Taylor, Lorenzo v. Rice, CondoleezaTaylor, Lorenzo v. Rice, Condoleeza
Opinion for the Court filed by Circuit Judge RANDOLPH.
Lorenzo Taylor appeals from a district court order granting the Secretary of State’s motion for summary judgment. Taylor claimed that the State Department violated the Rehabilitation Act of 1973,
I.
Taylor applied to the Foreign Service in July 2001. After extending a conditional
The mission of the U.S. Foreign Service, part of the State Department, is to advocate American foreign policy, protect American citizens, and promote American interests throughout the world. Foreign Service Officers are of two types. Generalists perform traditional diplomatic responsibilities, including trade promotion, political and economic reporting, and consular services and protection. Specialists have positions requiring special skills, such as construction engineering, information technology, and regional security.
During the period relevant to this case, the Foreign Service maintained 263 posts around the world. About 65 percent of these posts are considered “hardship” posts — locations generally outside of Western Eurоpe, Canada, and Australia — because factors such as climate, quality of local health care, and pollution levels render living conditions more arduous than in the United States. The State Department frequently assigns junior Foreign Service Officers to hardship posts during their first four years of service to determine their qualifications for tenure as career Foreign Service Officers. 1 Because serving in a hardship post is challenging, the State Department seeks to equalize employee service at these posts and reward those who complete such service. 2
To ensure that it hires qualified applicants to fill these posts, the Foreign Service has a rigorous hiring process. Candidates must successfully take the Foreign Service Written Exam and pass an oral assessment.
See
Most relevant to this appeal are the State Department’s medical review proce
Upon completing the medical examination, candidates not receiving Class 1 clearances are issued Class 5 clearances and “may request ... an administrative waiver of the medical standards for employment.” 4 Id. § 1931.1(b). Waivеr decisions are made by the Director General of the Foreign Service or a Deputy Assistant Secretary of Human Resources, and such decisions are final. Id. § 1931.2(a), (c).' Various factors enter the waiver calculus, including the percentage of posts for which the candidate is eligible, the permanence of the disqualifying condition, the nature -of the position sought, and any extraordinary skills the candidate possesses. Id. § 1931.2(b). , The Secretary represents that because a candidate’s special skills are- relevant to waiver determinations, id. § 1931.2(b)(4), the vast majority of waivers go to Specialist candidates, not Generalists.
The State Department has specific policies about hiring HIV-positive candidates and retaining current employees who contract HIV.
5
As a general rule, the State
Foreign Service Officers who experience medical complications — including HIV— while serving in overseas posts have limited options. To the extent satisfactory local medical facilities are available, they are expected to seek treatment there. But when local treatment is not available— which can happen in hardship posts — the Foreign Affairs Manual provides that an officer “shall be eligible to travel at government expense to the nearest facility” where he can get the treatment he needs. 3 FAM § 686.1-1. However, “[t]ravel will not be authorized for employees ... to take routine medical examinations or to receive routine immunizations.”
7
Id.
§ 686.1-4. Because Foreign Service Officers undergo comprehensive physical examinations roughly every two years, an officer who develops a physical or mental health condition limiting future availability — including HIV — can be re-assigned a Class 2 clearance.
8
Thus, even though
Taylor submitted his application to become a Generalist Foreign Service Officer after serving for many years in jobs preparing him for a career in foreign diplomacy. He passed the written and oral examinations and received an offer of employment in November 2001. The offer was conditioned on his passing the medical and security clearance screenings. When he reported to the Examination Clinic of the State Department Mediсal Office in December 2001, he was given a one-page document entitled “HIV TESTING INFORMATION,” which stated that “[bjecause new applicants for the Foreign Service must be worldwide available (Class 1), those who are HIV positive will not be eligible for employment.” Taylor proceeded with the examination and returned a week later to discuss his results with Dr. Lori Brandshaft in the Examination Clinic. Although the results of the HIV test were not yet reported, he voluntarily revealed his HIV-positive status to Dr. Brandshaft.
Taylor had learned of his infection when he tested positive for HIV antibodies in March 1985. He describes his condition today as “a chronic manageable condition” that “requires only periodic monitoring and the use of anti-retroviral medication, not constant medical attention.” Dr. Douglas J. Ward, Taylor’s treating physician, monitors his HIV infection three times a year, though he has told Taylor that as a Foreign Service Officer he would need to bе monitored only twice a year. Dr. Ward is on record saying that Taylor “faces no greater health risk in countries with substandard health care than individuals who are not HIV-positive.”
On January 3, 2002, Dr. Ward sent a letter to Dr. Brandshaft describing Taylor’s stable condition and stating that it should not pose an obstacle to his employment in the Foreign Service. Four days later Taylor met with the Chief of the Examination Clinic, who reiterated that Taylor was not eligible for employment as a Foreign Service Officer because he is HIV-positive. On January 17, 2002, the State Department notified Taylor officially that he would not be hired. 9 A few days later Taylor sent a letter seeking a medical waiver. His request was rejected by letter in July 2002. In August 2002, when Taylor sent a letter to the State Department expressing his opinion that its hiring policy unfairly discriminated against people with HIV, the Director General of the Foreign Service stated in a responsive letter thаt Taylor had been denied employment not just because of his HIV status, but also because of his “asthma.” (This apparently was the first time that the State Department indicated to Taylor that his pulmonary condition had anything to do with the decision not to hire him. 10 )
Taylor had noted his pulmonary condition on a Foreign Service medical examination form, reporting that he had asthma and that he took three different asthma medications daily. He also reported hav
Taylor developed evidence in the district court indicating that he was misdiagnosed with asthma, and that he experiences eosi-nophilic pneumonia — a benign, self-limiting inflammatory conditiоn that affects his lungs. His doctor, Charles A. Read, Jr., Associate Professor of Medicine at Georgetown University Medical Center, stated that “there is no reason that [Taylor] should not be able to travel and live anywhere in the world,” as his “prognosis is very good, and his condition is very easy to treat, even from afar.”
After the State Department rejected his waiver request, Taylor exhausted his administrative remedies and filed suit in district court. The parties conducted discovery and the Secretary moved for summary judgment. The district court granted the Secretary’s motion, concluding that “reasonable worldwide availability” — the ability to serve at many but not all of the State Department’s overseas posts — is an essential function of the Foreign Service, and that, because of his HIV-positive status, Taylor is not capable of fulfilling that function without posing a direct threat to himself. In so holding, the court determined that the significant risk to Taylor’s health could not be reduced by any reasonable accommodation without also imposing undue hardship on the State Department. The court did not evaluate the Secretary’s alternative argument that Taylor’s pulmonary condition was an independent justification for the State Department’s decision not to hire him.
Taylor claims that the district court wrongly resolved genuine issues of material fact in the Secretary’s favor and erred as a matter of law in concluding that his proposed accommodations are unreasonable and would impose undue hardship on the State Department. Taylor describes the two accommodations he proposes as follows: (1) “the Department Mould grant him Class II clearance and place him at a post where he can access local HIV physicians and diagnostic laboratories,” or (2) “the Department Mould permit him to usе his allotted leave time to access routine medical care while posted abroad.” Appellant’s Final Opening Br. 13-14. The Secretary defends the district court’s decision, and also claims that “Taylor’s asthma provides a separate and independent reason for affirming the district court’s decision.” Final Br. for Def.-Appellee 35.
II.
Taylor accuses the Secretary of violating § 501 of the Rehabilitation Act,
The statute instructs courts to use the “standards” of the Americans with Disabilities Act of 1990,
Defendants have at their disposal a number of defenses to Rehabilitation Act liability, two of which the Secretary employs in this case. First, a defendant may avoid liability by demonstrating that the employee’s disability “pose[s] a direct threat to [the employee’s] health or safety” in a manner that cannot be reasonably accommodated.
An employer may require, as a “qualification standard,” “that an individual ... not pose a direct threat to [his] health or safety ... in the workplace.”
The direct threat defense must be “based on a reasonable medical judgment that relies on the most current medical knowledge and/or the best available objective evidence,” and upon an expressly “individualized assessment of the individual's present ability to safely perform the essential functions of the job,” reached after considering, among other things, the imminence of the risk and the severity of the harm portended.
Essential functions are “the fundamental job duties of the employment position.”
The Foreign Service Act and regulations thereunder indicate that Foreign Service Officers must serve “abroad,”
The record no more conclusively establishes the Secretary’s position. There is evidence suggesting that, in practice, the Secretary does not require every Foreign Service Officer to be available to serve everywhere in the world. This is apparent from the fact that some candidates unable to serve at every overseas Foreign Service post are nevertheless hired with Class 2 clearances. The Secretary admits that between 1998 and 2002 the Foreign Service hired twelve candidates who were given Class 2 medical clearances because of their asthma.
See Breen,
The record therefore reveals a genuine issue of material fact regarding the extent to which Foreign Service Officers must be available to serve in overseas posts.
Compare Swanks v. Wash. Metro. Area Transit Auth.,
The district court went on to conclude that Taylor would pose a “‘significant risk’ to his own health or safety” if he were posted anywhere in the world,
16
and that no reasonable accommodation could eliminate that risk without imposing undue hardship on the State Department. Taylor’s quarrel is with the court’s conclusion that any such risk could not reasonably be accommodated without imposing undue hardship on the State Department. Recall the two accommodations that Taylor proposed: (1) granting him Class 2 clearance
An accommodation may be “reasonable on its face,
ie.,
ordinarily or in the run of cases,”
Barnett,
The Disabilities Act does not provide a comprehensive definition of “reasonable accommodation,” but it gives examples of what the term “may include.”
An accommodation — even a reasonable one — imposes undue hardship on an employer if it “requires] significant difficulty or expense, when considered in light” of several statutory factors.
As to Taylor’s first proposed accommodation — his request for Class 2 clearance and placement only at overseas posts where HIV physicians and diagnоstic laboratories are available — the district court found it unreasonable because it requires the State Department “to waive an essential function of the job.”
19
Even if an accommodation that effectively dispenses with an essential function is unreasonable,
see Robertson v. Neuromedical Ctr.,
As to Taylor’s second prоposed accommodation — permitting him to use his allotted leave time to obtain medical care while posted abroad — the district court concluded this was unreasonable for three reasons. The court first held that to determine how often Taylor would need to travel for “routine medical monitoring,” the State Department could rely on the Department of Health and Human Services’s Guidelines for the Use of Antiretroviral Agents in HIV-l-Infected Adults and Adolescents, which recommends medical monitoring three or four times a year, rather than on Taylor’s treating physician, Dr. Ward, who testified that Taylor needed medical monitoring only twice a year. The court then concluded that because Taylor proposed less routine medical care than Health and Human Services has indicated is safe, this accommodation is unreasonable.
In the language of the Rehabilitation Act, the district court seems to have concluded that it would be unreasonable “in the run of cases” for an employee to receive less medical care than public authorities recommend is safe.
Barnett,
Accepting for the sake of аrgument Dr. Ward’s estimate of how often Taylor would need medical monitoring, the district court found a second reason why Taylor’s second proposed accommodation fails — that it is unreasonable for “an employee to miss several days [of work] to obtain medical care in another city or country at the government’s expense.” Taylor disputes both the number of days he would miss for medical care and the significance of the expense. The State Department grants to junior Foreign Service Officers thirteen days of annual leave, ten days of leave for U.S. federal holidays, and thirteen sick days each year, the latter being designed to allow Foreign Service Officers “to obtain medical, dental, or optical care.” An employee’s proposed accommodation seeking to use leave time to receive necessary medical care will be reаsonable in many circumstances.
See
29 C.F.R. pt. 1630, app. (note discussing
The district court’s third reason for finding unreasonable Taylor’s second proposed accommodation is that it would contravene the State Department’s prohi
The Secretary urges us to affirm on an altogether different basis — that Taylor’s pulmonary condition renders him unqualified for the Foreign Service. We evaluate an agency’s claim that “it refused a job application ... for reasons unrelated to the person’s handicap,”
Barth,
On that subject there are numerous unsettled factual issues. For instance, because the Secretary admits hiring twelve Foreign Service candidates with asthma between 1998 and 2002, the fact that a candidate has a pulmonary disorder may not in itself be disqualifying. The parties dispute the severity of Taylor’s pulmonary condition. The record does not indicate how Taylor compares to the candidates with asthma who the State Department has hired in the past. And as discussed above, the parties genuinely dispute the extent to which Foreign Service Officers must be available to serve worldwide — a dispute that affects any determination about whether Taylor’s pulmonary condition disqualifies him from performing this alleged essential function. Even if the Secretary had established that Taylor’s pulmonary condition was a non-diserimina-tory disqualifying characteristic, Taylor has some evidеnce suggesting that his pulmonary condition was a pretext — -that his HIV-positive status is the true reason he was not hired. See 10B Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice and Procedure § 2732.3, at 198-205 (3d ed. 1998) (“[I]n suits charging ... disability discrimination, summary judgment often has been denied because of the presence of material fact questions involving motive or intent.”) (footnote omitted). In light of these factual disputes, the Secretary was not entitled to summary judgment on this theory.
For the foregoing reasons the judgment of the district court is reversed and the case is remanded for further proceedings.
So ordered.
Notes
. Assignments are made through a bidding process in which Foreign Service Officers submit requests for desired assignments drawn from a list of current openings. After close consultation with an officer, the Bureau of Human Resources selects an appropriate assignment. The Bureau takes into account personal and professional factors, though the needs of the Fоreign Service remain paramount.
. For this reason, the Secretary represents that the State Department would have a morale problem if it hired individuals who cannot serve in hardship posts, particularly if this required other officers to serve in back-to-back hardship posts.
. Class 2 clearance is used for anyone capable of serving at 99 percent or fewer oversea's posts.
. Though the record is unclear, it appears that the Foreign Service reserves Class 2 clearance for candidates who receive waivers and for current employees who develop medical conditions requiring a downgrade in classification. For example, between 1998 and 2002 the Foreign Service hired twelve employees who were denied Class 1 clearances for medical reasons (asthma), but granted waivers and given Class 2 clearances. A current officer who contrаcts HIV typically is given a Class 2 clearance.
.As described by Dr..Joel E. Gallant, Associate, Professor of Medicine in the Division of Infectious Diseases at the Johns Hopkins University School of Medicine in Baltimore, "HIV is a retrovirus that infects a particular type of white blood cell known as the CD4 + lymphocyte.” When a person’s CD4+ lymphocytes decrease in number, "the body becomes less able to fight infections that it otherwise would be able to defeat..... If not treated, the loss of CD4+ cells eventually results in death, usually due to ‘opportunistic
.This figure comes from Dr. Michael H. Mer-son's affidavit testimony. Dr. Merson formerly worked at the Department of Health and Human Services’s Centers for Disease Control and Prevention and served as the Dean of Public Health and Chair of Yale University School of Medicine’s Department of Epidemiology and Public Health for ten years. He testified that "in July 2002, one likely could find physicians qualified to monitor and treat HIV-positive patients at approximately 217 (82%) of the State Department’s 263 overseas posts. In July 2002, one likely could find both qualified physicians and laboratory facilities capable of performing both CD4+ and viral load testing ... at approximately 178 (68%) of the State Department’s 263 overseas posts.” At times relevant to this appeal, the Secretary believed Taylor could serve at fewer than half of all posts "because of the lack of HIV-capable physiciаns and/or the unavailability of HIV-capable laboratories.” Final Br. for Def.-Appellee 18.
. The record suggests that this is because the State Department "considers it unsafe to post individuals where they cannot receive their needed routine care locally,” and because travel in and out of many overseas locations is costly, unreliable, and sometimes dangerous.
. If a Foreign Service Officer develops a medical condition requiring his classification to be downgraded to Class 2, the State Department "makes every effort to accommodate” the individual by limiting his post assignments to locations where appropriate medical care is available, including hardship posts.
. A contemporaneous State Department evaluation form dated December 2001 cited only Taylor's HIV-positive status as the reason he was disqualified for overseas duty.
. An internal State Department "fact sheet” dated June 28, 2002, which was used to evaluate Taylor's waiver request, lists two separate issues under the heading "MEDICAL PROBLEM”: HIV infection and "moderate obstruction to airflow (asthma) with some improvements after bronchodilators” that has nonetheless "never normalized.”
. More precisely, the statute requires federal agencies to create affirmative action "plans,”
. The parties have stipulated that Taylor is an "individual with a disability” within the meaning of the Rehabilitation Act because he is HIV-positive.
See Bragdon v. Abbott,
.
. In light of our disposition, we need not decide who bears the burden of proving that the plaintiff poses a direct threat to his health or safety.
See generally Branham v. Snow,
. This testimony is also counter to the Secretary’s evidence that while some experienced officers do not need to be able to travel everywhere, candidates and junior officers must be available to travel almost everywhere in the world. The same is true of Ambassador Bur-leigh's testimony that "there is no difference between the essential functions of the job for a ... applicant and an in-service [officer].”
. As discussed above, the "direct threat” defense turns on whether an individual can "safely perform the essential functions of the job.”
Echazabal,
. Taylor argues that his accommodations are reasonable on their face and as applied to the circumstances of this case. Because we find genuine issues of material fact concerning whether the accommodations are reasonable as applied to the facts of Taylor’s case, we leave for another day his arguments concerning the facial reasonableness of his proposed accommodations, unless specifically addressed in the text.
. We are mindful that Taylor must prove the accommodations are reasonable and that the Secretary must prove they impose undue hardship, but the burden allocation makes no difference here because we find genuine issues of material fact.
. Likewise, the court сoncluded the accommodation would impose undue hardship because "[t]he inevitable impact of such an accommodation would be a de facto elimination of worldwide availability as a pre-requisite for all similarly-situated entry-level [officers].”
. Nor can we agree with the district court’s conclusion that Taylor would experience "significantly-beneficial treatment” because other officers would have to serve in the "least-desirable and most-dangerous locations in his stead,” thereby creating undue hardship on the State Department. The Secretary presents no evidence supporting this proposition. And there is evidence suggesting that Taylor could serve in at least 112 hardship posts around the world. The record gives us no way of knowing whether others would have to serve in the "least-desirable and most-dangerous locations,” and no basis for concluding that this proposed accommodation "would ultimately result in the State Department having to change the very nature of its program.” There is also the Foreign Service’s bidding process for assignments, which takes personal and professional considerations into account when assigning officers overseas. See supra note 1. For the same reasons, the Secretary’s representations regarding the detrimental affect on employee morale if Taylor were accommodated are not determinative. See supra note 2.
.But see Bragdon,
. On appeal, Taylor represents that he "has not requested that the Department bear the financial cost of any ... travel.” Appellant’s Final Opening Br. 26. Obviously if he were to bear the cost of travel himself this would not burden the government.
. The final basis for the district court’s undue hardship determination was that "the State Department would have to change its current medical policy, which prohibits employees from traveling out of the country at government expense for routine medical examinations or to receive routine immunizations.”
. In its undue hardship analysis, the district court did not think the State Department is required “to fundamentally alter the nature of its medical program” for Taylor. That is correct as a general matter.
See Arline,
.The Secretary misapprehends this framework in arguing that Taylor’s failure to "contend[ ] that his asthma constituted a disability ... is fatal.” Final Br. for the Def.-Appellee 36. Taylor has not tried to make any showing regarding asthma; it is the Secretary who is asserting it in defense. It cannot be "fatal” to Taylor that he did not anticipate the Secretary’s allegedly non-discriminatory basis for not hiring him. The Secretary bears the burden of producing evidence that Taylor’s application was rejected for non-discriminatory reasons.
Barth,