Terrell v. United StatesTerrell v. United States
OPINION
This case presents the federal courts of appeals with an issue of first impression. Can the United States Parole Commission (“Commission”) use videoconferencing to conduct parole determination proceedings? Habeas petitioner Sammy Terrell challenged this practice as a violation of
BACKGROUND
Sammy Terrell is a federal prisoner who was, at the time of his petition, serving his life sentence in Marquette, Michigan.
1
In 1994, Terrell was given his initial parole determination proceeding. 2 The Commission continued him to a 15-year reconsideration hearing 3 in June 2009. Interim parole hearings 4 ' — which did not change his 15-year reconsideration hearing date — took place in 1996, 1998, and 2003. 5 He waived his interim hearing scheduled for September of 2000. Terrell was scheduled for an interim hearing by video conference on June 9, 2005. He requested a continuance, which the Commission granted.
Terrell and prisoner Richard Thompson 6 filed petitions for writs of habeas corpus 7 in the Eastern District of Michigan on June 14, 2005, asking the court to order in-person parole determination hearings. On February 3, 2006, a magistrate judge recommended that the court deny Terrell’s petition. Terrell was given an interim hearing by video conference on May 11, 2006. On September 30, 2007, the district court rejected the recommendation of the magistrate judge and held that videoconferencing violated the prisoner’s due process rights. The district court then ordered an in-person parole determination hearing for Terrell. The government moved for a stay to ensure appellate review, and the district court denied the motion. On September 15, 2008, this court granted a stay of the district court’s order to give Terrell an in-person hearing to ensure appellate review of the matter.
ANALYSIS
The Parole Commission Reorganization Act of 1976, Pub.L. No. 94-233, 90 Stat. 219 (Mar. 15, 1976), enacted into law
Until 2004, the Commission conducted all parole determination hearings in person at the institutions where the prisoners were incarcerated. In early 2004, the Commission began a pilot project to conduct parole release hearings by video conference at a few institutions. The Commission published notice of the project in the Federal Register under the title, “Paroling, Recommitting, and Supervising Federal Prisoners: Prisoners Serving Sentences Under the United States and District of Columbia Codes,” 69 Fed.Reg. 5,273 (Feb. 4, 2004). The Commission also promulgated rules allowing for videoconferencing,
In April of 2005, the Commission announced that the pilot program was a success. Paroling, Recommitting, and Supervising Federal Prisoners: Prisoners Serving Sentences Under the United States and District of Columbia Codes, 70 Fed.Reg. 19,262 (April 13, 2005). The Commission concluded that “the prisoner’s ability to effectively participate in the hearing ha[d] not been diminished by” videoconferencing.
Id.
“Video and audio transmissions [were] clear and the hearings [were] seldom interrupted by technical difficulties.”
Id.
The Commission then extended the use of videoconferencing to parole revocation hearings and amended
I. Jurisdiction
Before we address the habeas petition on its merits, we must first conclude that we have jurisdiction to entertain the petition. Neither of the parties addressed the jurisdiction of the court, presumably because they both sought to have the substantive issue decided. The district court did not address jurisdiction. However, we have an obligation to raise issues of jurisdiction sua sponte.
Cf. Smith v. Ohio Dep’t of Rehab. and Corr.,
Terrell commenced his claim by petitioning the district court to enter an order, pursuant to
Before and since that time, the Supreme Court has made a number of decisions regarding the relationship between habeas and § 1983, starting in 1973 with
Preiser v. Rodriguez,
A question that arises from this line of eases is whether habeas and § 1983 (or the equivalent for a federal prisoner) are mutually exclusive actions. The circuits appear to be in conflict on this question. In
Wright,
we held that the claim before us could be brought as a
Other courts of appeals have suggested that habeas and § 1983 claims (and the equivalent for a federal prisoner) are mutually exclusive.
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The Seventh Circuit has held that “a [federal] prisoner claiming
The Ninth Circuit rejects the mutual exclusivity of such claims.
See Dock-en v. Chase,
To understand the reasoning of the Seventh and Ninth Circuits, we must first examine the various claims that can be brought under a habeas petition. Sections 2255 and 2241 provide the habeas statutory scheme for federal prisoners.
Wright,
Because state prisoners “contest the fact or duration of custody” when they “challenge their convictions, their sentences, or
The Supreme Court’s opinion affirming our en banc decision in
Dotson
captures this debate. The majority held that challenges to parole procedures that would not “necessarily spell speedier release” and claimed
“future
relief (which, if successful, [would] not necessarily imply the invalidity of confinement or shorten its duration)” were “yet more distant” from the “core” of habeas within which habeas is the exclusive available action.
Our cases have held that the action before us can both be brought under habeas and the equivalent civil action. The upshot of this is that neither the Seventh Circuit’s reasoning nor Justice Scalia’s reasoning concurring in
Dotson
applies here because both would deny the existence of the situation before us where a challenge to procedures used in the administration of discretionary parole falls under habeas. Assuming such a situation, the Ninth Circuit is correct that nothing in the
Preiser
line of cases suggests that
Wright
has been overruled for the mere reason that the Court has decided that the claim before us also falls under the equivalent of
II. Statutory Interpretation
Terrell has raised both statutory and constitutional challenges to the Commission’s procedures. We address the statutory challenge first.
Cf. Lyng v. Nw. Indian Cemetery Protective Ass’n,
The district court granted summary judgment to Terrell after concluding that “appear” in
The government acknowledges that “when Congress enacted the Parole Commission Reorganization Act and
In other words, at the time Congress enacted
The ambiguous/unambiguous split of the Chevron two-step is meant to determine those aspects of an agency’s authority in which it has discretion to carry out policy as it sees fit.
Smiley v, Citibank (South Dakota), N.A.,
“Fashioning policies in response to events that were unforeseeable when the legislation was written is one of the primary functions of executive agencies,”
Independent Bankers Ass’n v. Marine Midland Bank,
To determine the unambiguously expressed intent of Congress at the time of enactment in 1976, we look to the plain meaning of the statute.
K Mart Corp. v. Cartier, Inc.,
A word’s ordinary meaning is often determined by reference to dictionaries.
See MCI Telecomm.,
The government argues that the district court erred in analogizing “appeal’” and “testify” with formal trial proceedings. Citing legislative history, it points out that a prisoner’s procedural rights at a parole determination proceeding “should not be construed as analogous to formal judicial process.”
See
H.R.Rep. No. 94-838 (1976), U.S.Code Cong. & Admin.News 1976 at p. 351.. Analogizing “appear” as it is used in
The power of the Commission to “delegate to hearing examiners any powers necessary to conduct hearings and proceedings,”
Assuming Congress did not envision videoconferencing for parole proceedings in 1976, the government argues that the word “appear,” understood in 1976, can still “accommodate ... subsequent technological advances.” Its argument that simply because appearing at a parole hearing “could [not] be accomplished by means other than [a prisoner’s] physical presence before a hearing examiner” does not necessarily mean that the statute unambiguously requires an in-person hearing is well-taken. “Appear” could be inherently ambiguous or have an unambiguous meaning more abstract than an in-person appearance. These amount to essentially the same question: is the meaning of the word “appear” abstract enough — call it ambiguous or unambiguous on an abstract level — to
Even if the statute unambiguously required an in-person hearing in 1976, subsequent re-enactment of the statute, most recently in 2008, might require reinterpretation of the statute based on our present-day understanding of “appear.” In
National Lead Co. v. United States,
Moreover, re-enactment doctrine has been limited such that “where the law is plain, subsequent reenactment does not constitute an adoption of a previous administrative construction.”
OfficeMax,
III. Due Process
Because conducting parole determination proceedings via videoconferencing violates
CONCLUSION
The statute unambiguously required an in-person parole proceeding when Congress enacted it in 1976. Congress never
Notes
. Terrell was being boarded by the United States Bureau of Prisons at the Michigan state
. Pursuant to
. Pursuant to
. Pursuant to
. Pursuant to
. Thompson’s claim became moot after he was given an in-person parole determination hearing.
. Pursuant to
. Only the Seventh Circuit and the Eleventh Circuit have suggested that habeas is mutually exclusive from a
. Terrell properly filed his
. Parole has been abolished for federal prisoners, but that did not result in any changes to the statutory scheme for those who remain eligible for parole. As a result, there have not been any changes to
. Congress "has directly spoken to the precise question at issue” when it employs "unambiguous statutory language.”
Alliance for Cmty. Media v. FCC,
. The government does not argue that videoconferencing is equivalent to an in-person physical appearance.
. A full-blown construction of the statute is not called-for because the meaning of the statute must be plain for the purposes of Chevron step one; the point of the fork between Chevron step one and two is to determine whose interpretation of the statute should have primacy, the agency or the judiciary.
. The statute abolishing parole provided that parole would last until 1992 for those who committed offenses prior to November 1, 1987. First, the Judicial Improvements Act of 1990, Pub.L. No. 101-650, 104 Stat. 5089 (Jan. 23, 1990), extended federal parole for those persons until 1997. Second, the Parole Commission Phaseout Act of 1996, Pub.L. No. 104-232, 110 Stat. 3055 (Jan. 3, 1996), extended it until 2002. Third, fourth, and fifth, the 21st Century Department of Justice Appropriations Authorization Act, Pub.L. No. 107-273, 116 Stat. 1758 (Nov. 2, 2002), the United States Parole Commission Extension and Sentencing Commission Authority Act of 2005, Pub.L. No. 109-76, 119 Stat.2035 (Sept. 29, 2005), and the United States Parole Commission Extension Act of 2008, Pub.L. No. 110-312, 122 Stat. 3013 (Aug. 12, 2008), respectively, extended parole from 2002 to 2005, 2005 to 2008, and 2008 to 2011.