Taylor v. Altoona Area School DistrictTaylor v. Altoona Area School District
MEMORANDUM OPINION and ORDER OF COURT
SYNOPSIS
This matter comes before the Court on the Defendants’ Motion to Dismiss, which has been filed pursuant to Federal Rule of Civil Procedure 12(b)(6). (Document No. 21). For the reasons that follow, the Defendants’ Motion to Dismiss will be granted in part and denied in part.
BACKGROUND
The Plaintiff, Sonya Taylor (“Taylor”), commenced this action on August 30, 2005, against the Altoona Area School District (the “District”), the Altoona Area School Board (the “Board”), Suzanne Ritchey (“Ritchey”), Carol Myers (“Myers”), and Michelle Adams, R.N. (“Adams”), alleging violations of the Individuals with Disabili
According to the Amended Complaint, Devin J. Taylor (“Devin”) was born on October 12, 1994. (Document No. 20, p. 3, ¶ 8). He was a student at Wright Elementary School (“Wright”), which is located within the District. Id. Taylor is Devin’s natural mother, and she served as his primary physical and legal custodian. (Id., ¶ 9). She is also the administratrix of Devin’s estate. Id. At all relevant times, Taylor and Devin resided in Altoona, Pennsylvania, within the territorial limits of the District. Id. Moreover, during the relevant period of time, Ritchey was the principal at Wright, Adams was school nurse for the District, and Myers was Devin’s third-grade teacher. (Id., p. 4, ¶¶ 11-14).
Devin was identified as, recognized as, and known to be a student with disabilities because of his asthma and related breathing problems. (Id., p. 6, ¶ 28). For this reason, Taylor and the Defendants developed an Individualized Education Program (“IEP”)' in conformity with 20 U.S.C. §§ 1412(a)(4) and 1414(d), which are contained in the IDEA. (Id., p. 7, ¶ 29). Pursuant to the IEP, Taylor and the Defendants arranged for a Service Plan to be instituted, affording Devin the appropriate services to address his asthmatic condition while he was attending school. (Id., p. 7, ¶ 30). This was the District’s way of providing Devin with a free appropriate public education (“FAPE”) within the meaning of § 1412(a)(1).
Included within the Service Plan was a document outlining an Asthmatic Reaction Procedure (“ARP”), which required: (1) that Devin be given medication (i.e., use of an inhaler) as prescribed by his physician before exercising and when symptoms began to manifest themselves; (2) that Devin be able to utilize a nebulizer with the assistance of a school nurse; (3) that the school nurse, the appropriate medical provider or Taylor be notified promptly of any related incidents, and the actions taken in response thereto; and (4) that resuscita-tive efforts be administered in the event
Taylor sought to have the District purchase a nebulizer for Devin pursuant to the Access program, which was a state-sponsored health care program. (Id., pp. 7-8, ¶ 33). The Access program provided for the acquisition of one nebulizer, which was kept at Devin’s home. Id. The District refused to purchase an additional ne-bulizer for Devin. (Id., p. 8, ¶ 34). Consequently, Taylor saved sufficient funds to purchase an additional nebulizer, which was kept at Wright. Id. Nevertheless, the nebulizer was never utilized by Wright to treat Devin’s symptoms. Id. Taylor apparently believes that none of the Defendants were properly trained to use the device. Id.
The ARP mandated that certain actions be taken if Devin were to manifest asthmatic symptoms. (Id., ¶ 35). School personnel were directed to perform CPR and contact emergency medical personnel in the event that Devin were to experience breathing difficulties, a decreased pulse or a decreased level of consciousness. Id. The District was provided with the documentation necessary to facilitate Devin’s IEP, Service Plan and ARP. (Id., ¶ 36).
In the early morning hours of January 18, 2003, Devin was airlifted to Children’s Hospital in Pittsburgh, Pennsylvania, after suffering an acute bronchial asthmatic attack. (Id., p. 9, ¶ 37). At the time, Devin was a second-grader. Id. He had returned from school on the previous day in a lethargic state. Id. He had apparently experienced breathing difficulties. Id. After Taylor took Devin to an emergency room, the decision was made to airlift him to Children’s Hospital. Id.
The next week, Taylor went to Wright and explained to school personnel why Devin had been absent from school. (Id., ¶ 38). She spoke with Devin’s second-grade teacher, who explained to her that on January 17, 2003, Devin had experienced “an episode of arduous breathing and lethargy.” (Id., ¶ 39). The teacher explained that she had assisted Devin to the school office, and later to the door. Id. Nevertheless, Devin walked home on his own at the conclusion of the day. Id. The teacher expressed to Taylor the view that Devin’s manifestation of such symptoms had been related to his hospitalization shortly thereafter. Id. The school officials involved with Devin’s IEP, Service Plan and ARP were made aware of this episode. Id.
Prior to Devin’s hospitalization, Taylor had not been informed of Devin’s breathing difficulties during the previous day of school.
(Id.,
p. 10, ¶ 40). On that day, Devin had not been provided with medical assistance.
Id.
Instead, he had been left to walk home alone, despite the fact that his symptoms could be aggravated by the cold winter air.
Id.
Subsequent to Devin’s hospitalization, the Defendants were made aware of the risks associated with inattention to his asthmatic symptoms.
(Id.,
¶ 41). When Devin entered the third grade, Taylor responded to a questionnaire from the District seeking more detailed information about Devin’s medical problems.
(Id.,
p. 11, ¶ 42). She indicated that Devin had been treated in an emergency room on at least ten prior occasions, and that serious complications had arisen in situations where his symptoms had not been addressed quickly after manifesting
At the beginning of the 2003/2004 school year, Myers was intimately involved with the development of Devin’s IEP, Service Plan and ARP. (Id., p. 12, ¶ 43). Nevertheless, she regularly failed to administer Devin’s inhaler before recess and other strenuous activities. Id. On some occasions, she gave Devin the inhaler only after he reminded her to do so. Id. On other occasions, the inhaler was simply not administered. Id.
After returning from recess on September 24, 2003, Devin told Myers that he was experiencing breathing difficulties and lethargy. (Id., p. 12, ¶ 44). Myers responded by telling Devin to rest by laying his head on his desk. Id. She did not administer Devin’s inhaler, nor did she contact anyone else. Id. There was a telephone inside of the classroom. Id. Devin was not permitted to go to the nurse’s office, nor was he permitted to contact Taylor. Id. Instead, he laid his head on his desk pursuant to Myers’ instructions. Id. Myers continued with the scheduled activities for the other students as Devin waited at his desk. Id. Devin’s medical condition was left unmonitored for a period of about fifteen minutes. (Id., p. 13, ¶ 44).
Adams was not at Wright at that time, nor was she contacted when Devin began to experience these asthmatic symptoms. (Id., ¶ 45). No other medical providers were contacted. Id. Although Adams knew that she would not be at Wright on that day, she did not make arrangements for another health care provider to manage Devin’s ARP protocol during her absence. Id. As Devin remained at his desk, one of his classmates noticed that he was not breathing and had turned purple. (Id., ¶ 46). Upon learning of the severity of Devin’s condition, Myers instructed another student to go and tell Ritchey to come to the classroom. (Id., ¶ 47). She did not immediately contact Taylor, nor did she inform medical personnel of the situation. Id.
When Ritchey entered the classroom, Devin remained at his desk. (Id., p. 14, ¶ 49). No medications or resuscitative efforts were initiated. Id. Emergency medical personnel were eventually contacted. (Id., ¶ 50). While en route to Wright, the emergency medical providers received a second phone call. (Id., ¶ 51). The caller indicated that resuscitative efforts had been initiated, and that Devin had responded by breathing. Id. Nevertheless, when the emergency medical providers entered the classroom, Devin remained seated in his chair. (Id., 52). An unidentified adult, who Taylor believes to be Myers, was standing behind Devin. Id. When the medical personnel entered the classroom, she exclaimed, “His doctor told me to do this!” Id. The medical providers immediately placed Devin on the floor and initiated resuscitative efforts. (Id., ¶ 53).
Taylor and Adams were not contacted until approximately thirty minutes after the onset of Devin’s symptoms.
(Id.,
p. 15, ¶ 54). Taylor, who lived in close proximity to Wright, arrived within minutes of learning that Devin was not feeling well.
Id.
Before transporting Devin to Altoona Hospital, the emergency responders attempted to resuscitate Devin for a period of ten minutes, but they were not successful. (Id., p. 16, ¶ 57). After Devin arrived at the emergency room, the medical providers at Altoona Hospital were able to maintain his vital signs. Id. Devin was subsequently transported to Pittsburgh tor more intensive medical care. Id. On September 27, 2003, Devin died. (Id., ¶ 58). An autopsy confirmed the cause of death to be acute bronchial asthma. Id. Medical evidence obtained both prior to and after Devin’s death indicated that no medication or resuscitative efforts had been employed by school personnel prior to the arrival of the emergency medical responders. (Id., ¶¶ 57, 59). Nevertheless, the Defendants insisted to investigating officers from the Altoona Police Department and to investigating medical personnel that they had employed such resuscitative efforts prior to the arrival of the emergency responders. (Id., ¶ 59).
Taylor alleges that the Defendants failed to adhere to Devin’s IEP, Service Plan and ARP, and that adherence to such mandates would have prevented his tragic death. (Id., p. 20, ¶ 72). She alleges that the Defendants violated the IDEA, the Rehabilitation Act, the ADA, the Fourteenth Amendment, the Wrongful Death Statute and the Survival Statute. (Document Nos. 20, pp. 20-25, ¶¶ 73-97, 20-2, pp. 1-23, ¶¶ 98-229). She brings these claims against the Defendants both as the administratrix of Devin’s estate and on her own behalf.
DISCUSSION
Taylor’s Amended Complaint contains a total of twenty-one (21) counts. (Document Nos. 20, pp. 20-25, ¶¶ 73-97, 20-2, pp. 1-23, ¶¶ 98-229). The Defendants seek the dismissal of all but three counts. (Document No. 21, p. 2). Counts IV, VIII and XII allege violations of the IDEA, the Rehabilitation Act and the ADA against the District. (Document No. 20-2, pp. 6-7, 10-11, 14-15, ¶¶ 116-120, 143-149, 171-177). Those counts are not challenged in the Motion to Dismiss and, hence, will not be addressed in this memorandum opinion.
A. The Individuals with Disabilities Education Act (IDEA) Claims 1
Counts I, II and III of the Amended Complaint assert IDEA claims against Adams, Myers and Ritchey, respectively. (Document Nos. 20, pp. 20-25, ¶¶ 73-97, 20-2, pp. 1-6, ¶¶ 98-115). Also relevant to the IDEA analysis is Count XIII, which
The parties have now briefed these issues, but yet another change in the applicable law has occurred since the filing of Taylor’s Amended Complaint and the Defendants’ Motion to Dismiss. A few months ago, the United States Court of Appeals for the Third Circuit issued its decision in
A.W. v. The Jersey City Public Schools,
In
Jersey City,
the Court of Appeals specifically noted that it had no occasion to consider whether individuals could be sued directly under the IDEA, rather than under § 1983 for IDEA violations.
Jersey City,
The Court’s inquiry has revealed a split among district courts within this circuit as to whether the IDEA provides for individual liability. Some courts have stated that there is no individual liability directly under the IDEA.
Colon v. Colonial Intermediate Unit 20,
In
Smith v. Robinson,
Congress responded to
Smith
by amending the EHA in 1986 to void
(1) Rule of construction. Nothing in this title [20 U.S.C. § 1400 et seq.] shall be construed to restrict or limit the rights, procedures, and remedies available under the Constitution, the Americans with Disabilities Act of 1990, title V of the Rehabilitation Act of 1973 [29 U.S.C. § 790 et seq.], or other Federal laws protecting the rights of children with disabilities, except that before the filing of a civil action under such laws seeking relief that is also available under this part [20 U.S.C. § 1411 et seq.], the procedures under subsections (f) and (g) shall be exhausted to the same extent as would be required had the action been brought under this part [20 U.S.C. § 1411 et seq.].
20 U.S.C. § 1415(1). Subsequent to the amendment, the United States District Court for the District of Colorado, in
Padilla v. School District No. 1,
In subsequent years, courts began to recognize that the reasoning employed in
Padilla
had been erroneous. The statutory language contained in 20 U.S.C. § 1415(1) was added not to create individual liability under the IDEA itself, but rather to permit plaintiffs to pursue remedies independently available under other statutes for the same conduct that violates the IDEA.
Diaz-Fonseca v. Commonwealth of Puerto Rico,
The ultimate inquiry, of course, does not end there. A determination that § 1415(1) does not provide for individual liability of the kind discussed in
Padilla
does not necessarily mean that no such liability exists under other provisions of the IDEA. Nevertheless, the courts which have found such liability to exist have generally based individual liability on the very construction of § 1415(1) that this Court has rejected.
J.F.,
The IDEA is a comprehensive legislative scheme that was “intended to afford children with special needs an education that would confer meaningful benefit.”
Polk v.
The substantive requirements contained in the IDEA come in the form of conditions placed on a State’s receipt of federal funds. 20 U.S.C. § 1412(a). Similar obligations are placed on the applicable state educational agencies and local educational agencies. 20 U.S.C. §§ 1412(b), 1413. Most notably, the IDEA requires recipients of federal financial assistance to provide a “free appropriate public education” to all disabled children between the ages of 3 and 21. 20 U.S.C. § 1412(a)(1). To that end, recipients are required to develop, for each disabled child, an “individualized education program” designed to meet his or her unique educational needs. 20 U.S.C. § 1412(a)(4). The IDEA also conditions federal funding on a requirement that disabled children, to the extent possible, be educated with their nondisabled peers and not be unnecessarily excluded from the regular classroom (i.e., the IDEA’S “mainstreaming” requirement). 20 U.S.C. § 1412(a)(5). The substantive obligations, of course, are imposed on the governmental entities receiving federal funds rather than on individuals employed by those entities.
The United States Court of Appeals for the Third Circuit has recognized that Congress does not normally seek to impose liability on individuals when it places conditions on the receipt of federal funds by entities that employ such individuals.
Emerson v. Thiel College,
Congress has broad power to set the terms on which it disburses federal money to the States, but when Congress attaches conditions to a State’s acceptance of federal funds, the conditions must be set out unambiguously!.] Legislation enacted pursuant to the spending power is much in the nature of a contract, and therefore, to be bound by federally imposed conditions, recipients of federal funds must accept them voluntarily and knowingly. States cannot knowingly accept conditions of which they are unable to ascertain. Thus, in the present case, we must view the IDEA from the perspective of a state official who is engaged in the process of deciding whether the State should accept IDEA funds and the obligations that go with those funds.
Arlington Central,
Federal courts are courts of limited jurisdiction.
Lawrence Township Board of Education v. New Jersey,
The Defendants, of course, have only moved for dismissal of Counts I, II and III on the ground that Adams, Myers and Ritchey are entitled to qualified immunity. (Document No. 21, pp. 7-8, ¶¶ 19-24). Nevertheless, the question of whether individual liability exists under the IDEA is inextricably intertwined with the qualified immunity inquiry.
Jersey City,
B. The Rehabilitation Act Claims
Counts V, VI and VII assert claims under the Rehabilitation Act against Adams, Myers and Ritchey. 5 (Document No. 20-2, pp. 7-10, ¶¶ 121-142). In addition, Count XIII asserts claims under § 1983 against Adams, Myers, Ritchey and the District for alleged violations of the Rehabilitation Act. (Id., pp. 15-16, ¶¶ 178-182).
In
Jersey City,
the United States Court of Appeals for the Third Circuit determined that violations of Section 504 of the Rehabilitation Act are not actionable under § 1983.
Jersey City,
Counts V, VI and VII are apparently brought directly under the Rehabilitation Act. (Document No. 20-2, pp. 7-10, ¶¶ 121-142). Section 504, in pertinent part, provides that “No otherwise qualified individual with a disability in the United States
The United States Court of Appeals for the Third Circuit has stated, in general terms, that individual liability is not available under the Rehabilitation Act.
Jersey City,
Since Taylor’s Amended Complaint alleges violations of Section 504, she is entitled to the “remedies, procedures, and rights” set forth in Title VI of the Civil Rights Act of 1964. 29 U.S.C. § 794a(a)(2). In support of her position, she relies on
McCachren v. Blacklick Valley School District,
This Court is unpersuaded by the reasoning in
McCachren.
‘The distinction between the remedies available under Title VII and those available under Title VI makes sense only if Title VI, unlike Title VII, provides for individual liability.
McCachren
did not address this issue at all, opting instead to deny the motion to dismiss because of a lack of authority on the issue.
Id.
at 602 (“Given the differences in statutory treatment of employment discrimination claims and other civil rights claims — and the complete lack [sic] relevant authority, as explained above— there is no basis for dismissing the Rehabilitation Act and ADA claims against the individual defendants.”). In this case, the Court will take the analysis one step further. Most courts presented with the question of whether individual liability exists under Title VI have answered that question in the negative.
Shotz v. City of Plantation,
Section 504 provides that “No otherwise qualified individual with a disability in the United States ... shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance ...” 29 U.S.C. § 794(a), The statute defines the term “program or activity” as follows:
(b) “Program or activity” defined. For purposes of this section, the term “program or activity” means all of the operations of—
(1)(A) a department, agency, special purpose district, or other instrumentality of a State or of a local government; or
(B) the entity of such State or local government that distributes such assistance and each such department or agency (and each other State or local government entity) to which the assistance is extendéd, in the case of assistance to a State or local government;
(2)(A) a college, university, or other postsecondary institution, or a public system of higher education; or
(B) a local educational agency (as defined in section 9101 of the Elementary and Secondary Education Act of 1965 [20 U.S.C. § 7801]), system of vocational education, or other school system;
(3) (A) an entire corporation, partnership, or other private organization, or an entire sole proprietorship—
(i) if assistance is extended to such corporation, partnership, private organization, -or sole proprietorship as a whole; or
(ii) which is principally engaged in the business of providing education, health care, housing, social services, or parks and recreation; or
(B) the entire plant or other comparable, geographically separate facility to which Federal financial assistance is extended, in the case of any other corporation, partnership, private organization, or sole proprietorship; or (4) any other entity which is established by two or more of the entities described in paragraph (1), (2), or (3);
any part of which is extended Federal financial assistance.
29 U.S.C. § 794(b). This statutory language cannot reasonably be construed to include
individuals
such as Adams, Myers and Ritchey.
Davis,
C. The Americans with Disabilities Act (ADA) Claims
Counts IX, X and XI of the Amended Complaint allege that Adams, Myers and Ritchey violated Title II of the ADA.
6
(Document No. 20-2, pp. 11-14,
Title II defines the term “public entity” to include, inter alia, “any State or local government^]” as well as “any department, agency, special purpose district, or other instrumentality of a State or States or local government]].]” 42 U.S.C. § 12131(1)(A)-(B). The parties do not dispute that the District is a “public entity” for purposes of Title II. The term “qualified individual with a disability” is defined in Title II as “an individual with a disability who, with or without reasonable modifications to rules, policies, or practices, the removal of architectural, communication, or transportation barriers, or the provision of auxiliary aids and services, meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity.” 42 U.S.C. § 12131(2). The parties do not dispute that Devin was a “qualified individual with a disability” under Title II. The substantive provision of Title II provides:
§ 12132. Discrimination
Subject to the provisions of this title,.no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.
42 U.S.C. § 12132. Individuals alleging discrimination on the basis of disability under Title II may invoke the “remedies, procedures, and rights” set forth in Section 505 of the Rehabilitation Act. 42 U.S.C. § 12133. Given that this is not an employment discrimination case, the applicable remedial scheme under Section 505 is that contained in Title VI of the Civil Rights Act of 1964. 29 U.S.C. § 794a(a)(2).
As noted earlier, there is no individual liability under Title VI.
Shotz,
In an attempt to refute this long line of persuasive authority, Taylor relies on
McCachren
for the proposition that individual liability exists under Title II of the ADA.
7
(Document No. 24, pp. 3-4, ¶¶ 5-7). As noted earlier, however, this Court finds the reasoning in
McCachren
to be unpersuasive. Taylor contends that
McCachren
held that “discrimination claims brought pursuant to Title II of the ADA allow for individual liability.” (Document No. 24, p. 3, ¶ 5). The Court is not even convinced
The Defendants rely on Emerson for the proposition that there is no individual liability under the ADA. (Document No. 21, p. 5, ¶¶ 11-12). Taylor attempts to distinguish Emerson on the ground that it involved a construction of Title III of the ADA, while this case involves a construction of Title II. (Document No. 24, p. 3, ¶ 3). Given the statutory language of Title III, however, it is difficult to fathom how Taylor believes that the difference between Title II and Title III helps her argument more than it hurts it. The applicable statutory language in Title III provides:
§ 12182. Prohibition of discrimination by public accommodations
(a) General rule. No individual shall be discriminated against on the basis of disability in the full and equal enjoyment of the goods, services, facilities, privileges, advantages, or accommodations of any place of public accommodation by any person who owns, leases (or leases to), or operates a place of public accommodation.
42 U.S.C. § 12182 (emphasis added). Unlike Title II’s provisions, Title Ill’s substantive prohibition applies to any
person
who owns, leases or operates a place of public accommodation. Title II only prohibits discrimination by
a public entity.
42 U.S.C. § 12132. The difference in statutory language indicates that the availability of individual liability under Title II is actually
less likely
than the availability of individual liability under Title III. 42 U.S.C. § 12132 (“... or be subjected to discrimination by any such
entity.”)
(emphasis added); 42 U.S.C. § 12182 (“... by any
person
who owns, leases (or leases to), or operates a place of public accommodation.”) (emphasis added). In
Emerson,
the Court of Appeals indicated that individual liability was available under Title III in certain instances.
Emerson,
The unavailability of individual liability directly under Title II, of course, is not dispositive of Count XIII. In Count XIII, Taylor attempts to sue the Defendants under § 1983 for violating the ADA. (Document No. 20-2, pp. 15-16, ¶¶ 178-182). Most of the courts presented with such a claim have concluded that § 1983 may not be used to remedy violations of the ADA, which contains its own remedial scheme.
Vinson v. Thomas,
In
Rancho Palos Verdes,
the Supreme Court explained the analytical framework needed to determine whether a federal statutory violation is actionable under § 1983. Section 1983, after all, permits the enforcement of
rights,
not the broader categories of
benefits
or
interests. Gonzaga University v. Doe,
Title II of the ADA has its own enforcement mechanism. The statute specifically incorporates the “remedies, procedures, and rights” set forth in Section 505 of the Rehabilitation Act. 42 U.S.C. § 12133. Since this is not an employment discrimination case, the applicable remedies available under Section 505 are those contained in Title VI of the Civil Rights Act of 1964. 29 U.S.C. § 794a(a)(2). In
Rancho Palos Verdes,
the Supreme Court explained that “[t]he provision of an express, private means of redress in the statute itself is ordinarily an indication that Congress did not intend to leave open a more expansive remedy under § 1983.”
Rancho Palos Verdes,
D. The Fourteenth Amendment Claims
Counts XIV, XV, XVI and XVII allege that Adams, Myers, Ritchey and the District violated Devin’s rights under the Due Process Clause of the Fourteenth Amendment. (Document No. 20-2, pp. 16-22, ¶¶ 183-221). In Count XVIII, Taylor alleges that the Defendants violated
her
rights under the Fourteenth Amendment by depriving her of Devin’s “consortium, love and support[J”
(Id.,
p. 22, ¶¶ 222-224). The Defendants move for the dismissal of these counts on the ground that Taylor fails to state a claim upon which relief can be granted within the meaning of
Federal Rule of Civil Procedure 12(b)(6).
9
Section 1 of the Fourteenth Amendment provides:
All persons born or naturalized in the United States and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
U.S. CONST., amend. XIV, § 1. Section 5 of the Fourteenth Amendment gives Congress the power to enforce, “by appropriate legislation,” the substantive provisions contained in § 1. U.S. CONST., amend. XIV, § 5. In order to provide a remedy for violations of the Fourteenth Amendment, Congress has enacted § 1983, which provides:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress, except that in any action brought against a judicial officer for an act or omission taken in such officer’s judicial capacity, injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable. For purposes of this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of the District of Columbia.
42 U.S.C. § 1983. Section 1983 does not create substantive rights.
Maher v. Gagne,
Since this matter comes before the Court on the Defendants’ Motion to Dismiss, the Court must accept all factual allegations as true, construe the Amended Complaint in the light most favorable to Taylor, and determine whether, under
any reasonable reading
of the Amended Complaint, Taylor may be entitled to relief.
Pinker v. Roche Holdings, Ltd.,
The Amended Complaint makes it clear that Taylor seeks to proceed against the Defendants on the basis of substantive due process claims. (Document No. 20-2, pp. 16-22, ¶¶ 183-224). The Supreme Court “has always been re
This case, like most cases alleging that an executive action violates the Due Process Clause, necessitates some close calls. The Court’s analysis begins with
DeShaney v. Winnebago County Department of Social Services,
The Supreme Court recognized an exception to this general rule, stating that “when the State takes a person into its custody and holds him there against his will, the Constitution imposes upon it a corresponding duty to assume some responsibility for his safety and general well-being.”
DeShaney,
By requiring D.R. to attend assigned classes at Middle Bucks as part of her high school educational program, and authorizing officials to engage in disciplinary control over the students, the school defendants did not restrict D.R.’s freedom to the extent that she was prevented from meeting her basic needs. Thus, the school defendants’ authority over D.R. during the school day cannot be said to create the type of physical custody necessary to bring it within the special relationship noted in DeShaney, particularly when their channels for outside communication were not totally closed.
Devin was not detained for purposes of the custodial relationship recognized in
DeSha-ney.
Consequently, the Defendants had no
constitutional
duty to come to his aid.
DeShaney,
The analysis, of course, does not end there. In DeShaney, the Supreme Court observed:
While the State may have been aware of the dangers that Joshua faced in the free world, it played no part in their creation, nor did it do anything to render him any more vulnerable to them. That the State once took temporary custody of Joshua does not alter the analysis, for when it returned him to his father’s custody, it placed him in no worse position than that in which he would have been had it not acted at all; the State does not become the permanent guarantor of an individual’s safety by having once offered him shelter. Under these circumstances, the State had no constitutional duty to protect Joshua.
DeShaney,
In order to state a substantive due process claim pursuant to the state-created danger doctrine, a plaintiff must show that: (1) the harm ultimately caused was foreseeable and fairly direct; (2) a state actor acted with a degree of culpability that shocks the conscience;
10
(3) a rela
In
DeShaney,
the Supreme Court did not address the level of culpability associated with a violation of the Due Process Clause, since the State had no affirmative duty to act in that case.
DeShaney,
In
Taylor I,
the Court identified “subjective deliberate indifference” as the minimal standard necessary to reach the conscience-shocking threshold during the period of time prior to the onset of a medical emergency (i.e., before Myers was aware of the fact that Devin had stopped breathing, and that he was turning purple).
11
Taylor I,
A subjective showing of deliberate indifference, however, is generally insufficient to satisfy the conscience-shocking threshold within the context of a medical
emergency. For
this reason, the Court concluded in
Taylor I
that the period of time subsequent to Myers’ realization that Devin had stopped breathing needed to be evaluated under a different culpability standard.
Taylor I,
With respect to the fourth element, Taylor must allege that
affirmative acts
on the part of the Defendants worked to Devin’s detriment in terms of his exposure to health-related dangers.
Bright,
Before addressing the specific allegations against Adams, Myers and Rit-chey, the Court notes the Defendants’ argument that these three individuals cannot be held liable if no action lies against the “entity” (i.e., the District). (Document No. 21, p. 10, ¶ 31). This argument is simply wrong. To establish personal liability in a § 1983 action, it is enough for a plaintiff to show that “the official, acting under color of state law, caused the deprivation of a federal right.”
Kentucky v. Graham,
A victory in a personal-capacity action is a victory against the individual defendant, rather than against the entity that employs him. Indeed, unless a distinct cause of action is asserted against the entity itself, the entity is not even a party to a personal-capacity lawsuit and has no opportunity to present a defense.
Graham,
The Defendants do not add much to their prior arguments with respect to Taylor’s constitutional claims. Instead, they merely state, in very general terms, that the Amended Complaint “still falls short” of alleging conscience-shocking conduct, and that the allegations contained in the Amended Complaint do not satisfy the elements applicable under Taylor’s state-created danger theory. (Document No. 21, p. 10, ¶¶ 29-30). Although the Defendants incorporate by reference their prior brief, that brief obviously does not address the new allegations contained in the Amended Complaint. (Id., p. 10, n. 2). Having examined the Amended Complaint very closely, the Court is convinced that there are material differences in the allegations contained .therein from the allegations supporting Taylor’s original complaint, portions of which were dismissed by this Court in Taylor I.
The allegations against Adams in the Amended Complaint still do not allege a violation of the Fourteenth Amendment. Most of the allegations against her involve omissions. (Document No. 20, pp. 22-24). Adams was not at Wright when Devin began to feel tired.
(Id.,
p. 13, ¶ 45). Since she was unaware of Devin’s deteriorating condition, she could not have drawn an inference of a substantial risk of serious harm.
Farmer,
The allegations against Myers, however, are somewhat different. In her original complaint, Taylor alleged that Myers had “failed to recognize and/or appreciate the significance and serious risks” associated with Devin’s breathing difficulties when he informed her that he was not feeling well. (Document No. 1, pp. 10-11, ¶ 56). In
Taylor I,
the Court construed this allegation as an implicit acknowledgment that Myers had not drawn an inference that a substantial risk of serious harm to Devin’s health existed.
Taylor I,
In order to proceed further, of course, Taylor must allege that Myers acted with a conscience-shocking level of culpability (i.e., that she was aware of facts from which an inference could be drawn that a substantial risk of serious harm existed, and that she actually drew such an inference) when she refused to let Devin seek medical attention.
Farmer,
The Defendants’ treatment of Taylor’s Fourteenth Amendment claims in the instant Motion to Dismiss is somewhat problematic. In their first Motion to Dismiss, the Defendants expressly raised the defense of qualified immunity with respect to the personal capacity claims against Adams, Myers and Ritchey. (Document No. 8, pp. 3-4, ¶¶ 7-10). In
Taylor I,
the Court did not address the issue of qualified immunity for two reasons. First of all, since Taylor’s Fourteenth Amendment claims were dismissed, the availability of qualified immunity as to those claims became moot.
Taylor I,
This inquiry need not detain the Court for long, however, since it does not appear that Myers would be successful in such a defense, at this stage in the litigation, under the set of facts alleged by Taylor. The first part of the inquiry requires the Court to “examine whether the alleged constitutional or statutory violations were ‘clearly established’ at the time of the alleged violations.”
Blake v. Wright,
Count XVIII alleges that the Defendants violated Taylor’s constitutional rights by depriving her of Devin’s consortium, love and support. (Document No. 20-2, p. 22, ¶¶ 222-224). In this circuit, a parent has a cognizable liberty interest in the life and physical safety of a minor child.
Estate of Bailey v. County of York,
It remains to be determined whether the Fourteenth Amendment claim against the District, which is contained in Count XVII of the Amended Complaint, should be dismissed. There are two averments in the Amended Complaint which distinguish Taylor’s Fourteenth Amendment claims against the District from her Fourteenth Amendment claims against Adams, Myers and Ritchey. First of all, Taylor seeks to proceed against the District pursuant to a “failure to train theory.” (Document No. 20-2, p. 21, ¶ 216). Secondly, Taylor specifically avers that the District had a policy prohibiting students from carrying prescription medications, or from taking such medications, while on school grounds. (Id., ¶ 217). These averments are sufficient to enable Count XVII to survive the instant Motion to Dismiss.
In
Taylor I,
the Court explained that Taylor’s “failure to train” theory was inapplicable to this case because she did not properly allege a Fourteenth Amendment violation.
Taylor I,
As noted earlier, Taylor cannot prevail in her § 1983 action against the District without demonstrating that the District, through its
deliberate
conduct, was the
moving force
behind the alleged constitutional violation.
Brown,
E. The Claims Arising Under Pennsylvania Law
In Counts XIX and XX of the Amended Complaint, Taylor seeks damages for Devin’s death under Pennsylvania law pursuant to 42 Pa.C.S. §§ 8301 and 8302. (Document No. 20-2, pp. 22-23, ¶¶ 225-226). In
Taylor I,
the Court concluded that these claims were barred by Pennsylvania’s Political Subdivision Tort Claims Act [42 Pa. C.S. § 8541
et
seq.].
Taylor I,
CONCLUSION
Since there is no individual liability under the IDEA, Section 504 of the Rehabilitation Act, or Title II of the ADA, the Court will dismiss Counts I, II, III, V, VI, VII, IX, X, and XI of the Amended Complaint. Given that violations of these statutes are not actionable under § 1983, the Court will dismiss Count XIII of the Amended Complaint. Adams and Ritchey were unaware of Devin’s deteriorating condition when he stopped breathing at Wright, so they could not have drawn an inference that a substantial risk of serious harm to his health existed.
Farmer, 511
U.S. at 837,
In concluding that most of Taylor’s allegations do not constitute conscience-shocking conduct, the Court does not mean to trivialize the tragic death of this young child. The Court is mindful of the tragic consequences allegedly resulting from a long pattern of inexplicable negligence. It is important to remember, however, that “it is a constitution we are expounding.”
McCulloch v. Maryland, 4
Wheat. 316,
AND NOW, this 23rd day of August, 2007, this matter coming before the Court on the Defendants’ Motion to Dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6) (Document No. 21), IT IS HEREBY ORDERED that the Defendants’ Motion to Dismiss is GRANTED with respect to Counts I, II, III, V, VI, VII, IX, X, XI, XIII, XIV, XVI, XIX and XX of the Amended Complaint, DENIED with respect to Counts XV and XVII of the Amended Complaint, and GRANTED IN PART AND DENIED IN PART with respect to Counts XVIII and XXI of the Amended Complaint. More specifically, Count XVIII is dismissed only to the extent that it is based on the alleged omissions of Defendants Adams and Ritchey, which do not shock the conscience. In all other respects, Defendants’ Motion to Dismiss Count XVIII is denied. Count XXI is dismissed only with respect to Plaintiffs’ claims for punitive damages against Defendants Adams and Ritchey. In all other respects, Defendants’ Motion to Dismiss Count XXI is denied.
Notes
. The Court will discuss the particular claims in the order in which they appear in the Amended Complaint, rather than in the order in which they appear in the Motion to Dismiss.
. In their Motion to Dismiss, the Defendants do not specifically address the question of § 1983 liability for violations of the IDEA, opting instead to address § 1983 liability solely within the context of Taylor’s Fourteenth Amendment claims. (Document No. 21, pp. 8-10, ¶¶ 25-32). The Court is unsure why the Defendants have not addressed the issues related to § 1983 liability for statutory violations. Nevertheless, they clearly seek the dismissal of Count XIII of the Amended Complaint. (Document No. 21, p. 2). Moreover, since Jersey City was not decided until after the filing of the instant Motion to Dismiss, Matula was the applicable precedent at the time of the latest filings in this case. For this reason, the Court will construe the Defendants' argument in favor of dismissal of the IDEA claims against Adams, Myers and Ritchey as arguments for dismissal of both the claims directly under the IDEA and the claims under § 1983 for violations of the IDEA. Jersey City clearly requires the dismissal of Taylor's § 1983 claims for IDEA violations.
. The “appropriate” relief standard is derived from the language of 20 U.S.C. § 1415(i)(2)(C)(iii), which gives a district court the authority to "grant such relief as the court determines is appropriate.” This grant of jurisdiction presupposes that administrative procedures have been exhausted, and that there is a record for the district court to review. 20 U.S.C. § 1415(i)(2)(C). In this Motion to Dismiss, the Defendants do not appear to challenge this Court's subject matter jurisdiction on the ground that Taylor has failed to exhaust administrative remedies under the IDEA. In this circuit, the failure to exhaust such remedies is treated as a jurisdictional matter in the IDEA context.
Gutin v. Washington Township Board of Education,
. The Court acknowledges that the courts within this circuit that have opined that no individual liability exists under the IDEA have generally done so within the context of explaining that such liability exists under § 1983.
Colon v. Colonial Intermediate Unit 20,
. Count VIII is brought under the Rehabilitation Act against the District, but the Defendants do not seek the dismissal of that count. (Document No. 21, p. 2). Therefore, the Court's discussion of the Rehabilitation Act in this opinion is limited to the counts against ■Adams, Myers and Ritchey, as well as the Rehabilitation Act-based claims against the Defendants under § 1983. The Court expresses no opinion as to the merits of Count VIII.
. Count XII alleges that the District violated Title II of the ADA. (Document No. 20-2, pp.
. Taylor does not seek prospective injunctive relief, but rather declaratory relief and compensatory damages. (Document No. 20-2, pp. 23-24). For this reason, the Court has no occasion to consider the extent to which an individual defendant such as Adams, Myers or Ritchey could be sued for prospective relief for violating Title II of the ADA.
Koslow v. Commonwealth of Pennsylvania,
. The ADA’s retaliation provision provides: "No
person
shall discriminate against any individual because such individual has opposed any act or practice made unlawful by this Act or because such individual made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this Act.” 42 U.S.C. § 12203(a). The statute's use of the word "person” has led some courts to conclude that individuals can be held liable under the ADA for retaliation.
Key v. Grayson,
. In support of their Motion to Dismiss the Amended Complaint, the Defendants incorporate by reference the brief that they filed in support of their first Motion to Dismiss, which was granted in part last year. (Document No. 21, p. 4, ¶ 7). In
Taylor I,
the Court explained why the allegations contained in Taylor’s original complaint did not state a claim for a violation of the Fourteenth Amendment.
Taylor v. Altoona Area School District,
. In
Kneipp v. Tedder,
. The Court did not actually hold that subjective deliberate indifference was sufficient to reach the conscience-shocking threshold under these circumstances. Instead, the Court determined that anything less than subjective deliberate indifference would be insufficient, assuming
arguendo
that subjective deliberate indifference would suffice.
Taylor v. Altoona Area School District,
. The Court again acknowledges Taylor's allegations concerning the falsity of information given to emergency medical personnel, and to post-mortem investigators, concerning resus-citative efforts which either were or were not employed prior to the arrival of the emergency medical personnel. (Document No. 20, pp. 14, ¶¶ 51-52, 16, ¶¶ 57-59). Nevertheless, the Court again points out that since the emergency medical responders did not place any reliance on these allegedly false reports, these reports could not have contributed to Devin’s death.
Taylor I,
2006 U.S. Dist. LEX
. Despite the language contained in the Amended Complaint, Devin had no
constitutional
right to a "free appropriate public edu- . cation.” (Document No. 20-2, pp. 16, ¶ 185, 18, ¶ 195, 19, ¶ 205, 20-21, ¶ 215). This right was secured to Devin solely by the IDEA, since the District was apparently a recipient of federal funds. 20 U.S.C. § 1412(a)(1). Consequently, to the extent that Taylor relies on the Defendants’ alleged failure to comply with the mandates of the IDEA, she alleges no violation of the Fourteenth Amendment. Moreover, it is clear that Taylor’s allegations are based on a theory of substantive due process rather than on a theory of procedural due process. (Document No. 20-2, pp. 16-22, ¶¶ 183-221). Therefore, the Court has no occasion to consider whether Devin had a property interest in strict adherence to his IEP, and whether any failure on the part of the Defendants to comply with his IEP deprived him of such a property interest without due process of law.
Town of Castle Rock v. Gonzales,
. The Court makes this observation only with respect to the "failure to train” theory pursued by Taylor, which is relevant to Myers' alleged conduct in refusing to allow Devin to contact Taylor or Adams when his condition worsened. At this stage, the Court expresses no opinion as to whether the District’s alleged policy prohibiting students from administering their own medication imposed an affirmative duty on the District to ensure that its disabled students were properly medicated.
. Taylor apparently believes that Adams can be held personally liable under a "failure to train” theory. (Document No. 24, p. 32, ¶ 2). The problem with Taylor’s argument is that it takes the "failure to train” theory out of its proper context. First of all, the allegations cannot be fairly read to assert that Adams was Myers’ supervisor. Secondly, the Due Process Clause of the Fourteenth Amendment does not require a school nurse such as Adams to train school employees to deal with medical emergencies. A viable failure to train claim under § 1983 must rest on an allegation that a municipality or supervisor did not provide the training needed to prevent
constitutional violations,
not to prevent medical calamities.
Taylor I,