ZBIGNIEW SZEWCZYK v. DEPARTMENT OF SOCIAL SERVICES
(SC 17034)
Supreme Court of Connecticut
Argued February 8—officially released September 20, 2005
275 Conn. 464
Sullivan, C. J., and Borden, Norcott, Palmer and Zarella, Js.
A court evaluating an ineffective assistance claim need not address both components of the Strickland test “if the [claimant] makes an insufficient showing on one.” Strickland v. Washington, supra, 466 U.S. 697. As the petitioner has failed to satisfy Strickland‘s performance prong, we need not, and do not, analyze her claim with reference to Strickland‘s prejudice prong.12
The judgment is affirmed.
In this opinion the other justices concurred.
the petitioner‘s contention that Isko recognized a potential claim under article first,
Thomas J. Riley, for the appellant (substitute plaintiff).
Tanya Feliciano DeMattia, assistant attorney general, with whom, on the brief, were Richard Blumenthal, attorney general, and Richard J. Lynch, assistant attorney general, for the appellee (defendant).
Jennifer L. Cox, Jennifer A. Osowiecki and Patrick J. Monahan II filed a brief for the Connecticut Hospital Association as amicus curiae.
Sheldon V. Toubman, Jamey Bell, Angel Feng, Greg Bass and Shirley Bergert filed a brief for the Connecticut Legal Services, Inc., et al., as amici curiae.
Opinion
ual),2 and is, therefore, entitled to medicaid benefits. Michael R. Kerin, the temporary administrator of the estate of the plaintiff, Zbigniew Szewczyk,3 appeals, following our grant of certification,4 from the judgment of the Appellate Court concluding that the plaintiff did not suffer from an emergency medical condition, and affirming the judgment of the trial court dismissing his administrative appeal from the decision of the defendant, the department of social services (department), denying medicaid benefits to the plaintiff. Szewczyk v. Dept. of Social Services, 77 Conn. App. 38, 52, 822 A.2d 957 (2003). We conclude that the plaintiff suffered from an emergency medical condition. Accordingly, we reverse the judgment of the Appellate Court.
intense pain, nausea and overall weakness so severe that he could take only one to two steps before collapsing. After reviewing the results of tests performed on the plaintiff‘s blood samples, the plaintiff‘s physician immediately referred the plaintiff to Robert B. Erichson, an oncologist at Stamford Hospital (hospital).
“On that same day, Erichson diagnosed the plaintiff with acute myelogenous leukemia and admitted him to the hospital. The plaintiff received treatment consisting of chemotherapy, surgery and biopsies at the hospital until his discharge on December 26, 1998. The hospital charges from November 24 through December 26, 1998, totaled $82,046.85.5
“An application for benefits from November through December, 1998, was filed with the [department], an agency of the state. Erichson wrote a letter, which was admitted into evidence by the department‘s hearing officer, that stated that ‘acute myelogenous leukemia . . . is a rapidly fatal disease unless treated aggressively with chemotherapy.’ . . . Erichson also opined that such chemotherapy is always administered in a hospital, associated with severe infections requiring aggressive antibiotic and transfusion treatment, and that ‘in the absence of such therapy, [the plaintiff] would probably not be alive today.’6 . . . Despite the absence of
any medical evidence to the contrary, the hearing officer determined that the plaintiff did not suffer from an emergency medical condition and therefore was not eligible for benefits. Specifically, the hearing officer found that the plaintiff did not suffer from an emergency medical condition because the plaintiff would not have immediately died on November 24, 1998, if he had not received treatment.” (Emphasis in original.) Id., 53-54 (Lavery, C. J., dissenting).
The plaintiff appealed from the denial of benefits to the trial court pursuant to
The plaintiff thereafter appealed from the judgment of the trial court to the Appellate Court. Szewczyk v. Dept. of Social Services, supra, 77 Conn. App. 38. The Appellate Court relied on the standards articulated in Greenery Rehabilitation Group, Inc. v. Hammon, supra, 150 F.3d 232, and concluded that the hearing officer did not use an inappropriately “narrow” legal
Szewczyk v. Dept. of Social Services, supra, 77 Conn. App. 53-54 n.2 (Lavery, C. J., dissenting).
standard. Szewczyk v. Dept. of Social Services, supra, 48. The Appellate Court also concluded that the hearing officer‘s decision was supported by substantial evidence, similarly crediting his determination that the biopsy and catheterization were not emergency procedures, and that the hearing officer‘s decision not to adopt Erichson‘s determination was a question of credibility that it would not disturb.7 Id., 52. Accordingly, the Appellate Court affirmed the judgment of the trial court, and this certified appeal followed. See footnote 4 of this opinion.
On appeal, the plaintiff contends that the Appellate Court correctly relied upon, but misapplied, the Second Circuit‘s explanation of the term “emergency medical condition” from Greenery Rehabilitation Group, Inc. v. Hammon, supra, 150 F.3d 233. The plaintiff also contends that the Appellate Court‘s improperly restrictive application of the term “emergency medical condition” will have dire consequences for patient care, and will interfere with hospitals’ discharge of their patient care responsibilities under the Emergency Medical Treatment and Active Labor Act (EMTALA),
officer‘s determination that he did not suffer from an
must provide for an appropriate medical screening examination within the capability of the hospital‘s emergency department, including ancillary services routinely available to the emergency department, to determine whether or not an emergency medical condition (within the meaning of subsection [e] [1] of this section) exists.
“(b) Necessary stabilizing treatment for emergency medical conditions and labor
“(1) In general
“If any individual (whether or not eligible for benefits under this subchapter) comes to a hospital and the hospital determines that the individual has an emergency medical condition, the hospital must provide either—
“(A) within the staff and facilities available at the hospital, for such further medical examination and such treatment as may be required to stabilize the medical condition, or
“(B) for transfer of the individual to another medical facility in accordance with subsection (c) of this section. . . .
“(c) Restricting transfers until individual stabilized
“(1) Rule
“If an individual at a hospital has an emergency medical condition which has not been stabilized (within the meaning of subsection [e] [3] [B] of this section), the hospital may not transfer the individual unless—
“(A) (i) the individual (or a legally responsible person acting on the individual‘s behalf) after being informed of the hospital‘s obligations under this section and of the risk of transfer, in writing requests transfer to another medical facility,
“(ii) a physician (within the meaning of [
“(B) the transfer is an appropriate transfer (within the meaning of paragraph [2]) to that facility.
“A certification described in clause (ii) or (iii) of subparagraph (A) shall include a summary of the risks and benefits upon which the certification is based.
“(2) Appropriate transfer
“An appropriate transfer to a medical facility is a transfer—
“(A) in which the transferring hospital provides the medical treatment within its capacity which minimizes the risks to the individual‘s health and, in the case of a woman in labor, the health of the unborn child;
“(B) in which the receiving facility—
“(i) has available space and qualified personnel for the treatment of the individual, and
“(ii) has agreed to accept transfer of the individual and to provide appropriate medical treatment;
“(C) in which the transferring hospital sends to the receiving facility all medical records (or copies thereof), related to the emergency condition for
“emergency medical condition” was not supported by
which the individual has presented, available at the time of the transfer, including records related to the individual‘s emergency medical condition, observations of signs or symptoms, preliminary diagnosis, treatment provided, results of any tests and the informed written consent or certification (or copy thereof) provided under paragraph (1) (A), and the name and address of any on-call physician (described in subsection [d] [1] [C] of this section) who has refused or failed to appear within a reasonable time to provide necessary stabilizing treatment;
“(D) in which the transfer is effected through qualified personnel and transportation equipment, as required including the use of necessary and medically appropriate life support measures during the transfer; and
“(E) which meets such other requirements as the Secretary may find necessary in the interest of the health and safety of individuals transferred. . . .
“(e) Definitions
“In this section:
“(1) The term ‘emergency medical condition’ means—
“(A) a medical condition manifesting itself by acute symptoms of sufficient severity (including severe pain) such that the absence of immediate medical attention could reasonably be expected to result in—
“(i) placing the health of the individual (or, with respect to a pregnant woman, the health of the woman or her unborn child) in serious jeopardy,
“(ii) serious impairment to
“(iii) serious dysfunction of any bodily organ or part; or
“(B) with respect to a pregnant woman who is having contractions—
“(i) that there is inadequate time to effect a safe transfer to another hospital before delivery, or
“(ii) that transfer may pose a threat to the health or safety of the woman or the unborn child. . . .
“(3) (A) The term ‘to stabilize’ means, with respect to an emergency medical condition described in paragraph (1) (A), to provide such medical treatment of the condition as may be necessary to assure, within reasonable medical probability, that no material deterioration of the condition is likely to result from or occur during the transfer of the individual from a facility, or, with respect to an emergency medical condition described in paragraph (1) (B), to deliver (including the placenta).
“(B) The term ‘stabilized’ means, with respect to an emergency medical condition described in paragraph (1) (A), that no material deterioration of the condition is likely, within reasonable medical probability, to result from or occur during the transfer of the individual from a facility, or, with respect to an emergency medical condition described in paragraph (1) (B), that the woman has delivered (including the placenta).
“(4) The term ‘transfer’ means the movement (including the discharge) of an individual outside a hospital‘s facilities at the direction of any person employed by (or affiliated or associated, directly or indirectly, with) the
substantial evidence.9 We agree with the plaintiff‘s contention that the Appellate Court improperly affirmed the judgment of the trial court because the hearing officer correctly relied upon, but misapplied, the standard set forth in Greenery Rehabilitation Group, Inc.
In the present case, the plaintiff concedes that there is no Connecticut law that provides broader health coverage to illegal aliens than that provided under federal law, and acknowledges that the definition of “emergency medical condition” in § 3000.01 of the Uniform Policy Manual is controlled by the coordinate federal statute. See, e.g., Lewis v. Thompson, 252 F.3d 567, 570 (2d Cir. 2001). Thus, in order to establish his eligibility for payments under § 3005.05 (C) of the Uniform Policy Manual, the plaintiff must establish that he suffered
hospital, but does not include such a movement of an individual who (A) has been declared dead, or (B) leaves the facility without the permission of any such person. . . .
“(h) No delay in examination or treatment
“A participating hospital may not delay provision of an appropriate medical screening examination required under subsection (a) of this section or further medical examination and treatment required under subsection (b) of this section in order to inquire about the individual‘s method of payment or insurance status. . . .”
from an emergency medical condition as that term is defined in
We begin with the applicable standard of review. “In Cadlerock Properties Joint Venture, L.P. v. Commissioner of Environmental Protection, 253 Conn. 661, 669, 757 A.2d 1 (2000), cert. denied, 531 U.S. 1148, 121 S. Ct. 1089, 148 L. Ed. 2d 963 (2001), we stated: Although the interpretation of statutes is ultimately a question of law . . . it is the well established practice of this court to accord great deference to the construction given [a] statute by the agency charged with its enforcement. . . . Conclusions of law reached by the administrative agency must stand if the court determines that they resulted
The construction and application of
tency” require us to follow the plain meaning rule for the interpretation of federal statutes “because that is the rule of construction utilized by the United States Court of Appeals for the Second Circuit.”10 Webster Bank v. Oakley, 265 Conn. 539, 554-55, 830 A.2d 139 (2003) (construing federal Americans with Disabilities Act and Fair Housing Amendments Act of 1988), cert. denied, 541 U.S. 903, 124 S. Ct. 1603, 158 L. Ed. 2d 244 (2004). Moreover, it is well settled that “[t]he decisions of the Second Circuit Court of Appeals carry particularly persuasive weight in the interpretation of federal statutes by Connecticut state courts.”11 Id., 555 n.16.
We note at the outset that the Second Circuit is the sole federal Court of Appeals to have considered
tion); Schnabel v. Tyler, 230 Conn. 735, 743, 646 A.2d 152 (1994) (considering qualified immunity under
this opinion. In that case, the Second Circuit concluded that, “[t]he statutory language of
In Greenery Rehabilitation Group, Inc., the Second Circuit adopted the definition of “‘emergency‘” from Webster‘s Third New International Dictionary and stated that “[i]n the medical context, an ‘emergency’ is generally defined as ‘a sudden bodily alteration such as is likely to require immediate medical attention.’ . . . The emphasis is on severity, temporality and urgency. We believe that
then utilizes a variety of extratextual evidence relating both to
acute indications of injury or illness must coincide in time with the emergency medical condition. Finally, ‘immediate’ medical care means medical care ‘occurring . . . without loss of time’ or that is ‘not secondary or remote.’ . . . In sum, the statutory language unambiguously conveys the meaning that emergency medical conditions are sudden, severe and short-lived physical injuries or illnesses that require immediate treatment to prevent further harm.”13 (Citations omitted.) Id. Indeed, in determining that the federal regulation,
In Greenery Rehabilitation Group, Inc., the court applied this standard and concluded that three undocumented aliens who were residents of long-term nursing and rehabilitation centers did not suffer from “emer-
gency medical conditions” under
Several of our sister state courts have considered Greenery Rehabilitation Group, Inc., as persuasive authority in determining the meaning of “emergency medical condition” under the plain language of
tion, 206 Ariz. 1, 6-7, 75 P.3d 91 (2003);15 Luna v. Division of Social Services, 162 N.C. App. 1, 11-13, 589 S.E.2d 917 (2004). We find especially persuasive a North Carolina appellate decision that is directly on point, namely, Diaz v. Division of Social Services, 166 N.C.
App. 209, 600 S.E.2d 877 (2004), review granted, 359 N.C. 320, 611 S.E.2d 409 (2005).16 In Diaz, a biopsy performed on an undocumented alien suffering from sore throat,
The North Carolina Court of Appeals affirmed the judgment of the trial court, relying solely on the federal medicaid requirements and concluding that “medical care is necessary for the treatment of an emergency condition if the alien requires the care and services after the sudden onset of a medical condition (including
labor and delivery) that manifests itself by acute symptoms of sufficient severity (including severe pain) . . . . These symptoms must be so severe that the absence of immediate medical attention could result in: (1) placing the patient‘s health in serious jeopardy, (2) serious impairment to bodily functions, or (3) serious dysfunction of any bodily organ or part.” (Citation omitted; internal quotation marks omitted.) Id., 213, citing Medina v. Division of Social Services, 165 N.C. App. 502, 508, 598 S.E.2d 707 (2004).17
The North Carolina court applied this standard and concluded that the petitioner was entitled to medicaid coverage for an “emergency medical condition.” Diaz v. Division of Social Services, supra, 166 N.C. App. 216. It determined that, unlike in prior cancer cases, the trial court had made the requisite findings of fact to support its determination that the patient initially had arrived at the hospital with “acute symptoms” such as vomiting and lethargy, and that “absent medical treatment in the form of chemotherapy, [his] health would have been placed in serious jeopardy and he would
Beyond the analysis of Greenery Rehabilitation Group, Inc., we also note that the plain language of
ment for care beyond that which is immediately necessary to stabilize a patient. The statute permits payment for “care and services . . . necessary for the treatment of an emergency medical condition of the alien“;
this court and the Second Circuit, that the legislature did not intend to enact useless or superfluous legislation. See, e.g., Lutwin v. Thompson, 361 F.3d 146, 157 (2d Cir. 2004) (“[w]here possible, we avoid construing a statute so as to render a provision mere surplusage” [internal quotation marks omitted]); Hatt v. Burlington Coat Factory, 263 Conn. 279, 309-10, 819 A.2d 260 (2003) (“[s]tatutes must be construed, if possible, such that no clause, sentence or word shall be superfluous, void or insignificant” [internal quotation marks omitted]).
In light of the foregoing cases, our review of the hearing officer‘s decision and the trial court‘s memorandum of decision demonstrates that they are the product of an improperly narrow application of the Greenery Rehabilitation Group, Inc., standard. In the case before us, the plaintiff sought coverage for “the finite course of treatment of the very condition that sent him to the emergency room, and not for long-term or open-ended nursing care.” Luna v. Division of Social Services, supra, 162 N.C. App. 11; id., 13 (remanding case for additional factual findings in case wherein undocumented immigrant had been diagnosed with non-Hodgkin‘s lymphoma). It is undisputed that the inquiry before the hearing officer was confined only to the initial chemotherapy treatments that the plaintiff received from his admission in November through December, 1998.19 Furthermore, the record demonstrates that the plaintiff presented with symptoms of “intense pain, nausea and overall weakness so severe that he could take only one to two steps before collapsing.”20 Szewczyk v. Dept. of Social Services, supra, 77 Conn. App. 53 (Lavery, C. J., dissenting). It also is undisputed that the plaintiff‘s severe symptoms came on suddenly, as he testified that he “felt a little weak two weeks before but then . . . suddenly couldn‘t walk any more.”
Moreover, there is nothing in the record that indicates that the plaintiff received anything other than the standard course of treatment after he was diagnosed with a “rapidly fatal” disease, which, in the words of the trial court, had “reached a crisis stage” when he arrived at the hospital. He, therefore, required “immediate medical treatment, without which the patient‘s physical well-being would likely be put in jeopardy or serious physical impairment or dysfunction would result.” Greenery Rehabilitation Group, Inc. v. Hammon, supra, 150 F.3d 233. The only medical evidence in the record that contains any analysis or explanation of the gravity of the plaintiff‘s medical condition is Erichson‘s letter describing acute myelogenous leukemia as, inter alia, a “rapidly fatal” disease.21 See footnote 6 of this opinion. Inasmuch as “emergency medical conditions can involve a wide variety of injuries and illnesses that might require diverse treatment approaches“; Greenery Rehabilitation Group, Inc. v. Hammon, supra, 233;22 and determination of the existence of an emergency medical condition “should largely be informed by the expertise of health care providers“; Scottsdale Healthcare, Inc. v. Arizona Health Care Cost Containment System Administration, supra, 206 Ariz. 8; we conclude that the hearing officer‘s determination that the plaintiff did not suffer from an emergency medical condition is the result of an improperly narrow application of the law.23 See
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to reverse the judgment of the trial court and to remand the case to the trial court with direction to sustain the plaintiff‘s administrative appeal.
In this opinion BORDEN and PALMER, Js., concurred.
BORDEN, J., concurring. I agree with and join the well reasoned majority opinion. I write separately only to state that, if we were writing on a clean slate, it would be difficult for me to characterize the term “emergency medical condition,” as used in
SULLIVAN, C. J., with whom ZARELLA, J., joins, dissenting. The majority concludes that the Appellate Court improperly determined that the plaintiff, Zbigniew Szewczyk,1 did not suffer from an emergency medical condition as that term is defined in Title XIX of the Social Security Act,
I begin with a review of the relevant statutes and regulations. Medicaid law authorizes medical assistance payments from a state to an illegal alien only for medical care and services necessary for the treatment of an emergency medical condition. See Uniform Policy Manual, supra, § 3005.05 (C); see also
There is no dispute in this case that the definition of emergency medical condition in the Uniform Policy Manual, supra, § 3000.01, is at least as broad as that contained in
The parties disagree, however, as to whether the phrase emergency medical condition is broad enough to cover a medical condition that presents with severe symptoms and may require long-term treatment. Although the definition of the phrase may plainly and unambiguously cover certain acute medical conditions, such as a severe laceration, that can be resolved promptly with immediate treatment, it is not clear whether the phrase was intended to encompass a condition, such as the plaintiff‘s, that presents with severe symptoms but requires longer term treatment and, therefore, reasonably may be characterized as chronic. Thus, the text of the statute is ambiguous as applied in the present case. Accordingly, in construing
A review of the genesis and evolution of the statutory language is instructive, however. The language defining emergency medical condition, as set forth in
In 1986, Congress amended federal medicare law by enacting EMTALA, or the “patient dumping act.” See Consolidated Omnibus Budget Reconciliation Act of 1985, Pub. L. No. 99-272, § 1867, 100 Stat. 82, 166 (1986), codified at
The Department of Health and Human Services expressly recognized the relationship between
The meaning of
Accordingly, read as a whole, the statutory language indicates that the phrase “immediate medical attention” as used in the definition of ” ‘emergency medical condition’ “;
This interpretation of
In support of this interpretation, the Department of Health and Human Services cited several federal cases that have concluded that “the statute requires that stabilizing care must be provided in a way that avoids material deterioration of an individual‘s medical condition if the individual is being transferred from the facility.” (Emphasis added.) Id., 53,244; see, e.g., Bryan v. Rectors & Visitors of the University of Virginia, 95 F.3d 349 (4th Cir. 1996).19 “The courts gave great weight
This interpretation of
With this background in mind, I would conclude that the phrase emergency medical condition as used in
Moreover, EMTALA is the only law mandating the treatment of an illegal alien‘s emergency medical condition. Section
The majority concludes, however, that
Moreover, the rule set forth in Greenery Rehabilitation Group, Inc. v. Hammon, supra, 150 F.3d 233, and adopted by the majority is impossible to implement in any principled way. The majority implicitly recognizes that there are medical conditions that place an individual‘s health in serious jeopardy and are likely to result in serious impairment to bodily functions or of a bodily organ or part, but that do not come within
Under the majority‘s decision, whether such injuries and conditions constitute emergency medical conditions under
The majority concludes in the present case that the plaintiff had an emergency medical condition because he was diagnosed with a ” ‘rapidly fatal’ ” disease that had ” ‘reached a crisis stage’ ” when he arrived at the hospital and because he received a ” ‘finite course of treatment . . . .’ ” There is no evidence in the record, however, that the treatment for which the plaintiff seeks reimbursement cured his disease or that he did not require ongoing outpatient treatment or additional hospital admissions after his discharge.30 Indeed,
If our only guide to the meaning of the phrase emergency medical condition were the ambiguous language of
I would conclude that, in order to establish his eligibility for payments under the Uniform Policy Manual,
Notes
“(2) Payment shall be made under this section for care and services that are furnished to an alien described in paragraph (1) only if—
“(A) such care and services are necessary for the treatment of an emergency medical condition of the alien,
“(B) such alien otherwise meets the eligibility requirements for medical assistance under the State plan approved under this subchapter [
“(C) such care and services are not related to an organ transplant procedure.
“(3) For purposes of this subsection, the term ‘emergency medical condition’ means a medical condition (including emergency labor and delivery) manifesting itself by acute symptoms of sufficient severity (including severe pain) such that the absence of immediate medical attention could reasonably be expected to result in—
“(A) placing the patient‘s health in serious jeopardy,
“(B) serious impairment to bodily functions, or
“(C) serious dysfunction of any bodily organ or part.” After this appeal was filed, counsel for the plaintiff notified this court that the plaintiff had died. Subsequently, this court granted a motion to substitute Michael R. Kerin, the temporary administrator of Szewczyk‘s estate, as plaintiff. For convenience, references to the plaintiff in this dissenting opinion are to Szewczyk.
“Emergency Medical Condition
“A medical condition is considered an emergency when it is of such severity that the absence of immediate medical attention could result in placing the patient‘s health in serious jeopardy. This includes emergency labor and delivery, and emergencies related to pregnancy, but does not include care or services related to an organ transplant procedure.”
Under Uniform Policy Manual, supra, § 3005.05 (C), “[a] non-citizen who does not fall into one of the categories listed in B is eligible for [medical care] only, if he or she has an emergency medical condition.” It is undisputed that the plaintiff was not otherwise eligible for medical care under § 3005.05. Title XIX of the Social Security Act,
“(A) placing the patient‘s health in serious jeopardy,
“(B) serious impairment to bodily functions, or
“(C) serious dysfunction of any bodily organ or part.”
“(A) a medical condition manifesting itself by acute symptoms of sufficient severity (including severe pain) such that the absence of immediate medical attention could reasonably be expected to result in—
“(i) placing the health of the individual . . . in serious jeopardy,
“(ii) serious impairment to bodily functions, or
“(iii) serious dysfunction of any bodily organ or part. . . .”
“(1) a qualified alien (as defined in [8 U.S.C. § 1641]),
“(2) a nonimmigrant under the Immigration and Nationality Act [8 U.S.C. 1011 et seq.], or
“(3) an alien who is paroled into the United States under section 212 (d) (5) of such Act [8 U.S.C. 1182 (d) (5)] for less than one year,
“is not eligible for any State or local public benefit (as defined in subsection [c] of this section).
“(b) . . . Subsection (a) of this section shall not apply with respect to the following State or local public benefits:
“(1) Assistance for health care items and services that are necessary for the treatment of an emergency medical condition (as defined in section 1396b [v] [3] of title 42) of the alien involved . . . .”
“(b) . . . (1) Subsection (a) of this section shall not apply with respect to the following Federal public benefits:
“(A) Medical assistance under title XIX of the Social Security Act [42 U.S.C. 1396b et seq.] . . . for care and services that are necessary for the treatment of an emergency medical condition (as defined in section 1903 [v] [3] of such Act [42 U.S.C. 1396b (v) (3)]) of the alien involved . . . .”
“(i) Placing the patient‘s health in serious jeopardy;
“(ii) Serious impairment to bodily functions; or
“(iii) Serious dysfunction of any bodily organ or part. . . .”
“In the case of a hospital that has a hospital emergency department, if any individual (whether or not eligible for benefits under this subchapter) comes to the emergency department and a request is made on the individual‘s behalf for examination or treatment for a medical condition, the hospital Both the plaintiff and the department point out that federal medicaid law sets certain minimum standards with which participating states must comply; see Lewis v. Thompson, 252 F.3d 567, 569 (2d Cir. 2001); and suggest that those minimum federal requirements include medical assistance payments for services provided to illegal aliens for treatment of an emergency medical condition as defined in
Judge Lavery, in his dissenting opinion, argued that the definition in the Uniform Policy Manual, supra, § 3000.01, was broader than the federal statutory definition. Szewczyk v. Dept. of Social Services, supra, 77 Conn. App. 64-66. In his brief to this court, the plaintiff disavows any such claim. He points out that he did not argue to the Appellate Court that the state regulation was broader than the federal statute and, therefore, that he did not have occasion to bring
The majority concludes that, because “[t]he decisions of the Second Circuit Court of Appeals carry particularly persuasive weight in the interpretation of federal statutes by Connecticut state courts“; (internal quotation marks omitted) Webster Bank v. Oakley, 265 Conn. 539, 555 n.16, 830 A.2d 139 (2003), cert. denied, 541 U.S. 903, 124 S. Ct. 1603, 158 L. Ed. 2d 244 (2004); it finds Greenery Rehabilitation Group, Inc., to be “highly persuasive guidance . . . .” I note, however, that although the substantive decisions of the Second Circuit on questions of federal law are “entitled to great weight,” we are not bound by those decisions. (Internal quotation marks omitted.) Kelley Property Development, Inc. v. Lebanon, 226 Conn. 314, 329 n.20, 627 A.2d 909 (1993). I also note that, although the majority finds the portions of Greenery Rehabilitation Group, Inc., that support its decision to be highly persuasive, it rejects the portions of the decision that undermine its decision. Specifically, it states that it is persuaded by the argument of the court in Scottsdale Healthcare, Inc. v. Arizona Health Care Cost Containment System Administration, 206 Ariz. 1, 6 n.6, 75 P.3d 91 (2003), that the court in Greenery Rehabilitation Group, Inc., improperly determined that stabilization is ” ‘an express factor in determining whether an emergency medical condition exists.’ ”
“(i) Placing the patient‘s health in serious jeopardy;
“(ii) Serious impairment to bodily functions; or
“(iii) Serious dysfunction of any bodily organ or part.”
“(1) The alien has, after sudden onset, a medical condition (including emergency labor and delivery) manifesting itself by acute symptoms of sufficient severity (including severe pain) such that the absence of immediate medical attention could reasonably be expected to result in:
“(i) Placing the patient‘s health in serious jeopardy;
“(ii) Serious impairment to bodily functions; or
“(iii) Serious dysfunction of any bodily organ or part, and
“(2) The alien otherwise meets the requirements in §§ 435.406(c) and 436.406(c) of this subpart.” Before the adoption of the final version of the regulation in 1990, set forth in
“Instead, the focus must be on whether the patient‘s current medical condition—whether it is the initial injury that led to admission, a condition directly resulting from that injury, or a wholly separate condition—is a non-chronic condition presently manifesting itself by acute symptoms of sufficient severity that the absence of immediate medical treatment could result in one of the three adverse consequences listed in § [1396b (v)]. If the resulting condition is manifested by chronic symptoms it is not an emergency medical condition. Whether a condition is manifested by acute symptoms or by chronic symptoms is a question of fact.” (Internal quotation marks omitted.) Scottsdale Healthcare, Inc. v. Arizona Health Care Cost Containment System Administration, supra, 206 Ariz. 8.
After articulating its standard for “emergency medical condition” under
We disagree with the Arizona court‘s criticism of Greenery Rehabilitation Group, Inc., as unduly narrow and focused on stabilization. We do, however, agree with that court‘s observation that the plain language of
“(b) Necessary stabilizing treatment for emergency medical conditions and labor
“(1) In general
“If any individual (whether or not eligible for benefits under this subchapter) comes to a hospital and the hospital determines that the individual has an emergency medical condition, the hospital must provide either—
“(A) within the staff and facilities available at the hospital, for such further medical examination and such treatment as may be required to stabilize the medical condition, or
“(B) for transfer of the individual to another medical facility in accordance with subsection (c) of this section. . . .
“(c) Restricting transfers until individual stabilized
“(1) Rule
“If an individual at a hospital has an emergency medical condition which has not been stabilized . . . the hospital may not transfer the individual unless . . .
“(A) . . . (ii) . . . the medical benefits reasonably expected from the provision of appropriate medical treatment at another medical facility outweigh the increased risks to the individual . . . .
“(e) Definitions . . .
“(3) (A) The term ‘to stabilize’ means, with respect to an emergency medical condition described in paragraph (1) (A), to provide such medical treatment of the condition as may be necessary to assure, within reasonable medical probability, that no material deterioration of the condition is likely to result from or occur during the transfer of the individual from a facility . . . .
“(4) The term ‘transfer’ means the movement (including the discharge) of an individual outside a hospital‘s facilities at the direction of any person employed by . . . the hospital. . . .”
See footnote 4 of this dissenting opinion for the text of
Moreover, we find the dissent‘s extensive discussion of the history and subsequent administrative interpretations of EMTALA to be illuminating with respect to that statute, but of minimal import with respect to the construction of
Instead, we find persuasive the Arizona Supreme Court‘s explanation of the relationship between EMTALA and
On appeal, the United States Court of Appeals for the Fourth Circuit affirmed the judgment of the District Court and rejected the plaintiff‘s interpretation that “every presentation of an emergency patient to a hospital covered by EMTALA obligates the hospital to do much more than merely provide immediate, emergency stabilizing treatment with appropriate follow-up. Rather, without regard to professional standards of care or the standards embodied in the state law of medical malpractice, the hospital would have to provide treatment indefinitely—perhaps for years—according to a novel, federal standard of care derived from the statutory stabilization requirement.” Id., 351. Instead, the court concluded that “EMTALA is a limited anti-dumping statute, not a federal malpractice statute. . . . Its core purpose is to get patients into the system who might otherwise go untreated and be left without a remedy because traditional medical malpractice law affords no claim for failure to treat. . . . Numerous cases and [EMTALA‘s] legislative history confirm that Congress‘s sole purpose in enacting EMTALA was to deal with the problem of patients being turned away from emergency rooms for non-medical reasons.” (Citations omitted; internal quotation marks omitted.) Id.
The court also stated that “[o]nce EMTALA has met that purpose of ensuring that a hospital undertakes stabilizing treatment for a patient who arrives with an emergency condition, the patient‘s care becomes the legal responsibility of the hospital and the treating physicians. And, the legal adequacy of that care is then governed not by EMTALA but by the state malpractice law that everyone agrees EMTALA was not intended to preempt. That being the legal reality, there is no justification for [the] assertion [of the plaintiff‘s decedent] that, under such a reading of EMTALA, a hospital could simply treat for a few days or hours and then refuse treatment if they could not stabilize quickly and cheaply. . . . Such refusal of treatment after the establishment of a physician-patient relationship would be regulated by the tort law of the several states. See, e.g., 61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, § 234 ([T]he relation of physician and patient, once initiated, continues until it is ended by the consent of the parties . . . or until his services are no longer needed, and until then the physician is under a duty to continue to provide necessary medical care to the patient.), § 238 (Failure of the patient to pay for the physician‘s services does not justify the physician in abandoning the patient while he still is in need of medical attendance . . . .) (1981). And, EMTALA is quite clear that it is not intended to preempt state tort law except where absolutely necessary.” (Citation omitted; internal quotation marks omitted.) Bryan v. Rectors & Visitors of the University of Virginia, supra, 95 F.3d 351-52.
The court then cited the language of
The majority states that it finds “persuasive the Arizona Supreme Court‘s explanation of the relationship between EMTALA and
The majority states that “there is nothing in the statute or interpretive case law remotely suggesting that whether a treatment ultimately is successful renders the nature of the underlying condition any more or less emergent.” My point, however, is not that the treatment must be ultimately successful. Indeed, under my interpretation, I do not believe that to be the case. Rather, my point is that, because the open-ended treatment of a patient‘s chronic condition can always be broken down arbitrarily into multiple finite courses of treatment, there is no principled way under the majority‘s interpretation to distinguish between a serious chronic condition and an emergency medical condition. The majority also states that its “focus on the compensability of the initial treatment rendered is the product of the limited scope of the plaintiff‘s claim . . . .” To the extent that the majority suggests that, under its interpretation, an unlimited claim probably would not be compensable, I do not find that limitation on the scope of
I do not, as the majority states, suggest either that
