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Taliaferro v. State
456 A.2d 29
Md.
1983
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*1 VERNON THADDEUS TALIAFERRO v. STATE

OF MARYLAND Term, September [No. 1981.] February Decided 1983. *2 J., cause C. and argued The was before Murphy, Smith, JJ., and W. and Eldridge, Cole, Rodowsky, Davidson of Judge Special the Court Associate Menchine, Albert (retired), assigned. Appeals specially Braudes, Defender,

Michael R. Assistant Public with Defender, brief, Murrell, on whom was Alan H. Public appellant. for General, Attorney

Alexander L. Assistant Cummings, Sachs, General, Stephen Attorney with whom was H. on the brief, appellee. J., opinion delivered Court.

Rodowsky, JJ., J., Cole and dissent. Eldridge, Davidson, Eldridge, infra, dissenting opinion filed a page which Cole JJ., concur. Davidson, Petitioner, (Taliaferro), Vernon Thaddeus Taliaferro May jury convicted on in a trial before Circuit deadly Court for robbery Prince George’s County, weapon and commission felony. use of a handgun in the day

On the last petitioner sought trial to introduce the testi mony anof identity alibi witness whose was disclosed to the State for the first Acting time that date. under Md. Rule 741,1 the trial court the proffered excluded alibi evidence. There was other proof no from the defense. The conviction was affirmed the Court of Special Appeals in an unreported opinion. granted We certiorari to consider whether ruling "the trial court’s that Petitioner’s sole wit be permitted testify ness would not [d] constitute an abuse of discretion and/or a process.” denial of due We shall hold that, case, on the facts of this there was no abuse of discre tion or denial due process. rule, dealing causes,

1. part provides: with criminal in relevant Discovery Inspection. Rule 741. *3 Discovery by

d. the State. Upon request the of the the defendant shall: 3. Alibi Witnesses. Upon designation by time, place the State of the and date of the occurrence, alleged furnish the name and address of each witness other than the defendant whom the defendant intends to call aas present time, place witness to he show was not at the and date designated by request. the State its Continuing Duty f. to Disclose. If, subsequent compliance request with a under made this any compelling discovery, or party Rule with additional order a discovers previously requested required matter and to be furnished, or his promptly party he shall furnish the matter other to the trial, If during counsel. the additional matter is discovered furnishing promptly in addition to the matter to the other or party counsel, notify being his he shall the court that the matter is party. furnished to the other g. Protective Orders. Upon shown, good may motion and for cause court order the specified ceedings any during disclosures If pro- be restricted. at time brought party to the attention of court a has comply pursuant failed to Rule, matters not undisclosed matter hibit the with this Rule or an order issued to this may party permit discovery the court order that disclosed, previously strike to which the relates, grant continuance, pro- a reasonable party introducing in evidence the matter not dis- closed, grant mistrial, appropriate a or enter other order under party the is thereof. a circumstances. All to which material and information permit entitled use must be in time beneficial disclosed adult, (Parker), who Leo Parker The victim was John Road, Walkermill home at at his mother’s resided approximately at 1, 1979, September On Heights. District a knock home, He P.M., alone. answered Parker was at 9:05 Parker, man, unknown to who was It was a at the door. "Billy”. light inside named about someone

inquiring porch. lights outside on on, as were two house was as well face, a face to at distance the man conversed Parker and a second man feet, minutes. Then for an estimated five two handgun a pointed cocked up came behind the first spun man. of the first Parker Parker over shoulder mother’s room through and led the house his around at a mini- Jewelry, later valued which the men ransacked. That up. Parker was left tied was taken. $5,000,

mum array photographic police showed Parker evening the picture. Taliaferro’s Parker selected which did not include 1, 1979, a "look-alike.” On November photograph one as array. It con- police photographic showed Parker another identified as the picture Taliaferro whom Parker tained trial, also At Parker robber with whom he had conversed. person. Taliaferro in

made an identification of November Petitioner was arrested on on bail day. the next He remained

released on cash bail An indictment of continuously sentencing. until his man was returned December Taliaferro and a second for Taliaferro on Jan- appearance 1979. Counsel entered her filed a motion uary February 1980 the State 1980. On alia, discovery the "name and address requesting, inter the defen- of each witness other than the defendant whom dant intends to call a witness to show he was as *4 Road, Maryland on Heights, at” District 6801 Walkermill Under September approximately at 21:05 hours.3 1, 1979, due Md. Rule 741 e alibi witnesses was disclosure response was by February to be furnished 11. No written ever made. Taliaferro, but jointly Elijah Pringle indicted with was 2. An Howard separately.

was tried court, appeal, lack of based on point or on 3. was made in the trial No the State’s motion. timeliness of February 14, On 1980 a petitioner’s notice was sent to counsel, with a copy to Taliaferro at his address Baltimore City, setting 11, April trial for setting pretrial 27, for By conference March 1980. a notice dated March copy with petitioner personally, trial was reset from May 21, April notice, 1980. A March with copy petitioner personally, reset pretrial conference May March 27 to 1980.

Taliaferro attorney was with his at pretrial conference. The court was advised that there would be one defense parties witness.4 Counsel for signed pretrial both memorandum at that conference which reads in part: certify

Counsel further .. that . the names all exchanged witnesses now known have been by the parties and that this ready case is trial. certify

Counsel that all witnesses are available for the trial .... date

On morning May 21, trial was begin, scheduled to requested a Taliaferro’s counsel continuance. She advised the court that had given Taliaferro her the name and tele- phone Bellamy” interview, of a "Karen number at the first counsel had never been to reach the able witness telephone, day given but that Taliaferro had that counsel the witness’ requested address. The continuance denied. Trial began May on Taliaferro’s case at 2:55 P.M. jury.

the selection of A suppress motion to photographic identification was heard and denied. Trial on the merits proceeded testimony with the and of the Parker investigating police cross-examination, officer. On Parker that, crime, probation admitted at the time of he was on breaking. adjourned for storehouse Court P.M. 5:20 Thursday, Trial May resumed at 9:30 A.M. 22 with brief from Parker’s mother to the value of the as 4. by petitioner Statements made court to the at trial and his counsel anticipated indicate may that the defense witness have been identified at (also Bellamy Bellamy). that time as Caroline referred to as Karen There contention, however, nois that the State knew earlier than at trial defense was alibi. *5 Petitioner’s counsel property taken. The State rested. with the had in touch

advised the court that Taliaferro "been was you and that Taliaferro telling witness that I was about” delay here” from Baltimore. A "trying get to someone IV2 get him "try hours to requested was so that Taliaferro could here.” At 10:10 A.M. the court recessed until 11:30 A.M. judgment acquittal. for a denying after the defense motion the courtroom at 12:05 P.M. jury brought The was back into report instructions to back at and excused for lunch with 1:30 P.M. May 22

Colloquy testimony in the afternoon of reveal morning that spoken telephone Taliaferro had (Rich) Rich, an Edward Jr. in Baltimore. Taliaferro is also a gone had to resident of Baltimore. Taliaferro’s father Upper Baltimore brought Rich to court house P.M., corridor, Marlboro. At 1:25 in the court Rich had house Court prosecutor been introduced to the as an alibi witness. jury pros- box. The

reconvened at 1:30 P.M. with the ecutor, sidebar, testifying to Rich because "a objected couple gentle- of minutes before court I started to talk to the — gives opportunity man I me fair to do not believe that pursue investigate the evi- gentleman’s background this proposes give, necessary, get any dence that he and if testimony.” rebuttal witnesses to his The court was asked to preclude testifying. the witness from

Defense counsel stated that she had not known what Rich testify was to to until Rich came to the court house. She had given asked and he had previously Taliaferro for witnesses friend, Bellamy, the name of the Caroline whom counsel had get been unable to to court because of lack of an address. court, only alternative stating after continuance, pros- asked

excluding the was a name been dis- ecutor what he would have done had Rich’s colloquy week. This preceding closed as an alibi witness the ensued: "him,” morning of the personal pronoun, on the 5. The transition to the prospective witness

22nd is the first indication in the record that the not Caroline Bellamy. thing, For one I would have [PROSECUTOR]: *6 run a police department record had the check on lives, [Rich], con- try to determine where he what defendant, or the nection he has had with this I do past, things co-defendant in the all sorts of can’t may up I not come with spur on the of the moment.

anything. you that? long

THE COURT: How do need to do Monday. That me give would [PROSECUTOR]: time. adequate may

THE COURT: We have to do that. just my me schedule. [PROSECUTOR]: Let check 6] Monday Day.[ Memorial many jurors THE I wonder how of these COURT: jurors] next week. We are [as are due back to work they holiday if going to lose some of them have a Monday they might inquire and are not due back. I serve, time to many how of them would have more and then make a decision. jury, many of gentlemen

Ladies and of the how you your jury are service this week? winding up put

That that. Six their people up.[7] ends hands your investigation Is [DEFENSE COUNSEL]: going just checking to concern itself with police? exactly, I am not sure

[PROSECUTOR]: determine, may may it depending on what we just I require me to consider rebuttal witnesses. am certain, but I had no reason to believe there Monday, May 26, Monday May day 6. and was 1980 was last Day by government. § celebrated as Memorial (a) (1976). the federal See 5 U.S.C. Maryland Day May The State of celebrates on Memorial Friday following (1957, which was the of the week in 1980. Md. Code See (a) (7). Repl. Vol.), Maryland holiday § Art. courts observe the designated by State law. Md. Rule 1205 a. County, George’s Maryland adjoins 7. Prince of Columbia. District Many appears county’s employed by government. of the It residents are the federal judge attempting many jurors that the trial to determine how expire Friday, May might were told their term of service would plans day holiday have made for the three federal weekend. ease, this going were to be alibi witnesses in think about it. just and I would like to sit down and testify that he had proffered The defense that Rich would 22, 1979, had been injured August his back and head on months, three approximately to his house for confined during at least the first three or four weeks confinement, evening, house each Taliaferro had been his of the crime. Defense including September evening calls would suggested couple simple telephone counsel "a provide investigation” sought by and that "there is a day. replied could be done that The State He said there little more involved than a mere record check.” out in might be other factors which he would like to check disability. In the course of addition to Rich’s record and his *7 argument Attorney "[i]f his the State’s stated that the court case], me . .and also [the wants to continue it is fine with "willing go along putting that he to with” the case offfor was days. a few more

Following recess, judge, outlining trial after most of history case, that he was procedural of the ruled the alibi testi- exercising permit his discretion to refuse mony, comply with Rule 741 d 3. failure testify.

Taliaferro elected not to After a conference counsel in the court resumed the bench and Chambers give advised defense counsel that it would her like, record the you put if opportunity period made over a efforts that the defendant has produce time this alibi wit- whatever to locate anything ness because I don’t know that there done, what, he has anything, indicate if here to that, diligence as far depending on it is a matter of concerned, has been diligence and if as I am If thing. rewarded, today, may be one as of If thing. may be another diligence, that there is no much, diligence but there has been some thing. would be another

Taliaferro was sworn and testified. In substance he said that he had contacted Rich around December 1979. Rich was willing to come to court. At that time Rich living was at his house, mother’s left, but had subsequently and Taliaferro did not know where Rich living. Taliaferro gotten had in touch "yesterday, with Rich day yesterday” by before telephoning Rich’s mother’s house and Rich was there. Rich’smother had lived at the same address and had had the same telephone September number since of 1979. Taliaferro say could not when he had last called Rich’s mother’s home prior May 1980. When Taliaferro had called Rich’s occasions, mother’s home on prior he would leave a message for Rich but had never received return calls.

Defense presented counsel then argument based on the factors set forth in Myers, United States v. 550 F.2d 1036 (5th 1977), Cir. denied, cert. 439 U.S. 99 S. Ct. (1978)

L. Ed. 2d 149 as ones to be considered in deciding whether to case, exclude. In that dealing with a prosecution witness, rebuttal the court listed the prejudice amount of resulting from disclose, the failure to the reason for non-disclosure, the extent to which the harm caused non-disclosure events, has been mitigated by subsequent weight properly admitted supporting evidence guilt, defendant’s and other relevant arising factors out of the circumstances particular case. As to the reason for non-disclosure, Taliaferro’s defense counsel argued that Mr. Taliaferro has testified the reason he talked to [Rich] in it, December about and then [Taliaferro] *8 was of opinion that Bellamy Caroline going to testify, he didn’t have an address for Caroline Bellamy. After he spoke Rich, with Mr. Mr. Rich moved, then and he made efforts to find out where it was he today lived. He didn’t know until where Mr. Rich lived. provided We couldn’t have that if we had to.

In deciding ruling stand, to let its in explained court part as follows: me, if I could have found that appears

It that in his efforts in diligent defendant was address, dili- name and and that his providing this I rule just yesterday, off that could then gence paid However requires. he done all that the rule has I have heard finding. I can’t make that From what way testified, this defendant has he has of the mother ofthe address witness. known the same mother of the witness still resides at in It is also address resided at back November. she very important to this defendant to obviously have here, one of the most probably this alibi witness his life .... decisions of He waits until important days actually locate this wit- two before trial ness, early He when he could have done so on. effort, yesterday to except

hasn’t made real witness, speak it springs locate this and then so day [Emphasis of trial.... on the state the second supplied.] notice of underlying procedure requires

The reasons a in Advance Notice Epstein, an alibi defense are well stated L., Alibi, Criminology & Police Sci. J. Grim. 31-32 (1964):

—One. Foremost is the idea that the statute prevents "hip surprise. Alibi has been termed pocket” defense because of the ease with which can be manufactured for introduction in the final hours of trial.

—Two. The statute acts to deter false alibis because defendants know that the information investigated furnished will be before trial.... —

Three. investigation Pretrial results saving money and trial time. This occurs two (1) ways. If, investigation, after the the district attorney true, is satisfied that the alibi is the case (2) dismissed; should be attorney the district is not *9 defense, surprised by at trial the alibi and there is investigate no for a continuance to pre- need pare .... — presented

Four. Alibis which are at trial will be respect.... [Footnotes accorded more omitted.8] Florida, 78, 81-82, In Williams v. 399 U.S. 90 S. Ct. (1970), rejected 26 L. Ed. 2d the Court a due

process challenge to Florida’s notice of alibi rule: linger

We need not suggestion over the that the discovery permitted against petitioner the State in deprived process” this case him of "due or a "fair discovery by trial.” Florida law provides liberal ' against the defendant and the carefully rule hedged notice-of-alibi is itself reciprocal requiring duties state disclosure to the‘ defendant. Given the ease with which an alibi can fabricated, protecting be the State’s interest against itself an eleventh-hour is defense both interest, legitimate. Reflecting this obvious notice-of-alibi at provisions, dating least from are now in existence in a substantial number of system adversary hardly States. The of trial is itself; yet end in poker game is not in which players enjoy right always an absolute to conceal their cards until played. ample We find room in that system, concerned, far as "due process” as least for the designed instant:Florida which is in the criminal trial enhance the search for truth ample both the defendant and the State insuring certain crucial to opportunity investigate facts guilt [Footnotes the determination of or innocence. omitted.] since 1975 Federal Rules of Criminal Procedure have Upon

included a in Rule 12.1. requirement notice of alibi important in the Epstein 8. that the rule "is advances as a fifth reason discovery context cases.” of more liberal criminal *10 party comply requirements failure of either with the may testimony "the court exclude the party undisclosed witness offered such as to the defen- at, dant’s presence alleged absence from or the scene of the (d). offense.’’ Fed. R. Crim. 12.1 P. United States Courts of Appeals view the of the sanction imposition of exclusion as involving an exercise of discretion and the standard for appellate review is whether there has been an abuse of discretion.9

A requirement defense, for notice of an alibi with identifi cation of proposed witnesses, alibi and rebuttal to alibi now exists under statute or rule of court in 35 of our sister states and in the District of Columbia. There is an express provi sion for exclusion of alibi testimony witness as a sanction for violation in all but three jurisdictions.10 these Twenty-three jurisdictions provide that for violation of the alibi requirements disclosure "may” the court exclude the 11 testimony. states, In eight provision sanction states that the court shall exclude the alibi or alibi rebuttal testi mony, party unless the offering good it shows cause to the contrary.12 In Michigan, the statute in terms mandates the exclusion of evidence offered in of the disclosure violation (8th Woodard, 1097, 1100 1982); 9. United States v. F.2d 671 Cir. United (6th White, 899, 1978); Fitts, States v. F.2d 902 Cir. United States v. (10th 1978); Barron, 576 F.2d 757 Cir. United States v. 575 F.2d (9th 1978); Myers, supra, (D.C. 1043; Cir. United States v. 550 F.2d 1975). Smith, United States v. 524 F.2d Cir. ("the (b) P., may may upon appropriate motion 10. Me. R. Crim. Rule 16A take court action.”); ("the 9.02, Minn. R. Crim. P. 9.03 court circumstances."); just notice ... enter such order as it deems m tiie Wasti. ("the Super. may Ct. Crim. R. 4.7 court .. . enter such other order as circumstances.”). just deems under the ("the 18.3, 15.2, 15.7; 11. R. Crim. P. Ark. R. Crim. P. 19.7 court Ariz. may prohibit introducing party ... from in evidence the material not disclosed....”); 12.1; 3.200; R. P. Haw. R. Penal D.C.R. Crim. P. Fla. Crim. (d), 12.1; (1979); Sup. (g); § P. Idaho Ill. Ct. R. 413 La. Code Code 19-519 (West (b); 1981); Crim. Proc. Ann. R. P. 14 Miss. Unif. art. 727 Mass. Crim. 4.07; 25.05, 25.16; Sup. Cir. Ct. Crim. R. Mo. Ct. R. Nev. Rev. Stat. (1981); 100; 3:11; § Super. 174.087 N.H. Ct. R. N.J.R. Crim. Prac. N.M.R. 32; (McKinney § Crim. P. Supp.); Pa. R. Crim. P. N.Y. Crim. Proc. Law 250.20 1981 Cum. 1982); 12.1; (Page § N.D.R. Crim. P. Ohio Rev. Code Ann. 2945.58 12.1; C; (c); P. 16 Tenn. R. Crim. P. Utah 305 R.I.R. Crim. (1982); § Code Ann. 77-14-2 R. P. 12.1. W. Va. Crim. (1978); etseq. § § 12. Colo. Rev. Stat. 16-7-102 Ind. Code Ann. 35-36-4-1 (Burns (10) (West 1979,1982 813.2, § Supp.); Cum. Iowa Code Ann. Rule 10 requirements, any express good exception.13 without cause Kansas, In permits adding statute to a list of alibi wit filed, initially otherwise to man properly appears nesses but date give exclusion for failure to notice.14 states, system, most as in the federal the sanction to be applied rests the discretion of the trial court where there has been a violation of a requiring timely rule disclosure of alibi or rebuttal witnesses in a criminal case. Application ofthe sanction is reviewable on if appeal to determine discre tion has been abused. The exclusion defense alibi many witnesses has been sustained in cases. Among the more recent reaching decisions that result are: (D.C. States, Clark v. 1979); United 396 A.2d 997 Lewis v. *11 (Fla. State, 1981); 411 App. Davis, So. 2d 880 State v. 63 191, (1981); State, Haw. 624 P.2d 376 James v. 411 N.E.2d (Ind. 1980); Robinson, 20, 618 People v. 104 App. Ill. 3d 432 (1982); Braxton, 808, 401 N.E.2d 340 People App. v. 81 Ill. 3d (1980); Christensen, N.E.2d 1062 State v. 323 N.W.2d 219 (Iowa (La. 1982); Brown, 689, State v. 414 2d So. 698-99 1982); Frennie, 977, Commonwealth v. La App. 13 Mass. 432 (1982); 368, N.E.2d 535 Lindsey, State v. 284 N.W.2d 373-74 (Minn. 1979); 96, Eckert v. 96 Nev. 605 P.2d 617 (N.D. (1980); Flohr, 1980); State v. 301 N.W.2d 367 State v. (1981) (in banc), Mai, 334, App. petition 54 Or. 634 P.2d 1367 (1981). allowed, 334, for review 292 Or. 644 P.2d 1126 In the context the Court Supreme of notice alibi yet passed upon constitutionality has not of exclusion as by v. sanction for violation an accused. See Wardius 470, n.4, 2208, n.4, Oregon, 412 2211 37 U.S. 472 93 S. Ct. (1973) 82, Florida, supra, L. Ed. 2d n.4 v. 86 Williams n.14, n.14, 399 at L. Ed. 2d at U.S. 83 90 S. Ct. at 1897 26 However, 451 n.14. state courts and lower federal courts 1979, 1982 Supp.); (1981); § Cum. Mont. Ann. Code 46-15-301 Or. Rev. Stat. (1981); § Comp. seq. (1979); § 135.455 S.D. Laws Ann. 23A-9-1 et Vt. R. (8) (West 12.1; 1971, § Crim. P. Supp.). Wis. Stat. Ann. 971.23 1982 Cum. (West 1982). 768.20, Comp. §§ 13. Mich. People Laws Ann. 768.21 v. (1976) Merritt, emphasizes "egregious” case, 67, 82, 31, 396 Mich. 238 N.W.2d 37-38 which Taliaferro preclusion and which held that should be limited to an prior was decided under a statute. (1981). § 14. Kan. Stat. Ann. 22-3218

389 have decided that the exclusion of alibi offered an accused discovery has violated an alibi requirement who does not offend the right Sixth Amendment to have compul sory process obtaining for the reasoning of witnesses. "The is that prevent alibi rule does not a defendant compelling witnesses; rather, pro the rule attendance vides reasonable presentation conditions for the of alibi evi Smith, 541, 543, dence.” State v. 88 N.M. 543 P.2d 836 (N.M. 1975).15 Ct. App. Crouse, See also Rider v. 357 F.2d 317 (10th 1966); Snyder Mack, Cir. United States ex rel. v. 372 F. (E.D.

Supp. 1974); Dodd, 1077 234, 237, Pa. State v. 101 Ariz. (1966); 418 P.2d Roberts, 574 State v. 226 Kan. 602 (1979); Jackson, P.2d 1355 People App. Mich. (1976); Flohr, N.W.2d 132 supra, 367; State v. 301 N.W.2d Vecchiolli, 483, 224 Commonwealth v. Super. 208 Pa. A.2d 96 (1966); Burke, State ex rel. Simos v. 41 Wis. 2d (1968).17 N.W.2d 177 15. timely gave general Smith rely the defendant notice of intent to defense, on alibi give as a but did not the names and addresses of alibi specify place witnesses or at which the defendant claimed to have been alleged offense, required by the time of applicable as rule. application Michigan Jackson mandatory sustained 16. exclusion gave trial, sanction where three days the defendant notice seven before but it was days late. arising 17. There are corpus cases under the federal habeas statute in which exclusion of defense alibi witnesses has been held to constitute a process denial particular presented. of due Mulcahy, facts Hackett v. (D.N.J. 1980) Supp. 493 F. given by involved a notice of alibi defense prior counsel for the general accused which was due on June 3. A notice had given been identity June July 18 and the ofwitnesses was furnished 7. Trial did not commence until November 1. After the defendant’s new counsel *12 opening made an statement which indicated that the defense was alibi and called, that alibi prosecutor witnesses would be the told the court he was witnesses,” "not too concerned with alibi and that he had not talked with prior attorney. them. The first defense witness was the He was concerning untimely cross-examined attempted the notice. When the defense testify, they to have the alibi witnesses were excluded and the

jury was told the alibi defense would not be allowed because defense counsel complied had not with court rules. The United States District Court concluded: error, highly

In view of the technical nature of his counsel’s the any error, complicity by petitioner absence of evidence of in that any error, prejudice by the lack of the State caused by the the severe prejudice petitioner preclusion sanction, caused the and the by prosecution jury, use of that sanction before the findwe deprived rights pro- this defendant was cess of law. of fundamental and of due atLid- 1340.1 permits Md. Rule 741 the trial court to g Subsection of failed to com- appropriate party fashion an order when a has alia, "may,” "grant A court inter a rea- ply with that Rule. continuance, introducing in prohibit party sonable from ... or enter other evidence the matter not disclosed Maryland The appropriate order under the circumstances.” possible recognizing while exclusion as expressly sanction, specify imposition. mandate its Nor does does not violation, good in the absence of exclusion as the sanction sanction, if g cause for it. Rule 741 leaves the imposing imposition The any, to the discretion of the trial court. exclusionary the State or the accused under against sanction only by principle Rule 741 is circumscribed abuse limitations, under all of the by discretion and constitutional relevant circumstances. contemplates that the trial court exercise of discretion act, ordinarily analyze particularly

will the facts and not by exclude, a violation disclosed simply on basis of (Fla. 1973) (trial file. 278 So. 2d 624 See Bradford solely based by excluding court erred defense witnesses state) the absence of their names from witness list furnished 1981) (La. (trial Bias, 2d 677 court erred State v. 393 So. discretionary as if by that made exclusion treating statute case, mandatory). In the instant the trial exclusion were It had, discretion. applying, that it and was recognized court proffer both counsel and arguments heard from extensive exclude, took evidence initially ruling to then proof before accused, from defense again argument heard from the ruling. disturb its initial deciding counsel before not to courts, whether taken most approach Under the of discretion testimony is an abuse exclusion of alibi witness among the Principal case. particular on the facts of the turns are whether opinions recur in the relevant factors which 1978) (M.D. due Wainwright, Supp. found a F. Fla. Brown v. discovery in process prosecution. broad That state has violation in a Florida comply had failed to criminal cases. Both the state and the defense testifying rules, precluded while but the defense witnesses were previously documents permitted undisclosed the state to introduce discovery. which should have been furnished in *13 disclosure violation substantial, was technical or timing disclosure, reason, of the ultimate any, if for the viola- tion, degree of prejudice parties to the respectively offering evidence, opposing and whether resulting prejudice might and, so, be cured a postponement if overall desirability of a continuance. Frequently these factors overlap. They do not lend themselves to a compart- analysis. mental

In the at case hand the rule gross violation was a one. There was no attempt compliance. at This is not a case where notice was given days late, a few trial, but well in advance of given or in a technically defective form. Illustrative of what was held to be a non-compliance technical Silva, is State v. (1977).

118 R.I. 374 A.2d trial, Six prior months days but 10 late under the court the defendant filed a defense, notice of alibi stating spent that he the entire evening in question at specified two addresses and iden- tifying three alibi witnesses. Five prior weeks to trial the disclosure was supplemented by an additional witness’ name, without an address. The trial court excluded the alibi testimony for lack compliance with the rule’s specificity requirements. It was held there was compliance substantial with the letter and spirit of the rule and that "the trial court abused its discretion in excluding the defendant’s alibi testimony.” Id. at 374 A.2d at 109.

Nor did present any Taliaferro justifying excuse the viola- tion. His counsel had asked about Taliaferro’s witnesses at the first interview given and had been the name and tele- phone Bellamy. number of Caroline While the record does explicitly Bellamy show whether Ms. was to be an alibi not, witness or she there presented was not as witness and is no postponement contention of error the denial of a presence obtain her in court. It was Rich who was excluded. Rich,

Under he proffer, Taliaferro’s was with at Rich’s Baltimore, every night period mother’s home in for a weeks surrounding including night robbery. Taliaferro knew name Rich’s least his last known Indeed, address at his mother’s home. in the preceding being December Taliaferro and Rich had discussed Rich *14 give witness. But Taliaferro did not Rich’s name to defense day counsel as an until the of trial. The alibi witness second only justification attempted present which Taliaferro to was that he had not locate Rich. That explanation been able to did the violation. It persuade ignore the trial court to diligent could not find that Taliaferro "was in his efforts in providing this name and address ....” this, respect, duplicates the instant matter United White, States v. F.2d 899. supra, 583 There accused was witness, Walker, identity aware of the of his alibi for months trial but did not reveal Walker until the close of all prior of the given evidence. The reason was that the accused had been unable to locate Walker. Sixth Circuit affirmed witness, barring the alibi and said that the mere fact that did appellant not know Walker’s appellant whereabouts does not excuse from com- plying identity requirements with the Rule 12.1 (a). If appellant had tendered notice of Walker’s identity, oppor- the Government would have had an tunity to locate Walker for the benefit of both parties. [583 F.2d at 902.]

Similarly, charged where the defendant was with commit- ting a crime August night 17 and contended that each during period August August 13 to 21 he had spent his " time in premises occupied by taverns then later 'at the ” Peasecke,’ give Alice but did not notice of alibi until 5:00 trial, day the alibi preceding o’clockon the afternoon of good evidence was excluded. It was held there was no cause "defendant was shown for the failure to disclose because the aware of this alibi at all times and could have served his v. compliance notice of alibi in with the statute.” Jensen 568, modified, 36 Wis. 2d 153 N.W.2d (1967). Wis. 2d 154 N.W.2d In United States Barron, supra, F.2d the defendant did not disclose defender public his alibi defense and alibi witnesses to his jury empanelled. counsel until had been Counsel after the Based on the immediately government. advised the defense, cooperate accused’s refusal to in his own steadfast case, strength government’s it was coupled with excluding held that there had been no abuse of discretion witnesses, though, timing the alibi even as a result of discovery request, the defendant’s answer government’s day one late. Alibi witnesses who were known to Smith, the defendant were also involved in United States v.

supra, pretrial 1288. At a conference defense coun F.2d sel proposed told court that the defendant defense, alibi but counsel was unable furnish the names provide witnesses because the defendant had failed to counsel their trial names. The court ruled witnesses testify. trial, would not At be allowed the defendant presented family witnesses, members of his wife’s as alibi *15 but the court adhered to previous ruling. its The District of Columbia Circuit found no abuse of discretion because no explanation given delay had in been the defendant’s furnishing Braxton, names the witnesses. People supra, App. Ill. 3d 401 N.E.2d involved an attempt day on discovery the first of trial to amend answers defense, to present an alibi An which was denied. wit alibi ness, days, precluded defendant’s wife of two was from tes tifying. In affirming, appellate court said: produced

[N]o showing evidence was that the defen dant was unaware of his alibi defense and the exis prior tence of the day [the alibi witness to of trial].

Therefore, judge the trial did not abuse his discre tion in denying the motion to amend the answer to discovery. App. [81 Ill. 3d M.E.2d at 1067.]

Cases like foregoing may be contrasted with Williams v. (1981). 97 Nev. P.2d 1263 There the accused had witnesses, furnished counsel the names offour alibi timely notice, counsel had through dictated the hut inadvertence, days had failed to file until prior seven to applicable scheduled trial required filing date. The rule days prior However, ten to trial. because of a postponement, trial did actually begin days filing until ten after the Further, the notice. exclusively case State’s rested on the testimony of the victim. Under these circumstances it was good held that had been shown for relief cause from strict compliance with the statute. Rich it is clear that prejudice, to the factor of respect

With had whom Taliaferro non-party was the witness Further, judge recognized, the trial testify. to as court important pros to the defendant. The Rich’s only by the victim. on an identification ecution’s case rested testify Rich However, permitted the trial court had court, would the State produced afternoon when he was opportu would have had no severely prejudiced. It have been investigate or to nity investigate background Rich’s alibi, minute, place last which undertook disclosed at the Taliaferro mother’s home. Taliaferro with Rich at Rich’s point His have been done. does not contend that this should by failing grant its discretion is that court abused investigate, particularly the State to continuance to enable that a the State conceded since Taliaferro contends cure day prejudice. argu would This postponement IV2 and essen to a continuance reducing prejudice ment ties argument as an tially raises the same considerations an abuse to obtain a witness is the denial of a continuance that the defendant In that context we have said of discretion. " show, alia, diligent he made [has] must inter 'that ” State, 288 the evidence.’ Jackson v. proper efforts to secure (1980), 191, 194, an earlier quoting Md. 416 A.2d *16 (1957), 638, 640 454, 459, 135 A.2d State, 214 Md. Jackson v. 784, 2d 816 2 L. Ed. 78 S. Ct. denied, 356 U.S. cert. (1958). own testi court, on Taliaferro’s Here, trial based the the name providing in diligence both mony, a lack of found to Taliaferro’s Rich, respect with of and and address whereabouts. determining Rich’s in explanation, IV2 day con- that a concession argument of a Taliaferro’s overstates to the State any prejudice cure tinuance would pros- The by reflected the record. as prosecutor’s position the Thursday afternoon delay a from ecutor’s statement was time” "adequate him give until would Monday morning background which Rich’s a reference to the time within checked. The State’s with the be connection defendant could bring in might that he wish to Attorney also asserted in Obviously was not a prosecutor rebuttal witnesses. hour, on him at the eleventh

position, sprung when Rich was investiga- yet an as unperformed to advise the court where relieve the State a would would lead. While continuance tion to a being required of cross-examine prejudice of severe continuance immediately, the short surprise alibi witness equate never petitioner for which contends could February to from prepare period to in the opportunity witness. That May 21 to meet a alibi defense disclosed 741 in this case. under Rule State was entitled to what the of investigation of Rich and cannot know what an We treat the revealed, speculation alibi and it is to would have of period involving a continuance fixed alternative as IV2 investigation, days. after trial If initial 2V2 of purpose for the requested had a further continuance Rich, impeach the alibi and obtaining witnesses rebut alsoWe could have been further exacerbated. the matter no Taliaferro express that there was note waiver rebuttal the State of alibi wit- right to notice claim nesses. jury that this was complicating problem

Further was trial. The trial court also entitled to consider that the Friday, jury ended on term for half of its estimated of service until May continuance would be so that minimum Tuesday, May jurors likely had plans unless which those day holiday ignored. made for the three federal were to be It has that the exclusion sanction should be one been said resort, of last "invoked those cases where other be to effect ends stringent applicable less sanctions are not 243, 252, justice.” Smith, 599 P.2d State Ariz. (1979). if to a like the one at approach, applied This case bar, seriously major undermines purposes one — reciprocal discovery avoiding interruption alibi rule trial delay. Rules of Advisory Committee on Federal Procedure, Fed. R. Crim. P. 12.1 recommending Criminal 294-95): (62 stated F.R.D.

Prohibiting testifying a witness whose name provision was not disclosed is a common in state generally statutes.... It assumed that sanction is essential if the notice-of-alibi rule is to significance. have practical 12.1 will serve

Rule a useful purpose even though rule 16 now requires disclosure of the names and government addresses of and defense witnesses.

There are identity cases which the of defense known, may may witnesses be it but come as a surprise to the government they intend to tes- tify as to an may alibi and there be no advance notice of the details of the claimed alibi. The result often is unnecessary interruption delay government trial to enable the to conduct an appropriate investigation. objective The of rule 12.1 prevent by is to this a providing mechanism which

will parties specific enable the to have information in advance of trial prepare to meet the issue of alibi during the trial. point is well made Epstein, Advance Notice of

Alibi, supra, L., 55 J. Crim. & Criminology Police Sci. 35-36:

Excluding the evidence proved has effective .... contrast, the threat of a continuance is not a all; sanction at prosecution granted would be ground continuance on the surprise, even without statutory If all direction. the defendant risks is continuance, he will purposely give notice because the continuance is valuable to him. When granted, it is it after the prosecution comes has presented its get evidence and allows cold. The effect using continuance as a "sanction” is also contra the deep concern of the bench and bar delay. trial *18 ques have considered courts which majority decisions, generally are

tion, reasoned and the better White, United States v. analysis. See Epstein’s with accord ("Because testimony was Walker’s 902 supra, 583 F.2d at at the close of had rested parties until both not offered investigation] would trial, [for a continuance day jury three Barron, States v. satisfactory.”); United not have been (If discovery and the at 757 liberal supra, 575 F.2d if the effectuated and delays "are to be prevention of trial impose to teeth, must be able trial courts rule is to have case.”); in this sanctions, employed one even the drastic (1966) 237, 418 P.2d at 574 Dodd, 101 Ariz. at supra, State v. ("Because attempt compliance failure to of defendant’s in the instant rule, find no abuse of discretion the notice we render the force of contrary would Any case. decision to the v. United nugatory.”); Clark [the statute] alibi disclosure ("[I]t generally assumed States, at 999 supra, 396 A.2d if the exclusion] is essential [i.e. that such a sanction significance.”); any practical notice-of-alibi rule is to have (exclu P.2d at 381 Davis, Haw. at 624 supra, State v. State significance); practical

sion essential for rule to have ("[A] delay in the Christensen, at 223 supra, v. 323 N.W.2d time interval between proceeding would create a substantial evidence and the defendant’s presentation of the State’s only disrupts judicial process evidence of alibi. This not trial.”); may jurors but and the outcome of the also affect ("[W]e recognize at 374 Lindsey, 284 N.W.2d supra, State v. at its sanctions meaningful no other the trial court had contin consider a into trial too far

disposal; it was 426-27, Woodard, Super. N.J. .”); v. uance . .. State 938, 89 S. Ct. (1968), denied, 395 U.S. 130, 134 cert. 246 A.2d (1969) ("To provi have waived 23 L. Ed. 2d [during in the trial point at sions of the witness], have would last of the state’s cross-examination — and an the State prejudicial unfair and highly been .. . the witness investigate the State adjournment to allow State application.”); hour this eleventh would not have cured ("Quite simply, a defen Flohr, supra, v. 301 N.W.2d withheld evidence right to submit an absolute dant with discovery by being uncooperative. little to has lose appear [to exclusion] Alternative sanctions less effective and discovery, delay expense, often entail curtailment of and even State ex rel. potential problems.”); constitutional Simos Burke, supra, 41 Wis. 2d at 163 N.W.2d at 182 (Pretrial notice of alibi "avoids mid-trial state motions for adjournment ground surprise permit investiga on the prosecution, tion of alibi claims. The interests defense orderly, public facilitating are served such uninterrupted seeking for the of the truth and the trials concerned.”). protection of the of all rights *19 Months before in judice trial the case Taliaferro sub knew identity, address, Rich’s his mother’s and date of trial by and had been asked counsel about witnesses. Without justifying excuse, Taliaferro did not disclose Rich as alibi witness until the in jury close State’s case a trial. The trial acted within court well the bounds of discretion in its excluding Rich’s and in not continuing the case.

Judgment Special of the Court of Appeals afñrmed. by

Costs to paid be the petitioner. J., Eldridge, dissenting: Supreme

The Court the United has States twice "[wjhether expressly question reserved the and to what extent a State can "by enforce” a notice-of-alibi rule exclud- ing relevant, probative by defendant, evidence” offered recognizing question that it "is a raising Sixth Amendment Florida, 78, issues.” Williams v. U.S. 83 n. 90 S.Ct. (1970). 1893, 26 L.Ed.2d 446 Oregon, See Wardius v. (1973).

U.S. 472 n. 93 S.Ct. L.Ed.2d case, Under circumstances like in those this where the sanction of for violating exclusion a notice-of-alibi rule operates prevent a criminal calling defendant from his only alibi presenting only witness and thus from his defense to the charges, deliberate, where violation was not any prejudice where prosecution to the could have been continuance, application a cured a short exclusionary notice-of-alibi rule’s sanction violates the Sixth Constitu- to the United States and Fourteenth Amendments procedural rule holding state majority, tion. that the The witness, only has right to call his petitioner’s overrides the right constitutional petitioner denied fundamental most — right in a criminal case exists defense.

I. major- impact of the better the full order to understand the critical ity’s position, necessary it is to recount some of facts this case. Taliaferro, was indicted petitioner, Vernon handgun in the com-

robbery deadly weapon, use of a with a nol felony, charges lesser which were mission of a trial, May 21, prossed. day Wednesday, first of his On the in order that petitioner requested continuance (a witnesses, friend), Bellamy girl former one his Carol testify. could be counsel stated that summonsed to Defense Bellamy trial, she had to reach before the been unable Bellamy’s although telephone had number for some she had time, day her and that she obtained address on had *20 to objection had no a though of the Even the State trial. request,

continuance, the denied Taliaferro’s judge trial day the of the trial stating: has waited until "The defendant not, in of a witness which give to his counsel an address case, I my view, a so will not continue a reason to continue it.” trial, Thursday, May the day

On next the of his Rich, present was then petitioner sought to Edward who call objected on courthouse, in the The State as an alibi witness. Rich as ground

the had to name that Taliaferro failed * pur- request made response alibi to the witness State’s Court, kept 1. in mind in ruling, although This should be not before this

considering petitioner’s ability to his defense. to Maryland suant Rule 741. State that it The claimed had Rich, been surprised by proffer the last-minute of was him, and unprepared opportu- to cross examine had had no nity indicated, to his investigate background. The State however, objection that it have testifying would no to Rich’s if Monday, May the case were following continued until the 26.2 judge

The record that the appeared disposed shows trial the he continuing towards case until learned that the terms of of the were on and jurors expire Friday, six to that the following Monday Nevertheless, was a holiday. federal Monday holiday, was not a state and the court was required open day. to be on judge by that The feared that resuming Monday, the case he might disrupt long-weekend the plans jurors of the six whose terms were expire. judge, The however, inquiries made no to determine whether this fear any had basis. He made no effort to ascertain whether a brief continuance would a single juror. Instead, inconvenience the judge trial, trial simply refused to continue the and ruled that permitted Rich would not be to testify as a sanction for Taliaferro’s violation Rule 741.3 majority suggests statement, 2. The prosecuting attorney’s that the that Monday, May 26, sufficient, continuance until be would related to the background time within which Rich’s and connection with the defendant attorney, prosecuting however, could be checked. The inwas addition referring things moment,” spur to "all I sorts of can’t the do on before responding: "Monday. give adequate That would me the case off time.” Later the prosecuting attorney "putfting] days,” referred few more for a unequivocally willing go along he "I stated: am that.” shows, therefore, The record clearly the that State that a believed short by prejudice continuance would be sufficient and would cure caused the appears Although discovery majority violation ond-guess prosecution the rule. the to sec- prosecution attorney regard, the in this for the believe that the judge is the prepared best how much time he would need to be to cross-examine the defendant’s witness. Moreover, judge’s ruling excluding the trial witness not based upon judge’s view that short continuance would not be sufficient for prosecution. upon judge’s speculation Instead was based

jurors might be inconvenienced a short continuance. County adjoins majority speculates George’s 3. Prince because employed by many the federal District Columbia of its residents are day government, jurors "might plans made the three have holiday opinion, majority federal somehow weekend.” Later certain, likely referring "plans jurors becomes more made for the three which had those *21 above, however, pointed day holiday.” out the federal As violation of find that Taliaferro’s judge did not The trial deliberate; that the defendant he found 741 was instead Rule effort, except any real and "hadn’t made "diligent” was not yesterday, locate the witness.” a wit- excluding Rich as decision judge’s

After the trial the State not ness, ruling that requested counsel a defense prior his criminal Taliaferro with permitted impeach be record if he decided to take the stand his own defense. The judge request, denied counsel’s and the defendant never took the stand. any then, unable to

Ultimately, Taliaferro was defense had him. Taliaferro’s charges against defense to the the of alibi, sought to introduce been and he had Because of the trial testify himself. two witnesses and to Taliaferro’s "defense” judge’s evidentiary rulings, credibility of the State’s reduced to an attack on the against witness him. holiday plans any juror had judge whether made no effort to determine trial for shows, single day. not a Monday any this record As far as or for other resumption trial on

juror of the would have been inconvenienced Monday. jurors Moreover, in the the twelve disclose that of the record fails to population employees. of Prince government The total case were federal Commerce, Census, Dep’t 665,071. County U.S. of George’s Bureau of the — Popu PC80-1-A22, 1980 Population Characteristics Census of No. (1982). Inhabitants, num Maryland this total 22-12 Of lation: Number of eligible age ber, 450,000 18 and thus approximately persons the of are over Planning, Data, Dep’t Planning State jury duty. Md. of have of for Maryland, by ment of federal basis for Office (1982). By Age I been informed Population and Sex Depart Analysis, United States Economic an official in the Bureau of County Commerce, 71,912 George’s are residents Prince that figures, light is no employees. there government of these civilian County’s inference, solely George’s drawing on Prince based Columbia, jurors terms were proximity to the six whose that to the District of expire likely employees. were federal trial, judge had trial stage ofthe noteworthy that at an earlier 4. It is such admissibility would be of evidence anticipated rulings on that trial, judge announced day first of major trial. On the factor in the victim, robbery family acquainted” with the "personally he was live, they have been twenty years. where "I know having known them for judge my concluded house; But the they house.” have been in their case, my jury trying it is a "since problem” the case "no he would have function, basically, admissibility If the evidence.” is to determine admissibility evidence rulings anticipated judge that his had trial would determine jury, his be offered would not a defense whether or might been differ- have disqualification concerning the matter decision ent.

II. The Sixth Amendment to United States Constitution provides: "In prosecutions, all criminal the accused shall enjoy right... to compulsory process obtaining have Texas, 14, witnesses in In Washington his favor.” v. 388 U.S. 1920, (1967), Supreme S.Ct. 18 L.Ed.2d 1019 Court held testimony that the Sixth rights Amendment to offer compulsory process witnesses to are state applicable to criminal proceedings, prohibiting and that a Texas statute testifying accomplices from for each other violated those 19): (388 rights. The Court said U.S. at right "The testimony witnesses, to offer the compel attendance, their if necessary, is in plain terms the right defense, to present a right present the defendant’s version the facts as well prosecution’s as the jury may to the so it decide where the truth lies. Just as an accused has the right to prosecution’s confront the witnesses for the purpose of challenging testimony, their he has the right to present his own witnesses to establish a defense. right This is a fundamental element of due process of law.” 257,

See Oliver, also In Re 333 U.S. 68 S.Ct. (1948) L.Ed. (recognizing right to offer as one of several rights system which "are in our juris- basic prudence.”)

In Chambers Mississippi, 410 U.S. 93 S.Ct. (1973), Powell, 35 (410 Court, L.Ed.2d 297 Justice for the wrote emphasis supplied): U.S.

"The right anof accused in a criminal trial to due process is, essence, right to a fair opportunity to defend against the State’s rights accusations. The to confront and cross-examine witnesses and to call witnesses in one’s own behalf long have been recognized as essential process.” due defendant a criminal Chambers, held that the Court Mississippi voucher by a rights denied these impermissibly calling witnesses him from precluded had rule which testimony had been whose witnesses one of his own discredit damaging. judge’s applica case, of the trial as a result

In the proce to a mere pertaining nonmandatory sanction tion of a calling his from precluded the defendant was dural only defense his witness, presenting and thus alibi *23 Moreover, of the the violation to the state’s accusations.5 prosecution the deliberate, prejudice rule was not 6 Finally, the continuance. by a short concededly curable have been anyone would to show that record fails application of a This by inconvenienced a short continuance. the mandate of with squared rule cannot be procedural

state teaching the In Under Chambers, and Re Oliver. Washington in of the cases, convicted violation of those Taliaferro was Fourteenth Amendments. Sixth and have only Taliaferro could which witness fact that Rich was 5. The which, example, has a defendant for with situations called contrasts called numerous seeks witnesses, presented defense and a substantial has Davis, 639 "needlessly States v. United cumulative” evidence.

to introduce White, 1981). (5th 583 F.2d 899 testimony v. 239, States See also United 244 Cir. F.2d admitted, 1978) of (6th (testimony witnesses of two alibi Cir. rule); non-compliance Commonwealth for excluded third alibi witness v. wealth (1982) (same); Common 977, LaFrennie, Mass.App. 535 432 N.E.2d 13 (same). (1966) In such Vecchiolli, Pa.Super. 244 A.2d 96 208 v. beyond rea erroneous, may a be harmless cases, ruling, although well in which the distinguishable those also This case is sonable doubt. See, e.g., States v. United probative value. proffered Fitts, is of limited evidence 1978) (alibi alleged (10th only offour for two out was United States Cir. 576 F.2d 837 Smith, F.2d orders); 524 money v. attempts to cash stolen sales); 1975) (alibi alleged (D.C.Cir. only heroin given three one of for 1288 566, modified, 36 Wis.2d State, N.W.2d 153 v. 36 Wis.2d (1967) Jensen counts). Here, (alibi only how three two of was for 154 N.W.2d 769 possibly harmless be considered ever, violation could the constitutional only witness defendant’s ruling in the exclusion resulted because presenting his defense. precluded him from excluding defendant’s prerequisite many jurisdictions, as a In6. discovery the trial or witness of a notice of alibi witness for violation the rule was violation of the defendant’s judge or both that must find either prejudiced significantly unless prosecution be would and that deliberate White, See, 583 F.2d 899 e.g., v. United States was excluded. the witness (D.N.J. 1980); (6th F.Supp. State 1978); Mulcahy, 1329 v. Cir. Hackett (1979); 278 So.2d Smith, Bradford v. 599 P.2d v. 123 Ariz. (exclu (1981) (Fla. Davis, 1973); P.2d 376 63 Hawaii 624 sion State deliberate, a violation was proper rule counsel concedes when defense majority opinion rejects Taliaferro’s constitutional argument, stating that "state courts and lower federal courts have decided that the of by exclusion alibi offered an accused who has violated an discovery requirement alibi does not offend the Sixth right compul Amendment to have sory for the process obtaining Yet witnesses.” none majority cases cited pursuant hold that exclusion fact, notice-of-alibi rule can be never unconstitutional. held, courts grounds, have constitutional that a trial judge cannot exclude merely a defendant’s witness as a discovery sanction rule violation. United States v. (5th 1981) ("We Davis, 239, 243 hold, therefore, 639 F.2d Cir. compulsory process clause the sixth amendment forbids the exclusion of otherwise solely admissible evidence as a discovery sanction to against enforce rules or orders defendants). criminal Perez, United See States v. 648 F.2d (5th 1981) (error Cir. to have excluded witness because of violation of discovery order to reports physical reveal harmless). examinations, but error was The United States of Appeals Court for the recently Seventh Circuit has held constitutionally impermissible to apply a notice-of-alibi preclude rule so toas the defendant from tes tifying his own defense as to an v. Gagnon, alibi. Alicea (7th 1982). *24 675 F.2d 913 Cir.

Other specific courts have held that applications of preclusion sanctions violate defendant’s constitutional rights. The United States Court of Appeals for the Second Circuit, example, held that is unconstitutional to decision); 185, (1981); Bright, 1981); tactical v. 343, v. State 229 Kan. P.2d 623 917 State (La. Bias, Edgerly, 337, 393 So.2d 677 v. 372 Commonwealth Mass. Merritt, (1977); People 67, 361 N.E.2d v. 1289 396 Mich. 238 N.W.2d (1976); 1, State, (1981); 31 Williams v. 97 Nev. P.2d 620 1263 Founts v. State, 165, (1971); Smith, 51, 87 Nev. 483 P.2d 654 State v. 50 Ohio St.2d (1977); Silva, 408, 362 N.E.2d (1977); 988 State v. 118 R.I. 374 A.2d 106 Martin, 180, (1931); Grant, State v. 165 4 Wash. P.2d 880 v. State 10 (1974). 468, Wash.App. 519 P.2d 261 Furthermore, jurisdictions precluded several consider the value of the See, e.g., Martin, to the defendant’s case. State v. 410 P.2d 1966); (Ariz.App. LaFrennie, 137 Mass.App. Commonwealth v. 13 432 (Minn. (1982); Lindsey, N.E.2d 535 v. 1979); 284 State N.W.2d 368 Eckert (1980); State, supra, 96 Nev. 605 P.2d 617 Founts v. Nev. 87 165; Miner, (1969). State v. 128 Vt. 258 A.2d calling presenting and preclude a defendant from witnesses only defi- notice was the insanity an defense when formal notice ciency applicable in with the complying by lesser been ameliorated any prejudice when could have of Cor. of than exclusion. Ronson v. Commissioner means 1979). (2d N.Y., Cir. The court’s State of 604 F.2d 176 (604 F.2d at case reasoning applicable to the instant 178-179): on his right to call witnesses

"While a defendant’s absolute, interest a state’s behalf is not be scrutinized may be called will restricting who 'truth maximum regard, closely. ... this limitation, is the arbitrary rather than gathering,’ grant of continuance . Given that goal... favored to the any prejudice minimize to would have served notice, the formal the lack of resulting from state to to exercise discretion the trial court refusal of psychiatrist] call defendant] [his to [the allow then, defense, was a violation insanity present rights.” amendment of Ronson’s sixth Dis- United States opinion of the

See also the well-reasoned case, Commissioner Ronson v. trict Court in the same (S.D.N.Y. 1978). Correction, F.Supp. 97 New the District of United District Court for States prisoner was corpus where a Jersey issued a writ of habeas permitted a trial in which he was convicted after Mulcahy, F.Supp. testimony. Hackett v. introduce alibi 1980). (D.N.J. defendant’s Although "technical,” was, majority suggests, noncompliance as the Instead, the court that factor. the court did not focus on right present witnesses began by noting "[t]he by the Sixth right guaranteed one’s defense is a fundamental facts, the reviewing Id. at 1335. After Amendment.” petitioner that "there is no indication court concluded alibi testi- right waived his constitutional permit *25 refusal to mony of . . . The trial court’s witnesses case visited petitioner’s introduction of evidence crucial to 406 punishment on . . . deprived [him].

terrible He was right to defend himself.” Id. at 1340. Supreme Court of Washington has indicated that

excluding defense witnesses as a sanction for noncompliance with a notice requirement may In be unconstitutional. State Martin, v. 180, 187, (1931), 165 Wash. 4 P.2d 880 court stated:

"If, in this, such a case as the state should claim surprise [resulting from noncompliance], might become the duty court, not to declare that the appellant’s received, evidence should not be but that the state should have a opportunity reasonable prepare against itself surprise; the constitu- tion, by guaranteeing an person right accused defend himself and to compel attendance of wit- nesses the court’s process, necessarily own gives right him the attending to have witnesses heard.” Many other recognized cases have the existence of constitutional problems in applying preclusion sanction for violation of See, provisions. e.g., notice-of-alibi United (9th Barron, 752, 1978); States v. 575 F.2d 757 n. 5 Cir. (M.D. v. 244, Brown 459 Wainwright, F.Supp. 247 Fla. 1978);People Jackson, 399, Mich.App. 395, v. 71 249 N.W.2d (1976); 132 Edgerly, 337, 343, Commonwealth v. 372 Mass. (1977); Ct., 1289 State rel. 361 N.E.2d ex Sikora v. District 241, 897, (1969); 154 P.2d Morales, Mont. 462 903 v. People 262, 269-270, 25, 37 N.Y.2d 372 N.Y.S.2d 333 N.E.2d 339 (1975); Smith, 51, 2, v. 50 362 State Ohio St.2d 52 n. N.E.2d (1977); Wolfe, 525, 542 P.2d 482, 486 988 State v. 273 Or. (1975); Silva, State v. R.I. 374 A.2d (1977).7 Florida, (1970), U.S. 26 L.Ed.2d 7. Williams S.Ct. provisions alibi do violate notice of the Fifth

held that Amendment’s discussed, clause, although, previously self-incrimination as the Court excluding ruling reserved Nevertheless, on the sanction defendant’s evidence. provisions two states have declared notice-of-alibi violative of against Alaska, privileges self-incrimination. state constitutional provision Supreme Court held that the state’s notice of alibi violated that against privilege self-incrimination to the state’s constitutional extent that

407 the left have cases above-cited While some of the a has involved undecided, none of them constitutional issue case, the where present in the as that as extreme situation witness, thus precluding defendant’s judge excluded the finding defense, without any presenting the from defendant any deliberate, and where comply was that the failure to admittedly curable to disadvantage prosecution the a continuance. that position taken the addition, have

In commentators violating witnesses, for as a sanction of the defense exclusion problems. constitutional discovery presents serious a that concludes Clinton, example, Professor the to accused sanction preclusion the "applying The constitutionally suspect. in be most cases would provision required notice of intent to an alibi more than mere notice, beyond simple the state not com- defense. The court held that pel witnesses are could his of defense such as who defendant to disclose details his v. and not the crime Scott where he was if he was scene. 1974). (Alaska Court, Superior Similarly, 18 in v. P.2d 774 Allen 519 (1976), Supreme Rptr. 67 Court Cal.3d 134 Cal. 557 P.2d of held the self-incrimination clause of constitution California that prosecution by prohibits compelled pretrial disclosure to the that state " might 'conceivably lighten prosecution’s if the disclosure defendant ” proving in chief.’ burden of its case decision, judi- Supreme In struck down a an earlier the California Court cially-created requirement, thereby rejecting the efforts of notice of alibi requirement. some Reynolds courts in state to a common-lawnotice lower create Superior Court, Rptr. 437, 45 117 Cal. 528 P.2d Cal.3d (1974). explaining to create or sanction notice of alibi its hesitation measures, problems: gave particular weight potential the court to constitutional closely "[Clomplex questions of state federal balanced and presented by constitutional law are a notice-of-alibi order.... inappropriate [0]ur decision it would be for us declare judicially sensitivity notice-of-alibi rule does arise our to the power Legisla- constraints on the the courts or constitutional require a defendant in a criminal case to to the ture prosecution intangible reveal tangible normal course of trial or advance Id, or other material.” trial-related evidence at 837. Maryland Rights provision guar- The Declaration also contains a against anteeing "That no man criminal right self-incrimination. citizens the Article states: ought compelled give against evidence to be himself in a This has ruled on the issue of case.” Court never whether Rule 741 compels give may evidence partially criminal invalid because defendants to be contrary against parties themselves Article 22. Because the issue, case, express us it is not before in this no raised

have not the matter. views on

application preclusion sanction ... should survive challenge only constitutional when the evi- very excluded is important dence to the or, case, accused in the usual where other means of effectuating the state’s practically interest are Clinton, unavailable.” Right to Present a An Emergent Defense: Constitutional Guarantee (1976). Trials, Criminal 9 Ind. L. Rev. *27 Westen, See also Clause, The Compulsory Process 73 Mich. — 71, 137-138

L. (1974); Note, Rev. The Preclusion Sanction A Violation of the Right Defense, Constitutional a to Present (1972). 81 Yale L.J. 1342 generally Note, See Prosecutorial Discovery Proposed Under Rule 85 Harv. L. Rev.

(1972). Association, The American Bar II ABA Standards for (2d (a) Justice, Criminal 1980), § rejects 11-4.7 ed. the exclu sion policy sanction both and constitutional grounds.

If excluding a criminal defendant’s witness for a violation of a discovery rule ever infringes upon the Sixth Amend- ment, it so present does in the only case.' The defendant’s alibi, defense was and the only excluded witness was his alibi witness. The prosecution’s upon case was based the witness, a single identification had ini- who photograph someone else as tially identified the crime, perpetrator informant, a police who was only who had a jury criminal record. The issue before the have two telling should been decide which of witnesses — the truth prosecution’s identification witness or the But, defendant’s alibi judge’s witness. because of the trial ruling excluding defendant’s as a evidence sanction violating discovery jury only a prosecu- heard reiterate, discovery tion’s witness. To the violation of the rule admittedly was not deliberate and was curable circumstances, short Under continuance. these defen- simply dant did not receive fair trial. majority position pro- takes the that the decision

hibit the testifying defendant’s witness from was within "the discretion” of the trial if my court. view this is true Amend- Sixth abridge "discretion” to has a trial court the con- I reverse would a defense. ment right a new trial. Taliaferro and award viction me to state have authorized Cole and Davidson

Judges herein. expressed views with the they concur

Case Details

Case Name: Taliaferro v. State
Court Name: Court of Appeals of Maryland
Date Published: Feb 10, 1983
Citation: 456 A.2d 29
Docket Number: [No. 101, September Term, 1981.]
Court Abbreviation: Md.
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