RULING ON PLAINTIFFS’ MOTION FOR CLASS CERTIFICATION [Doc. #46], GRADY REYNOLDS AND PLAINTIFFS’ MOTION TO INTERVENE [Doc. # 83], and PLAINTIFFS’ MOTION TO APPOINT CLASS COUNSEL [Doc. # 101]
Plaintiffs Rebecca Taylor and Karl Hunter allege that the Housing Authority of New Haven (“HANH”)
1. Background
HANH operates HUD’s Section 8 Program within the area of New Haven.
At oral argument, the Court proposed
All households including at least one handicapped person to which the Housing Authority of New Haven has issued a Housing Certificate or Housing Voucher, and:
(a) that did not receive a list of available, accessible apartments, as required under 42 U.S.C. § 3604(f), 24 C.F.R. § 100.204, and/or 24 C.F.R. § 8.28(a)(3); and/or
(b) that did not receive Mobility Counseling services, or offer thereof, as required under 42 U.S.C. § 3604(f), 24*27 C.F.R. § 100.204, and/or 24 C.F.R. § 8.28(a)(3).
For the reasons that follow, Plaintiffs’ motion for class certification will be granted.
II. Standards for Class Certification
“It would seem to be beyond dispute that a district court may not grant class certification without making a determination that all of the Rule 23 requirements are met.” In re Initial Public Offerings Sec. Litig.,471 F.3d 24 , 40 (2d Cir.2006) (“In re IPO ”).
Plaintiffs moving for class certification must demonstrate that their proposed class meets the requirements of Rule 23(a) and (b). Rule 23(a) outlines “four familiar features” that must be present if a class is to be certified: numerosity, commonality, typicality, and adequacy of representation. McLaughlin v. Am. Tobacco Co.,
In the Second Circuit, although a court considering a motion for class certification must “assess all of the relevant evidence admitted at the class certification stage and determine whether each Rule 23 requirement has been met,” In re IPO,
III. Discussion
A. Allegations of Unlawful Policies and/or Practices
Plaintiffs allege that “HANH has failed to create [a] current list of available, accessible apartments known to it, as required by 24 C.F.R. § 8.28(a)(3),” and thus is unable to provide such list to households which include a disabled individual and to which it has issued a Housing Certificate or Housing Voucher. (2d Am. Compl. ¶ 6.) They further allege that Defendants have an unlawful a “policy, pattern and/or practice ... toward disabled persons on Section 8 who ask for HANH’s assistance in searching for an apartment” of not providing mobility counseling and instead telling such persons that “searching for an apartment [is their] responsibility under the Section 8[P]rogram.” (Id. ¶¶ 17-19.)
In support of their class certification motion Plaintiffs submit a review of HANH in which a HUD analyst stated that HANH believed, incorrectly, that it did not have “the responsibility of locating accessible units” within its jurisdiction. (HUD Investigation Report, Ex. 1 to Pl.’s Original Compl. [Doc. # 3], at 2.) Plaintiffs also submit a three-page list Defendants provided on August 4, 2008, entitled “Accessible Housing in the New Haven area,” listing only street addresses with accessible apartments but not which specific units are accessible. (Accessible Housing in the New Haven area, Ex. D to Pls.’ Mem. Supp. Cert.) This list contains a disclaimer that HANH has not verified the information, which was self-reported by landlords, that it “is not comprehensive,” and that “it does not imply an endorsement nor a guarantee of quality or accessibility.” It directs readers to “[c]heck with [each apartment’s] Rental Office for information about pricing and availability.” In a short notice for “Families Who Require Accessible Housing,” HANH offers an extension of these families’ voucher terms as a method of “takfing] into account the special problem of ability to locate an
Claiming lack of foundation for Plaintiffs’ claim of pattern and practice, Defendants point to Ms. Jones’s testimony that she responded to Disabled Section 8 Household members’ requests for reasonable accommodation made to her by assisting them in completing and submitting the paperwork necessary to formalize their requests, and that she has never heard a Section 8 participant state that HANH has not helped him or her seek accessible housing upon request. (Defs.’ Obj. Pls.’ Mot. Class Cert. [Doc. # 59] (“Defs.’ Obj. Cert.”) at 6-7 (citing Jones Dep., Ex. A, at 69-74).) However, Ms. Jones also testified that she does not “have any responsibility for granting or denying a reasonable accommodations request,” but instead “passfes] it along” to another office. (Jones Dep., Ex. A to Defs.’ Obj. Cert., at 74:19-23.) Defendants also submit affidavits of Laura Woodie, HANH’s Acting Reasonable Accommodation Coordinator, and Iris Santiago, HANH’s Service Center Director, both of whom aver that they have assisted disabled Section 8 participants. (See Woodie Aff., Ex. 1 to Defs.’ 2d Suppl. Mem. Supp. Obj. Pls.’ Mot. Class Cert. [Doc. #76] (“Defs.’ 2d Suppl. Obj.”), at ¶¶ 2-12; Suppl. Woodie Aff. [Doc. # 87] at ¶¶ 2-4; Santiago Aff., Ex. 2 to Defs.’ 2d Suppl. Obj., at ¶¶ 1-9.) Finally, Defendants provide examples of forms and letters that they argue “show the conduct of HANH in regard to the issue of addressing reasonable accommodation issues.” (Defs.’ 2d Suppl. Obj. at 2; see also id. at Exs. 3-6.)
B. Class Certification under Rule 23(a) Requirements
i. Ascertainability
Defendants argue that by any definition the class is not “ascertainable” because HANH has no policy discriminating against Disabled Section 8 Households (Defs.’ Obj. Cert. at 8), and because Defendants treat different individuals differently based on HANH staff members’ interactions with different Section 8 participants (id. 8-9). Defendants’ argument misses a critical distinction between considerations of ascertainability and the merits. A class is ascertainable if its members can be identified by reference to objective criteria and if such identifications can be made in an administratively feasible manner. McBean,
Plaintiffs’ claims relate to Defendants’ alleged failure to provide two distinct items: an Accessible Units List and mobility counseling. In Count I of their Second Amended Complaint Plaintiffs allege that Defendants’ failure to provide these items violates 42 U.S.C. § 3604(f), a statute that bars discrimination on the basis of the disability of a person in a Section 8 Program participant’s household, as well as 24 C.F.R. § 100.204, a regulation that requires Defendants to provide “reasonable accommodation” including services such as an AUL and mobility counseling. In Count III they allege that this same failure violates 24 C.F.R. § 8.28(a)(3), a regulation specific as to the AUL and to the provision of other assistance “if necessary.” Defining the class as those who were eligible for but did not receive either or both of these items provides objective criteria whose applicability to a given household can be determined in an administratively feasible manner and thus sets forth a sufficiently ascertainable class.
ii. Numerosity.
A proposed class may not be certified unless “the class is so numerous that joinder of all members is impracticable.” Fed.R.Civ.P. 23(a)(1). The Court need not determine the precise number of people in the putative class in order to determine that the requirement of numerosity is satisfied. Robidoux v. Celani,
The evidence here suggests that the class will consist of far more than 40 members. Plaintiffs show that of the 1,640 households to which HANH issued a Housing Voucher or Housing Certificate between 2003 and 2006, 386 — approximately 24% — of them were Disabled Section 8 Households. (Pls.’ Mem. Supp. Mot. Class Cert. [Doc. #47] (“Pls.’ Mem. Supp. Cert.”) at 4-5 (citing “Summary of New Vouchers” (spreadsheet provided to Plaintiffs by Defendants), Ex. 15 to Pls.’ Mem. Supp. Mot. Prelim. Inj. [Doc. # 12], at 2).) Plaintiffs argue that applying this percentage to the total number of households participating in the Section 8 Program through HANH yields approximately 691 Disabled Section 8 Households to which Defendants have not provided an acceptable AUL.
Defendants argue that Plaintiffs’ showing of numerosity is mere speculation which is insufficient under Russo v. CVS Pharmacy, Inc.,
Plaintiffs’ evidence of the order of magnitude of putative class members, coupled with these other factors, show the class to be so numerous that joinder of all members is impracticable
Hi. Commonality and Typicality
A class may not be certified unless “there are questions of law or fact common to the class,” Fed.R.Civ.P. 23(a)(2), and “the claims or defenses of the representative parties are typical of the claims or defenses of the class,” Fed.R.Civ.P. 23(a)(3). As the Supreme Court has noted, these commonality and typicality requirements “tend to merge” because “[b]oth serve as guideposts for determining whether ... the named plaintiffs claim and the class claims are so interrelated that the interests of the class members will be fairly and adequately protected in their absence.” Gen. Tel. Co. of Sw. v. Falcon,
Here, plaintiffs allege discrimination arising from Defendants’ application of policies or practices, i.e., that Defendants acted towards all “[putative] class members in the same general fashion” by denying them an AUL and mobility counseling by virtue of a common policy or practice and in violation of the same regulations, preventing their full enjoyment of the Section 8 Program. See Attenborough v. Const, and Gen. Bldg. Laborers’ Local 79,
Defendants argue that the proposed classes suffer from a lack of commonality and typicality because “each of the plaintiffs has a unique history, where placement decisions were made by a variety of different individuals considering the unique factors of each plaintiffs situation.” (Defs.’ Obj. Cert. 14.) As a result, they argue, “[i]t would be difficult for this court to find either commonality among the named plaintiffs or with absent class members.” (Id. 14-15.) They further argue that there is no commonality or typicality because “the harm allegedly caused each member of the proposed class resulted from some separate, distinct act or incident involving these defendants,” such that “[t] he class members were not all injured as a result of one single act or event.” (Id. 15.) Defendants’ arguments misconstrue Plaintiffs’ allegations. While the circumstances and nature of each plaintiffs and class member’s disability may differ, Plaintiffs allege that Defendants’ discriminatory policy or practice applies to them regardless of these differences, and that Defendants’ application of that policy or practice to them is unlawful for reasons unrelated to each person’s individual disability. See Robidoux,
Plaintiffs’ and the putative class members’ theory of liability is based on Defendants’ alleged policy in relation to the fact of their disability, and not to the nature of their individual disabilities. Cf Raymond v. Rowland,
It may be, as Defendants argue, that no discriminatory policies exist, such that Plaintiffs cannot prevail on their theories of liability underpinning the two counts for which they seek class certification. This merits dispute, however, does not affect determina-
tion of whether the requirements of typicality and commonality have been met. These requirements having been satisfied, the Court next addresses the requirement of adequacy of representation.
iv. Adequacy of Representation
A class may only be certified if “the representative parties will fairly and adequately protect the interests of the class.” Fed.R.Civ.P. 23(a)(4). While the commonality and typicality requirements “also tend to merge with the adequacy-of-representation requirement, ... the [adequacy-of-representation] requirement also raises concerns about the competency of class counsel and conflicts of interest.” Falcon,
C. Class Certification under Rule 23(b) Requirement
Plaintiffs seek certification of a class pursuant to Rule 23(b)(2). A class may be certified under this subsection when “the party opposing the class has acted or refused to act on grounds that apply generally to the class, so that final injunctive relief or corresponding declaratory relief is appropriate respecting the class as a whole.” Fed.R.Civ.P. 23(b)(2). Where, as here, plaintiffs allege discriminatory and unlawful systemic or policy-level actions, certification under Rule 23(b)(2) is proper, and in fact this case presents a “prime example[ ]” of the type of case for which Rule 23(b)(2) certification is particularly appropriate. Amchem Prods., Inc. v. Windsor,
D. Conclusion as to Class CeHification
The Court concludes that all requirements for class certification under Rule 23(a) and (b) have been met, and that class certification is appropriate here.
E. Appointment of Class Counsel
If the Court certifies a class, it “must appoint class counsel.” Fed.R.Civ.P. 23(g)(1). In doing so, it “must consider” the counsel’s work “in identifying or investigating potential claims in the action,” her “experience in handling class actions, other complex litigation, and the types of claims asserted in the action,” her “knowledge of the applicable law,” and “the resources that the counsel will commit to representing the class.” Fed.R.Civ.P. 23(g)(1)(A). It may also consider “any other matter pertinent to counsel’s ability to fairly and adequately represent the interests of the class.” Fed. R.Civ.P. 23(g)(1)(B).
Plaintiffs move to appoint their counsel, Jennifer C. Vickery, as class counsel (Pis.’ Mot. App’t Class Counsel [Doc. # 101]), to which Defendants have no objection. Attorney Vickery avers that she served as “appointed class counsel in a similar fair housing matter,” that she has “been involved in litigating civil rights, housing and discrimination claims for the entirety of [her] legal career,” and that she is “familiar with the problems experienced by persons with disabilities in trying to rent decent housing within the City of New Haven.” (Id. at Ex. 1 at ¶¶ 3-5.) See also Matyasovszky v. Bridgeport Housing Auth,
IV. Conclusion
For the foregoing reasons, Grady Reynolds and Plaintiffs’ Motion to Intervene [Doc. #83] is DENIED, Plaintiffs’ Motion for Class Certification [Doc # 46] and Motion to Appoint Class Counsel [Doc. # 101] are GRANTED, and the following class is certified with Plaintiffs’ counsel, Jennifer C. Vick-ery, as class counsel:
(a) that did not receive a list of available, accessible apartments, as required under 42 U.S.C. § 3604(f), 24 C.F.R. § 100.204, and/or 24 C.F.R. § 8.28(a)(3); and/or
(b) that did not receive Mobility Counseling services, or offer thereof, as required under 42 U.S.C. § 3604(f), 24 C.F.R. § 100.204, and/or 24 C.F.R. § 8.28(a)(3).
IT IS SO ORDERED.
Notes
. Plaintiffs also bring suit against HANH Executive Director Karen Dubois-Walton, former HANH Executive Director Jimmy Miller, and five members of the Housing Authority Commission for the City of New Haven (David Alvarado, Ilona Leffingwell, Louise Persall, Robert Solomon, and Jason Turner).
. Defendants admit that as the administrator of the Section 8 Program for this area, HANH is subject to the regulations under which Plaintiffs bring this suit: 24 C.F.R. §§ 8.28(a)(3) and 100.204. (Defs.' Answer to 2d Am. Compl. [Doc. # 82] at ¶¶ 2 & 3.)
. Plaintiffs do not seek to certify a class as to Counts II or IV of the Second Amended Complaint. (See Pis.’ Suppl. Mem. Supp. Mot. Class Cert. [Doc. # 67] at 2 n. 3.)
. While in some cases Congress has replaced the term "handicapped” with "the more politically correct term ‘disabled,’ " see Alison Nodvin Bar-koff, Revisiting de jure Educational Segregation: Legal Banders to School Attendance for Children with Special Health Care Needs, 8 Cornell J.L. & Pub. Pol'y 135, 141 n. 47 (1998), the terminology of the regulations at issue here refer to the "handicaps” of members of households participating in the Section 8 Program. See 24 C.F.R. 8.3 (defining "Handicap” and "[/Individual with handicaps” for purposes of, inter alia, § 8.28(a)(3)); id. § 100.201 (defining "handicapped” for purposes of, inter alia, § 100.204). The parties agree that the definition of “handicap” is the same for the purposes of considering the regulations and statutes at issue.
. "It is well-established that a court has the inherent power and discretion to redefine and modify a class in a way which allows maintenance of an action as a class action.” In re Methyl Tertiary Butyl Ether (MTBE) Prods. Liability Litig.,
. Defendants make a similar argument regarding numerosity — namely, that a determination of nu-merosity would be speculative because the court would have to assume the existence of the al
. Joinder only need be impracticable; it need not be impossible. Cent. States Se. & Sw. Areas Health & Welfare Fund v. Merck-Medco Managed Care, L.L.C.,
. At oral argument Plaintiffs agreed that if the Court were to certify a class the Motion to Intervene by Plaintiffs and Proposed Intervenor Grady Reynolds [Doc. # 83] should be denied. Because a class is certified, the Motion to Intervene is denied.
