Opinion
INTRODUCTION
Plaintiff Yu Fang Tan was shot in an attempted carjacking in the ungated portion of the common area of his apartment complex. He, along with his wife Chun Kuei Chang and son (together, plaintiffs), sued the management company and property owners, defendants Amel Management Company, Pheasant Ridge Investment Company, and Colima Real Estate Company, for failure to take steps to properly secure their premises against foreseeable criminal acts of third parties. After an Evidence Code section 402 hearing held in limine, the trial court ruled that three prior violent crimes against others on the premises’ common areas were not sufficiently similar crimes to the one perpetrated on Tan to impose a duty on defendants to protect tenants of the apartment complex. The court entered judgment for defendants, and plaintiffs appeal.
In the published portion of this opinion, we hold that plaintiffs’ evidence of three prior violent attacks by strangers in the common areas of the apartment complex were sufficiently similar to the attack on Tan to provide substantial evidence of the necessary degree of foreseeability to give rise to a duty on defendants to provide the relatively minimal security measures that plaintiffs seek. Accordingly, we reverse the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Defendant Amel Management Company manages the Pheasant Ridge Apartments. Pheasant Ridge is a 620-unit, multibuilding apartment complex,
Plaintiffs moved into Pheasant Ridge in July 2002 and received one assigned parking space. Tenants could pay an additional fee for a garage, but plaintiffs chose not to rent one. At the time they leased the apartment, plaintiffs learned that if they had a second car, they could park it in unassigned parking spaces located throughout the complex, or in one of the two lots for visitors and the leasing office, as long as the car was removed from the leasing office lot before 7:00 a.m.
At around 11:30 p.m. on December 28, 2002, Tan arrived home. He drove around the property looking for an open parking space because his wife had parked the family’s other car in their assigned space. Unable to locate an available space, Tan parked in the leasing office parking lot outside the gated area.
As Tan was parking his car, an unidentified man approached him and asked for help. When Tan opened his window, the man pointed a gun at Tan and told him to get out of the car because the man wanted it. Tan responded, “Okay. Let me park my car first.” But the car rolled a little, at which point the assailant shot Tan in the neck. The incident rendered Tan a quadriplegic.
In their ensuing complaint against defendants, plaintiffs alleged three causes of action: negligence, loss of consortium, and fraud. The trial court granted summary adjudication of the fraud cause of action, but denied summary adjudication of plaintiffs’ negligence and loss of consortium causes of actions.
Before trial, the court granted defendants’ motion for an Evidence Code section 402 hearing to ascertain plaintiffs’ evidence of prior similar criminal activity. Defendants wanted to investigate whether the prior incidents raised by plaintiffs were sufficiently similar to make the assault on Tan foreseeable
At the hearing, plaintiffs’ expert, UCLA (University of California at Los Angeles) sociology professor Jack Katz, looked at police reports, complaints to the police, property management reports, and records of Pheasant Ridge’s security service, PACWEST Security Services. 1 After excluding from his analysis those prior incidents involving attacks by acquaintances, Professor Katz found 10 incidents he viewed as being “particularly significant warning signs,” of which three involved “prior violent incidents.” All of the incidents involved a sudden attack without warning, late at night, by a stranger on someone who was on the ungated portion of the premises.
The first example of a violent incident occurred just under two years before Tan’s attack and involved an assault with a deadly weapon. A guard, who was patrolling on his bicycle around 1:30 a.m., saw someone standing by the maintenance garage. The guard approached the subject and asked him what he was doing. The subject replied he was waiting for a friend. When the guard asked for identification, the subject retrieved an unknown object from his pocket and swung it at the guard. The guard raised his arm in self-protection and received a one and one-half inch slash on his forearm.
The second example occurred about a year before plaintiff’s attack and before the existing gates at the back of the entrance road were installed. The assailants carjacked a car in Santa Monica with what the victim perceived to be a gun. Finding Pheasant Ridge “a good place to rob somebody” because there was no gate to impede their escape, as they told police later, the assailants came onto the property and robbed a tenant at his parking spot. The assailants committed the robbery by blocking the tenant’s car, smashing him on the head, and demanding his valuables. They took the tenant’s cell phone and other property.
The third violent incident occurred at 3:55 a.m., nine months before the attack on plaintiff. The incident was “also a violent attack, apparently, by strangers in late nighttime in a parking lot,” and may have actually been in the leasing office lot. The assailant suddenly and viciously attacked the tenant in the face causing profuse bleeding. Although the victim did not mention a weapon, the police classified the attack under Penal Code section 245, an assault with a deadly weapon or force likely to produce great bodily injury.
Plaintiffs also presented nearly 80 examples of thefts from garages or cars or thefts of cars occurring on the Pheasant Ridge property. The trial court excluded the evidence of these thefts because they did not involve robberies or violent attacks on people.
The trial court asked plaintiffs to “articulate your theory of what additional security measures the defendants were under a duty to have in place in order to prevent the harm” to Tan. Accordingly, plaintiffs’ counsel stated that the first thing plaintiffs wanted was for defendants to install gates on the entrance roadway before the leasing office and visitor parking lots, rather than at the back of the entrance road. The gates plaintiffs contemplated were “more substantial” than swing-arms; something more akin to the gates defendants had already installed. Counsel explained, “anything that could effectively deter escape is going to help reduce ... the probability of a carjacking occurring.” In particular, counsel declared that plaintiffs were not asking that defendant undertake a measure that would require ongoing surveillance or monitoring, or necessitate the expenditure of significant funds.
Professor Katz cited research showing that when gates were installed in crime areas, the rate of violent crime went down. The research showed that “offenders who violently attack strangers are in the first instance concerned with their escapes. And, when you put gates in, you — while they can circumvent the gate to get in, they could climb a fence or get around it, they can’t anticipate an easy escape. . . . [T]hey will shy from a crime target that has a gate in favor of one that’s ungated. It will shift their focus of attention.” Also, gates deter strangers who must explain their presence on the property.
Professor Katz testified that Pheasant Ridge should have ensured that the two objectives (of giving the impression that (1) escape would be impeded and that (2) one’s presence on the property would have to be explained) were achieved by having a gate. Professor Katz explained that the effect of gates before the visitor and leasing parking lots would be to block access to all parking spaces and to make escape problematic. He did not eschew a swing-arm that rises and falls as cars enter because criminals could “anticipate on escape that [they] might have to break it and call attention.” But, Professor Katz testified, the preferable gate would be “something that is continuous barrier such that if you are on the other side of it, you either have
At the close of the hearing, the trial court ruled that plaintiffs “failed to demonstrate that enclosing the entire complex, moving the gates, and installing some system or a guard that would let invited guests enter the complex at night, as they propose, would be any less burdensome than providing full-time security guards at night.” Therefore, the court observed, in order to impose a duty on defendants, plaintiffs would have to “demonstrate a high degree of foreseeability of the crime committed against [plaintiffs] based upon prior similar incidents of violent crime at Pheasant Ridge.”
The three incidents that Professor Katz characterized as “prior violent incidents,” the court ruled, “neither singularly nor collectively, make the armed attempted carjacking and attempted murder of Mr. Tan by gunfire foreseeable.” The court stated, “Notably, plaintiffs presented no evidence of a prior attempted carjacking, or an attempted murder, or a completed carjacking or murder, or of anyone being shot, or shot at, or reports of gunfire, at Pheasant Ridge.” Therefore, the court held, defendants had no duty to take plaintiffs’ proposed additional measures to enhance the security in their common areas, including the leasing office parking lot where the crime occurred. The court granted defendants’ ensuing motion for judgment on the pleadings and plaintiffs’ timely appeal followed.
I.
DISCUSSION
a. Standard of review of a ruling on a motion for nonsuit.
“Although duty is a legal question, the factual background against which we decide it is a function of a particular case’s procedural posture.”
(Castaneda
v.
Olsher
(2007)
“On review of a judgment of nonsuit, as here, we must view the facts in the light most favorable to the plaintiff[s]. ‘[C]ourts traditionally have taken a very restrictive view of the circumstances under which nonsuit is proper. The rule is that a trial court may not grant a defendant’s motion for nonsuit if plaintiff[s’] evidence would support a jury verdict in plaintiff[s’] favor. [Citations.] [f] In determining whether plaintiffs’] evidence is sufficient, the court may not weigh the evidence or consider the credibility of witnesses. Instead, the evidence most favorable to plaintiffs] must be accepted as true and conflicting evidence must be disregarded. The court must give “to the plaintiffs’] evidence all the value to which it is legally entitled, . . . indulging every legitimate inference which may be drawn from the evidence in plaintiffs’] favor ....”’ [Citation.] The same rule applies on appeal from the grant of a nonsuit. [Citation.]” (Castaneda, supra, 41 Cal.4th at pp. 1214-1215.) Consequently, all of defendants’ evidence adduced at the Evidence Code 402 hearing that contradicted plaintiffs’ evidence must be disregarded. Stated another way, to the extent that evidence was presented that disputed plaintiffs’ evidence, the case must go to the jury.
b. The duty of landlords to prevent third party criminal acts on their premises
To succeed in a negligence action, the plaintiff must show that (1) the defendant owed the plaintiff a legal duty, (2) the defendant breached the duty, and (3) the breach proximately or legally caused (4) the plaintiff’s damages or injuries.
(Ann M., supra,
Our Supreme Court has clearly articulated “the scope of a landowner’s duty to provide protection from foreseeable third party [criminal acts] .... [It] is determined in part by balancing the foreseeability of the harm against the burden of the duty to be imposed. [Citation.] 1 “[I]n cases where the burden of preventing future harm is great, a high degree of foreseeability may be required. [Citation.] On the other hand, in cases where there are strong policy reasons for preventing the harm, or the harm can be prevented by simple means, a lesser degree of foreseeability may be required.” [Citation.]’ [Citation.] . . . [D]uty in such circumstances is determined by a balancing of ‘foreseeability’ of the criminal acts against the ‘burdensomeness, vagueness, and efficacy’ of the proposed security measures. [Citation.]”
(Ann M., supra, 6
Cal.4th at pp. 678-679, quoting from
Gomez
v.
Ticor
(1983) 145 Cal.App.3d
The higher the burden to be imposed on the landowner, the higher the degree of foreseeability is required.
(Sharon P.
v.
Arman, Ltd., supra,
The plaintiff in Ann M. was raped by an unknown assailant at her place of employment, a store located in a shopping center. (Ann M., supra, 6 Cal.4th at pp. 670-671.) At issue in that case was whether the scope of the duty owed by the shopping center owner to maintain its common areas in a reasonably safe condition included providing security guards in those areas. (Id. at p. 670.) The Supreme Court held, under the facts of that case, that the owner did not owe a duty to provide security guards in the common areas. (Ibid.) The court explained that the plaintiff conceded that the prior incidents “were not similar in nature to the violent assault that she suffered. Similarly, none of the remaining evidence presented by Ann M. is sufficiently compelling to establish the high degree of foreseeability necessary to impose upon Pacific Plaza a duty to provide security guards in the common areas. Neither the evidence regarding the presence of transients nor the evidence of the statistical crime rate of the surrounding area is of a type sufficient to satisfy this burden.” (Id. at p. 680, italics added, fn. omitted.)
Next, the Supreme Court held in
Sharon P.
v.
Arman, Ltd., supra,
More recently, in
Delgado,
one of the bar’s two “bouncers” noticed hostile stares between the plaintiff bar patron and other bar patrons and concluded a fight was imminent. The bouncer asked the plaintiff to leave. Once in the parking lot, the plaintiff was accosted by 12 to 20 men.
(Delgado, supra,
Delgado
went on to explain that
Ann
M.’s “progeny . . . expressly reaffirm the sliding-scale balancing formula . . . under which we have recognized that, as a general matter, imposition of a high burden requires heightened foreseeability, but a minimal burden may be imposed upon a showing of a lesser degree of foreseeability. [Citations.]”
(Delgado, supra,
This analytical approach was confirmed by the Supreme Court in
Castaneda, supra,
With these rules in mind, we turn to the evidence presented in the instant case.
c. The trial court erred in finding defendants owed no duty.
Referring to the first step of the analysis, i.e., the specific security measures that plaintiffs proposed defendants should have taken, the record shows that plaintiffs requested minimal changes: Professor Katz recommended (1) moving the existing security gates from the back of the access road,
or
(2) installing “very similar” gates before the visitor and leasing office parking lots. An additional gate could be “any gate . . . —that would
not necessarily
impede climbing over it. It wouldn’t have spikes or — or be unusually high. It would just define a property boundary . . .”
“[v]ery similar to the gates they have
(Italics added.) Indeed,
Professor Katz did not reject swing-arm gates.
Any gate could remain open during the day to allow business in the leasing office. Plaintiffs clearly stated they were
not
asking for the hiring of a guard or for any form of ongoing surveillance or monitoring. Furthermore,
The second issue requires the court to analyze how financially and socially onerous the proposed measures would be to the landlord. The measures “could range from minimally burdensome to significantly burdensome under the facts of the case.”
(Castaneda, supra,
Turning then to the heart of this case, the third element of foreseeability, plaintiffs demonstrated three prior incidents of sudden, unprovoked, increasingly violent assaults on people in
ungated parking
areas on the Pheasant Ridge premises by strangers in the middle of the night, causing great bodily injury. Professor Katz opined, based on the three incidents, that “the probability is foreseeable here” of plaintiff’s attack because in his experience, “you don’t get more than this.” The evidence of three vicious criminal assaults in the common areas within two years of plaintiff’s attack here is more similar and compelling than the evidence in
Ann M., supra,
The court here required a heightened showing of foreseeability necessitating nearly identical prior crimes, in part, because the court perceived the proposed security to be onerous. We have already concluded that the actual measures sought were not especially burdensome under the facts of this case. Thus, the court’s ruling is erroneous that where none of these incidents involved guns, shootings, attempted carjackings, or attempted murder, the incidents were not sufficiently similar to meet the heightened standard of foreseeability.
6
We addressed this same issue in
Claxton v. Atlantic Richfield Co., supra,
n. *
The judgment is reversed. Defendants to bear the burden of costs on appeal.
Croskey, Acting P. J., and Kitching, J., concurred.
Respondents’ petition for review by the Supreme Court was denied April 29, 2009, S171152.
Notes
PACWEST Security Services was hired by defendant Arnel Management Company to perform nightly patrols throughout Pheasant Ridge. Defendants cross-complained against PACWEST Security Services, which was dismissed earlier in the action after the court granted summary judgment in their favor.
Although
Castaneda
was decided after the judgment was entered in this case, it is declarative of existing law and so it applies to this case. (See
Newman
v.
Emerson Radio Corp.
(1989)
Plaintiffs also argued that defendants should not have rented parking spaces out to nontenants because that practice had the effect of reducing nonassigned spaces for tenants, forcing tenants to park in the unprotected leasing office lot. However, the evidence shows that Tan was offered the opportunity to rent a garage and turned it down, with the result he may not raise this issue.
Defendants’ suggestions that plaintiffs were requesting guards or a “ ‘continuous barrier’ around the perimeter of the almost 21-acre property” is hyperbolic.
Whether these security measures would feasibly have prevented the crime, as defendants contest, goes to the question of causation, not a relevant issue at the Evidence Code section 402 hearing concerning the duty element of negligence.
Nor are we persuaded by defendants’ attempts to distinguish the assaults from the attack on Tan by arguing that none occurred in the same parking lot where Tan was attacked. Professor Katz very conservatively cited evidence of attacks
in common areas of the Pheasant Ridge properly only.
(See
Claxton v. Atlantic Richfield Co.
(2003)
Castaneda
does not aid defendants. Although the court required a high degree of foreseeability, it had already explained that the security measures sought, namely, (1) the hiring of security guards and (2) the eviction of gang member tenants, “[could not] be considered a minimal burden.” “To establish a duty to evict the [perpetrator-gang members], plaintiff must show that violence
by them
or their guests was highly foreseeable.”
(Castaneda, supra,
41 Cal.4th at pp. 1219-1221.) The other measure requested, refusing to rent to gang members,
We do not address plaintiffs’ alternative theory of negligence, namely, that a duty was created when defendants voluntarily undertook to install security gates at the back of the property. In
Alvarez v. Jacmar Pacific Pizza Corp., supra,
See footnote, ante, page 1087.
