Tellier v. ScottTellier v. Scott
OPINION AND ORDER
Plaintiff
pro se,
a federal inmate, brought this
Bivens
action based on defendants’ alleged deviations from the federal regulation governing administrative detention, 28 C.F.R. § 541.22 (1997).
Bivens v. Six Unknown Named Agents of the Fed. Bureau of Narcotics,
In the Report, Magistrate Judge Berni-kow. recommended that I grant defendants’ motion for summary judgment with respect to claims against Sharon Fields (“Fields”), and deny their motion with respect to Willie Scott, Susan Gerlinski, Mr. Tramel, Jesse James, Mr. Parish, and John Gibson. In a September 4, 1996 letter, plaintiff stated that he had no objections to the Report and requested leave to amend his complaint.
In an order dated October 29,. 1996, I adopted the portion of the Report that recommended that I grant defendants’ motion for summary judgment with respect to Fields and directed the Clerk of Court to enter judgment in favor of Fields. I also granted plaintiffs motion for leave to amend his complaint and found that defendants, previous motion to dismiss the original complaint or for summary judgment was moot.
In a letter dated November 4, 1996, plaintiff requested leave to withdraw his proposed amended complaint and reinstate the original Report. Given that the parties had yet to proceed on the basis of the amended complaint, I found, in an order dated November 15, 1996, that justice was served by granting plaintiffs motion and reinstating defendant’s motion for summary judgment or to dismiss the complaint and Magistrate Judge Bernikow’s Report. Defendants then submitted objections to the Report on December 4,1996. Because the Report makes a recommendation with respect to a dispositive motion, I review de novo those aspects of the Report to which there are objections pursuant to 28 U.S.C. § 636(b). For the reasons stated below, I adopt Magistrate Judge Bernikow’s recommendation that I deny defendants’ motion for summary judgment.
J. The Report
The facts are set forth in the Report and the Court assumes familiarity with that opinion. The parties do not dispute that plaintiff Tellier was placed in administrative detention upon transfer to the Metropolitan Correctional Center (“MCC”) and that he remained housed in the Special Housing Unit (“SHU”) for the entire 522 day period of his stay at the MCC. However, plaintiff alleges deviations from federal regulations governing administrative detention, 28 C.F.R. § 541.22, over the course of this period, and maintains that these deviations constitute violations of his Fifth Amendment right to due process. Defendants insist plaintiff received all of the notifications, hearings, and reviews required under § 541.22, and further contend that the alleged failure to comply with this regulation does not violate any constitutional right supporting a Bivens claim. Moreover, they argue, even if plaintiffs complaint had stated a constitutional claim, defendants have qualified immunity from suit because of the unsettled state of the law from the time of plaintiffs detention at the MCC to the present. Finally, they maintain that three defendants — Wardens, Scott and James, and Of *609 ficer Fields — did not personally participate in the alleged constitutional violation.
The central issue to be resolved in this motion is whether defendants have established that no genuine issue of material fact exists regarding plaintiffs treatment while at MCC and defendants’ involvement in the alleged due process violation. After a careful consideration of the parties’ legal arguments, as well as relevant law, Magistrate Judge Bernikow applied the standard for summary judgment in a Bivens action, and ruled that defendants were not entitled to a judgment as a matter of law. 1
In making this determination, Magistrate Judge Bernikow . first assessed whether the Supreme Court’s recent decision in
Sandin v. Conner,
Defendants make four main objections to the Report, all of which I find unavailing. First, they state that Magistrate Judge Bernikow improperly relies on cases involving liberty interests arising under state rather than federal law. Second, they maintain that Sandin mandates the dismissal of this action. Third, they contend that summary judgment should have been granted in any event because plaintiff was accorded all the process he was due. Fourth, they consider the Report’s rejection of their qualified immunity defense erroneous because plaintiff fails to allege the violation of a clearly established constitutional right. In the discussion that follows, I will address these objections in turn. . . ,
II. Analysis
First, defendants maintain that Magistrate Judge Bernikow improperly relied on cases in which state-created liberty interests in avoiding administrative detention were recognized, “but failed to note that this claim arises in a federal prison governed by
federal
law.” (Def.’s Objs. to R & R at 2.) Although it is true that
Sandin
addressed the constitutional rights of state prisoners, the Court’s analysis of liberty interests has been applied to Fifth Amendment claims involving federal prison regulations as well.
Crowder v. True,
I note that defendants call attention to decisions outside of the Second Circuit suggesting that § 541.22 does not create a constitutionally protected liberty interest.
See Crowder v. True,
In their second objection, defendants argue that Magistrate Judge Bernikow misconstrued the Supreme Court’s ruling in
Sandin v. Conner,
This Court does not read
Sandin
as defining all forms of administrative detention as discretionary in nature.
9
Nor has the Second Circuit Court of Appeals read
Sandin
to eliminate all due process claims based upon administrative segregation.
Sealey,
The Second Circuit Court of Appeals interprets Sandin to require that prisoners prove both (1) that the confinement creates an “atypical and significant hardship” and (2) that the government has granted inmates — by regulation or statute — a protected liberty interest in remaining free from that confinement.
Frazier,
In conducting these individualized, factual inquiries, the Second Circuit Court of Appeals attends to the nature of the prisoner’s confinement in relation to the “ordinary prison conditions” and the length of time spent in confinement in the context of his total sentence,
Brooks,
In his moving papers, plaintiff states that “[t]he conditions in administrative detention were in sharp contrast to those condition [sic] lavishly afforded; to the inmates’ [sic] of general population.” (Decl. of Plaintiff at ¶ 15.) He further indicates that although he “did not raise that conditions in administrative detention were inadequate [in his. complaint, this] does not mean that he does not intend to argue such a position in the future.” (Plaintiffs Mem. of Law in Opp’n at, 2.) Defendants have not offered any evidence refuting plaintiffs claim; they have not shown that conditions imposed upon plaintiff mirrored those of the general prison population or those of inmates held in segregated confinement for other reasons. Nor have defendants offered a clear statement of the proportion of time plaintiff spent in SHU to his total sentence. An affidavit from a staff attorney at MCC indicates that plaintiff was still serving out a state sentence when transferred to MCC on November 6, 1992; plaintiff had been sentenced to a term of 2 to 6 years by the New York State Supreme Court on March 13, 1991. (See. Supp.Decl. of Raia ¶ 2.) 13 Whether plaintiffs eighteen-month detention in SHU is compared to a total sentence of 2 years or 6 years, I agree with Magistrate Judge Bernikow’s conclusion that plaintiff has sufficiently stated a due process claim. Moreover, I find summary judgment for defendants inappropriate in view of the undeveloped factual record as to the conditions of plaintiffs confinement.
In their third objection, defendants insist they are entitled to summary judgment because plaintiff received all the process due to him. Although it is true that a prisoner placed in administrative confinement receives “fewer procedural protections” than those in disciplinary confinement,
Matiyn v. Henderson,
' As Magistrate Judge Bernikow correctly concluded, material facts remain unresolved as to the process accorded plaintiff. Specifically, a material question of fact exists as to when plaintiff received official notice of the reasons for his administrative detention. Plaintiff claims he never received an administrative detention order specifying the reasons for his confinement. Defendants provide a “duplicate copy” of the original order (without plaintiffs signature) and supporting declarations indicating that plaintiff received a copy of the original order on November 6, 1992. (See Raia Dec. ¶ 7 and Ex. C; Gerlinski Dec. ¶¶ 4, 5.) Also unresolved are material questions as to whether plaintiff had a meaningful opportunity to be heard concerning his confinement within a reasonable time and whether there were adequate, periodic reviews of his status. Plaintiff contends that no hearing was held concerning his detention status until May 4, 1993, after he had served almost six months in the SHU. Defendants provide no documentation of a hearing prior to January 4, 1993 (a full two months after placement in SHU) but offer declarations, maintaining that the requisite thirty-day reviews were conducted in plaintiffs case. (See Gerlinski Decl. ¶¶ 7, 8; Trammel Decl. ¶¶ 5, 6.) However plaintiff contends that several of the forms documenting 30-day reviews were falsified, and offers corroborating declarations supporting this claim. (See Abdullah Deck ¶¶ 6, 7; Cox Deck ¶¶ 5, 7.) In light of these material factual disputes, I find that defendants have not demonstrated that they “clearly complied” with due process requirements in the instant case.
Lastly, defendants contend that Judge Bernikow’s rejection of their qualified immunity defense was erroneous, insofar as he held that “plaintiffs claim asserted a ‘clearly established’ constitutional right with ‘sufficiently definite’ boundaries so that defendants must have known that their actions were unlawful.” (Def.’s Objs. to R & R at 8-9.) Defendants misconceive Magistrate Judge Bernikow’s reasoning on this issue; he makes the more provisional finding that the facts concerning the availability of the qualified immunity defense are not undisputed.
Recognizing that courts must engage in a “particularized” factual inquiry to determine whether official action is protected by qualified immunity,
see Anderson v. Creighton,
As has been noted already, the law at the time of plaintiffs detention had clearly established that regulations like § 541.22 created a liberty interest in remaining free of administrative segregation, and defined the scope of the official’s permissible conduct.
See, e.g., Wright v. Smith,
III. Conclusion
For the foregoing reasons, I adopt Magistrate Judge Bernikow’s Report denying defendants’ motion for summary judgment in this action with respect to all defendants other than Fields. Defendant Field’s motion for summary judgment is granted and the complaint against her dismissed.
SO ORDERED.
Notes
.Defendants, in their objections, continue to maintain dismissal is warranted on the pleadings alone.' I find this argument unpersuasive, noting in particular recent Second Circuit rulings suggesting that the “atypical and significant hardship prong of a
Sandin
liberty analysis may require fact-finding.”
Sealey v. Giltner,
. As will be discussed below, I find it unnecessary at this stage of the pleadings to find that plaintiff has made such a showing; I rule only that material questions of fact remain unresolved as to whether plaintiff Tellier has such a liberty interest.
. Summary judgment was granted as to defendant Sharon Fields.
. Magistrate Judge Bernikow’s reliance on these cases is especially appropriate given the similarity of state and federal regulations governing administrative detention. Indeed, the federal regulation arguably limits official discretion even more than the analogous state regulation. Compare New York Comp.Codes R. & Regs. tit. 7, § 301.4 (1997) (providing that inmates may be placed in administrative segregation when their presence in general population "would pose a threat to the safety and security of the facility”; requiring hearing within 14 days of inmate’s confinement and reviews every seven days for first two months and every thirty days thereafter) with 28 C.F.R. § 541.22 (requiring that officials ascertain that administrative detention is "wárranted” prior to placement;' providing with greater specificity the circumstances that would warrant such placement; requiring notice within 24 hours of confinement, an initial review within three days as well as another after seven days of confinement, and further reviews on both weekly and monthly basis).
.
Crowder,
the only
post-Sandin
case cited for this proposition, differs from the instant case in that in
Crowder
there was no allegation of a lack of notification, and plaintiff was held for only three months.
Crowder,
. The only other
post-Sandin
opinion upon which defendants rely concerns § 541.23, which regulates administrative detention in protection cases.
See Hagan,
. It should be noted that the “less technical”
Sandin
analysis is not necessarily more stringent; it may lead a court to find a liberty interest where the language-based test did not.
Quartararo v. Catterson,
. Two of the circuit court cases they cite,
Eggleton v. Gluch,
. The passage cited in defendants' motion papers refers to administrative and protective detention regulations in Hawaii and makes no blanket pronouncement that all administrative segregation is "totally discretionary” in nature.
Sandin,
. Defendants object to Magistrate Judge Ber-nikow’s reliance on cases involving disciplinary as opposed to administrative segregation.
(See
Def.’s Objs. to R & R at 8-9.) However, as noted above,
Sandin
itself involved disciplinary segregation, and courts in the Second Circuit have consistently applied the
Sandin
liberty interest analysis in cases involving administrative as well as disciplinary segregation.
See, e.g., Sullivan v. Schweikhard,
. Other circuits have taken a similar position.
See, e.g., Kennedy v. Blankenship,
. A number of district courts have dismissed claims where the duration of segregated confinement was one year or less,
see, e.g., Williams
v.
Kane,
No. 95 CIV. 0379,
. This declaration also indicates that plaintiff was subsequently convicted on federal racketerring charges and sentenced to serve a prison term of life plus 25 years on December 29, 1994 — after he his stay in SHU at MCC had ended. (See Supp.Decl. of Raia ¶ 1.)
. In
Lowrance,
. Defendants’ discussion of the "confusion” engendered by
Sandin,
(Def.’s Objs. to R & R at 16), does not support their qualified immunity defense, given that the actions challenged in the action occurred in the period from November 6, 1992 through April 4, 1994.
Sandin
was not decided until June 19, 1995.
See Anderson,