Lead Opinion
delivered the opinion of the Court in which
Our Constitution must strike a delicate balance between the pre-existing rights of individuals and the state’s need to abridge those rights to achieve important public policy objectives. This appeal raises such questions of balance through a challenge to the statute of repose in the Medical Liability Act. In 2003, the Legislature enacted the Medical Liability Act to lower the escalating cost of medical malpractice insurance premiums and increase access to health care. The Act contains a statute of repose that operates to bar claims not brought within ten years of the date of the medical treatment.
Here, alleged negligence occurred during the birth of a child in 1996. Under the 2003 repose statute, a suit on this negligence claim must be filed by 2006. In 2004, an attorney for the mother notified the hospital of the minor’s claim, but no suit was filed until 2011, five years after the repose statute’s deadline. The hospital moved for summary judgment on the ground that the repose statute barred the claim, and the mother responded that the repose statute violates the open courts and retroactivity provisions of the Texas Constitution. We overrule both constitutional challenges.
The open courts challenge fails due to the mother’s lack of diligence in filing suit. In this context, an open courts challenge contends that the claimant had an insufficient opportunity to bring suit. It is well-established in our jurisprudence that such open-courts challengers must themselves be diligent in bringing suit. The mother cannot meet this requirement because she was aware of the claim one year into her three-year period to bring the claim but waited over six additional years to file suit. The mother’s retroactivity challenge also fails because a compelling public purpose justified the legislation and granted her a three-year grace period to file suit. Because the court of appeals found in the mother’s favor on her open courts challenge, we reverse the court of appeals’ judgment and render judgment that the plaintiff take nothing.
I. Background
In 1996, Elizabeth Rivera was nine months pregnant with her daughter, M.R., when she visited the emergency room of
Seven years after the medical treatment at issue (in 2003), the Legislature enacted a ten-year statute of repose for the Medical Liability Act, which provides:
A claimant must bring a health care liability claim not later than 10 years after the date of the act or omission that gives rise to the claim. This subsection is intended as a statute of repose so that all claims must be brought within 10 years or they are time barred.
Act of June 2, 2003, 78th Leg., R.S., ch. 204, § 10.01, 2003 Tex. Gen. Laws 847, 872 (current version at Tex. Crv. Prac. & Rem. Code § 74.251(b)). Thus, when the repose statute became law, M.R.’s claim needed to be brought within three years to avoid the claim being barred by the statute of repose.
In August 2004, Rivera’s lawyer sent the hospital the statutorily required notice of a health care liability claim,
II. Discussion
Rivera poses open courts and retroactivity challenges to the repose statute as independent bases for affirming the court of appeals. Regarding the open courts challenge, Rivera claims the repose statute is similar to previous statutes of limitations we held to be unconstitutional as applied to minors. Regarding the retroactivity challenge, Rivera contends the repose statute is unconstitutionally retroactive because it extinguished M.R.’s claim before she could reach the age of majority. We address each constitutional challenge in turn. In doing so, we are mindful that we begin assessing a constitutional challenge with a presumption that the statute is valid
The distinction between facial and as-applied challenges also bears mentioning because we consider bother Rivera’s challenges to be as-applied challenges. A facial challenge claims that a statute, by its terms, always operates unconstitutionally. United States v. Salerno,
Both of Rivera’s constitutional challenges here (open courts and retroactivity) are as-applied challenges. Her open courts challenge does not claim the repose statute operates unconstitutionally as to all persons, and we have previously held open courts applied constitutionally to an adult who could not discover her claim before the repose statute barred it.
A. Open Courts
In Weiner v. Wasson
We have interpreted this due diligence requirement three times in the past two decades, and these precedents guide our analysis here. First, in Shah v. Moss, Moss sued Shah for negligence in performing eye surgery and neglecting to provide adequate post-surgical treatment.
Six years after we decided Shah, we addressed a case with facts more closely aligned with those presented here. In Yancy, Yates suffered cardiac arrest when undergoing a procedure to remove kidney stones.
knew of [Yates’s] condition and retained a lawyer well within the limitations period. On this record, there is no fact issue establishing that [the guardian] ... sued within a reasonable time after discovering the alleged wrong. Thus, the open courts provision does not save Yates’s time-barred negligence claims.
Id. We acknowledged precedent indicating that a statute requiring an incapacitated plaintiff to give pre-suit notice would “require an impossible thing.” Id. at 786 (citing Tinkle v. Henderson,
In sum, we have found delays of four months,
Here, Rivera acted as the M.R.’s next friend. In 2004, a lawyer for Rivera sent the hospital the statutorily required notice of M.R.’s health care liability claim, but Rivera waited over six-and-a-half years to file suit (represented by the same lawyer). This period of time is fifteen times the four months we found constituted a lack of diligence in Stockton,
Rivera argues we should not impute any lack of diligence on her part to M.R. But our precedents have required due diligence of a next friend raising an open courts challenge on behalf of a minor in Stockton,
We must note the fact that the similar treatment of minors and legally incompetent persons does not necessarily mean next Mends or parents and guardians are treated similarly. There are specific procedures for guardians that do not apply to next Mends. For example, guardians: are court-appointed,
Rivera and the hospital both contend that different precedents regarding the reasonableness of statutory limits to common-law recovery should govern our analysis of the open courts challenge. Substantively, our longstanding test for whether a law violates the open courts provision is (1) if the law imposes substitute remedies, whether those remedies are reasonable, or (2) if the law extinguishes remedies, whether such action is a reasonable exercise of the police power. Lebohm v. City of Galveston,
We likewise disagree with the hospital that Rankin controls this case. Had Rivera exercised due diligence and the repose statute still barred her claim, we would then be required to assess the reasonableness of the law. See Rankin,
B. Retroactivity
Rivera also challenges the repose statute as unconstitutionally retroactive because it required M.R. to bring her previously accrued claim before she reached the age of majority. The hospital counters
A retroactive law is one that extends to matters that occurred in the past. Robinson,
But not all retroactive statutes are unconstitutional. Robinson,
Regarding the public interest, the statute at issue in Robinson was enacted solely to benefit a single company by reducing its liability in asbestos litigation, which we determined constituted only a slight public interest. Id. at 146,150. By contrast, the repose statute here was part of the 2003 Medical Liability Act, which was a comprehensive overhaul of Texas medical malpractice law to “make affordable medical and health care more accessible and available to the citizens of Texas,”
But a compelling public interest does not end the retroactivity inquiry. We must balance that purpose against the nature of the prior right and the extent to which the statute impairs that right. Regarding the nature of the prior right, we held in Robinson that the personal injury claim at issue (for mesothelioma) was a mature tort that had a substantial basis in fact due to the discovery in the case.
Finally, we assess the extent to which the repose statute impaired M.R.’s claim. Before 1996, when the injury allegedly occurred, there was no statute of repose for medical negligence claims and a minor had until age twenty to sue before limitations would run (the age of majority plus two years for limitations). Weiner,
We have only upheld constitutional ret-roactivity challenges four times. In two of those cases, we upheld retroactivity challenges because amendments to statutes of limitations revived claims the previous statutes barred.
Here, M.R. possessed a three-year grace period from the time the repose statute took effect until it extinguished her claim. We have upheld statutes with shorter grace periods, and we cannot say the three-year grace period M.R. possessed rendered the statute unconstitutional as applied in light of its compelling public interest.
In short, the Legislature’s findings in enacting the Medical Liability Act demonstrate its compelling public purpose in lowering the cost of medical malpractice premiums and broadening access to health care. And although the record gives no indication of the strength of M.R.’s claim, the repose statute gave M.R. a three-year grace period to bring her claim. In light of the compelling public purpose and the three-year grace period, we overrule Rivera’s challenge that the statute is unconstitutionally retroactive as applied.
C. Response to the Dissent
The dissent would hold that the repose statute violates the open courts provision and is unconstitutionally retroactive. Regarding the open courts challenge, the dissent correctly observes that the open courts provision requires a “reasonable opportunity” to sue and may not make a remedy contingent on “an impossible condition.”
The dissent also raises two additional arguments regarding the open courts challenge, neither of which is persuasive. First, the dissent contends we have never imputed a parent’s due diligence to the minor child she represents. But we did precisely that three years ago in Stockton,,
Second, the dissent believes that imputing a guardian’s lack of diligence to a ward in Yancy is materially different from imputing a parent’s lack of diligence to a minor child and warrants a different result. But the dissent cites no authority for that proposition, and for a good reason. We have previously observed that “[t]radi-tionally the interests of minors, incompetents, and other helpless persons are viewed in law as substantially similar, and both the substantive law and the rules of procedure accord them comparable treatment.” Tinkle,
Finally, the dissent concludes that the repose statute is unconstitutionally retroactive as applied to M.R. This conclusion stems from its interpretation of Weiner that inquiring into whether a particular parent was incompetent or possessed a conflict of interest is an unworkable standard. Weiner did not involve a retroactivity challenge, and retroactivity challenges are, by definition, as-applied constitutional challenges. They examine only the position of the party raising the challenge. The more difficult plight of a different or hypothetical litigant will not save a litigant’s as-applied challenge. Or as we observed in Yancy, “there is no need to strike [a statute] down because it might operate unconstitutionally in another case.”
III. Conclusion
In sum, we uphold the Medical Liability Act’s ten-year statute of repose against Rivera’s as-applied constitutional challenges on open courts and retroactivity grounds. Rivera fails to meet this requirement because she was aware of M.R.’s claim one year into her three-year period to bring the claim but waited over six-and-a-half additional years to file suit. Rivera’s retroactivity challenge also fails because a compelling public purpose justified the legislation and granted Rivera a three-year grace period to file suit. Because the court of appeals found in favor of Rivera on her open courts challenge, we reverse the court of appeals’ judgment and render judgment that Rivera take nothing.
Notes
. Providence Hospital is the d/b/a for Tenet Hospitals Limited, LP. The hospital and Dr. Michael Compton are collectively referred to in this opinion as "the hospital.”
. Neither party discusses the effect of limitations on M.R.’s claim, and we therefore express no opinion on that issue.
. Under the Medical Liability Act, anyone asserting a health care liability claim must give written notice to the physician or health care provider at least sixty days before filing suit. Tex. Civ. Prac. & Rem.Code § 74.051(a).
. At the petition stage, the Texas Alliance for Patient Access, the Texas Medical Association, the Texas Hospital Association, the American Congress of Obstetricians and Gynecologists, the Texas Children's Hospital, and the Texas Osteopathic Medical Association jointly submitted an amicus brief supporting the hospital.
.See Robinson v. Crown Cork & Seal Co.,
. City of San Antonio v. City of Boerne,
. As we have observed previously, "the line between facial and as-applied challenges is not so well defined that it has some automatic effect.” In re Nestle USA, Inc.,
. Rivera asserts that the repose statute is unconstitutional "as applied to children injured by medical negligence before their eighth birthday.” This framing unnecessarily blurs the line between facial and as-applied challenges. Because Rivera contends in neither constitutional challenge that the repose statute always operates unconstitutionally, her challenges are as-applied to her circumstances only.
.
.
.
. Stockton,
. Shah,
. Yancy,
.
.
.
. Act of June 2, 2003, 78th Leg., R.S., ch. 204, § 10.01, 2003 Tex. Gen. Laws 847, 872 (current version at Tex. Civ. Prac. & Rem.Code § 74.251(b)).
. See also Tex. Health & Safety Code § 611.004(a)(4) (treating minor’s and legally incompetent persons similarly for purposes of disclosing certain confidential information); Tex. Lab.Code § 403.007 (treating workers’ compensation death benefits payable to minors and legally incompetent persons similarly). '
. Tinkle,
. Tex. Est.Code § 1001.001 (formerly Tex. Prob.Code § 602) ("A court may appoint a guardian with full authority over an incapacitated person_”).
. Id. §§ 1053.052 (formerly Tex. Prob.Code § 622) (discussing guardian’s fiduciary capacity), 1105.051 (formerly Tex. Prob.Code § 700) (establishing oath to. faithfully discharge duties to a legally incompetent person).
. Id. § 1053.052 (formerly Tex. Prob.Code § 622) ("No security for costs shall be required of a guardian ... in any suit brought by the guardian ... in [her] respective fiduciary capacity].”). Rule of Civil Procedure 44 grants next friends "the same rights concerning such suits as guardians have, but shall give security for costs, or affidavits in lieu thereof, when required.”
. Id. §§ 1105.101 (formerly Tex. Prob.Code § 702), 1105.102 (formerly Tex. Prob.Code § 702A).
. Id. § 1163.101 (formerly Tex Prob.Code § 743).
. Tex Prop.Code § 142.002 (formerly Tex Prob.Code § 142.002(a)) (providing for next friend to take possession of money recovered from a judgment for the minor only after posting a bond).
. For these reasons, we disagree with the court of appeals that any lack of diligence on Rivera’s part could not be imputed to M.R.
.Act of June 2, 2003, 78th Leg., R.S., ch. 204, § 10.11(b)(5), 2003 Tex. Gen. Laws 847, 884-85.
.Id. § 10.11(b)(3).
.Id. § 10.11(a).
. City of Tyler v. Likes, 962 S.W.2d 489, 502 (Tex.1997).
. DeCordova, 4 Tex. at 470-71.
. Tex. Water Rights Comm’n v. Wright,
. Baker Hughes, Inc. v. Keco R. & D., Inc.,
.
Dissenting Opinion
dissenting.
Statutes of repose present harsh barriers to the administration of justice. Today the Court extends this obstacle to situations involving the most vulnerable amongst us — our children. And it does so under the false notion that all parents can and do adequately protect their children. However, the sad reality is that the needs of too many children — our most valuable resource — are not satisfactorily addressed by their parents. While the Texas Medical Liability Act’s repose statute requires a health care liability claim to be brought within ten years of the date medical treatment is provided, we have never held that this statute may properly apply to bar the claims of innocent children. To the contrary, we have consistently held that statutes of limitations that similarly purport to bar a child’s claim violate the Texas Constitution.
In the underlying suit, M.R. was injured during childbirth, allegedly as a result of
I. Open Courts
The Texas Constitution’s open courts provision
The Court holds that Rivera failed to use due diligence in filing the underlying suit on M.R.’s behalf, thereby foreclosing her open courts challenge to the statute of repose.
In Sax, we evaluated the two-year statute of limitations on medical malpractice claims contained in a prior version of the Medical Liability Act.
In holding that the statute violated the open courts provision, we expressly considered, and rejected, a parent’s ability to sue on behalf of his child as adequately protecting the child’s rights. We held:
If the parents, guardians, or next friends of the child negligently fail to take action in the child’s behalf within the time provided by article 5.82, the child is precluded from asserting his cause of action under that statute. Furthermore, the child is precluded from suing his parents on account of their negligence, due to the doctrine of parent-child immunity. The child, therefore, is effectively barred from any remedy if his parents fail to timely file suit. Respondents argue that parents will adequately protect the rights of their children. This Court, however, cannot assume that parents will act in such a manner. It is neither reasonable nor realistic to rely upon parents, who may themselves be minors, or who may be ignorant, lethargic, or lack concern, to bring a malpractice lawsuit action within the time provided by article 5.82.
Id. at 667 (emphasis added) (internal citation omitted). We concluded that “[u]nder the facts in [that] case, [the child was] forever precluded from having her day in court to complain of an act of medical malpractice,” that “the [Legislature [had] failed to provide her any adequate substitute to obtain redress,” and that former article 5.82 was therefore “unconstitutional as it applie[d] to a minor’s cause of action.” Id.
Twelve years after deciding Sax, we reaffirmed the opinion and applied its reasoning in Weiner. In that case, we considered an open courts challenge to the statute that replaced article 5.82.
Our analysis in Sax and Weiner confirms that a parent’s failure to use due diligence in pursuing his minor child’s health care liability claim should not and does not foreclose pursuit of that claim. However, the Court concludes that these cases do not control for two reasons, neither of which is persuasive. First, the Court notes that in Sax and Weiner we evaluated the reasonableness of the statute in question, while the issue here is the diligence of the party challenging the law.
Second, the Court distinguishes Sax and Weiner on the grounds that they presented facial open courts challenges to the statutes at issue, while the underlying case presents an as-applied challenge that must take into account “the circumstances of Rivera’s representation of M.R.”
The Court also relies on three distinguishable cases in which we rejected open courts challenges based on a lack of due diligence. Shah provides no guidance because it involved a plaintiff who failed to use due diligence in asserting his own claim.
Finally, the Court relies on Yancy v. United Surgical Partners International, Inc., in which the guardian of an incapacitated adult filed health care liability claims on behalf of her ward against some defendants within the limitations period, but against others after the limitations period had expired.
For these reasons, I would not extend Yancy’s reasoning to the underlying case. Confining Yancy to the situation in which a court-appointed guardian fails to act with due diligence reconciles that case with Sax and Weiner, and properly recognizes the significant differences between such guardians and parents acting as next friends. I would hold that, under Sax and Weiner, an open courts challenge to the Medical Liability Act’s statute of repose brought by or on behalf of a minor may not be foreclosed by a parent’s lack of diligence in bringing the suit.
. I would further hold that Sax and Weiner compel a holding that the Medical Liability Act’s ten-year statute of repose violates the open courts provision as applied to minors like M.R. because (1) she has a cognizable common law cause of action that is being restricted, and (2) the restriction is unreasonable when balanced against the statute’s purpose. See id. at 666. As noted above, in those cases we held that the Act’s statute of limitations was unconstitutional as applied to a minor’s cause of action that the statute “purports to cut off ... before [the minor] reaches majority.” Weiner,
The hospital in this case contends that our opinion in Methodist Healthcare System of San Antonio, Ltd. v. Rankin,
Although Rankin involved the Medical Liability Act’s statute of repose, while Sax and Weiner involved the Act’s statute of limitations, I would hold that Sax and Weiner, rather than Rankin, control the outcome of this case. First, the statutes of limitations we considered in Sax and Weiner, as applied to minors, had the effect of a repose statute in that they removed the tolling provision otherwise applicable to minors, at least once the minors reached a certain age (six in Sax; twelve in Weiner). As to such plaintiffs, the statutes served as a “definitive cut-off’ just as statutes of repose do. Id. at 288. And the purpose underlying the Medical Liability Act that was passed in 2003 as part of House Bill 4, which contains the applicable statute of repose, is the same as that underlying the statutes that were at issue in Sax and Weiner: to limit the length of time malpractice insureds are exposed to potential liability in order to increase the availability of medical practice insurance and affordable health care. See id. at 287; Sax,
“Under the facts in this case, [M.R.] is forever precluded from having her day in court. to complain of an act of medical malpractice.” Sax,
II. Retroactivity
As the Court notes, M.R.’s malpractice claim accrued in 1996, and the ten-year statute of repose went into effect in 2003. Prior to the repose statute’s enactment, a minor had until the age of twenty to assert a health care liability claim. Weiner,
A retroactive law is presumed unconstitutional,
I do not disagree with the Court’s analysis of the first factor. We have already recognized that the Legislature’s purpose in limiting the length of exposure to medical malpractice cases is a legitimate one. Rankin,
This conclusion is at odds with our recognition in Weiner that a parent’s failure to sue on behalf of a minor affects neither the tolling of the limitations period nor the constitutionality of the Medical Liability Act’s statute of limitations under the open courts provision.
III. Conclusion
However legitimate a statute’s purpose, the Legislature may not abrogate a child’s established common law cause of action before that child reaches the age of majority. The Medical Liability Act’s statute of repose does exactly that in this case, violating the Texas Constitution’s open courts guarantee as well as its prohibition against retroactive laws. Because the Court holds otherwise, I respectfully dissent.
. "All courts shall be open, and every person for an injury done him, in his lands, goods, person or reputation, shall have remedy by due course of law.” Tex. Const, art. I, § 13.
. The statute of repose at issue provides that "[a] claimant must bring a health care liability claim not later than 10 years after the date of the act or omission that gives rise to the claim.” Tex. Civ. Prac. & Rem.Code § 74.251(b).
. See Act of May 29, 1975, 64th Leg., R.S., ch. 330, § 4, 1975 Tex. Gen. Laws 864, 865 (former Tex.Rev.Civ. Stat. art. 582), repealed by Act of May 30, 1977, 65th Leg., R.S., ch. 817, § 41.03, 1977 Tex. Gen. Laws 2064.
. "No bill of attainder, ex post facto law, retroactive law, or any law impairing the obligation of contracts, shall be made.” Tex. Const, art. I, § 16.
