Taylor v. SawyerTaylor v. Sawyer
OPINION
Miguel Lawayne Taylor appeals the district court’s denial of his
The district court denied Taylor’s petition for writ of habeas corpus. Taylor appeals. We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
On June 10, 1992, Miguel Taylor was indicted in the United States District Court for the District of Oregon for conspiring to distribute, and for distributing, crack cocaine. He was arraigned on August 3, 1992 and later released into the community. While on release, Taylor entered a guilty plea in the federal district
At Taylor’s request, the federal sentencing was rescheduled to May 10, 1993, when, although in state custody, he appeared before the federal court on a writ ad prosequendum
Notwithstanding, Taylor remained in state custody and was thereafter tried in state court, convicted of manslaughter, and sentenced to imprisonment for a term of 115 months. The state court judgment said that the state sentence would run “concurrently with federal time.” Taylor was then sent to the Oregon State Penitentiary to commence service of his state sentence. After his arrival at the penitentiary, the Bureau of Prisons (“BOP”) told Taylor that his federal sentence would not begin to run until he had been released by the state and taken into federal custody.
On March 22, 1995, the Oregon Court of Appeals reversed Taylor’s manslaughter conviction. Taylor remained in custody of the State of Oregon, however, until the case was tried a second time. The retrial resulted in Taylor’s conviction once again of manslaughter, and he was again sentenced to serve a 115 month term of imprisonment. The state judgment imposed after Taylor’s retrial did not refer to the outstanding federal sentence, and did not includе the “concurrently with federal time” phrase that had been part of the earlier state judgment voided by the state appellate court decision of March 22.
Thereafter, while imprisoned by the state, Taylor filed petitions in the United States District Court for the District of Oregon, under
[Pjetitioner construes my statement that “[wjith the imposition of this sentence, the defendant is now in federal custody” to be a pronouncement that petitioner’s federal sentence commenced on May 10, 1993, despite his presence in state custody. However, in light of18 U.S.C. § 3585 (providing that a federal sentence “commences on the date the defendant is received in custody awaiting transportation to, or arrives ... at, the official detention facility at which thesentence is to be served”), a statement that petitioner’s federal sentence сommenced upon its entry is mere surplus-age.
Taylor appealed this ruling. In a published opinion, Taylor v. Reno,
Following our affirmance, Taylor again sought to convert his federal sentence into a conсurrent term of imprisonment by asking the district court to recommend that the BOP commence his sentence nunc pro tunc to May 10, 1993. The district court declined, stating that concurrent service of the sentences “would depreciate the seriousness of both the state and federal offenses.”
Next, in an effort to secure credit against his federal sentence, Taylor asked the Oregon Department of Corrections (“DOC”) to request that the BOP designate a DOC facility for service of the federal sentence. The DOC requested, in letters to the BOP forwarded on Octоber 15, 1999 and again on February 18, 2000, that it be designated as the “primary custodian for [Taylor’s] federal term.” The Regional Director of the BOP denied this request stating:
[T]he records provided to us by the United States District Court of Oregon did not indicate the Federal offense would run concurrently with the State offense. Therefore, the Federal offense runs consecutively. [Taylor] will not be taken into the BOP until he completes his State sentence or until other arrangements are made. Finally, Mr. Taylor will not receive credit for his Federal sentence at this time. Time served cannot be credited until he is in Federal custody.
By September 15, 2000, Taylor had completed his state sentence, was released to federal authorities, and commenced serving his federal sentence at the Federal Correctional Institution, Sheridan, Oregon.
Taylor then filed this habeas corpus petition pursuant to
Taylor appeals. Pursuant to
DISCUSSION
I.
We review de novo the denial of a petition filed under
Taylor argues that the actions of the BOP in refusing to commence the running of Taylor’s federal sеntence or to accept
The statute that governs the manner in which multiple sentences of imprisonment may be imposed is
Imposition of concurrent or consecutive terms: If multiple terms of imprisonment are imposed on a defendant at the same time, or if a term of imprisonment is imposed on a defendant who is already subject to an undischarged term of imprisonment, the terms may run concurrently or consecutively, except that the terms may not run consecutively for an attempt and for another offense that was the sole objective of the attempt. Multiple terms of imprisonment imposed at the same time run concurrently unless the court orders or the statute mandates that the terms are to run consecutively. Multiple terms of imprisonment imposed at different times run consecutively unless the court orders that the terms are to run concurrently.
Based on the plаin language of the statute, we have held on several occasions that the district courts cannot order a sentence to run either concurrently or consecutively to a non-existent term. United States v. Neely,
Taylor argues that BOP Policy Statement § 5160.04, which provides that the BOP may make a nunc pro tunc designation of a state faсility for service of a federal sentence, is invalid because it is contrary to the plain meaning of
[3] BOP Policy Statement § 5160.04 grants the authority to designate a state institution for “concurrent service of a Federal sentence” to the Burеau’s Regional Directors “when consistent with the intent of the sentencing Federal court.” Under the BOP policy statement, there are several paths that can lead to the designation of a state facility for concurrent service of a federal sentence. The designation can be made under circumstances including: (1) if a defendant serving a state sentence is sentenced by a federal judge who orders the federal sentence to run concurrently with a preexisting state sentence, BOP Policy Statement § 5160.04(9)(a) & (b); (2) if the federal court orders concurrent service of the fed
But in any case the designation of an appropriate state institution for service of a “concurrent” federal sentence must be “in compliance with applicable statutes, court order or recommendations, and the goals of the criminal justice system,” and “will only be made when it is consistent with the intent of the sentencing Federal court.” BOP Policy Statement § 5160.04(9). The policy statement’s focus on the federal sentencing court’s intent is consistent with the statute’s provision that sentences “imposed at different times [are to] run consecutively unless the court orders that the terms are to run concurrently.”
II.
Furthermore, the refusal of the BOP to exercise its discretion to treat Taylor’s sentences, in effect, as concurrent by designating a state facility as the site for the service оf the federal sentence was neither arbitrary nor capricious. The federal sentencing court had made it clear, at least since December, 1993, that it would not view the service of concurrent sentences as “consistent with the goals of the criminal justice system,” noting that the conversion of Taylor’s sentences into concurrent terms would only serve to “depreciate the seriousness of both the state and federal offenses.” Given the express intent of the federal sentencing judge, the BOP was obligated by the terms of its policy statement to decline the requested designation.
This case is similar to Del Guzzi v. United States,
Federal prison officials are under no obligation to, and may well refuse to, follow the recommendation of statе sentencing judges that a prisoner be transported to a federal facility. Moreover, concurrent sentences imposed by state judges are nothing more than recommendations to federal officials. Those officials remain free to turn those concurrent sentences into consecutive sentences by refusing to accept the state prisoner until the completion of the state sentence and refusing to credit the time the prisoner spent in state custody.
Del Guzzi,
We agree with and adopt this reasoning. The BOP was under nо obligation to follow the allegedly expressed wishes of the state court and the BOP’s actions in this case were not arbitrary or capricious.
III.
A. Dual Sovereignty
Taylor argues that the federal administrative action, which did not give effect to the state sentence he contends was concurrent,
In assessing the execution of state and federal criminal sentences, we have said that our federal system is one of “dual sovereignty,” and not one in which the Supremacy Clause controls sentencing. Strand v. Schmittroth,
We live in the jurisdiction of two sover-eignties, each having its own system of courts to declare and enforce its laws in common territory. It would be impossible for such courts to fulfill their respective functions without embarrassing conflict unless rules were adopted by them to avoid it. The people for whose benefit these two systems are maintained are deeply interested that eaсh system shall be effective and unhindered in its vindication of its laws. The situation requires, therefore, not only definite rules fixing the powers of the courts in cases of jurisdiction over the same persons and things in actual litigation, but also a spirit of reciprocal comity and mutualassistance to promote due and orderly-procedure.
Ponzi v. Fessenden,
Taylor purports to recognize that “[u]n-der the dual sovereignty doctrine, a criminal defendant owes a debt to two (or more) separate sovereigns, each of which may exact payment independently of the other. See, e.g., Heath v. Alabama,
The federal system under the dual sovereignty doctrine has full power to set punishment for crimes against the federal sovereign. So long as consistent with the federal Constitution, federal statutory and regulatory power to punish for federal crime is not constrained at all by state power. If a state court were allowed to force a federal court to run its federal sentence concurrent to a state sentence, the state would clearly be encroaching on the federal court’s right to “exact payment independent of’ the state. Taylor’s position is not supported by the dual sovereignty doctrine; to the contrаry, his novel contention would offend and erode the doctrine of dual sovereignty. We hold that the federal administrative action by the BOP in not giving effect to a state sentence of Taylor, if assumed to be a sentence that the state wanted to run concurrent to the federal sentence, does not violate the doctrine of dual sovereignty.
B. Comity and Federalism
Taylor next argues that principles of comity and federalism combine to require that Oregon’s request for concurrent sentences time be honored. Taylor contends correctly thаt we have held that when a federal court imposes its sentence first, it has no authority to order that sentence to run either consecutively or concurrently to a state sentence which had not yet been imposed. Such an act would “preempt the right of the state to apply its own laws on sentencing for violation of state criminal laws.” United States v. Eastman,
In our federal system, stаte courts are not constitutionally empowered to control punishment for federal crimes, nor have our states and federal government ever recognized such a practice. As an example, in Del Guzzi, we explicitly held that the BOP does not need to abide by a state’s express desire to have its sentence run concurrent to a previously imposed
We agree with this reasoning. Forcing the federal judiciary to adhere to the wishes of the state courts regarding punishment of those in federal jurisdiction because of federal crime would impinge on the rights of the federal judiciary to apply its own sentencing laws for violation of federal criminal laws. Taylor’s argument has no merit.
C. Full Faith and Credit
Taylor also argues that the failure of the BOP and the district court to use available procedures to give effect to the state court judgment allegedly requiring concurrent sentences
Article IV, Section 1, of the United States Constitution provides that:
Full Faith and Credit shall be given each State to the public Acts, Records, and judicial Proceedings of every other State. And the Congress may by general Laws prescribe the Manner in which such Acts, Records and Proceedings shall be proved, and the Effect thereof.
The literal language of this ancient guarantee in our Constitution leaves no ambiguity on the point urged by Taylor. The first sentence of this guarantee is clear that it dоes not bind the federal government but the many states. In context, it is each of our fifty states who must give full faith and credit to the acts of the other states. The purpose of this clause was evidently to ensure a measure of unity for the United States by requiring each formerly independent State to respect and give credit to the judgments of the others. By its terms, and in light of its purpose, the Full Faith and Credit Clause imposes no obligation whatsoever on the federal government. See Baker v. Gen. Motors Corp.,
The second sentence of Article IV, Section 1, however, authorizes Congress to adopt federal statutes that may implement, if not elaborate on, the Full Faith and Credit Clause. Pursuant to this authority, the first Congress implemented and extended the Full Faith and Credit Clause in the Act of May 26, 1790, ch. 11, 1 Stat. 122 (the “Act”). The Act provides that duly authenticated records and judicial proceedings of the courts of аny state would have “such faith and credit given to them in every court within the United States, as they have by law or usage in the courts of the state from whence the said records are or shall be taken.” The Act thus binds federal courts.
However, it has been held that the Act does not apply to federal executive branch agencies and to courts reviewing
It follows, under Baker, that federal courts do not have an obligation, аs a matter of full faith and credit, to enforce a state court criminal judgment because the United States is generally not a party to the state criminal proceeding. State and federal criminal prosecutions involve distinct parties, and consequently the enforcement of a state criminal judgment is not required when that enforcement would intrude upon the execution of a distinct federal criminal judgment.
We hold that the Act does not apply to an attempt to enforce a state criminal sentence to limit a federal sentence for a federal crime. This is so because the state sentence is based on a state prosecution in which the federal government, including its Bureau of Prisons (a federal executive agency), was not and could not have been a party.
CONCLUSION
The policy statement relied on by the BOP is not inconsistent with federal law and the BOP’s decision not to grant nunc pro tunc designation was not arbitrary or capricious. The principles of dual sovеreignty and comity and federalism do not support Taylor’s position. Nor does the Full Faith and Credit Clause provide grounds for Taylor’s claim.
AFFIRMED.
Notes
. Nunc pro tunc is a Latin phrase meaning "now for then.” Black’s Law Dictionary (7th ed.1999). "When an order is signed 'nunc pro tunc’ as of a specified date, it means that a thing is now done which should have been done on the specified date.” Id. (quoting 35A C.J.S. Federal Civil Procedure § 370, at 556 (I960)).
. A writ ad prosequendum allows a prisoner who is in one jurisdiction to be removed to another jurisdiction for prosecution of a crime within the second jurisdiction. Morgan v. United States,
. As discussed below, this Court held in Taylor v. Reno,
. Although the sentence no longer specifically included the phrase "concurrently with federal time,” the sentence would be concurrent under Oregon law because under Oregon Revised Statute 137 .123(1), "[a] sentence shall be deemed to be a concurrent term unless the judgment specifically provides for consecutive sentences.”
. Taylor also argues that Policy Statement § 5160.04(9)(c) is inconsistent with
. For example, a designation at some time later than the initial imposition might make sense when "primary jurisdiction resided with the state, and the court mistakenly believed that the inmate was in Federal custody for service of the Federal sentence on the date of imposition.” BOP Policy Statement § 5160.04(9)(c). In that case the BOP may exercise its discretion to avoid a result unintended by the federal sentencing judge.
. Taylor argues that reliance on Del Guzzi is misplaced because that case involved sentences governed by
. See Footnote 4 above.
. As discussed in footnote 7, Taylor erroneously аrgues that reliance on Del Guzzi is misplaced because that case involved sentences governed by
. See Footnote 4 above.
. Also, as a general rule criminal judgments are not entitled to full faith and credit because no State is bound to enforce the penal laws of another State or to punish a person for a wrong committed against it. See Nelson v. George,