222 Conn. 233 | Conn. | 1992
The dispositive issue in this appeal and cross appeal is whether a municipal employee whose employment was terminated was afforded his fourteenth amendment right to procedural due process by the union grievance procedures established under a collective bargaining agreement.
The relevant facts are as follows. On September 11, 1980, the plaintiff, while employed as a trash collector
On December 7,1981, the plaintiff filed a grievance with his union, Teamster Local Union No. 145 (union), seeking to be restored to his position as a laborer. On
Lamberti then made an appointment to discuss the plaintiff’s grievance with the commissioner of the department of public works, Bruce Spaulding, pursuant to the collective bargaining agreement.
The plaintiff brought the present action by filing a complaint in the Superior Court on August 31, 1982. The first count of a subsequent amended complaint alleged that the defendant had violated the plaintiff’s right to procedural due process by failing to afford the plaintiff a hearing.
The defendant appealed to the Appellate Court, which reversed the judgment of the trial court and remanded the case with direction to render judgment for the defendant. The Appellate Court concluded that the plaintiff’s complaint did not state a cause of action under 42 U.S.C. § 1983 because the complaint did not allege that the deprivation of the plaintiff’s due process right “occurred through the operation of a policy statement, ordinance, regulation, or decision officially adopted and promulgated by that body’s officers.” (Internal quotation marks omitted.) Tedesco v. Stam
On remand, the Appellate Court first concluded that the confirmation by the trial court, Landau, J., of the 1987 arbitration proceeding; see footnote 9, supra; did not render the plaintiffs claim moot since “[a]n employee’s rights under 42 U.S.C. § 1983 cannot be precluded by a decision in an arbitration proceeding. Alexander v. Gardner-Denver Co., 415 U.S. 36, 94 S. Ct. 1101, 39 L. Ed. 2d 147 (1974). An arbitrator is limited to determining an employee’s rights under a collective bargaining agreement, whereas the resolution of more difficult constitutional issues remains in the province of the courts.” Tedesco v. Stamford, 24 Conn. App. 377, 379-80, 588 A.2d 656 (1991). The Appellate Court concluded further that based on “[subsequent federal law,” the earlier decision of the trial court, Cioffi, J., that the plaintiff had been entitled to a pretermination hearing when he was discharged in November, 1981, must be reversed. The Appellate Court noted that the trial court had relied on Cleveland Board of Education v. Loudermill, supra, which, in 1985, established the right to a pretermination hearing. The Appellate Court concluded, however, that pursuant to Zinker v. Doty, 907 F.2d 357 (2d Cir. 1990), “the Loudermill decision
The Appellate Court next considered whether the plaintiff was afforded a meaningful posttermination hearing. The court concluded, without explanation, that “the hearing afforded the plaintiff was constitutionally deficient . . . .” Id., 381. The court further concluded, however, citing Carey v. Piphus, 435 U.S. 247, 98 S. Ct. 1042, 55 L. Ed. 2d 252 (1978), that the plaintiff was “not entitled to recover anything greater than nominal damages for the justified deprivation of an interest protected by the constitution” since the “record in the arbitration proceedings, of which we took judicial notice, [is] replete with medical reports stating that the plaintiff could not return to work, and would never be able to return to his job in the future.” Tedesco v. Stamford, supra, 24 Conn. App. 382-83. The Appellate Court, therefore, reversed the award of compensatory damages. Finally, the Appellate Court concluded that the plaintiff was not entitled to attorney’s fees since he had failed to produce contemporaneous time records. Id., 385.
We granted the plaintiffs petition for certification limited to the following issues: “1. Did the Appellate Court properly reverse the trial court's award of attorney’s fees based on an absence of contemporaneous time records? 2. Did the Appellate Court properly reverse the award of compensatory damages?” Tedesco v. Stamford, 219 Conn. 911, 593 A.2d 136 (1991). We also granted the defendant’s petition for certification to cross appeal on the following issue: “Did the Appellate Court properly determine that the union grievance process and decision of the board of mediation and arbitration was ‘constitutionally deficient’ and direct that the plaintiff be awarded nominal damages?” Tedesco v. Stamford, 219 Conn. 910, 593 A.2d 135 (1991).
The fourteenth amendment to the United States constitution provides that the “State [shall not] deprive any person of life, liberty, or property, without due process of law . . . .’’In order to prevail on his due process claim, the plaintiff must prove that: (1) he has been deprived of a property interest cognizable under the due process clause; and (2) the deprivation of the property interest has occurred without due process of law. See Double I Limited Partnership v. Planning & Zoning Commission, 218 Conn. 65, 76, 588 A.2d 624 (1991); Connecticut Education Assn. v. Tirozzi, 210 Conn. 286, 293, 554 A.2d 1065 (1989); see also comment, “Developments in the Law—Public Employment,” 97 Harv. L.
“[T]he due process clauses of the state and federal constitutions require that one subject to significant deprivation of liberty or property must be accorded adequate notice and a meaningful opportunity to be heard.” Counsel on Probate Judicial Conduct re: James H. Kinsella, 193 Conn. 180, 207, 476 A.2d 1041 (1984); Sager v. GAB Business Services, Inc., 11 Conn. App. 693, 695, 529 A.2d 226 (1987). We note, however, that “[d]ue process, unlike some legal rules, is not a technical conception with a fixed content unrelated to time, place and circumstances. Cafeteria Workers v. McElroy, 367 U.S. 886, 895 [81 S. Ct. 1743, 6 L. Ed. 2d 1230] (1961). [D]ue process is flexible and calls for such procedural protections as the particular situation demands. Morrissey v. Brewer, 408 U.S. 471, 481 [92 S. Ct. 2593, 33 L. Ed. 2d 484] (1972). Accordingly, resolution of the issue whether the [grievance] procedures provided here are constitutionally sufficient requires analysis of the governmental and private interests that are affected.”
In Mathews v. Eldridge, supra, 335, the court stated that the “specific dictates of due process generally [require] consideration of three distinct factors: First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.” Applying these factors to the present case, we conclude that the plaintiff’s right to procedural due process was not violated.
“[T]he significance of the private interest in retaining employment cannot be gainsaid. [The United States Supreme Court has] frequently recognized the severity of depriving a person of the means of livelihood. See Fusari v. Steinberg, 419 U.S. 379, 389 [95 S. Ct. 533,
The plaintiff’s interest, however, is tempered in this case by the societal interest in an orderly and efficient system of dispute resolution in the public sector in the form of union grievance procedures set forth in a collective bargaining agreement, with benefits inuring to both employer and employee.
The plaintiffs interest in the present case is also tempered when one balances the minimal risk of an erroneous deprivation of the plaintiff’s property interest through the procedures used in the collective bargaining agreement against the minimal value additional procedural safeguards would provide and the adverse effect such additional safeguards would have on the labor relations process. In Parrett v. Connersville, supra, 696, the court stated that “[t]he standard test of procedural adequacy under the due process clause, that of Mathews v. Eldridge, [supra, 335,] merely requires a comparison of the costs and benefits of giving the plaintiff a more elaborate procedure than he actually received. There is no basis under this test for blanket disqualification of arbitration, which businesses often use to resolve multi-million dollar disputes, and which is the standard method of protecting job security in unionized plants and facilities in the private sector. If the dispute is the type for which arbitration is well suited—and disputes over job rights fit that bill-then the gains from additional procedure, in reducing the chance of error, may well be smaller than the costs of additional procedure, especially when are added to the direct costs the indirect costs in disrupting orderly labor relations by bypassing the grievance procedure set up by a collective bargaining agreement.”
“A. The aggrieved employee and/or Union Steward shall attempt to adjust the grievance with the employee’s immediate supervisor within ten (10) working days after the grievance arose.
“B. If a satisfactory adjustment of the grievance is not effected with such supervisor, the employee and/or the Union Steward shall submit a statement of the grievance in writing to the Commissioner of Public Works . . . .The employee and the Union’s business representative or the Union Steward shall then take the grievance up with the Commissioner of Public Works . . . and a decision thereon shall be given to the Business Representative within five (5) working days after termination of this meeting in writing. . . .
“D. At the request of the City or the Union, any grievance not settled as the result of the procedure provided for above shall be submitted to the Connecticut Board of Mediation and Arbitration who shall hear the grievance according to its rules and regulations. . . .
“E. The procedures set forth herein for settlement of grievances and/or the review of disciplinary action shall be the exclusive method of settlement of grievances and/or the review of disciplinary action.”
Pursuant to the agreement, the plaintiff, through the union or by his own initiation, was afforded two meetings with city officials in order to attempt to resolve
The union, however, did not have unfettered discretion when deciding whether to take the plaintiff’s grievance to arbitration. As the exclusive bargaining representative of the plaintiff, the union had the right and obligation to act for the plaintiff and to represent his interests. See General Statutes § 7-468.
Accordingly, we conclude that there was a minimal risk of an erroneous deprivation of the plaintiff’s property interest through the grievance procedures in the collective bargaining agreement. First, under the agreement, the plaintiff was afforded two mandatory
The plaintiff claims, nonetheless, that due process required that the defendant should have afforded him a hearing, regardless of the union’s discretion to decide which grievances to take to arbitration pursuant to the collective bargaining agreement. We disagree. Requiring the city to give each aggrieved employee a separate hearing despite the union’s decision not to take a grievance to arbitration would effectively dispense with the union’s right to screen grievances; see Vaca v. Sipes, supra; and would bypass the grievance procedures that are set in place for the employee’s benefit. The practical result of allowing a separate hearing for the employee outside of what is provided for in the collective bargaining agreement would be to allow an employee to compel arbitration even if the union determines that the grievance is meritless. This result would
In Vaca, an employee, claiming to have been wrongfully discharged by his employer in violation of the collective bargaining agreement, filed a grievance with his union. After processing the employee’s claim through four steps of the grievance process afforded by the collective bargaining agreement, the union refused to submit the employee’s claim to arbitration. The employee brought suit against the union, claiming that the union had breached its duty of fair representation in its handling of his grievance. The court held that an employee does not have “an absolute right to have his grievance taken to arbitration . . . .’’Id., 191. The court noted that “[i]n providing for a grievance and arbitration procedure which gives the union discretion to supervise the grievance machinery and to invoke arbitration, the employer and the union contemplate that each will endeavor in good faith to settle grievances short of arbitration. Through this settlement process, frivolous grievances are ended prior to the most costly and time-consuming step in the griev
The court reasoned further: “If the individual employee could compel arbitration of his grievance regardless of its merit, the settlement machinery provided by the contract would be substantially undermined, thus destroying the employer’s confidence in the union’s authority and returning the individual grievant to the vagaries of independent and unsystematic negotiation. Moreover, under such a rule, a significantly greater number of grievances would proceed to arbitration. This would greatly increase the cost of the grievance machinery and could so overburden the arbitration process as to prevent it from functioning successfully. See NLRB v. Acme Industrial Co., 385 U.S. 432, 438 [87 S. Ct. 565, 17 L. Ed. 2d 495 (1967)]; Ross, Distressed Grievance Procedures and Their Rehabilitation, in Labor Arbitration and Industrial Change, Proceedings of the 16th Annual Meeting, National Academy of Arbitrators 104 (1963).” (Emphasis added.) Id., 191-92.
The court concluded: “It can well be doubted whether the parties to collective bargaining agreements would long continue to provide for detailed grievance and arbitration procedures ... if their power to settle the majority of grievances short of the costlier and more time-consuming steps was limited by a rule permitting the grievant unilaterally to invoke arbitration. Nor do we see substantial danger to the interests of the indi
We conclude that under the balancing test set forth in Mathews v. Eldridge, supra, the plaintiff received all the process that he was due.
In Winston v. United States Postal Service, supra, 208, the United States Court of Appeals for the Seventh Circuit noted that “[vjesting the Union with control of all grievances increases the likelihood of uniformity and reduces ‘a potential source of competitions and discriminations that could be destructive of the entire structure of labor relations in the plant.’ It prevents dissident minorities from pressing real or imagined grievances in an effort to squeeze the last drop of competitive advantage out of each grievance.” Finally, the court noted that “[ajilowing an individual to compel arbitration whenever he is dissatisfied with the company-union adjustment would discourage day-to-day cooperation between union and company in which grievances are treated as problems to be solved. Public officials and arbitrators, as well as employers, constantly remind union officials that they have a duty to discountenance disruptive and frivolous claims. If they are to accept this responsibility, union officials should be given the power to make their decisions effective.” Id. The court further noted that “[ajlthough their representative declined their requests to demand arbitration, appellants could have sued the Union for breach of its duty to fairly represent them if the refusal to
The judgment is reversed and the case is remanded to the Appellate Court with direction to remand the case to the trial court with direction to render judgment in favor of the defendant.
In this opinion the other justices concurred.
This is the fourth time this case has been before an appellate court. See Tedesco v. Stamford, 20 Conn. App. 51, 563 A.2d 1046 (1989), rev’d, Tedesco v. Stamford, 215 Conn. 450, 576 A.2d 1273 (1990), on remand, Tedesco v. Stamford, 24 Conn. App. 377, 588 A.2d 656 (1991).
Benjamin Tedesco died on January 30, 1988, and we granted permission to substitute his executrix, Anita Docimo, as plaintiff. See Tedesco v. Stamford, 215 Conn. 450, 454 n.5, 576 A.2d 1273 (1990). We refer to Benjamin Tedesco as the plaintiff.
Title 42 of the United States Code, § 1983 provides: “Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State of Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities
The first count of the plaintiff’s complaint named as defendants the city of Stamford, the city’s personnel appeals board and the cochairman of the board. We treat these defendants collectively as the city of Stamford. See Tedesco v. Stamford, 215 Conn. 450, 451 n.2, 576 A.2d 1273 (1990).
The plaintiff’s position was classified as Laborer 1 in the sanitation department of the defendant’s department of public works. His primary responsibility entailed removing trash from the street curb and placing it in a sanitation truck.
The record of absenteeism showed that the plaintiff had been out of work for periods of time totaling more than two years out of the fifteen years he had worked for the city.
On July 1,1980, the defendant and the union had entered into a collective bargaining agreement in which the defendant recognized the union as the exclusive bargaining agent of the employees in the public works department. Pursuant to this agreement, “the employee and the Union’s business representative . . . shall . . . take the grievance up with the Commissioner of Public Works . . . and a decision thereon shall be given to the Business Representative within five (5) working days after termination of this meeting in writing.” Lamberti testified that the meetings he had had with the city officials took place pursuant to the grievance procedures in the collective bargaining agreement.
“The second count of the complaint, directed against the plaintiffs union for failing to prosecute his grievance before the Connecticut board of mediation and arbitration, and the third count, directed at the city for refusing to permit the plaintiff to pursue the collective bargaining agreement grievance procedures in his own behalf, were dismissed by the trial court, and their dismissal has not been challenged on appeal. Similarly, the plaintiff has not raised on appeal the failure of the trial court to render judgment on the fourth count of his complaint, which the defendants claimed had not been properly added by amendment.” Tedesco v. Stamford, 215 Conn. 450, 454 n.4, 576 A.2d 1273 (1990).
On January 21, 1987, just before the trial was scheduled to begin, the union filed a motion to stay the proceedings to allow the union and the city to arbitrate the plaintiff s grievance before the Connecticut board of mediation and arbitration. The trial court, Lewis, J., granted the motion. Following a hearing, the Connecticut board of mediation and arbitration, on September 21,1987, converted the plaintiff’s termination to a suspension without pay and ordered the defendant to reinstate the plaintiff to the position of laborer “on the condition that prior to his reinstatement he be examined by a mutually agreed upon physician who certifies that the grievant is physically able to perform the job.” Prior to trial in the present case,
The defendant also claims that the Appellate Court improperly concluded that the 1987 decision of the Connecticut board of mediation and arbitration did not satisfy the plaintiffs right to due process. The plaintiff claims, to the contrary, that the arbitration hearing violated his procedural due process rights. See footnote 9, supra. Because we conclude that the grievance procedures in the collective bargaining agreement satisfied the plaintiffs right to due process, we need not consider either of these claims.
The plaintiff also claims that he was entitled to a hearing pursuant to a certain provision in the Stamford city charter. This issue is beyond the issues certified and, therefore, will not be addressed.
“Generally speaking, courts have recognized a property interest if, by statute, rule or contract, express or implied, the employee can only be fired for ‘cause,’ e.g., Arnett v. Kennedy, 416 U.S. 134, 94 S. Ct. 1633, 40 L. Ed. 2d 15 (1974).... Ventetulo v. Burke, 470 F. Sup. 887, 891 (D.R.I. 1978), aff’d, 596 F.2d 476 (1st Cir. 1979). The plaintiff, therefore, has a property interest that is protected by due process.” (Internal quotation marks omitted.) Bartlett v. Krause, 209 Conn. 352, 367, 551 A.2d 710 (1988).
The Appellate Court correctly concluded that the United States Supreme Court decision of Cleveland Board of Education v. Loudermill, 470 U.S. 532, 105 S. Ct. 1487, 84 L. Ed. 2d 494 (1985), cannot be applied retroactively in this case. In Loudermill, the United States Supreme Court held that before an employee with a property interest in his continued employment can be terminated, he is entitled to an informal pretermination hearing. Id., 542-43. In Zinker v. Doty, 907 F.2d 357, 361 (2d Cir. 1990), the Second Circuit Court of Appeals determined that Loudermill did not declare existing law, but rather established new law and, therefore, pretermination hearings were not constitutionally mandated prior to the date of the Loudermill decision. Since the plaintiff’s employment in the present case was terminated prior to the decision in Loudermill, he was not constitutionally entitled to a pretermination hearing. Even if we were to apply Loudermill retroactively, however, it is unclear whether that decision would be controlling since Loudermill did not consider what process a public employee is due when there are union grievance procedures set in place by a collective bargaining agreement.
There can be no question that collective bargaining through union representation is beneficial to employees. Most collective bargaining agreements “have provisions governing wages, hours, discipline, promotions, medical and health insurance, pensions, vacations and holidays, work assignments, seniority and the like.” R. Gorman, Labor Law—Basic Text (1976) p. 540. Collective bargaining “provides the worker with a system of industrial government or industrial jurisprudence which protects his rights and privileges in his workplace.” M. Wortman & C. Randle, Collective Bargaining (2d Ed. 1966) pp. 4-5.
The plaintiff argues that the provisions of the collective bargaining agreement do not apply because they are silent on the matter of termination of an employee. In support of this claim, the plaintiff notes that the collective bargaining agreement does not define the term “grievance.” The plaintiff is apparently arguing, therefore, that since it is unclear whether a termination is a grievance, the union grievance procedures in the collective bargaining agreement do not apply. It is hard to imagine, however, any employer action that would more aptly give rise to a grievance than a termination. Indeed, the plaintiff filled out a grievance form and submitted it to his union representative, who pursued it through the grievance process. Therefore, the collective bargaining agreement did provide procedures for resolving a disputed termination.
Pursuant to the collective bargaining agreement, the union was not required to submit the plaintiff’s grievance to the arbitration board. Article XXV (D) of the agreement provided that “[a]t the request of the City or the Union, any grievance not settled as the result of the procedure provided for above shall be submitted to the Connecticut Board of Mediation and Arbitration . . . .’’(Emphasis added.) The union did not request arbitration in this case. See also Vaca v. Sipes, 386 U.S. 171, 177, 87 S. Ct. 903, 17 L. Ed. 2d 842 (1967) (employee has no absolute right to have his grievance taken to arbitration).
General Statutes § 7-468 provides in pertinent part: “rights of EMPLOYEES AND REPRESENTATIVES. . . .
“(b) When an employee organization has been designated by the state board of labor relations as the representative of the majority of the employ
“(c) When an employee organization has been designated in accordance with the provisions of sections 7-467 to 7-477, inclusive, as the exclusive representative of employees in an appropriate unit, it shall have the right to act for and to negotiate agreements covering all employees in the unit and shall be responsible for representing the interests of all such employees without discrimination and withmd regard to employee organization membership. ” (Emphasis added.)
As one commentator has noted, “[u]nion control over the processing of grievances not only enhances union strength but also may be essential to it to the extent that grievance resolution is part of the ongoing collective bargaining process. . . . That benefits in employee welfare result from union power is an assumption that has had a powerful influence in the development of private sector doctrine and it should be a consideration in any due process analysis as well.
“A second, more important justification for the union’s control over the grievance process is that theoretically it enhances the process itself. By weeding out frivolous grievances, the union may be increasing the overall chance of success of a meritorious grievance. An employee simply stands a better chance of fair treatment if both parties retain confidence in an efficient grievance resolution system.” Note, “Public Sector Grievance Procedures, Due Process, and the Duty of Fair Representation,” 89 Harv. L. Rev. 752, 788-84 (1976).
We do not hold that the existence of grievance procedures in a collective bargaining agreement automatically satisfies an employee’s right to due process. Each “collective [bargaining] agreement must withstand constitutional examination.” M. Finkin, “The Limits of Majority Rule in Collective Bargaining,” 64 Minn. L. Rev. 183, 255 (1980). Furthermore, while other jurisdictions have held that the provisions of the collective bargaining agreement constitute a waiver of an employee’s right to due process, we do not so hold. See Gorham v. Kansas City, 225 Kan. 369, 590 P.2d 1051 (1979); Thompson v. Unified School District No. 259, Wichita, 16 Kan. App. 2d 42, 819 P.2d 1236 (1991); Antinore v. State, 49 App. Div. 2d 6, 371 N.Y.S.2d 213 (1975), aff'd, 40 N.Y.2d 921, 358 N.E.2d 268, 389 N.Y.S.2d 576 (1976); Pennsylvania Social Services Union v. Pennsylvania Board of Probation & Parole, 508 A.2d 360 (Pa. Cmwlth. 1986); but see Phillips v. California State Personnel Board, 184 Cal. App. 3d 651, 229 Cal. Rptr. 502 (1986); Brady v. Board of Trustees of the Nebraska State Colleges, 196 Neb. 226, 242 N.W.2d 616 (1976); see also M. Finkin, supra.