Lead Opinion
Thе question raised in this case is whether a judgment holding an individual in contempt for disobeying the “stay away” portion of a restraining order issued pursuant to Oregon’s Family Abuse Prevention Act (“FAPA”), Oregon Revised Statutes §§ 107.700 to 107.735 (2007), qualifies as a violation of a “protection order” under 8 U.S.C. § 1227(a)(2)(E)(ii). Petitioner Ferenc Szalai, a native and citizen of Hungary and a lawful permanent resident of this nation, appeals from an order of the Board of Immigration Appeals (“BIA”) dismissing his appeal and affirming the decision of an Immigration Judge (“U”) which denied his request for cancellation of removal and other forms of relief. We have jurisdiction pursuant to 8 U.S.C. § 1252 and we deny the petition for reviеw.
I. FACTUAL AND PROCEDURAL BACKGROUND
On January 3, 2002, Petitioner’s ex-wife obtained a FAPA “Restraining Order to Prevent Abuse” from the Circuit Court for the State of Oregon, Washington County. That restraining order contained a number of separate provisions, including terms 1) enjoining Petitioner from “intimidating, molesting, interfering with or menacing” his ex-wife or any minor children in her custody (or attempting to do any of those things), 2) enjoining Petitioner from entering or attempting to enter various locations, including his ex-wife’s residence and areas within 100 yards of his ex-wife or her residence, and 3) enjoining Petitioner from contacting or attempting to contact his ex-wife in person or through “3rd party contact” by phone, mail and e-mail (except “rеgarding parenting time” with his children). However, the restraining order was soon thereafter modified to permit Petitioner to pick up the children from or deliver them to his ex-wife’s residence so long as he remained curbside and (except to put a child in a car seat) inside his vehicle.
On February 18, 2002, Petitioner returned his son to his exwife’s residence and walked halfway up the driveway.
Over a year later, Department of Homeland Security authorities arrested Petitioner and served him with a Notice to Appear. The government charged Petitioner with violаting the portion of a domestic restraining order that involved protection against credible threats of violence, repeated harassment, or bodily injury to his ex-wife, making him subject to removal under 8 U.S.C. § 1227(a)(2)(E)(ii).
The IJ assigned to the case terminated removal proceedings with prejudice upon determining that Petitioner’s violation of the 100 yard stay away portion of the restraining order did not bring Petitioner within the meaning of section 1227(a)(2)(E)(ii). On appeal, the BIA disagreed, vacating the IJ’s decision and remanding the matter. Petitioner asserts that, in reaching its decision, the BIA improperly relied upon a police report that the IJ had entered into evidence below. Petitioner refers to the following language from the BIA’s ruling:
In the instant case, the record includes a copy of the police report[3 ] respecting[Petitioner’s] arrest. It shows that during a drop off of his child, [Petitioner] did not remain in his car, did not remain at curbside, but got out of his car and walked up halfway up[sic ] his ex-wife’s driveway....
The BIA then concluded that Petitioner’s conduct fell within the terms of section 1227(a)(2)(E)(ii).
Upon remand, Petitioner applied for cancellation of removal pursuant to 8 U.S.C. § 1229b(a), and for — in the alternative — asylum, withholding of removal, and/or relief under the Convention Against Torture. The IJ denied all of Petitioner’s requested forms of relief and ordered him removed to Hungary. Petitioner appealed the IJ’s order and the BIA dismissed the appeal.
II. DISCUSSION
A. Standard of Review
The Ninth Circuit reviews de novo whether a conviction constitutes a removable offense under the Immigration and Nationality Act. See Alanis-Alvarado v. Holder,
B. Analysis
1. Categorical Analysis of the Oregon FAPA Restraining Order
Petitioner is charged with removability under 8 U.S.C. § 1227(a)(2)(E)(ii) which provides, in pertinent part:
(a) Classes of deportable aliens Any alien ... in and admitted to the United States shall, upon the order of the Attorney General, be removed if the alien is within one or more of the following clаsses of deportable aliens:
(2) Criminal offenses
(E) Crimes of domestic violence, stalking, or violation of protection order, crimes against children and[6 ]
(ii) Violators of protection orders Any alien who at any time after admission is enjoined under a protection order issued by a court and whom the court determines has engaged in conduct that violates the portion of a protection order that involves protection against credible threats of violence, repeated harassment, or bodily injury to the person or persons for whom the protection order was issued is deportable. For purposes of this clause, the term “protection order” means any injunction issued for the purpose of preventing violent or threatening acts of domestic violence, including temporary or final orders issued by civil or criminal courts (other than support or child custody orders or provisions) whether obtained by filing an independent action or as a pendente lite order in another proceeding.
8 U.S.C.A. § 1227(a)(2)(E)(ii) (2005 & Supp.2007) (emphasis added). The question here is whether Petitioner’s violation
Petitioner admits that all provisions of the FAPA restraining order at issue in this case generally involve protection of persons who obtain the order, but insists that not all provisions of a FAPA restraining order “involve! ] protection against credible threats of violence, repeated harassment, or bodily injury.” Petitioner argues that to read section 1227(a)(2)(E)(ii) as the BIA has in his case would be to render superfluous the words “the portion of.” In essence, he contends that the BIA’s interpretation means the violation of any provision in a protective or restraining order would render someone in his position removable. That, however, is not the argument which the government espouses or the position that the BIA took.
The government concedes that there are certain provisions which might be encompassed within a FAPA restraining order which, at least arguably, would not fall within the terms of section 1227(a)(2)(E)(ii); for example, provisions requiring attendance at and payment for a counseling program or requiring the payment of costs for supervision during parenting time. See Or. Rev. Stat. § 107.718(6)(c), (e). In addition, although the case dealt with California law, in Alanis-Alvarado we specifically cited Oregon Law as allowing for a provision requiring support for the spouse or children as part of a protective order. See
Citing Gerlack v. Roberts,
However, even if Petitioner’s reading of Gerlack is accurаte (and it is not clear that it is), that the Oregon court only found Petitioner in violation of the 100 yard stay away prohibition is not to say that such a. provision does not “involve!] protection against credible threats of violence, repeated harassment, or bodily injury.” Indeed, in Alanis-Alvarado, we discussed the distinction a statute such as section 1227(a)(2)(E)(ii) inherently draws between assessing what an accused individual has actually done in violating a protective order versus the purpose that a protective order serves:
If the INA provision required the state court to find that petitioner actually had engaged in violent, threatening, or harassing behavior, we would conclude that Petitioner’s convictions do not qualify categorically. But the INA provision requires something different: that the state court conclude that Petitioner violated “the portion of a protection order that involves protection against” violence, threats, or harassment. 8 U.S.C. § 1227(a)(2)(E)(ii) (emphasis added). As discussed above, an injunction against making a telephone call (and all the other enumerated acts in section 6320) “involves protection against” violence, threats, or harassment, even if it is possible that Petitioner’s violative conduct did not independently constitute violence, threats, or harassment.
Ultimately, Petitioner’s arguments are foreclosed by the reasoning in Alanis-Alvarado. At issue in that casе was section 6320 of the California Family Code which provided:
The court may issue an ex parte order enjoining a party from molesting, attacking, striking, stalking, threatening, sexually assaulting, battering, harassing, telephoning, including, but not limited to, annoying telephone calls as described in Section 653m of the Penal Code, destroying personal property, contacting, either directly or indirectly, by mail or otherwise, coming within a specified distance of, or disturbing the peace of the other party, and, in the discretion of the court, on a showing of good cause, of other named family or household members. [Emphasis added.7 ]
We were unable to determine from the record in that case (which, under the mоdified categorical approach that we adopted, consisted of the petitioner’s two guilty pleas) which portion of a section 6320 protective order the petitioner had violated.
At oral argument,
We are bound by Alanis-Alvarado. However, as in that case, basеd on the government’s concession that the full range of conduct proscribable under a FAPA restraining order is broader than section 1227(a)(2)(E)(ii), we conclude that “Petitioner’s conviction does not suffice under the categorical approach.” See
2. The Modified Categorical Approach
[5] The parties dispute whether the BIA relied upon improper material in reaching its decision and even whether we have jurisdiction to resolve that issue. In light of Alanis-Alvarado, however, we need not reach those disputes. Even assuming that the BIA erred by considering the police report,
The petition for review is DENIED.
Notes
. This fact is derived from an Affidavit in Support of Probable Cause Arrest and from an incident report that was part of a pоlice report, both of which were filed in connection with the violation of restraining order contempt proceedings and which appear to have been before both the IJ and the BIA. Ordinarily, we could not rely upon those sources to establish this fact if we follow the “modified” categorical approach that Petitioner asserts applies. See United States v. Lopez-Solis,
. Under FAPA, violation of a restraining order gives rise to сontempt proceedings. As explained in Bachman v. Bachman,
. Although the BIA referenced a "police report,” it in fact cited to an Affidavit in Support of Probable Cause Arrest which was filed as part of a certified copy of Petitioner’s conviction record.
. In his petition to this court, Szalai does not challenge the denial of his request for asylum, withholding of removal, and/or relief under the Convention Against Torture.
. The BIA's interpretation and application of the immigration laws are nevertheless entitled to deference in certain instances under Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc.,
. The United States Code Annotated provides, in a footnote, that this language was “[s]o in original.” See 8 U.S.C.A. § 1227 at pages 326 and 331 (Thomson/West 2005).
. As we noted in Alanis-Alvarado, sеction 6320 was amended in 2007 — after the protective orders in that case were issued and after the petitioner had been convicted. See
. In this case, the Judgment on Contempt Hearing specified that Szalai had violated the restraining order’s 100 yard stay away provision.
. The opinion in Alanis-Alvarado was originally filed on September 3, 2008, see
. "Abuse” under FAPA means "[attempting to cause or intentionally, knowingly or recklessly causing bodily injury,” "[intentionally, knowingly or recklessly plaсing another in fear of imminent bodily injury,” or "[clausing another to engage in involuntary sexual relations by force or threat of force.” Or. Rev. Stat. § 107.705(1); see also Boyd v. Essin,
. We note that, in Alanis-Alvarado, we followed the modified categorical approach, albeit without obviously rejecting an argument that we should not do so. See
Concurrence Opinion
concurring:
I concur in the result reached in the majority opinion and in most of its analysis based upon the decision in Alanis-Alvarado v. Holder,
Alanis-Alvarado holds, inter alia: 1) that the issue of whether a petitioner has violated a “protection order” under 8 U.S.C. § 1227(a)(2)(E)(ii) is to be determined under the “categorical approach” and the “modified categorical approach” first announced in Taylor v. United States,
Admittedly, it has been noted that “the lower courts uniformly have applied the approach ... in Taylor v. United States ” to determine whether a conviction for violating a state criminal law falls within one of the removable offenses listed in 8 U.S.C. § 1227(a). Gonzales v. Duenas-Alvarez,
In Taylor, the issue concerned the meaning of the word “burglary” as it was used in 18 U.S.C. § 924(e), which provided for a sentence enhancement for persons with three prior convictions for “a violent felony or a serious drug offense.” See
This categorical approach, however, may permit the sentencing court to go beyond the mere fact of conviction in a narrow range of cases where a jury was actually required to find all the elements of generic burglary. For example, in a State whose burglary statutes include entry of an automobile as well as a building, if the indictment or information and jury instructions show that the defendant was charged only with a burglary of a building, and that the jury necessarily had to find an entry of a building to convict, then the Government should be allowed to use the conviction for enhancement.
Id.
In Shepard v. United States,
The Court did not, however, purport to limit adequate judicial record evidence strictly to charges and instructions, [Taylor, 495 U.S.] at 602,110 S.Ct. 2143 , (discussing the use of these documents as an “example”), sinсe a conviction might follow trial to a judge alone or a plea of guilty. In cases tried without a jury, the closest analogs to jury instructions would be a bench-trial judge’s formal rulings of law and findings of fact, and in pleaded cases they would be the statement of factual basis for the charge, Fed. Rule Crim. Proc. 11(a)(3), shown by a transcript of plea colloquy or by written plea agreement presented to the court, or by a record of comparable findings of fact adopted by the defendant upon entering the plea. With such material in a pleaded case, a later court could generally tell whether the plea had “necessarily” rested on the fact identifying the burglary as generic, Taylor, supra, at 602,110 S.Ct. 2143 , just as the details of instructions could support that conclusion in the jury case, or the details of a generically limited charging document would do in any sort of case.
In light of the above, it is unclear why the “categorical” or “modified categorical” approaches would be applicable to the 8 U.S.C. § 1227(a)(2)(E)® situation. Unlike “burglary” predicate situations where there are “generic” and apparently “non-generic” statutory definitions for the crime, section 1227(a)(2)(E)(ii) deals with “protection orders” where there is no such multitude of meanings. More importantly, the federal statute itself defines the term. Thus, there is no conflict between some “crime of conviction” and a “generic” crime. Hence, the very problem raised in Taylor (for which the “categorical” and “modified categorical” approaches were crafted in response) is absent here.
There is a further basis for distinguishing the present situation from cases which require the application of the eategorical/modified categorical approaches as developed in the Taylor/Shepard line of decisions, ie., by examining what is required for the predicate element in the underlying statutes. The Court in Taylor emphasized that 18 U.S.C. § 924(e)(1) requires that the defendant have prior convictions, and not merely have committed three previous crimes.
The inapplicability of the eategorical/modified categorical approaches to 8 U.S.C. § 1227(a)(2)(E)(ii) is strongly indicated by the Supreme Court’s recent decision in Nijhawan v. Holder, — U.S. -,
On certiorari, the issue was whether— as to certain language in section 1101(a)(43)(M)(i), ie. “an offense that ... involves fraud or deceit in which the loss to the victim or victims exceeds $10,-000 ” — the italicized phrase refers to a necessary/generic elemеnt of the fraud or deceit “offense” or whether it refers to the particular circumstances in which the offender committed the more broadly defined fraud or deceit crime on the particular occasion. Id. If the former, then arguably the “categorical” approach delineated in Taylor would be applicable; if
Eventually, the Court held that: 1) “the italicized language does not refer to an element of the fraud or deceit crime. Rather it refers to the particular circumstances in which an offender committed a (more broadly defined) fraud or deceit crime on a particular occasion” (id.); and 2) “we conclude that the ‘fraud and deceit’ provision before us calls for a ‘circumstance-specific,’ not a ‘categorical,’ interpretation” (id. at 2300). Of particular note is that, in Section III of the opinion, the Court specifically rejected the petitioner’s request to borrow from Taylor a “modified categorical approach” to the analysis. Id. at 2302-03. In doing so, the Court found that the “evidentiary limitations” urged by the petitioner and applicable to the “modified categorical approach” were not required. Id. at 2303. As stated by the Court: “we have found nothing in prior law that so limits the immigration court. Taylor, James [v. United States,
In conclusion, the central issues in determining whether Szalai falls within 8 U.S.C. § 1227(a)(2)(E)® are: 1) does the Oregon FAPA restraining order qualify as a “protection order” under the definition delineated in the federal statute, and 2) did Szalai violate that portion of it which “involves protection against credible threats of violence, repeated harassment, or bodily injury to the person or persons for whom the protection order was issued....” Those matters can be resolved quite simply and without the extraneous burdens and restrictions of conducting a purported categorical and/or modified categorical analysis.
. The Court explained that: "If the state statute is narrower than the generic view, e.g., in cases of burglary convictions in common-law States or convictions of first-degree or aggravated burglary, there is no problem, because the conviction necessarily implies that the defendant has been found guilty of all the elements of generic burglary.” Id. at 599,
. As noted in Kawashima v. Mukasey,
. One might question whether the majority opinion in Alanis-Alvarado itself actually and/or correctly applied the categorical and modified categorical approaches delineated in Taylor and Shepard. Indeed, the dissent in Alanis-Alvarado accuses the majority of having incorrectly applied the modified сategorical approach.
In Alanis-Alvarado, it was initially held that "a conviction under California Penal Code section 273.6, for violating a protective order issued pursuant to California Family Code section 6320, categorically qualifies as violation of a 'protection order’ under 8 U.S.C. § 1227(a)(2)(E)(ii) ....”
Although this inquiry rides under the banner of the "modified categorical approach,” the records of conviction here tell us only which combination of statutes authorized the protection order that Petitioner violated. Our modified categorical inquiry is therefore identical to a categorical inquiry: whether the INA provision embraces the "full range of conduct” under those state statutes. It is a kind of modified categorical inquiry nonetheless, because it is a second-tier inquiry.
