Case Information
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OREMA TAFT COMMISSIONER OF CORRECTION (AC 36118) Lavine, Prescott and Elgo, Js.
Argued May 12—officially released September 8, 2015 (Appeal from Superior Court, judicial district of Tolland, Kwak, J.) Mark M. Rembish , assigned counsel, for the appel- lant (petitioner).
Linda Currie-Zeffiro , senior assistant state’s attor- ney, with whom, on the brief, was John C. Smriga state’s attorney, for the appellee (respondent).
Opinion
PRESCOTT, J. The petitioner, Orema Taft, appeals following the denial of his petition for certification to appeal from the judgment of the habeas court denying his amended petition for a writ of habeas corpus. On appeal, the petitioner claims that the court abused its discretion by denying his petition for certification to appeal, and improperly rejected his claims that his trial counsel provided ineffective assistance in three ways: (1) failing to adequately investigate the state’s offer of a reward and the prior testimony of witnesses at the trial of his codefendant; (2) failing to cross-examine witnesses about a witness’ recantation of a prior state- ment inculpating the petitioner, and about the state’s offer of a reward; and (3) allegedly conceding during closing arguments that the petitioner was involved in the crime. We agree with the petitioner that his claim that his trial counsel rendered deficient performance by failing to conduct an adequate investigation and by relying solely on the opinion of an attorney representing a codefendant regarding the significance, or lack of significance, of evidence admitted at the trial of the codefendant, raises an issue that is debatable amongst jurists of reason. Nevertheless, on the basis of the record, we conclude that the habeas court did not abuse its discretion by denying the petition for certification to appeal with respect to this claim because the petitioner failed to demonstrate that a debatable issue concerning prejudice exists. As to the remainder of the petitioner’s claims, we also conclude that that habeas court did not abuse its discretion by denying certification to appeal. Accordingly, we dismiss the appeal.
The following procedural history and facts, as found
by the habeas court and as stated by our Supreme Court
in
State Taft
,
Both Zapata and the petitioner were eventually arrested and charged with the victim’s murder. Zapata and the petitioner were tried separately, with Zapata’s trial occurring prior to the petitioner’s trial. Zapata was *4 represented by Attorney Frank O’Reilly during his crimi- nal trial. The prosecutor for both criminal trials was C. Robert Satti, Jr. During the petitioner’s trial, the state offered the testimony of five witnesses, [2] in addition to that of the police officers and detectives. ‘‘[T]wo witnesses, A and B, testified that they had seen the [petitioner] in the area behind the gate with a number of other individuals [prior to the shooting]. A and B also testified that they had seen guns behind the gate where the [petitioner] and his companions were located. Both A and B recounted that they had seen the victim park his car across the street from the gate and approach the gate. A testified that she had seen the victim interact with someone behind the gate and then begin to return to his car. Shortly thereafter, A saw the group behind the gate chase after the victim, and A further recounted that she had seen both Zapata and the [petitioner] carrying guns as they pursued the victim to his car. B also testified that she had heard someone say, ‘Let’s get this mother fucker’ before gun- fire erupted. Both A and B then testified that they had heard shouting and gunfire, and had seen the muzzle flashes as the guns were fired at the victim.
‘‘The state then presented the testimony of another witness, C, who, at the time of the shooting lived in a third floor apartment of a nearby building. C stated that, at approximately 2 or 3 a.m., on September 28, 2001, she had heard gunfire coming from the street located in front of her apartment. When she went to investigate the noise, C saw four people—the [peti- tioner], Zapata, Luisa Bermudez and A—standing in front of the door of a car on the street. C further recounted that she had seen the muzzle flashes as the guns were fired at the victim, and she had heard the victim screaming. She also stated that, from her per- spective, she could only see Zapata holding a gun and that, after the shooting stopped, the group ran from the scene.’’ (Footnotes omitted.) Id., 753–54.
In addition to the testimony of A, B, and C, ‘‘the state presented testimony from several individuals who had had contact with the [petitioner] while the charges in the present case were pending. First, D testified that he was incarcerated in the same prison as the [peti- tioner], and that the [petitioner] had told him that he and Zapata had shot a ‘dude’ in a Honda seven times with a .45 caliber gun. D then recounted that the [peti- tioner] had told him that he and Zapata had chased after the victim because they wanted to take the victim’s jewelry. Then, the state presented the testimony of [Ger- maine O’Grinc], who testified that, during one of his court appearances in connection with a felony charge, he was in the ‘bullpen lockup’ of the courthouse with the [petitioner] and Zapata. [O’Grinc] recounted that Zapata had told him that he was in court because he and the [petitioner] had shot a person in his car. [O’Grinc] further testified that the [petitioner] had confirmed or *5 ‘vouched for’ Zapata’s statements and had nodded in agreement while Zapata was talking to [O’Grinc].’’ (Footnote added.) Id., 755.
On September 19, 2007, following a jury trial, the petitioner was convicted of one count of murder in violation of General Statutes § 53a-54a (a) and one count of conspiracy to commit murder in violation of General Statutes §§ 53a-48 (a) and 53a-54a (a). The trial court sentenced him to a total effective term of forty- five years incarceration. At all relevant times during the criminal trial court proceedings, the petitioner was represented by Attorney Erroll Skyers.
The petitioner filed a direct appeal from the judgment of conviction, raising, among other things, a claim of ineffective assistance of counsel resulting from his trial counsel’s failure to cross-examine witnesses about the reward and his failure to cross-examine a witness about a prior recantation of a statement inculpating the peti- tioner. Id., 767–69. Our Supreme Court declined, how- ever, to address the merits of the petitioner’s ineffective assistance of counsel claim. Id., 769.
On July 8, 2010, the petitioner filed a petition for a
writ of habeas corpus, asserting that he was denied his
right to effective assistance of counsel. He amended
his petition twice, with the second amended petition
being filed on December 10, 2012. Following a habeas
trial, the court issued its memorandum of decision on
August 27, 2013, denying the petition in its entirety, and
finding that the petitioner had failed to prove that he
was denied effective assistance of counsel under the
two-pronged test set forth in
Strickland
v.
Washington
,
We begin by setting forth the standard of review
that guides our resolution of the petitioner’s appeal. ‘‘In
Simms
v.
Warden
,
I
To decide if the habeas court abused its discretion
by denying certification to appeal, we must look to the
merits of the underlying claim of ineffective assistance
of counsel. ‘‘[I]t is well established that [a] criminal
defendant is constitutionally entitled to adequate and
effective assistance of counsel at all critical stages of
criminal proceedings.
Strickland
v.
Washington
[supra,
To establish ineffective assistance of counsel under
the
Strickland
standard, ‘‘the claim must be supported
by evidence establishing that (1) counsel’s representa-
tion fell below an objective standard of reasonableness,
and (2) counsel’s deficient performance prejudiced the
defense because there was a reasonable probability
that the outcome of the proceedings would have been
different had it not been for the deficient performance.
. . . Because both prongs of
Strickland
must be dem-
onstrated for the petitioner to prevail, failure to prove
either prong is fatal to an ineffective assistance claim.’’
(Citations omitted; internal quotation marks omitted.)
Hall Commissioner of Correction
, 152 Conn. App.
601, 608,
A The petitioner first claims that the habeas court improperly denied his claim of ineffective assistance of counsel because Skyers failed to adequately investigate the facts of his case. Specifically, the petitioner asserts that Skyers failed to investigate or discover (1) the state’s offer of a reward; (2) the testimony of witnesses at Zapata’s trial concerning the reward offered by the *7 state; and (3) O’Grinc’s testimony at Zapata’s trial, dur- ing which O’Grinc recanted a statement inculpating the petitioner that he previously made to the police. Under- lying all three assertions is the petitioner’s predicate claim that it is deficient performance for an attorney to rely solely on the representations of a codefendant’s counsel to decide the scope of an appropriate investiga- tion into his client’s case.
The following additional facts are relevant to this
claim. Prior to the petitioner’s arrest, due to the stalled
nature of the investigation of the victim’s murder, the
governor signed an offer of a $50,000 reward for infor-
mation leading to the ‘‘arrest and conviction’’ of the
guilty parties. A, B, and C knew about the reward and
each received a portion of the reward money after the
petitioner’s conviction. All three witnesses testified at
Zapata’s trial, which occurred prior to the petitioner’s
trial, and O’Reilly cross-examined all three witnesses
about the reward. O’Reilly also cross-examined O’Grinc
about a statement inculpating the petitioner and Zapata,
which O’Grinc had previously made to the police. On
cross-examination, at Zapata’s trial, O’Grinc recanted
his prior statement inculpating the petitioner.
State
v.
Zapata
,
In preparation for the petitioner’s trial, Skyers did not attend Zapata’s trial. Instead, Skyers spoke to O’Reilly about what had occurred at Zapata’s trial and discussed with him who the important witnesses were. Relying on O’Reilly’s representations, Skyers did not order all of the transcripts from Zapata’s trial, including any por- tion of O’Grinc’s testimony. Skyers did request and read the trial transcripts of the testimony of A, B, and C. At the petitioner’s criminal trial, Skyers did not cross- examine any of the witnesses about the reward and did not confront O’Grinc about his recantation. O’Grinc testified against the petitioner in accordance with his prior statement inculpating the petitioner by stating that while in lockup with the petitioner and Zapata, Zapata admitted to his and the petitioner’s involvement in the murder, and the petitioner nodded in agreement.
The habeas court found that Skyers ‘‘was aware of and investigated the reward. He spoke with [O’Reilly] and reviewed relevant portions of the codefendant’s criminal trial transcripts. After these efforts, [Skyers] made an informed tactical decision to not pursue a line of questioning that had already proved to be unfruitful in [Zapata’s] trial.’’ The habeas court, however, did not make a specific finding regarding precisely when Skyers became aware of the reward. [4]
Inadequate pretrial investigation can amount to defi-
cient performance, satisfying prong one of
Strickland
as ‘‘[c]onstitutionally adequate assistance of counsel
includes competent pretrial investigation.’’
Siemon
v.
Stoughton
,
If counsel makes strategic decisions after thorough
investigation, those decisions ‘‘are virtually unchal-
lengeable . . . .’’ (Internal quotation marks omitted.)
Id.. In particular, ‘‘our habeas corpus jurisprudence
reveals several scenarios in which courts will not sec-
ond-guess defense counsel’s decision not to investigate
or call certain witnesses or to investigate potential
defenses, such as when: (1) counsel learns of the sub-
stance of the witness’ testimony and determines that
calling that witness is unnecessary or potentially harm-
ful to the case; (2) the defendant provides some infor-
mation, but omits any reference to a specific individual
who is later determined to have exculpatory evidence
such that counsel could not reasonably have been
expected to have discovered that witness without hav-
ing received further information from his client; or (3)
the petitioner fails to present, at the habeas hearing,
evidence or the testimony of witnesses that he argues
counsel reasonably should have discovered during the
pretrial investigation.’’ (Footnotes omitted.) Id., 681–82;
see e.g.,
Norton Commissioner of Correction
, 132
Conn. App. 850, 859,
Not every failure to investigate, however, can be dis- missed as trial strategy. Here, the petitioner’s claim of inadequate investigation is premised on the underlying assertion that Skyers relied solely on the representa- tions of O’Reilly when investigating what occurred at Zapata’s trial and deciding what evidence from Zapata’s trial was important to the petitioner’s case.
We agree for the following reasons that, under the circumstances of this case, Skyer’s sole reliance on the representations and opinions of O’Reilly regarding what evidence from Zapata’s trial would be important for the defense of the petitioner raises a meritorious claim of deficient performance. First, O’Reilly would not have *9 been privy to privileged conversations between Skyers and the petitioner. Knowledge of those communications would be significant in order to analyze the relative importance of the evidence and testimony presented at Zapata’s trial. Moreover, O’Reilly had no duty of loyalty to the petitioner to exercise care and appropriate pro- fessional judgment in assessing the importance to the petitioner of the evidence in Zapata’s trial. Indeed, in these circumstances, it may well be that because Zapata already had been convicted at his trial, Zapata might have had personal interests that significantly diverged from the interests of the petitioner. Simply put, the petitioner is entitled to counsel who has not abdicated to another his or her duty to make an informed and independent assessment of the importance of evidence to the client’s case. [6]
Our conclusion is supported by Rios Rocha , 299 F.3d 796 (9th Cir. 2002). In Rios , the United States Court of Appeals for the Ninth Circuit held that the trial attorney failed to adequately investigate the defendant’s case because he relied solely on the investigation reports and trial materials prepared by the attorney for the codefendant. Id., 807. The trial attorney relied solely on the investigative efforts of the codefendant’s attor- ney in locating and interviewing the witnesses; he per- sonally interviewed only one of the fifteen witnesses. Id., 806. In reversing the District Court’s conclusion that the investigation was constitutionally adequate, the United States Court of Appeals for the Ninth Circuit held that it is ‘‘unreasonable for [an attorney] to rely solely on the investigation performed for a co-defen- dant, because the co-defendant’s interests in the case might well conflict with [the defendant’s] own. [The codefendant’s attorney] testified, for example, that he was looking for information to exculpate [the codefen- dant], not [the defendant].’’ Id., 808. In other words, reliance on the investigation of a codefendant’s attorney is not a substitute for proper investigation. Thus, in Rios , it was deficient performance for the trial attorney not to conduct further investigation before deciding to ‘‘abandon a potentially meritorious defense . . . .’’ Id.
In a related context, federal appeals courts have also
concluded that it is deficient performance for a defen-
dant’s counsel to rely solely on a prosecutor’s investiga-
tion into the facts. For example, in
Alcala Woodford
Although there are no Connecticut cases on point, the decisions of the Ninth and Eleventh Circuits are instructive in defining what it means for an attorney to conduct an investigation so as to be able to make an informed strategic decision. [8] Reliance solely on a code- fendant’s attorney is not enough. [9]
For similar reasons, courts have held, or at least
intimated, that counsel also has a duty to request and
review the trial transcripts from a codefendant’s sepa-
rate trial that occurred prior to the defendant’s trial.
[10]
Both the United States Courts of Appeal for the Fifth
and the Eighth Circuits have held that defense counsel’s
failure to review the codefendant’s trial transcripts con-
stitutes deficient performance. See
Owens
v.
Dormire
We do not mean to suggest that defense counsel’s failure to read the entire transcript of the trial of a codefendant will always constitute deficient perfor- mance. In this case, however, Skyers’ decision as to the need or importance of conducting that review or additional investigation was based solely upon O’Reil- ly’s representations and judgment, which, for the rea- sons we have stated, should not have been relied upon as the sole basis on which to make that decision. This is particularly true considering the fact that Skyers did *11 not order or review any of O’Grinc’s testimony from Zapata’s trial, even though Skyers knew that O’Grinc would also testify against the petitioner at the petition- er’s trial. Accordingly, we conclude that the petitioner’s claim regarding Skyers’ deficient performance as it relates to his allegedly inadequate investigation of the petitioner’s case is debatable amongst jurists of reason.
B Having concluded that the petitioner raised a merito- rious claim that Skyers’ investigation of the petitioner’s case was constitutionally inadequate, we turn to the question of whether the petitioner was prejudiced by this potentially deficient performance. We conclude that the court properly found that the petitioner failed to demonstrate any prejudice by any lack of a proper investigation, and, thus, it did not abuse its discretion by denying the petition for certification to appeal as to this claim.
To prove prejudice, a petitioner ‘‘must show that
there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding
would have been different. A reasonable probability is
a probability sufficient to undermine confidence in the
outcome.’’
Strickland
v.
Washington
, supra, 466 U.S.
694. ‘‘In a habeas corpus proceeding, the petitioner’s
burden of proving that a fundamental unfairness had
been done is not met by speculation .
.
. but by
demonstrable realities.’’ (Internal quotation marks
omitted.)
Crawford
v.
Commissioner of Correction
The petitioner offered no evidence at the habeas trial as to what Skyers would have discovered if he had read the entire transcript of Zapata’s trial. The petitioner did *12 not provide the habeas court with those trial transcripts. Furthermore, the petitioner also did not offer evidence regarding how O’Grinc or A, B and C would have testi- fied if they had been cross-examined about the recanta- tion or reward, respectively. Accordingly, we agree with the habeas court’s conclusion that the petitioner was not prejudiced by the deficiencies in Skyer’s investi- gation.
In addition, even if the petitioner had offered the witnesses’ testimony or the Zapata transcripts as evi- dence, he did not establish how this evidence would tend to demonstrate that Skyers would have changed his defense strategy and chosen to cross-examine the witnesses about the reward and recantation. Indeed, the habeas court found that if the witnesses had been cross-examined about the reward, Satti would have been able to rehabilitate them on redirect examination with evidence damaging to the petitioner: ‘‘Further but- tressing [Skyers’] tactical decision was the very reason- able concern of opening the door to additional [and harmful rehabilitation] questioning,’’ namely, that A, B, and C would have testified to having other motives for testifying at the criminal trial other than the reward— C was motivated to testify by almost being killed in the past for being thought as a snitch in the present case; B was motivated to testify by fear as Zapata had tried to murder her in the courtroom during Zapata’s trial; and A was motivated to testify by being arrested and forced to testify pursuant to a capias warrant. As for O’Grinc, Satti would have shown that the petitioner, Zapata, and O’Grinc had a prior history, including alleged participation in the same drug operation and a familial relationship between Zapata and O’Grinc. The habeas court found Satti and Skyers’ testimony at the habeas trial credible as to the rehabilitation evidence being more harmful than the cross-examinations being beneficial.
We agree with the habeas court’s conclusion that the
petitioner failed to established that he was prejudiced
by Skyers’ deficient performance, as he did not offered
any evidence of how the result of his trial would have
been different if Skyers had reviewed the Zapata trial
transcript in its entirety and had cross-examined the
witnesses about the reward and recantation. See
Strick-
land Washington
, supra,
Accordingly, the petitioner has failed to establish that *13 the issue of prejudice is debatable among jurists of reason, that a court could resolve the issue in a different manner, or that the issue is adequate to deserve encour- agement to proceed further. We, therefore, conclude that the habeas court did not abuse its discretion by denying the petition for certification to appeal as to this claim.
II The petitioner next claims that the habeas court improperly denied his claim that Skyers’ failure to ade- quately cross-examine witnesses at the petitioner’s criminal trial amounted to ineffective assistance of counsel. In support of this claim, the petitioner makes two arguments. First, the petitioner claims that Skyers should have impeached O’Grinc about his prior recanta- tion. Second, the petitioner claims that Skyers should have impeached A, B, and C about their potential bias stemming from the reward offer. The respondent, the Commissioner of Correction, contends that Skyers made informed tactical decisions, which deserve defer- ence, that these lines of impeachment would not be fertile. We agree with the respondent and, therefore, conclude that the habeas court did not abuse its discre- tion by denying the petition for certification to appeal as to this claim.
A claim of deficient cross-examination is a claim
against an attorney’s strategic and tactical decisions,
and ‘‘[this] court will not, in hindsight, second-guess
counsel’s trial strategy.’’ (Internal quotation marks
omitted.)
Velasco
v.
Commissioner of Correction
, 119
Conn. App. 164, 172,
As the habeas court made no findings as to if Skyers knew about the recantation when O’Grinc testified at the petitioner’s trial, and the petitioner did not seek an articulation from the habeas court, we assume for the purposes of this claim that Skyers knew about the recantation at the time that O’Grinc testified at the *14 petitioner’s trial. Assuming that Skyers knew of the recantation, Skyer offered a strategic, plausible reason for not utilizing that line of impeachment. On the basis of Skyers’ testimony and other evidence, the habeas court found that it was a strategic decision not to cross- examine O’Grinc about the recantation; had Skyers cross-examined O’Grinc about the recantation, Satti would have been able to introduce harmful rehabilita- tion evidence, negating the benefit of the cross-exami- nation. Thus, we must defer, as the habeas court did, to Skyers’ informed, strategic decision.
We similarly must defer to Skyers’ strategic decision not to cross-examine A, B, and C about the state’s offer of a reward. The habeas court made no findings of fact as to when Skyers became aware of the reward, and the record is ambiguous. In light of this ambiguity, we assume for the purposes of this claim that Skyers knew of the reward at the petitioner’s probable cause hearing, when he first could have cross-examined C about the reward. The habeas court found that the testimony of Satti and Skyers was credible that the rehabilitation evidence was more harmful than the potential benefit of the cross-examinations. Thus, Skyers made an informed, strategic decision not to cross-examine the witnesses about the reward. [12]
Accordingly, the petitioner has failed to demonstrate
that this claim involves issues that are debatable among
jurists of reason, that a court could resolve the issues
in a different manner, or that the questions are adequate
to deserve encouragement to proceed further. See
Simms Warden
, supra,
III Lastly, the petitioner claims that the habeas court improperly denied his petition for certification to appeal with respect to his claim of ineffective assistance of counsel based on Skyers’ closing argument. We agree with the respondent that the habeas court did not abuse its discretion in denying certification to appeal this claim.
The following additional facts are relevant to this claim. At the petitioner’s criminal trial, in his closing, Skyers stated that ‘‘[i]t is not unreasonable that if some- thing drastic occurs where you’re not intimately involved, but you know the persons who are involved, and they run, you run, too.’’ The petitioner objects to the use of the phrase ‘‘intimately involved,’’ arguing that it concedes the petitioner’s involvement in the crime. At the habeas trial, Skyers explained that by using the phrase ‘‘intimately involved,’’ he did not intend to imply that the petitioner was involved in criminal activity; rather, he meant that ‘‘a person can be aware of people *15 around them that are doing something, and when he sees those persons run, and he knows who they are, then he runs as well. Without being involved in anything.’’
We previously rejected a similar claim of ineffective
assistance of counsel in
Haywood Commissioner of
Correction
,
The same reasoning applies in the present case. The habeas court found Skyers’ testimony credible and that Skyers’ statement in closing argument was in line with his defense strategy, which included establishing that the petitioner was present at the scene of the crime, but that he did not participate in it. We agree with the habeas court that Skyers’ closing argument did not fall below an objective standard of reasonableness. Thus, Skyers made an informed, strategic decision, and we must defer to it.
Accordingly, the petitioner has failed to establish that the issue of whether Skyers’ closing argument consti- tuted deficient performance under prong one of Strick- land is debatable amongst jurists of reason, that a court could resolve the issue in a different manner, or that the question raised is adequate to deserve encourage- ment to proceed further. We, therefore, conclude that the petitioner has failed to demonstrate that the habeas court abused its discretion by denying the petition for certification to appeal as to this claim.
The appeal is dismissed.
In this opinion the other judges concurred.
[1]
In appellate his brief, the petitioner set forth his claims in a different
order; however, for the sake of clarity and efficiency, we have reordered
the claims and arguments.
State
are referred to by initial in this opinion.
Taft
, supra,
