Tanya Mixon, Denise Thomas, and the National Association for the Advancement of Colored People, Plaintiffs-Appellants,
v.
The State of Ohio and Michael White, Mayor of the City of Cleveland, Defendants-Appellees.
No. 98-3368
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
Argued: June 8, 1999
Decided and Filed: September 30, 1999
Appeal from the United States District Court for the Northern District of Ohio at Cleveland. Nos. 97-02308; 97-02309--George W. White, District Judge.[Copyrighted Material Omitted][Copyrighted Material Omitted][Copyrighted Material Omitted]
George L. Forbes, Scott H. Schooler, FORBES, FIELDS & ASSOCIATES CO., L.P.A., Cleveland, Ohio, for Appellants.
Roger F. Carroll, James G. Tassie, OFFICE OF THE ATTORNEY GENERAL OF OHIO, EDUCATION SECTION, Columbus, Ohio, Stephen P. Carney, Judith L. French, OFFICE OF THE ATTORNEY GENERAL OF OHIO, Education Section, Columbus, Ohio, for State of Ohio.
Frederick R. Nance, Steven A. Friedman, SQUIRE, SANDERS & DEMPSEY, Cleveland, Ohio, Sylvester Summers, Jr., City of Cleveland Law Department, Cleveland, OH, for Michael R. White
Before: KEITH, KENNEDY, and GILMAN, Circuit Judges.
OPINION
KENNEDY, Circuit Judge.
Plaintiffs in these two consolidated cases are voters and taxpayers of the Cleveland School District who seek to have Ohio Substitute House Bill 269 ("H.B. 269") declared unconstitutional1. H.B. 269changed the composition and number of the Cleveland School Board by allowing the Mayor of Cleveland to appoint a new school board for the Cleveland School District, consisting of Cleveland and four adjacent areas. Prior to this legislation, school district residents voted in a public election for school board members. Plaintiffs brought claims under (i) the Equal Protection Clause of the United States Constitution; (ii) 42 U.S.C. § 1983, alleging violations of the Equal Protection Clause of the United States Constitution, (iii) the Voting Rights Act, 42 U.S.C. § 1971, (iv) the Ohio Constitution and (v) Ohio common law. All parties filed motions for judgment on the pleadings. On March 6, 1998, the district court granted defendants' motions for judgment on the pleadings as to all causes of action and Plaintiffs timely filed their appeal to this court. On September 8, 1998, this court denied Plaintiffs' request for an emergency order enjoining the operation of H.B. 269. After careful consideration of the merits of this case, we agree with the district court's well-reasoned determinations. We hold, however, that the Eleventh Amendment bars the state law and federal Equal Protection claims against the State of Ohio and we DISMISS those claims. We AFFIRM the district court in all other respects.
I. BACKGROUND
The history behind this case is detailed and complex, stretching back nearly twenty years to a time when a federal district court in Ohio issued a desegregation order for the Cleveland public schools. On August 31, 1976, Federal District Court Chief Judge Battisti, after a lengthy bench trial, determined that the Ohio and Cleveland Boards of Education, the Cleveland School District, the Ohio Department of Education, and the State Superintendent had condoned and contributed to a policy of segregation in the Cleveland public schools. That same day, he permanently enjoined the board of education "from discriminating on the basis of race in the operation of the public schools of the City of Cleveland, and from creating, promoting, or maintaining racial segregation in any school or other facility in the Cleveland School System." Reed v. Rhodes,
On February 6, 1978, Judge Battisti issued a remedial order that required the defendants to implement a "comprehensive, systemwide plan of actual desegregation" and the Cleveland schools remained under the supervision of the district court. Reed v. Rhodes,
Despite the school district's successful compliance with the desegregation orders, however, political turmoil threatened the internal affairs of the Cleveland School District in the early 1990s. During this time period, the school district adopted a new educational program for the Cleveland schools called Vision 21, which became a focal point of the Consent Decree. Although Vision 21 appeared promising for revitalizing the school district, as evidenced by its incorporation into the Consent Decree, the program created turmoil within the Cleveland Board of Education and spawned internal feuding among the Mayor, the Superintendent of the Cleveland School District, and the local Board of Education, all of which led to the "total fiscal and administrative collapse" of the Cleveland School District. See Reed v.Rhodes,
As a result of this infighting, the district court, on March 3, 1995, directed the State Board of Education and the State Superintendent to "assume immediate supervision and operational, fiscal and personnel management of the District." See Reed v. Rhodes,
In the meantime, however, the Ohio Legislature drafted legislation that altered the composition and selection of the Cleveland School Board. On July 22, 1997, the Ohio Legislature passed H.B. 269, Ohio Rev. Code Ann. ("O.R.C.") §§ 3311.71-.77 (Anderson 1998), which created "municipal school districts."3 The legislation defines a municipal school district as "a school district that is or has ever been under a federal court order requiring supervision and operational, fiscal, and personnel management of the district by the state superintendent of public instruction." O.R.C. § 3311.71(A)(1). Upon the statute's enactment, the Cleveland School District fell within the statute's definition and became a municipal school district. Plaintiffs in this action challenge the constitutionality and legitimacy of H.B. 269.
To fully understand Plaintiffs' arguments, a brief overview of the statute itself is necessary. Once a federal court releases a targeted school district from its supervision order, a new nine-member school board assumes control of the district schools. O.R.C. § 3311.71(B). The mayor of the municipal corporation having the greatest portion of territory in the municipal school district appoints these nine members. O.R.C. § 3311.71(A)(2), (B). In this case, five areas compose the Cleveland City School District: The Villages of Bratenahl, Linndale, and Newburgh Heights, a portion of Garfield Heights, and the City of Cleveland. The Mayor of the City of Cleveland appoints the school board because the City of Cleveland has the greatest portion of territory within the municipal school district.
The mayor selects the new nine members from a slate of at least eighteen nominees selected by a nominating panel. At least three of the members of the nominating panel must reside in the municipal school district but not in the municipal corporation containing the greatest portion of the district's territory, i.e., from the four areas besides Cleveland, namely Bratenahl, Linndale, Newburgh Heights or Garfield Heights. The statute also requires that the nominating panel consist of the following persons: (i) Three parents or guardians of children attending the schools in the municipal school district who are appointed by the district's parent-teacher organization or a similar organization that the State Superintendent selects; (ii) Three persons appointed by the mayor (i.e., the Mayor of Cleveland); (iii) One person appointed by the president of the legislative body of the municipal corporation containing the greatest portion of the municipal school district's territory (i.e., Cleveland); (iv) One teacher appointed by the collective bargaining representative of the school district's teachers; (v) One principal appointed through a vote, conducted by the State Superintendent, of the schooldistrict's principals; and (vi) One representative of the business community appointed by an organized collective business entity selected by the mayor; (vii) One president of a public or private institution of higher education located within the municipal school district appointed by the State Superintendent. O.R.C. § 3311.71(C).
In addition, H.B. 269 provides specific limitations on the nominees. No nominee may hold elected office and all nominees must reside within the municipal school district. O.R.C. § 3311.71(D). At least one member of the selected school board must reside in the municipal school district but not in the municipal corporation containing the greatest portion of the district's territory, i.e., one member must reside in one of the other four areas besides Cleveland. O.R.C. §3311.71(D). Four of the nine members also must have displayed, prior to their appointment, significant expertise in either the education field, finance, or business management. O.R.C. § 3311.71(D). Additionally, any president of a state university or community college located within the municipal school district acts as a nonvoting ex officio member of the school board. O.R.C. § 3311.71(G). During the first thirty months of the new school board's tenure, the mayor also appoints a chief executive officer ("CEO") and fills any vacancies in that position. After the first thirty months have expired, the mayor appoints a CEO and fills any vacancies in that position only with the concurrence of the school board. O.R.C. § 3311.72 (B)(1)-(2).
After the school board has been in existence for four years, the statute mandates that a referendum election be held to determine whether the electorate of the municipal school district chooses to continue with an appointed school board. The election must occur in the first even-numbered year occurring at least four years after the school board has assumed control of the municipal school district. O.R.C. §3311.73(A). If the voters choose to reinstate an elected School Board, then the voters will elect a new seven-member board of education in the next regular election occurring in an odd-numbered year. In that election, voters will elect four members to four year terms and three members to two year terms. O.R.C. § 3311.73 (D). If, however, the voters choose to retain an appointed School Board, then the mayor will appoint a new board on the immediately following first day of July. O.R.C. § 3311.73 (C).
As soon as the State Superintendent returned control of the Cleveland public schools to the City of Cleveland on September 9, 1998, the Cleveland School District immediately fell within the definition of "municipal school district" under the provisions of H.B. 269. The Mayor of Cleveland appointed a new nine member school board, which currently runs the school district. The earliest referendum election for the Cleveland School District presumably would occur in November, 2002, a little more than four years after the initial appointment of the Cleveland School Board. If voters choose to return to an elected school board, then the voters would wait one year, until November, 2003, to vote for a new seven-member school board4. Plaintiffs contend that H.B. 269 violates both the state and federal constitutions, the Voting Rights Act, and Ohio common law. We address their arguments in turn.
II. SOVEREIGN IMMUNITY
The Eleventh Amendment of the United States Constitution5 expressly prohibitscitizens from suing the States in federal court subject to a few exceptions. See Alden v. Maine, --- U.S. ---,
Despite the fact that the Ohio Attorney General has not pressed the immunity question on appeal, we "may sua sponte raise the issue of lack of jurisdiction because of the applicability of the eleventh amendment." Ritter v. Univ. of Michigan,
Additionally, Plaintiffs did not sue a state official and thus are not entitled to federal jurisdiction under the limited exception in Ex Parte Young,
We turn next to the claim against the State of Ohio under the Voting Rights Act, which Congress enacted under Section 2 of the Fifteenth Amendment. See South Carolina v. Katzenbach,
With respect to whether Congress intended to abrogate the States' sovereign immunity under the Voting Rights Act, we believe the language and purpose of the statute indicate an affirmative response. The language of Section 2 of the Act, 42 U.S.C. § 1973, specifically prohibits "any State or political subdivision" from discriminating against voters on the basis of race.
The second part of the inquiry requires us to determine whether Congress properly acted pursuant to a valid exercise of power when it enacted the Voting Rights Act. Section 2 of the Fifteenth Amendment mirrors Section 5 of the Fourteenth Amendment, both of which grant Congress the power to enforce the Amendments8. In City of Rome v. United States,
We agree with the court below that Fitzpatrick stands for the proposition that principles of federalism that might otherwise be an obstacle to congressional authority are necessarily overridden by the power to enforce the Civil War Amendments "by appropriate legislation." Those Amendments were specifically designed as an expansion of federal power and an intrusion on state sovereignty. Applying this principle, we hold that Congress had the authority to regulate state and local voting through the provisions of the Voting Rights Act.
City of Rome,
More recently in Flores, the Supreme Court examined Congress' power under the Fourteenth Amendment's enforcement provision with regard to the Religious Freedom Restoration Act ("RFRA"). In holding that the RFRA was an impermissible exercise of congressional power, the Court contrasted the RFRA against the Voting Rights Act:
Legislation which deters or remedies constitutional violations can fall within the sweep of Congress' enforcement power even if in the process it prohibits conduct which is not itself unconstitutional and intrudes into "legislative spheres of autonomy previously reserved to the States." For example, the Court upheld a suspension of literacy tests and similar voting requirements under Congress' parallel power to enforce the provisions of the Fifteenth Amendment as a measure to combat racial discrimination in voting, despite the facial constitutionality of the tests . . . . We have also concluded that other measures protecting voting rights are within Congress' power to enforce the Fourteenth and Fifteenth Amendments, despite the burdens those measures place on the States.
Flores,
Further, all of Plaintiffs' claims may proceed against the Mayor of Cleveland. While Plaintiffs cannot seek injunctive relief in federal court against a state officer for a violation of state law, Pennhurst State School and Hosp. v. Halderman,
III. DISCUSSION
A. Standard of Review
We review de novo a district court's grant of a motion for judgment onthe pleadings under Fed.R.Civ.Pro. 12(c) in the same manner as a motion to dismiss under Rule 12(b)(6). See Grindstaff v. Green,
B. The Referendum Provision of the Ohio Constitution
Plaintiffs first allege that H.B. 269 violates the referendum proviso found in Article VI, Section 3 of the Ohio Constitution, which provides:
Provision shall be made by law for the organization, administration and control of the public school system of the state supported by public funds; provided, that each school district embraced wholly or in part within any city shall have the power by referendum vote to determine for itself the number of members and the organization of the district board of education, and provision shall be made by law for the exercise of this power by such school districts.
Plaintiffs claim that this provision subjects school boards to mandatory referenda and that H.B. 269 unconstitutionally delays such referenda for at least five years.
Although Plaintiffs' argument has some limited appeal, the relevant Ohio case law grants the state legislature discretion as to the timing of the referenda so long as the legislature acts reasonably. In State ex. rel. Ach v. Evans,
Said commission shall prepare and submit to the electors at the next general school election, if one occur not less than one hundred and twenty days after the passage of said resolution, otherwise, at the second general school election, two or more plans for the organization of the board of education in such district . . . .
Id. at 538. The 120 day limitation period, coupled with the enactment date of the Jung Act, delayed the earliest public referendum for more than two years after the implementation of the new classification scheme and allegedly rendered the Jung Act unconstitutional.
The Ohio Supreme Court, however, found the Jung Act constitutional under the state constitution and held that the referendum provision did not require that voters approve any legislative change to the organization of the boards of education in Ohio cities before the legislature can enact and implement such changes. Id. Instead, Evans held that the legislature may make such changes without voter pre-approval so long as it provides the voters with an opportunity at a later date to vote on the changes. Id. ("It is obvious that this provision of the Constitution does not require that, before any change shall be made in the old board, a referendum shall be provided determining what change shall be made."); see also State ex rel. Core v. Green,
We read Evans as supporting Defendants' position. Despite Plaintiffs' argument that Evans established a two-year waiting period for a referendum as the maximum reasonable time period permissible, Evans never imposed or implied an exact limitation on the legislature with respect to the timing of referenda. Further, the four year period in H.B. 269 is reasonably related to the legitimate state purpose of improving the school board and providing the new appointees with some leeway to do their work. Without further guidance from the Ohio Supreme Court, we find Evans controlling and hold that H.B. 269 does not violate the referendum proviso of the Ohio Constitution.
As additional support for our holding, we note that the Ohio Legislature enacted on the same day both Article VI, Section 3 (the referendum provision) and Article XVIII, Section 5, which also contains a referendum provision that involves public utilities10. Unlike the constitutional provision at issue in this case, the utility referendum provision provides for voter approval before a challenged ordinance takes effect. Had the drafters of the Ohio Constitution wanted a similar express limitation in Article VI, Section 3, it is likely they would have included similar language in that provision. The fact that they did not evinces their intent that discretion regarding the timing of referenda under Article VI, Section 3 should rest with the legislature, which has determined that four years between referenda is acceptable. We do not believe Evans implies a contrary result. Moreover, despite Plaintiffs attempts to portray municipal school districts as special because they involve a four-year period before a referendum, Ohio statutes limit referenda to four yearsfor both city and municipal school districts. O.R.C. § 3313.04. Thus, Ohio legislators had a reasonable basis for choosing the four-year period as a reasonable time period for testing the new appointive school board system and we affirm the judgment of the district court on this issue.
C. Equal Protection
Under the Equal Protection Clause of both the United States and Ohio Constitutions, courts apply strict scrutiny when the legislative classification at issue involves a fundamental right or a suspect class11. Although the right to vote, per se, is not a "constitutionally protected right," the Supreme Court has found, "implicit in our constitutional system, [a right] to participate in state elections on an equal basis with other qualified voters whenever the State has adopted an elective process for determining who will represent any segment of the State's population." San Antonio Indep. School Dist. v. Rodriguez,
If the challenged legislation grants the right to vote to some residents while denying the vote to others, then we must subject the legislation to strict scrutiny and determine whether the exclusions are necessary to promote a compelling state interest. Dunn,
1. Municipal School Districts v. City School Districts
Plaintiffs first argue that H.B. 269 unconstitutionally differentiates between those residents who reside in municipal school districts and those who do not by implementing an appointive system for school boards in municipal school districts while other school districts may elect their school boards. Plaintiffs also challengethe elimination of licensing, educational and experiential requirements within municipal school districts as a violation of equal protection because all school districts in Ohio other than municipal school districts must abide by these requirements. These violations, Plaintiffs argue, infringe on their right to vote and require us to apply strict scrutiny to H.B. 269, which would require the state to provide a compelling state interest for enacting H.B. 269.
Plaintiffs, however, misconstrue the law. Although Plaintiffs have a fundamental right to vote in elections before them, there is no fundamental right to elect an administrative body such as a school board, even if other cities in the state may do so. See Sailors,
As a means to prove that the statute rationally relates to a legitimate governmental purpose, we note the exhaustive study done by the Cleveland Summit on Education, which determined that the Cleveland School District faced financial and operational woes. The Summit appointed an advisory committee, which recommended an appointive system because the elected school board members were often inadequately qualified and there was a high turnover rate. The committee also noted that appointed school boards had proven successful in other large cities in the country. The Ohio Legislature took note of this study and accepted the recommendation of the advisory committee when enacting H.B. 269.
In Irby v. Virginia State Bd. of Elections,
(i) insulating school governance matters from direct political pressures;
(ii) promoting stable school board membership;
(iii) encouraging the service of individuals who would not seek elective office;
(iv) promoting diversity in viewpoints which otherwise may not achieve representation on an elected school board;
(v) avoiding the division of fiscal authority among multiple elected bodies; (vi) avoiding the fragmentation of local political authority;
(vii) avoiding the problem of single issue campaigns which frequently occur with elected school boards.
Irby,
With respect to the licensing requirements, the district court determined that H.B. 269 "bears a rational relationship to the state's interest in regenerating a municipal school district and ultimately benefitting the children attending the schools in the district" because the school district "may benefit from a more flexible hiring plan." We agree. By having less restrictive hiring procedures, the school boardcan hire diverse individuals who can add insight and experience to the school board and propose new solutions for resolving the current school crisis. Were we to limit a State's ability to determine licensing requirements, we would tie the hands of state legislators who must try innovative solutions for fixing public education. Given the Supreme Court's own deference to the States in this educational arena and Ohio's admirable goal of improving the quality of public schools, we hold that the statute rationally relates to a legitimate governmental purpose and Plaintiffs' equal protection arguments on these two bases must fail.
2. Extraterritoriality--One Person, One Vote
In their final equal protection challenge, Plaintiffs allege that H.B. 269 "unconstitutionally compounds the voting disenfranchisement for some residents in the Cleveland Public School District living in the Village of Bratehahl, Linndale, Newburgh Heights and part of Garfield Heights, because these residents do not vote in the Cleveland mayoral elections." According to Plaintiffs, non-Cleveland residents who reside in the same school district lose their elective opportunity to vote for the person who appoints individuals to their school board, thus depriving them of equal protection under the law. We disagree.
Although the parties do not explicitly say so, they essentially dispute whether H.B. 269 violates the "one-person, one-vote" doctrine under the Equal Protection Clause. In Baker v. Carr,
Residency is the key element in determining whether legislation violates the one-person, one-vote doctrine. See Holt v. City of Tuscaloosa,
In Holt, the Supreme Court held that residents of an unincorporated community did not have a constitutional right to participate in the political processes of the City of Tuscaloosa simply because the corporation's residents were subject to Tuscaloosa's police and sanitary regulations. Holt,
As a counterpoint to Holt, Plaintiffs argue that language from the Supreme Court's decision in Kramer v. Union School District, controls the outcome. In Kramer, the Supreme Court struck down a statute that allowed local residents to vote for their school district only if they owned real property within the school district or were parents of children enrolled in the school district. Applying strict scrutiny, the Court found an equal protection violation and, for our purposes, provided some important dicta:
Nor is the need for close judicial examination affected because the district meetings and the school board have "general" legislative powers. Our exacting examination is not necessitated by the subject of the election; rather, it is required because some resident citizens are permitted to participate and some are not. For example, a city charter might well provide that the elected city council appoint a mayor who would have broad administrative powers. Assuming the council were elected consistent with the commands of the Equal Protection Clause, the delegation of power to the mayor would not call for this Court's exacting review. On the other hand, if the city charter made the office of mayor subject to an election in which only some resident citizens were entitled to vote, there would be presented a situation calling for our close review.
Kramer,
As we mentioned above, extraterritorial voters in the outer Cleveland suburbs are not "residents" of the City of Cleveland and surely do not deserve the right to vote in Cleveland mayoral elections. Although Plaintiffs are residents of the municipal school district, no elections occur within that jurisdiction from which Plaintiffs are excluded. If the municipal school boards were elected bodies and only the Cleveland residents could vote in the school board election, then the relevant geopolitical entity would be the municipal school district, Kramer likely would apply, and problemsof voter inclusion would arise. This case, however, concerns an appointive system that appears more like the exercise of extraterritorial jurisdiction seen in Holt than the outright denial of the right to vote in Kramer. Even the above quoted language from Kramer states that a delegation of power to the mayor would require only rational basis review. We accordingly subject H.B. 269 to rational basis review.
Under this lesser standard, we defer to the Ohio Legislature's creation of the appropriate "jurisdiction" (municipal school districts), which, as in Holt, defined a political area in which some residents could vote in municipal elections and others could not. Based on the need to modify and improve the established school system that was failing the City of Cleveland and its schoolchildren, Ohio legislatively defined a municipal school district as a geopolitical entity with an appointive school system and granted the Mayor of Cleveland extraterritorial jurisdiction for the appointment of the school board. In light of Holt, we believe the State has the power to do so and has presented a rational basis for enacting the statute. Plaintiffs retain the right to vote in national and state elections and if they want to change the appointive system at issue here, both those within and those outside of the City of Cleveland may use their elective voice to challenge state legislators and the governor as a means to overturn H.B. 269. Indeed, state legislators obviously anticipated some of the polemical issues surrounding municipal school districts because they ensured at least one member of the school board would be from an area other than Cleveland, a guarantee that did not exist for non-Cleveland residents prior to the enactment of H.B. 269.
We believe H.B. 269 establishes a rational school system that relates to the legitimate state interest of improving public schools. We thus affirm the district court on this issue and find no equal protection violation under federal or state law.
D. The Voting Rights Act
An individual may bring a private cause of action under Section 2 of the Voting Rights Act, 42 U.S.C. § 1973,12 which provides:
(a) No voting qualification or prerequisite to voting or standard, practice, or procedure shall be imposed or applied by any State or political subdivision in a manner which results in a denial or abridgement of the right of any citizen of the United States to vote on account of race or color, or in contravention of the guarantees set forth in section 1973b(f)(2) of this title, as provided in subsection (b) of this section.
(b) A violation of subsection (a) of this section is established if, based on the totality of the circumstances, it is shown that the political processes leading to nomination or election in the State or political subdivision are not equally open to participation by members of a class of citizens protected by subsection (a) of this section in that its members have less opportunity than other members of the electorate to participate in the politicalprocess and to elect representatives of their choice. The extent to which members of a protected class have been elected to office in the State or political subdivision is one circumstance which may be considered: Provided, That nothing in this section establishes a right to have members of a protected class elected in numbers equal to their proportion in the population.
42 U.S.C. § 1973. Although Plaintiffs must prove discriminatory intent to prevail in an Equal Protection Clause or Fifteenth Amendment claim, Section 2 of the Voting Rights Act requires only a showing of discriminatory effect. See Thornburg v. Gingles,
Nonetheless, all federal courts that have addressed this issue have determined that Section 2 only applies to elective, not appointive, systems. See African-American Citizens for Change v. St. Louis Bd. of Police Comm'r,
These cases draw support primarily from some important dicta in Chisom v. Roemer,
We agree with our sister circuits and all of the district courts that have addressed the issue. The plain language of Section 2 refers to the nomination of "representatives," whom the Supreme Court has defined as "winners of representative, popular elections" or "someone who has prevailed in a popular election." Chisom,
Further, by its own terms, the Act covers only the election and nomination of representatives, not appointment processes, which Congress left open to attack under Section 5 of the Voting Rights Act. See 42 U.S.C. § 1973(c). Section 5 requires certain jurisdictions in the United States that have records of voting discrimination to obtain "preclearance" of proposed changes in election procedures that could affect voting rights13. Despite somecursory language in the legislative history, there is no strong evidence that Congress intended for Section 2 to provide a basis for challenging appointive systems. See S. Rep. 97-417, at 6 (1982), reprinted in 1982 U.S.C.C. A.N. 177, 183 (discussing, among other things, shifts from elective to appointive office.). If this were true, Plaintiffs could challenge "a state's choice between an elective and an appointive system for filling a given office, even when that choice was made years before enactment of the Voting Rights Act." Irby,
For the reasons stated, we affirm the district court on this issue and hold that Section 2 of the Voting Rights Act does not apply to appointive offices.
E. The Uniformity Clause
Turning again to state law issues, Plaintiffs assert that H.B. 269 violates the Uniformity Clause, Article II, Section 26, of the Ohio Constitution, which ensures that all laws within Ohio are applied uniformly:
All laws, of a general nature, shall have a uniform operation throughout the State; nor, shall any act, except such as relates to public schools, be passed, to take effect upon the approval of any other authority than the General Assembly, except, as otherwise provided in this constitution.
In reviewing legislation under the Uniformity Clause, Ohio courts use a two-part test: (1) whether the subject matter at issue is one of general or special nature, and, if one of general nature, (2) whether the legislation operates uniformly throughout Ohio. See Desenco, Inc.,
In State ex rel. Zupancic v. Limbach,
Moreover, it is immaterial that Cleveland is the only school district that currently falls within the provisions of H.B. 269 "so long as it . . . may apply to cases similarly situated in the future15. See Goff,
F. Conflict of Interest
Finally, Plaintiffs argue that H.B. 269 creates an inherent conflict of interest under Ohio common law by having the same individual act as both Mayor of the City of Cleveland and the person responsible for appointing individuals to the school board. Most Ohio conflict of interest cases involve situations in which one individual holds two separate public positions, i.e., one individual serving two distinct entities, rather than one individual merely assuming new duties at the behest of the state legislature. These Ohio cases generally find no inherent incompatibility among public offices. See Rose v. Village of Wellsville,
In the instant case, the Mayor merely assumes additional executive responsibilities and does not directly control the school board, let alone serve on the school board or act in any legislative capacity. Rather than create a situation in which one individual serves in two public capacities, H.B. 269 merely expands the executive power of the local executive. Further, the Mayor only has minimal control as to those individuals appointed to the school board because he or she may select members only from a panel of candidates comprised of various individuals from the community. Although the Mayor retains some limited authority in that he or she may remove the CEO of the Cleveland School Board, even this singular power is limited to the first thirty months of the school board's existence, after which the Mayor must obtain the approval of the school board to fill that position. O.R.C. § 3311.72(B). Considering these substantial limitations on this new "role" for the Mayor, we hold H.B. 269 does not create a conflict of interest for the Mayor of Cleveland under Ohio law.
Even if we were to determine that this issue presented a question of fact, we still would not reach a contrary result. By enacting H.B. 269 and granting the mayor new and added responsibilities, the Ohio Legislature overrode any common law implications that a conflict exists. See In re Miller,
For these various reasons, we affirm the district court on this issue.
IV. CONCLUSION
After a detailed review of Plaintiffs' allegations, we believe Chief Judge White thoroughly and correctly analyzed all of the issues and we agree with his holdings on the merits. With respect to the state law and federal Equal Protection claims against the State of Ohio, we DISMISS those claims pursuant to the Eleventh Amendment. In all other respects, we AFFIRM the judgment of the district court.
Notes:
Notes
This case began with two complaints, the Spivey and Mixon Complaints, which the district court consolidated. On September 4, 1998, Plaintiffs Spivey, Carte, and Young voluntarily dismissed their appeal. Thus, Mixon, Thomas, and the NAACP are the remaining Plaintiffs before the court. Mixon, a registered voter in the City of Cleveland, is an African-American mother whose child attends school in the Cleveland School District. Thomas, a registered voter in the City of Garfield Heights, is an African-American mother whose child attends school in the Cleveland School District. The NAACP is a non-profit civil rights organization that represents the civil rights of African-Americans throughout the United States. Defendants have not challenged on appeal the standing of the NAACP, which presumably meets the test set forth in Hunt v. Washington State Apple Adver. Comm.,
The case was assigned to Circuit Judge Krupansky after the death of Judge Battisti in October, 1994. The case was later transferred to Chief Judge George W. White on March 1, 1996. Judge Krupansky issued the May 8, 1996 order based on the hearing held before the reassignment of Chief Judge White.
The Governor of Ohio signed the bill into law on August 13, 1997.
Plaintiffs thus argue that they must wait five years before they again have the opportunity to elect their school board members.
The Eleventh Amendment states:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any foreign state.
The Ohio Attorney General contends that any analysis under the Eleventh Amendment is unnecessary because all of the claims may proceed against the Mayor of Cleveland and the State would have intervened as a party in the lawsuit to uphold the state legislation. Even so, the State did not intervene and we do not know the outcome had the State chosen to do so. On the pleadings before us, we must address the immunity issue because it is jurisdictional.
A State usually consents to waive its Eleventh Amendment immunity by express language in state legislation. See Caviness,
Nearly identical enforcement clauses appear in some of the other Amendments: the 13th, abolishing slavery; the 19th, prohibiting gender discrimination in voting; the 23rd, providing for presidential voting in the District of Columbia; the 24th, eliminating the poll tax; and the 26th, granting the right to vote to all citizens 18 years or older.
Plaintiffs contend that the district court considered evidence outside of the pleadings and treated Defendants' Motion for Judgment on the Pleadings as one for summary judgment. Under Fed.R.Civ.P. 12(c), if "matters outside the pleadings are presented to and not excluded by the court, the motion shall be treated as one for summary judgment . . . and all parties shall be given reasonable opportunity to present all material made pertinent to such [summary judgment] motion." Plaintiffs argue that the district court erred by not allowing further discovery before making its ruling. We disagree, however, because the district court made determinations of law on all of the issues based on the pleadings filed in the case. Courts may permissively consider factors outside the pleadings when deciding whether a statute bears a rational relationship to a legitimate state purpose. See Heller v. Doe,
The particular constitutional provision states:
Any municipality proceeding to acquire, construct, own, lease or operate a public utility, or to contract with any person or company therefor, shall act by ordinance and no such ordinance shall take effect until after thirty days from its passage. If within said thirty days a petition signed by ten per centum of the electors of the municipality shall be filed with the executive authority thereof demanding a referendum on such ordinance it shall not take effect until submitted to the electors and approved by a majority of those voting thereon. The submission of any such question shall be governed by all the provisions of section 8 of this article as to the submission of the question of choosing a charter commission.
Ohio Const. Art. XVIII, § 5.
The Ohio Supreme Court has stated that the "Equal Protection Clause of the United States Constitution, contained in the Fourteenth Amendment, and the Equal Protection Clause of the Ohio Constitution, contained in Section 2, Article I, are functionally equivalent." Desenco, Inc. v. City of Akron,
Plaintiffs Complaint alleges violations of the Voting Rights Act, 42 U.S.C. § 1971, which provides:
All citizens of the United States who are otherwise qualified by law to vote at any election by the people in any State, Territory, district, county, city, parish, township, school district, municipality, or other territorial subdivision, shall be entitled and allowed to vote at all such elections, without distinction of race, color, or previous condition of servitude; any constitution, law custom, usage, or regulation of any State or Territory, or by or under its authority, to the contrary notwithstanding.
Section 1971, however, is not part of the enforcement provisions of the Voting Rights Act and only the Attorney General can bring a cause of action under this section. See 42 U.S.C. § 1971(c). Although Plaintiffs' Complaint does not specify which section of the Act applies, we analyze Plaintiffs' claims under the more substantive provisions of the Voting Rights Act, specifically §§ 1973 and 1973c, that permit citizen suits.
A shift from an elective system to an appointive one is subject to Section 5. See Presley v. Etowah County Comm'n,
At issue in Searcy was a system in which every year one board member would retire and that retiring member, with the remaining board members, would elect a new board member.
Plaintiffs contend that the district court did not accept their pleadings as true or make a determination based solely on the pleadings. No court, however, must accept incorrect legal conclusions. Simply because Plaintiffs are factually accurate in stating that the legislation does not currently apply to any other school district does not preclude the district court from making the legal determination that the legislation is permissible because the statute may apply uniformly in the future.
