24, 1998.
Following the jury verdict in his favor and the dismissal of the other charges, Logan filed suit in federal court against Caterpillar alleging that he was discriminated against on the basis of sex in violation of Title VII of the Civil Rights Act of 1964. 42 U.S.C. §§ 2000e et seq. Logan also claims that all of the defendants subjected him to malicious prosecution by filing charges against him for criminal trespass, witness harassment, and residential burglary. The district court granted summary judgment for Caterpillar on the sex discrimination claim finding that Logan failed to make out a prima facie case. The district judge also granted summary judgment for all defendants on Logan’s malicious prosecution claims because he found that Logan did not show that the defendants initiated criminal proceedings against him.
II. Analysis
A Logan’s Claim of Sex Discrimination Under Title VII
Logan claims that Caterpillar unlawfully discharged him because of his sex in violation of Title VII. 42 U.S.C. § 2000e
et seq.
Because Logan has provided no direct evidence of sex discrimination, he must proceed under the burden-shifting approach articulated in
McDonnell Douglas Corp. v. Green,
The district court found that Logan was unable to establish a prima facie case of sex discrimination because he could not show that he was treated less favorably than any similarly situated female employee. We review the district court’s grant of summary judgment
de novo,
viewing the facts and drawing all reasonable inferences in the light most favorable to the nonmoving party.
See Anderson v. Liberty Lobby,
We find that the district court correctly determined that Logan did not establish that he was treated more harshly than a similarly situated female employee. Logan contends that Caterpillar did treat a similarly situated female — Watta—more favorably. This argument is clearly without merit. Caterpillar gave three reasons for Logan’s dismissal: (1) his abuse of the company e-mail system; (2) his failure to obey Arbogast’s directive not to contact Watta; and (3) his harassment of Caterpillar employees Watta and Rueschhoff. The fact that Watta was guilty of one of these infractions — abuse of the e-mail system— does not render her similarly situated to Logan. Logan urges us not to consider Caterpillar’s second reason because there is an issue of fact as to whether Arbogast instructed him-to stay away from Watta or merely to keep his work life separate from his personal life. We need not address this argument because it is clear that Watta and Logan were not similarly situated with respect to Caterpillar’s third reason for firing Logan — his harassment of fellow employees. Logan argues that Watta was also a harasser; he claims that she harassed him by falsely reporting the incidents in question. Even if correct, this would not show that Watta and Logan were similarly situated for the purposes of a prima facie case of sex discrimination. If we were to put aside Watta’s reports to Arbogast and Knapp, it is still undisputed that Caterpillar received telephone calls from two different police officers reporting incidents of harassment. It received no similar reports with regard to Watta. Thus, we agree with the district court that Logan has failed to show that he was treated less favorably than any similarly situated female employee.
Even if Logan had established a prima facie case of sex discrimination, Caterpillar has met its burden to demonstrate a legitimate nondiscriminatory reáson for Logan’s termination. Caterpillar made the decision to fire Logan only after it had gathered substantial evidence that Logan had violated company policy and engaged in criminal activity. Much of the evidence that Caterpillar relied on came directly from Logan’s interview with Knapp and Wendling. Because Caterpillar has articulated a legitimate nondiscriminatory reason for terminating Logan, the burden shifts back to Logan to show that Caterpillar’s purported reason is pretextual.
Jackson v. E.J. Brack Corp.,
Pretext may be established directly by showing that the employer “was more likely than not motivated by a discriminatory reason,” or indirectly by presenting evidence that the “employer’s explanation is not credible.”
Jackson,
Logan attempts to establish pretext by showing that Caterpillar security personnel took a “less than neutral” approach to
Caterpillar gave three reasons for terminating Logan; he disputes two of them — contacting Watta contrary to Arbogast’s directive and harassing Watta and Rueschhoff. In order to show pretext, however, “[i]t is not enough for the plaintiff to simply assert that the acts for which [ ]he was terminated did not occur.”
Billups v. Methodist Hosp. of Chi.,
B. Logan’s Claim of Malicious Prosecution Under Illinois Law
Logan brings separate state law claims against the Caterpillar defendants (Caterpillar, Knapp, Wendling, and Rueschhoff) and Watta for subjecting him to malicious prosecution for: (1) criminal trespass to Watta’s residence; (2) harassment of a witness arising out of his alleged violations of a protective order; and (3) residential burglary of Rueschhoffs home. Logan bases his claims against the Caterpillar defendants on their role in providing information about his activities to the police; His claims against Watta arise from his contention that Watta provided the police with false information on several occasions .and signed a criminal complaint against him for criminal trespass.
At the outset, we note that malicious prosecution suits are disfavored by law because of the potential deterrent effect on the reporting of crime.
See Joiner v. Benton Cmty. Bank,
1. Malicious Prosecution Claims Against Caterpillar
We agree with the district court’s finding that Logan has failed to show that the Caterpillar defendants commenced or continued criminal proceedings against him. Our review of the record makes clear that Logan has not alleged sufficient facts to attribute legal causation of any of the charges filed against him to any of the Caterpillar defendants. In Illinois, criminal proceedings are commenced by the filing of a complaint, an indictment, or an information.
See
725 Ill. Comp. Stat. ANN. 5/111-1 (West 1996). Illinois law requires that, in order to commence or continue a criminal proceeding, the defendant must have initiated the criminal proceeding or “his participation in it must have been of so active and positive a character as to amount to advice and cooperation.”
Denton v. Allstate Ins. Co.,
Plaintiff relies on
Carbaugh v. Peat,
Logan claims that the Caterpillar defendants withheld exculpatory evidence because the Caterpillar security report that was turned over to the police omitted critical information, most notably the fact that his confession was unreliable due to Ritalin withdrawal. He claims that the information provided to the police failed to include: (1) information that would undermine Wat-ta’s credibility; (2) Caterpillar gate records that established an alibi for the Rueschhoff break-in; and (3) an e-mail written by Watta giving Logan the alarm code to her house. We need not examine Logan’s claim that this evidence is potentially exculpatory because Logan has presented no evidence that the Caterpillar defendants knowingly withheld this information. The police and prosecutors had ample opportunity to ascertain Watta’s credibility for themselves. Logan does not claim that Caterpillar was in sole possession of any information casting doubt on Watta’s credibility. With respect to Caterpillar’s gate records, even if we set aside the substantial question of whether they actually provide Logan with an alibi for the Rueschhoff break-in, Logan has not set forth any evidence showing that the individuals conducting the security investigation knew that the gate records provided Logan with an alibi. We are not convinced by Logan’s sweeping allegations that the Caterpillar defendants conspired to prosecute Logan by selectively deciding which information to release to the police. “[CJonclusory allegations and selfserving affidavits, if not supported by the record, will not preclude summary judgment.”
Haywood v. N. Am. Van Lines, Inc.,
As the nonmoving party, Logan bears the burden of setting forth “specific facts showing that there is a genuine issue for trial.” Fed.R.Civ.P. 56(e). He has not met this burden. Neither “some metaphysical doubt as to the material facts,”
Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
2. Malicious Prosecution Claims Against Watta
The district court’s grant of summary judgment for Watta was based on its finding that Watta did not commence or continue any criminal proceedings against Logan. Logan contends that Watta did initiate all three criminal proceedings by making false statements to the police. We agree with Logan that he has at least shown an issue of material fact as to whether Watta commenced the criminal charges filed against him. First, Watta signed a complaint against Logan arising from his early morning visit to her garage. Implicit in Watta’s allegation that Logan trespassed on her property is her denial that she authorized Logan to be there. Logan contends that Watta had indeed given him permission to be there. Although the district court acknowledged that Watta signed a criminal complaint against Watta in connection with the alleged trespass to her garage, the court found that Watta had not initiated proceedings against Logan because the police placed pressure upon Watta to sign the complaint. We disagree with the district court’s conclusion. Although the police may have encouraged Watta to sign the complaint, we find no evidence in the record suggesting that Watta signed the complaint against her will.
We also disagree with the district court’s conclusion that Watta did not initiate the witness harassment charge. Logan claims that Watta falsely told the police that he had called her in violation of the September 3 protective order. As noted in Part B.l above, legal causation of commencement of a criminal proceeding will be attributed to a defendant if she knowingly gave false statements to the police.
See
Geisberger,
In deciding an appeal, however, we may rely on a ground other than the one relied on by the district court to affirm a grant of summary judgment, so long as there is adequate support in the record for the alternative basis.
See Bombard v. Fort Wayne Newspapers,
To determine whether the proceedings against Logan were terminated in his favor, we must look past the form or title of the disposition and examine the circumstances surrounding the entry of the
nolle prosequi. See Cult Awareness Network v. Church of Scientology Int’l.,
der of protection up to 9/10/98.” At the same time, Logan entered into a more restrictive order of protection which prohibited him from entering the cities of Yorkville and Peoria without permission from the court. Watta contends that the trespass charge was dismissed pursuant to a compromise in which the State’s Attorney agreed not to prosecute Logan for the trespass and alleged violations of the order of protection in exchange for Logan voluntarily entering into a new, more restrictive protective order. Logan denies this; he argues that he agreed to the protective order in exchange only for the State’s Attorney’s agreement not to prosecute alleged violations of the order. Logan claims that the State’s Attorney dismissed the trespass charge because she was concerned that she did not have enough evidence to convict him. He provides no evidence for this claim, however, other than his own conclusory affidavit. “Rule 56 demands something more specific than the bald assertion of the general truth of a particular matter, rather it requires affidavits that cite specific concrete facts establishing the existence of the truth of the matter asserted.”
Hadley v. County of Du Page,
We also find that Logan has not met his burden to show that the wit
Unlike the trespass and witness harassment claims, Logan has satisfied his burden to show favorable termination with respect to the criminal burglary. On August 24, 1998, a jury acquitted Logan of the residential burglary charges, and an acquittal is clearly sufficient to show favorable termination. Thus, we move on to the third requirement: the absence of probable cause. Here, we find that Logan has not met his burden. It is axiomatic that the existence of probable cause is a complete defense to a malicious prosecution claim.
See Cervantes v. Jones,
We find that Logan has not alleged sufficient evidence to meet all of the required elements of his sex discrimination or his malicious prosecution claims. Therefore, we Affirm the decision of the district court.
