Szewczk v. Board of Fire and Police CommissionersSzewczk v. Board of Fire and Police Commissioners
Case Information
*1 I LLINOIS O FFICIAL R EPORTS Appellate Court
Szewczyk v. Board of Fire & Police Commissioners
,
RICHMOND, TOM VAN DAELE, KEN WERZEK, and ROBERT ELIOT, its Commissioners, THE VILLAGE OF RICHMOND, and KEVIN BRUSEK, Defendant-Appellants.
District & No. Second District
Docket No. 2–10–0321
Filed June 9, 2011
Held Plaintiff was removed from his position as police chief after attaining pension eligibility by a vote of the local board of fire and police ( Note: This syllabus commissioners and the trial court’s reversal of the board’s denial of constitutes no part of the opinion of the court but plaintiff’s petition for reinstatement to his prior rank as sergeant was has been prepared by the itself reversed, since the board’s ruling on plaintiff’s petition was not Reporter of Decisions for against the manifest weight of the evidence where plaintiff presented no the convenience of the evidence in support of his petition. reader. )
Decision Under Appeal from the Circuit Court of McHenry County, No. 09–MR–82; the Hon. Michael T. Caldwell, Judge, presiding. Review Judgment Reversed.
Counsel on Appeal from the Circuit Court of McHenry County, No. 09–MR–82; the Hon. Michael T. Caldwell, Judge, presiding. Appeal
Jennifer J. Gibson, of Zukowski, Rogers, Flood & McArdle, of Crystal Lake, for appellants.
Thomas F. McGuire and Jolanta A. Zinevich, both of Thomas F. McGuire & Associates, Ltd., of Long Grove, for appellee Panel JUSTICE BURKE delivered the judgment of the court, with opinion.
Presiding Justice Jorgensen and Justice Bowman concurred in the judgment and opinion.
OPINION
Plaintiff, Roger Szewczyk, served as a sergeant in the Village of Richmond (Village) police department from 1995 to 1999. In 1999, defendant Kevin Brusek, then the Village president, appointed him police chief. In 2005, Brusek sent plaintiff a letter announcing that he was “terminated” from office. After voting three times, the five members of the Village board of trustees voted four to one to end plaintiff’s employment. Plaintiff asked the new Village president, Lauri Olson, and the Board of Fire and Police
Commissioners of the Village (Commissioners) and its commissioners, Tom Van Daele, Kevin Thomas, and Ken Werzek, to reappoint him as police chief. He also submitted a petition for reinstatement to the rank of sergeant, requesting a hearing before the Commissioners. Olson and the Commissioners declined the requests. Plaintiff filed a complaint for mandamus , requesting the circuit court to direct the Commissioners to conduct a hearing on the petition. The parties filed opposing motions for summary judgment, and the trial court ruled for plaintiff. On appeal in Szewczyk v. Board of Fire & Police Commissioners of Village of Richmond
(Szewczyk I)
, 381 Ill. App. 3d 159 (2008), the Commissioners framed the issues by
comparing sections 10–2.1–4 and 10–2.1–17 of the Illinois Municipal Code (Municipal
Code) (
¶ 4 On remand, the Commissioners who were serving at the time, defendants Van Daele,
Werzek, and Robert Eliot, heard and denied plaintiff’s petition for reinstatement to the rank of sergeant, and plaintiff sought administrative review in the circuit court. The circuit court reversed the decision and remanded the matter to the Commissioners, with instructions to reinstate plaintiff to the police department at the rank of sergeant, retroactive to April 30, 2005.
¶ 5 The Commissioners now appeal to this court, arguing that (1) plaintiff did not
automatically revert to the position of sergeant upon his discharge as police chief; (2) the hearing on plaintiff’s petition for reinstatement as sergeant satisfied his right to due process; and (3) the Commissioners properly denied plaintiff’s petition. We agree with the Commissioners and reverse the judgment of the circuit court. FACTS In 1990, the Commissioners appointed plaintiff as a full-time, sworn police officer of the
Village police department. In 1995, plaintiff was appointed to the rank of sergeant. In 1999, Brusek appointed plaintiff as police chief. At the time of his appointment as police chief, plaintiff was 49 years old and was not eligible for pension benefits, because he had not yet reached the eligibility age of 55. As of December 31, 2004, plaintiff was a participating employee and a member in good
standing of the Illinois Municipal Retirement Fund (IMRF). Also as of that date, plaintiff
was eligible to retire on partial pension benefits through the IMRF, under section 7–141 of
the Illinois Pension Code (Pension Code) (
“[a]s of 10:00 this morning; Chief Roger Szewczyk’s employment with the Village of Richmond was terminated. There will be an Executive Session tomorrow evening with further details.” The minutes of the March 16, 2005, executive session indicate that the board of trustees took no action on the termination. On March 21, 2005, Brusek sent Karla Thomas, the Village clerk, and Lisa Waggoner,
the Village attorney, a letter explaining that Brusek had attempted to suspend plaintiff on March 15, but, when plaintiff declared that he could not be suspended, Brusek “fired” him. Brusek’s letter to Thomas and Waggoner included his reasons for the termination, including insubordination, failure to investigate and report official misconduct, failure to meet budgetary goals, failure to exercise management and leadership skills, and inability to work with other municipal entities. On March 23, 2005, the board of trustees held a special meeting at which it debated
plaintiff’s termination. Initially, two trustees voted for termination and three voted against *4 it. The board of trustees then debated placing plaintiff on administrative leave with pay. Four trustees voted to place plaintiff on leave until April 6, 2005, and one voted against it. Following the meeting, Brusek sent plaintiff a letter informing him that he had been placed on administrative leave, but the letter did not state the duration. Brusek ordered plaintiff to turn in his badge, his nameplate, and all other equipment that belonged to the Village. Brusek informed plaintiff that he could not carry a weapon or act as a police officer. Brusek sent a copy of the letter to the Commissioners, the board of trustees, and Waggoner. On April 6, 2005, the board of trustees held a regular meeting. At Brusek’s invitation,
Village president-elect Olson joined the executive session, at which plaintiff’s status was discussed further. Four of the five trustees voted to terminate plaintiff, effective April 30, 2005, one day after his fifty-fifth birthday. On April 30, 2005, Brusek sent plaintiff a letter informing him of the termination. Brusek
sent copies of the letter to the Commissioners, the board of trustees, and Waggoner. The letter provided as follows:
“You have been on paid Administrative Leave through April 30, 2005, and received all benefits through this date. As of April 30th you are separated from employment with the Village of Richmond and you are free to take your retirement. Enclosed you will find a check for your unused vacation and sick days. Also enclosed is a copy of the COBRA plan for medical insurance.” On May 4, 2005, Olson assumed office as Village president. On May 11, 2005, plaintiff’s
counsel sent the Commissioners a petition for reinstatement to his previous rank of sergeant, requesting a hearing, and, the next day, counsel sent the petition to Olson. At no time did either Brusek or the board of trustees ask plaintiff to appear or otherwise
answer the allegations that were the basis for his termination. Plaintiff asked to appear before the board of trustees, but the request was denied. Besides filing the petition for reinstatement to his previous rank, plaintiff did not ask to appear before the Commissioners to answer the allegations, and they did not ask him to do so. Plaintiff sought and obtained from the circuit court a writ of mandamus to compel the
Commissioners to grant him a hearing on his petition for reinstatement to the rank of
sergeant. The Commissioners appealed, and, after discussing the relevant statutory
framework for removing or discharging a police chief, we remanded the cause to the
Commissioners to hear plaintiff’s petition for reinstatement to the rank of sergeant.
Szewczyk
I
,
to the rank of sergeant. The hearing was limited to argument, as plaintiff only introduced
as evidence supporting his petition. After recapitulating the procedural history of
the case, the Commissioners found that all parties were given an opportunity to be heard and
present whatever evidence they had in support of or opposition to plaintiff’s reinstatement.
The Commissioners held that, pursuant to
Commissioners’ decision. The court found that plaintiff had been denied due process on
remand in that the Village had not filed formal charges, plaintiff was not given notice of any
charges, and the Commissioners failed to conduct a meaningful hearing to determine whether
cause existed to terminate plaintiff’s employment. The court remanded the matter to the
Commissioners with instructions to reinstate plaintiff to the police department at the rank of
sergeant, retroactive to April 30, 2005. The Commissioners filed a timely notice of appeal.
ANALYSIS
This is the second appeal addressing how plaintiff’s discharge as police chief affects his
potential reinstatement to the Village police department at his previous rank of sergeant. The
issue is presented in the procedural context of the Commissioners’ appeal from the circuit
court’s order granting plaintiff relief on his complaint for administrative review. In an appeal
from an administrative agency’s decision, this court reviews the agency’s determination, not
that of the circuit court.
Marconi v. Chicago Heights Police Pension Board
,
Code (
plaintiff’s discharge. Whether plaintiff automatically reverted to his previous rank of sergeant *6 after being discharged is a question of law, which we review de novo . However, if plaintiff did not automatically revert to the rank of sergeant as a matter of law, the Commissioners’ decision to deny his petition for reinstatement would be reviewed under the manifest-weight- of-the-evidence standard because his suitability to return to the police department is a question of fact.
¶ 23 A. Appointment to Office
¶ 24 The statutes and ordinances that authorized plaintiff’s appointment as police chief
illustrate the procedure for his discharge and his potential restoration to his previous rank. The Village Code was harmonized with the Municipal Code to authorize Brusek, as the Village president, to appoint plaintiff as police chief. The Municipal Code provides that a village president, by and with the advice and consent
of the board of trustees, may appoint “officers necessary to carry into effect the powers
conferred upon municipalities.”
Municipal Code expressly addresses the appointment of a police chief.
president, rather than the Commissioners, has the authority to appoint the police chief. Ordinance No. 3.13(B) provides in part that “[t]he Chief of Police shall be appointed by the Village President with the advice and consent of the Board of Trustees on such terms and conditions as they may fix by ordinance, resolution or written agreement with such person.” Richmond Village Code Ordinance No. 3.13(B) (2004). Here, there is no dispute that Brusek adhered to the Municipal Code and the Village
ordinances in appointing plaintiff as police chief in 1999. However, the parties disagree on
how the removal provisions affect plaintiff’s potential return to the police department.
B. Removal From Office and Restoration to Previous Rank
police or chief of the fire department prior to being eligible to retire on pension, he shall be
considered as on furlough from the rank he held immediately prior to his appointment as
chief.”
prior to attaining eligibility to retire on pension, he shall revert to and be established in
whatever rank he currently holds, except for previously appointed positions, and thereafter
be entitled to all the benefits and emoluments of that rank, without regard as to whether a
vacancy then exists in that rank.”
revert” to his previous rank of sergeant and “thereafter be entitled to all the benefits and
emoluments of that rank, without regard as to whether a vacancy then exists in that rank.”
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to retire on pension.”
reaching the “age for retirement” in
¶ 42 Determining the effective date of plaintiff’s discharge is a thornier issue, considering the
drawn-out termination process. On March 15, 2005, Brusek informed the board of trustees that “[a]s of 10:00 this morning; Chief Roger Szewczyk’s employment with the Village of Richmond was terminated.” On March 21, 2005, Brusek informed Thomas and Waggoner that he “fired” plaintiff on March 15 after a confrontation, and Brusek alleged several examples of inadequate job performance. On March 23, 2005, by a four-to-one vote, the board of trustees placed plaintiff on
administrative leave until April 6, 2005. Brusek ordered plaintiff to turn in equipment belonging to the Village and informed plaintiff that he could not carry a weapon or act as a police officer. On April 6, 2005, by a four-to-one vote, the board of trustees confirmed the termination of plaintiff’s employment, but they specified April 30, 2005, as the effective date of the termination. On April 29, 2005, plaintiff turned 55 years old, which we have determined rendered him
eligible to retire on pension for purposes of
effective date of plaintiff’s discharge was April 30, 2005, as voted by the board of trustees at the April 6, 2005, meeting. Plaintiff argues that the discharge occurred (1) on March 15, 2005, the date Brusek told plaintiff he was “fired” or (2) on April 6, 2005, the date the board of trustees actually voted to confirm the discharge. Both events occurred before plaintiff turned 55 and attained eligibility to retire on pension. Plaintiff’s discharge could not have been effective at any time before the board of trustees
held their vote, because the “discharge shall not become effective unless confirmed by a
majority vote of the corporate authorities.”
provided for plaintiff to continue receiving full pay and benefits until April 30, 2005. We reject plaintiff’s position that the effective date of discharge was the date of the vote. The timing of such a vote is a matter within the trustees’ discretion. Thus, the trustees could effect plaintiff’s discharge on April 30, 2005, in two ways: (1) schedule the vote for April 30 or, (2) at an earlier date, specify April 30 as the prospective date of the discharge. The trustees happened to choose the latter. We conclude that, because specifying a prospective date of discharge is no different from delaying the vote itself, both are matters within the trustees’ discretion. We acknowledge that delaying the effective date of discharge until after plaintiff attained
eligibility to retire on pension was a transparent attempt to circumvent the automatic
reversion provision of
that his tenure as police chief ended at the very latest when Olson assumed office as the new
Village president. See
on pension, because (1) he attained eligibility to retire on pension on April 29, 2005, and (2)
the effective date of discharge was April 30, 2005. See
chiefs. The statute provides that “[e]xcept as hereinafter provided, no officer or member of
the fire or police department of any municipality subject to this Division 2.1 shall be
removed or discharged except for cause, upon written charges, and after an opportunity to
be heard in his own defense.”
chief of the fire department or the chief of the police department or both of them are
appointed in the manner provided by ordinance, they may be removed or discharged by the
appointing authority. In such case the appointing authority shall file with the corporate
authorities the reasons for such removal or discharge, which removal or discharge shall not
become effective unless confirmed by a majority vote of the corporate authorities.”
plaintiff’s termination was complete on April 30, 2005, and that he was entitled to no further
hearing. However, after prescribing a procedure for the appointing authority to discharge the
police chief,
police chiefs specifically and speaks in terms of “reasons” for the discharge. See
provision of
and the chief is given an opportunity to present a defense (
appointing authority discharges a police chief, the discharge does not become effective until (1) the corporate authorities by a majority vote confirm the discharge and (2) the village serves the police chief with written charges and proves at a hearing before the Commissioners that cause exists for terminating the chief’s employment. We hold that the additional action by the Commissioners is not necessary to make the discharge effective where the chief is fired after attaining eligibility to retire on pension. To the extent that our holding might appear inconsistent with Szewczyk I , we take this opportunity to clarify Szewczyk I . C. Hearing Before the Commissioners Although plaintiff does not seek reinstatement to the office of police chief, he denies that
cause exists to bar his reinstatement as sergeant. Plaintiff echoes the circuit court’s
conclusion that
previous rank if he is discharged after attaining eligibility to retire on pension, as plaintiff
was in this case. The public, the bar, and the judiciary would benefit from the General
Assembly revisiting
reinstatement. Plaintiff was discharged as police chief after attaining eligibility to retire on
pension. The timing of the discharge means that plaintiff did not automatically revert to the
rank of sergeant such that he no longer was a member of the police department at all. As
plaintiff was a former member of the police department,
“In conclusion, we hold that plaintiff was removed from the office of police chief and
*13
that his employment with the Village ended entirely when the board of trustees voted
four to one to ‘confirm the removal of the Police Chief, effective April 30, 2005.’ See
before the Commissioners to determine whether plaintiff should be hired back as a sergeant. We did not intend to direct the Commissioners to consider on remand whether cause existed for plaintiff’s discharge or whether he should be reinstated as police chief. Moreover, we conclude that the Commissioners afforded plaintiff a fair hearing on his
petition for reinstatement and that plaintiff failed to prove that he should be hired back as a sergeant. Plaintiff was allowed to present his petition, and in we stated that the hearing could be limited to plaintiff’s petition for reinstatement. Plaintiff suggests that his discharge was not effective because his hearing before the Commissioners was defective, but that argument lacks merit because he would have been discharged automatically upon Olson taking office as the new Village president. At the hearing, plaintiff introduced no evidence that the Commissioners should be compelled to reinstate him or that any of the allegations against him were false. CONCLUSION We conclude that plaintiff was discharged after attaining eligibility to retire on pension
but that
reversed. Reversed.