Plaintiffs in these consolidated cases challenge the constitutionality of certain features of the Balanced Budget and Emergency Deficit Control Act of 1985, Pub.L. No. 99-177, 99 Stat. 1037, popularly known as the Gramm-Rudman-Hollings Act, signed into law by President Reagan on December 12, 1985. The principal issues presented are whether the plaintiffs, Members of Congress and the National Treasury Employees Union, have standing to litigate the points they raise; whether the Act unconstitutionally delegates legislative powers that may be exercised only by Congress; and, if not, whether it confers upon the Comptroller General executive powers that may not constitutionally be given to an officer removable by Congress. We find that plaintiffs in both cases have standing, and that the powers in question may lawfully be delegated, but that the delegation to the Comptroller General violates the constitutionally requisite separation of powers.
I
In the Act, Congress has set a “maximum deficit amount” for each of the fiscal years 1986 through 1991, its size progressively reducing to zero in fiscal year 1991. Section 251 provides that each year the Directors of the Office of Management and Budget (“OMB”) and the Congressional Budget Office (“CBO”) shall estimate the amount of the deficit for the upcoming fiscal year, and, if it exceeds the maximum deficit amount for that fiscal year by more than a specified amount, shall calculate, program by program pursuant to rules specified in the Act, the budget reductions necessary to ensure that the deficit does not exceed the maximum deficit amount for that year. The Directors must jointly report their deficit estimates and budget reduction calculations to the Comptroller General. After reviewing the Directors’ report, the Comptroller General must issue his own report, containing his deficit estimates and budget reduction calculations, to the President and Congress. Section 252 of the Act requires the President to issue a “sequestration” order containing the budget reductions specified by the Comptroller General. After a prescribed time, the sequestration order becomes effective and the spending reductions included in that order are automatically made. The automatic deficit reduction process for fiscal year 1986 has progressed to the point of issuance, on February 1, 1986, of the presidential sequestration order, which will take effect on March 1, 1986. See Order, Emergency Deficit Control Measures for Fiscal Year 1986 (Feb. 1, 1986).
The Act also provides what might be called a “fallback” deficit reduction process, to take effect if any of the reporting procedures of the above-described “automatic” deficit reduction process are found unconstitutional. Under the fallback process, the report prepared by the Directors of the OMB and the CBO is submitted, instead of to the Comptroller General, to a special joint committee of Congress, which must in five days report to both Houses a joint resolution setting forth the contents of the Directors’ report. The joint resolu *1378 tion is then considered under special rules, and, if passed and signed by the President, serves as the basis for the presidential sequestration order under section 252.
Civil Action No. 85-3945, seeking declaratory relief against the United States, was commenced on December 12, 1985 by Mike Synar, a Member of the House of Representatives who voted against the Act. An amended complaint, filed on December 19, 1985, added as plaintiffs eleven other Representatives who voted against the Act. Jurisdiction is averred to exist pursuant to subsection 274(a)(1) of the Act, which authorizes any Member of Congress to bring an action in this court “for declaratory and injunctive relief on the ground that any [presidential] order that might be issued pursuant to section 252 violates the Constitution.” 1
The complaint alleges that the automatic deficit reduction process, under which the President is required by section 252 to issue a sequestration order implementing the report issued by the Comptroller General pursuant to section 251, is unconstitutional in two respects. Plaintiffs’ first contention, briefly and essentially, is that the delegation of power by Congress to the President and other government officials is an unconstitutional delegation of legislative power. Their second contention is that the powers assigned to the Comptroller General and the Director of the CBO, both deemed legislative branch officials by plaintiffs, constitutionally must be assigned to executive branch officials. The Representatives allege that these unconstitutional provisions injure them by (1) interfering with their constitutional duties to enact laws regarding federal spending; (2) causing automatic reductions in their salaries, staff salaries, and office expenses; and (3) causing automatic reductions in a variety of programs benefiting their constituents. They seek a judgment declaring that the automatic deficit reduction process is unconstitutional and that the President is without power, therefore, to order spending reductions pursuant to that process.
In response to the Synar complaint, the United States filed a motion to dismiss on the ground that the congressional plaintiffs lack standing to bring the action. The United States Senate and the Comptroller General moved for leave to intervene as defendants and also filed motions to dismiss on the ground that the Act is constitutional. The unopposed motions to intervene were granted on December 31, 1985.
Civil Action No. 85-4106, challenging the constitutionality of the automatic deficit reduction process on legal theories identical to those presented in the Synar action, was filed on December 31, 1985 by the National Treasury Employees Union (“NTEU”). NTEU, an unincorporated association representing the interests of both active and retired federal employees, alleges that its retired members have been injured as a result of the Act’s automatic spending reduction provisions, which have operated to suspend cost-of-living adjustments (“COLAs”) otherwise due federal retirees on January 1, 1986, and which will operate to cancel those COLAs and other COLAs due in the future. NTEU invokes the court’s jurisdiction pursuant to 28 U.S.G. § 1331 and to subsection 274(a)(2) of the Act, which provides, in pertinent part, that “any other person adversely affected by an action taken under this title, may bring an action [in this court] for declaratory judgment and injunctive relief concerning the constitutionality of this title.” By Order dated January 2, 1986, the NTEU suit was consolidated with the earlier action.
Subsequent to consolidation, the congressional plaintiffs and NTEU filed their respective motions for summary judgment on January 6, 1986. The congressional plaintiffs also filed an opposition to the motion of the United States to dismiss their complaint for lack of standing. Thereafter, on *1379 January 8, 1986, the Speaker and Bipartisan Leadership Group of the United States House of Representatives, granted leave to intervene as a defendant in the consolidated cases, filed a memorandum of law in support of the constitutionality of the Act.
The United States filed a cross-motion for summary judgment, again contending that the complaint of the congressional plaintiffs must be dismissed for lack of standing but conceding that NTEU appears to have standing. On the merits, the position of the United States is that the Act does not unconstitutionally delegate legislative authority but that the role of the Comptroller General in the automatic deficit reduction process violates the principle of separation of powers. 2
The motions of plaintiffs for summary judgment, as well as the cross-motion of the United States for summary judgment on the merits, are opposed by the Senate, the Comptroller General, and the Speaker and Bipartisan Leadership Group of the United States House of Representatives. Argument on these dispositive motions was heard on January 10, 1986, and the cases taken under advisement. By Order dated January 23,1986, the Senate and the Comptroller General were granted leave to intervene in the NTEU action.
II
In view of the established rule that “consolidation ... does not merge the suits into a single cause, or change the rights of the parties, or make those who are parties in one suit parties in another,”
Johnson v. Manhattan Railway,
While the plaintiffs invoke this court’s jurisdiction under the judicial review provisions contained in section 274 of the Act, they concede, as they must, that Congress may not abrogate the constitutional limitations imposed by Article III upon the power of the federal courts.
See Gladstone, Realtors v. Village of Bellwood,
Although the Supreme Court has noted that “the concept of ‘Art. Ill standing’ has not been defined with complete consistency in all of the various cases decided by this Court which have discussed it,”
Valley Forge Christian College,
Thus, at a minimum, Article III requires NTEU and the congressional plaintiffs to show (1) actual or threatened injury, (2) traceable to the defendant, and (3) amenable to judicial remedy.
3
In analyzing whether they have done so, we must accept as true all material allegations of the complaints and construe them in favor of the complaining parties.
Warth v. Seldin,
A
NTEU contends that it has standing to bring this action because subsection 252(a)(6)(C)(i) of the Act, as part of the automatic deficit reduction process, has operated to suspend payment of annual COLA benefits otherwise due those of its members who are federal retirees. NTEU also complains that, effective March 1, 1986, the presidential sequestration order issued on February 1, 1986 will permanently cancel retirees’ COLA benefits for this fiscal year. 4 It claims that these actual and threatened injuries have been and will be caused by the automatic deficit reduction process and would be redressed if that process were declared unconstitutional.
It is well established that an association such as NTEU has .standing to sue solely as the representative of its members, provided that they individually would have standing.
Warth v. Seldin,
We must also consider the question of redressability,
i.e.,
whether it is likely that the relief requested will redress the injury complained of, before a finding of standing can be made. As to at least the second of the injuries of which NTEU complains — the imminent permanent cancellation of its members’ COLA benefits by the operation of the presidential sequestration order — it is unquestionable that a judicial remedy exists. If we declare the automatic deficit reduction process invalid, no cancellation of the COLA benefits will occur as a result of that process.
5
Rather, the fallback deficit reduction process established by subsection 274(f) will come into play,
6
and any cancellation of COLAs under that process will require the passage of legislation. The mere possibility that subsequent legislation might produce the same harm for which a judicial remedy is sought is not sufficient to eliminate redressability and hence standing.
Cf. Orr v. Orr,
Because the threatened injury of permanent cancellation of the COLA benefits pursuant to an unconstitutional process may be redressed, we conclude that NTEU has standing to bring its action.
B
Of the three types of injury that the congressional plaintiffs rely upon for standing, briefly outlined above, we need consider only their claim that the automatic deficit reduction process interferes with their constitutional duties to enact laws regarding federal spending and infringes upon their lawmaking powers under the Constitution, in that spending reductions made pursuant to the challenged process will, in effect, override earlier, duly enacted appropriations laws in a manner other than that prescribed by Article I, section 7. In response, the United States contends that this injury is nothing more than a generalized grievance shared by all other citizens and thus insufficient to support standing.
Under the law of this Circuit, which recognizes a personal interest by Members of Congress in the exercise of their governmental powers, limited by an equitable discretion in the courts to withhold specific relief,
7
we conclude that standing exists. Although it is somewhat difficult to reconcile the various cases on congressional standing in this Circuit, and in particular to tell which denials of relief in earlier cases, seemingly for lack of standing, are now to be explained, in light of later cases, as resting upon an exercise of equitable discretion, the cases clearly recognize that specific injury to a legislator in his official capacity may constitute cognizable harm
*1382
sufficient to confer standing upon him.
See, e.g., Moore v. United States House of Representatives,
Applying these standards to the instant case, we conclude that plaintiffs have alleged specific and cognizable injury sufficient to establish standing in their official capacities. The congressional plaintiffs claim that they are and will continue to be injured by the operation of the automatic deficit reduction process because it interferes with their “constitutional duties to enact laws regarding federal spending” and infringes upon their lawmaking powers under Article I, section 7. Accepting as true plaintiffs’ allegations, as we must for purposes of determining their standing, the Act unconstitutionally gives to the Comptroller General and the President formal power to amend or repeal appropriations legislation that was lawfully passed, and thus effectively to nullify plaintiffs’ votes on that earlier legislation. This claim of injury is “specific” and “discernible”; and it arises out of an interest “identified by the Constitution,” that is, a congressional interest in having all laws made in the manner prescribed under the general lawmaking provision contained in Article I, section 7. This interest differs significantly from the more abstract and generalized interest unsuccessfully asserted by lawmakers in
United Presbyterian Church in the U.S.A. v. Reagan,
Finally, we find no occasion to consider exercising the equitable discretion held by this Circuit’s cases to justify denial of specific or declaratory relief to Members of Congress. Section 274 of the Act specifically provides for such relief to such plaintiffs, thus eliminating whatever equitable discretion might exist and leaving only the limitations of Article III.
Ill
Plaintiffs contend that the Act’s delegation to administrative officials of the power to make the economic calculations that determine the estimated federal deficit and hence the required budget cuts violates the constitutional provision vesting “all legislative power” in the Congress. See Art. I, § 1. It is strictly unnecessary for us to reach this point, since we hold in Part IV of this opinion that the challenged provisions of the Act are unconstitutional on other grounds. We think it appropriate, however, in light of the injunction of subsection 274(c) of the Act that we “expedite to the greatest possible extent the disposition” of these cases, and in light of the direct appeal to the Supreme Court provided by subsection 274(b), that we depart from normal prudential practice and provide our *1383 views obiter dicta. We thereby avoid the necessity that the Supreme Court, if in its judgment the point must be reached, must either proceed without the usual benefit of a lower-court opinion or else delay final disposition by remanding for that purpose.
A
The delegation doctrine is rooted in the principle of separation of powers that underlies the three-branch system of government established by the Constitution. As the Supreme Court stated in
Field v. Clark,
In the first century and a half of the nation’s history, however, the Court uniformly held that challenged statutes did not unconstitutionally delegate legislative power.
See, e.g., Federal Radio Commission v. Nelson Brothers Bond & Mortgage,
In 1935, however, the Court used the delegation doctrine to strike down portions of the National Industrial Recovery Act of 1933.
See A.L.A. Schechter Poultry Corp. v. United States,
In the fifty years since
Schechter
was decided, the Court has consistently rejected delegation challenges.
9
Nominally, it has
*1384
continued to apply the same test (as
Schechter
and
Panama Refining
themselves nominally applied the same test as
JW. Hampton),
scrutinizing the challenged statutes for intelligible standards and statements of purpose which could provide guidance to the officials to whom authority was delegated.
See, e.g., Yakus v. United States,
It is no objection that the determination of facts and the inferences to be drawn from them in the light of the statutory standards and declaration of policy call for the exercise of judgment, and for the formulation of subsidiary administrative policy within the prescribed statutory framework____
... Only if we could say that there is an absence of standards for the guidance of the Administrator’s action, so’ that it would be impossible in a proper proceeding to ascertain whether the will of Congress has been obeyed, would we be justified in overriding its choice of means for effecting its declared purpose____
The Supreme Court has endeavored to narrow the application of
Schechter
and
Panama Refining
by noting that those cases involved “delegation of a power to make federal crimes of acts that never had been such before and to devise novel rules of law in a field in which there had been no settled law or custom,”
Fahey v. Mallonee,
Our analysis of the delegation challenged in the instant cases thus proceeds on the assumption that the delegation doctrine remains valid law, but that its scope must be determined on the basis of the deferential
post-Schechter
cases decided by the Supreme Court. We note, moreover, that the mode of analysis applied by the Supreme Court in this field relies substantially upon factual comparison of the delegation under
*1385
challenge with delegations previously adjudicated.
See, e.g., Woods v. Cloyd W. Miller Co.,
B
Plaintiffs advance a number of arguments that attempt to establish what might be termed per se nondelegability of the powers at issue here — as opposed to arguments, which we will discuss in the following section, going to deficiency in the standards governing the delegation. Plaintiffs begin by arguing that the type of authority delegated by the Act is “so central to the legislative function” that it may not be delegated. They cite the dictum of Chief Justice Marshall in support of the notion that there exist certain nondelegable “core functions” of Congress:
The line has not been exactly drawn which separates those important subjects, which must be entirely regulated by the legislature itself, from those of less interest, in which a general provision may be made, and power given to those who are to act under such general provisions, to fill up the details.
Wayman v. Southard,
We reject this “core functions” argument for several reasons. First, plaintiffs cite no case in which the Supreme Court has held
any
legislative power, much less that over appropriations, to be nondelegable due to its “core function” status. Indeed, in
Lichter v. United States,
It is conceded by counsel that Congress may pse executive officers in the application and enforcement of a policy declared in law by Congress, and authorize such officers in the application of the Congressional declaration to enforce it by regulation equivalent to law. But it is said that this never has been permitted to be done where Congress has exercised the power to levy taxes and fix customs duties. The authorities make no such distinction. The same principle that permits Congress to exercise its rate making power in interstate commerce, by declaring the rule which shall prevail in the legislative fixing of rates, and enables it to remit to a ratemaking body created in accordance with its provisions the fixing of such rates, justifies a similar provision for the fixing of customs duties on imported merchandise.
J. W. Hampton,
The second contention that may viewed as going to
per se
nondelegability of the authority conferred by the Act (though it is related to the issue of inadequate standards) concerns the breadth of the power allocated to administrative officials, which plaintiffs assert is constitutionally excessive. There is no doubt that the Act delegates broad authority, but delegation of similarly broad authority has been upheld in past cases. In
Yakus,
for example, the Court upheld a statute which delegated to an unelected Price Administrator the power “to promulgate regulations fixing prices of commodities.”
Nor is it the law, as plaintiffs assert, that a broad delegation such as this must be supported by some rigorous “principle of necessity” which is allegedly not met here because Congress has exercised sole power over appropriations in the past ' and presumably could continue to do so. ..To be sure, in delegation cases the Supreme Court has occasionally recognized the “necessity” for a delegation.
See, e.g., Buttfield v. Stranahan,
Finally, plaintiffs argue that the present delegation is
per se
invalid because it allows administrators to “nullify” or “override” laws. Again we disagree. The Supreme Court previously has upheld delegations which permit officials to determine when, if ever, a law should take effect.
See, e.g., Rock Royal Co-operative,
C
We come, then, to what is the plaintiffs’ principal argument on the excessive delegation point: that because of the lack of standards and the inherent imprecision of the duties conferred upon the administrators, the Act fails adequately to confine the exercise of administrative discretion. The search for adequate standards to restrict administrative discretion lies at the heart of every delegation challenge. The essential inquiry is whether the specified guidance “sufficiently marks the field within which the Administrator is to act so that it may be known whether he has kept within it in compliance with the legislative will.”
Yakus,
Our consideration of this objection requires a careful review of the statute. The Act begins by establishing a “maximum deficit amount” for each fiscal year between 1986 and 1991. Act § 201(a)(1). It then requires the Directors of the OMB and the CBO to estimate the anticipated “budget base levels of total revenues and budget outlays” for a given fiscal year, to determine whether the projected deficit for that year will exceed the maximum deficit amount for that year by more than a specified amount, and to estimate the rate of real economic growth that will occur during that fiscal year, as a whole and by quarters, and the rate of real economic growth that occurred during each of the last two quarters of .the preceding fiscal year. Id. § 251(a)(1). The Directors are then jointly to report their conclusions to the Comptroller General. Id. § 251(a)(2). 11
The Comptroller General is instructed to “review and consider the report” and, “with due regard for the data, assumptions, and methodologies used in reaching the conclusions set forth therein,” issue his own report making the same type of estimates and determinations contained in the Directors’ report. Act § 251(b)(l)-(2). The Comptroller General’s report is to “be based on the estimates, determinations, and specifications of the Directors and shall utilize the budget base, criteria, and guidelines set forth” ‘in specified sections of the Act. Id. § 251(b)(1). The report must “fully explain” any differences between its determinations and those included in the report of the Directors. Id. § 251(b)(2). 12
*1388 In considering whether this scheme contains constitutionally adequate legislated standards, we first observe that it does set forth specific assumptions that are to be used in calculating the budget base. See Act § 251(a)(6). The administrative officials are directed to assume, with some specified exceptions, “the continuation of current law in the case of revenues and spending authority,” id. § 251(a)(6)(A), (C) 13 and, in all areas to which the preceding assumption is inapplicable, “appropriations equal to the prior year’s appropriations except to the extent that annual appropriations or continuing appropriations for the entire fiscal year have been enacted.” Id. § 251(a)(6)(B). They must assume that “expiring provisions of law providing revenues and spending authority ... do expire, except that excise taxes dedicated to a trust fund and agricultural price support programs administered through the Commodity Credit Corporation are extended at current rates.” Id. § 251(a)(6)(C). Additionally, they must assume that “Federal pay adjustments for statutory pay systems” will be as recommended by the President and will not result in pay reductions and that Medicare spending levels for inpatient hospital services will be based upon specified regulations. Id. § 251(a)(6)(D). Finally, certain spending deferrals proposed by the President are not to be included in the calculation. Id. All of these directions relate to the required calculation of “budget base levels of total revenues and total budget outlays” for a fiscal year.
The Act provides further guidance and limitation by way of definition. The “real economic growth" to be calculated is defined as “the growth in the gross national product during such fiscal year, adjusted for inflation, consistent with Department of Commerce definitions.” Act § 257(6). “Budget outlays” and “budget authority” are defined by reference to provisions of the Congressional Budget and Impoundment Control Act of 1974. 14 “Deficit” is defined as “the amount by which total budget outlays for such fiscal year exceed total revenues for such fiscal year.” Id. §§ 257(4), 201(a)(1). Moreover, the latter definition provides certain criteria for calculation of the deficit. See id. § 201(a)(1). 15
These required assumptions and definitions are given additional meaning by reference to years of administrative and congressional experience in making similar economic projections and calculations under the Congressional Budget Act of 1974.
16
*1389
The present Act’s references to the 1974 Act and to Department of Commerce regulations manifest Congress’ intent that past practice should inform the administrators’ calculations. The standards set by this Act thus “derive much meaningful content from the purpose of the Act, its factual background and the statutory context in which they appear.”
American Power & Light Co.,
We are of the clear view that the totality of the Act’s standards, definitions, context, and reference to past administrative practice provides an adequate “intelligible principle” to guide and confine administrative decisionmaking. It is unquestionably true, as plaintiffs point out, that in making the assessments of current facts and the predictions of future facts that the statute requires, a good deal of judgment is involved, and different individuals faithfully seeking to follow Congress’ instructions may reach different results. Nevertheless, the discretion involved in assessing current facts and predicting future ones is inseparable from administration of the law, and it is one of the reasons we consider it important to elect our Chief Executive. If the facts and predictions here are difficult to ascertain, they are no more so than many others committed to the charge of administrative officials, such as the complex economic calculations required of the agencies that determine the discount rate, the consumer price index, and the gross national product. What is significant about this case, and what distinguishes it from many other cases in which delegation has been upheld, is that the
only
discretion conferred is in the ascertainment of facts and the prediction of facts.
17
The Comptroller General is not made responsible for a single
policy
judgment as to, for example, what is a “fair price,”
see Yakus,
D
Finally, we consider plaintiffs’ argument that the delegation is unlawful because of the preclusion of judicial review. Section 274(h) of the Act provides that “[t]he economic data, assumptions, and methodologies used by the Comptroller General in computing the base levels of total revenues and total budget outlays ... shall not be subject to review in any judicial or administrative proceeding.” This is of course not a total preclusion of judicial review with respect to all action taken under the Act. It does not restrict the bringing of constitutional challenges; indeed, in *1390 subsection 274(a), the Act endeavors to facilitate this type of judicial review by broadly designating those who may bring such suits. In addition, subsection 274(g) preserves the rights guaranteed by other laws; thus, there is nothing to prevent a court from determining whether the operation of the Act improperly infringes upon such rights. Moreover, by its terms, subsection 274(h) would not prevent a court from determining whether the Comptroller General failed to make one of the assumptions required by subsection 251(a)(6). Additionally, since the judicial review preclusion extends only to determination of “base levels of total revenues and total budget outlays,” a court presumably could determine whether the Comptroller General had complied with the deficit calculation criteria contained in subsection 201(a)(1). Nor are courts precluded from considering whether any allocation of spending reductions is made pursuant to statutory standards. Finally, the Act expressly provides for review of the presidential sequestration orders to determine their compliance with statutory requirements. See Act § 274(d).
The Act does insulate, however, those exercises of judgment by the Comptroller General that the plaintiffs challenge and that we have approved above. Plaintiffs argue that a condition of the validity of, if not all delegations, at least a delegation as broad as that here at issue, is the availability of judicial review of its exercise. We do not agree. To be sure, the Supreme Court has sometimes alluded to the availability of judicial review in its catalogue of factors such as “necessity” and “limited duration,” discussed above, validating the delegation. In Opp Cotton Mills, for example, it said that
where ... the standards set up for the guidance of the administrative agency, the procedure which it is directed to follow and the record of its action which is required by statute to be kept or which is in fact preserved, are such that Congress, the courts and the public can ascertain whether the agency has conformed to the standards which Congress has prescribed, there is no failure of performance of the legislative function.
These allusions cannot be thought to establish the principle that judicial review is essential to sustain a delegation, since the exercise of many validly delegated authorities is statutorily insulated from judicial review.
See, e.g., Southern Railway v. Seaboard Allied Milling Corp.,
¡JC >}S !*C * #
In sum, our review of the aggregate effect of the factors identified by the plaintiffs leads us to conclude that the delegation made by the Act passes constitutional
*1391
muster. Apart from the technicalities of the matter, the realities produce the same conclusion. It seems to us not true, as plaintiffs have asserted, that Congress has declined to make the “hard political choices.” To the contrary, it has decided to impose the severe constriction of federal spending necessary to produce a balanced budget by fiscal year 1991, it has established an intricate administrative mechanism to address that goal, and it has specified in meticulous detail which program budgets will be reduced in order to achieve that result, and by how much.
See generally
Act §§ 251(a)(3), 255, 256. All that has been left to administrative discretion is the estimation of the aggregate amount of reductions that will be necessary, in light of predicted revenues and expenditures, and we believe that the Act contains standards adequately confining administrative discretion in making that estimation. While this is assuredly an estimation that requires some judgment, and on which various individuals may disagree, we hardly think it is a distinctively
political
judgment, much less a political judgment of such scope that it must be made by Congress itself. Through specification of maximum deficit amounts, establishment of a detailed administrative mechanism, and determination of the standards governing administrative decisionmaking, Congress has made the policy decisions which constitute the essence of the legislative function. It “has defined the circumstances when its announced policy is to be declared opera-five and the method by which it is to be effectuated. Those steps constitute the performance of the legislative function in the constitutional sense.”
Bowles v. Willingham,
IV
We turn to the next major objection to the Act’s automatic deficit reduction process, pressed in particular by the United States: that the role of the Comptroller General in that process is invalid because he does not possess the constitutional qualifications to perform it. 18 The objection takes various forms, but the only one we find it necessary to address is the contention that the Act confers upon the Comptroller General powers which are executive in nature, and which therefore cannot be conferred upon an officer who lacks the degree of independence from Congress that their exercise constitutionally requires. Specifically, the government objects to the fact that the Comptroller General, while appointed by the President with the advice and consent of the Senate, is removable not only by impeachment (as are all officers of the United States) but also by joint resolution of Congress for specified causes, including inefficiency and neglect of duty. 19
A
Three threshold objections are raised to our consideration of this issue as
*1392
a basis for invalidating the automatic deficit reduction process. First, intervenors argue that, until removal is attempted, the issue of the effect of the Comptroller General’s removability upon his powers is not ripe for adjudication. This argument is flatly contradicted by the decision in
Northern Pipeline Construction Co. v. Marathon Pipe Line Co.,
Intervenors seek to distinguish
Northern Pipeline
on the asserted ground that the Court focused its attention on what they describe as the constitutionally defective tenure provision that had already been exercised
(viz.,
under their analysis, the provision appointing bankruptcy judges to a fixed term), rather than the ones that had not yet been exercised
(viz.,
the provisions permitting removal during the fixed term and reduction of salary). As a factual matter, the assertion is not true. The
Northern Pipeline
Court focused no more of its attention on the fixed-term provision than on the removal-for-cause provision or the absence of statutory protection against diminution in salary; it simply noted all three problems, drawing no distinction among them on “ripeness” or any other grounds.
Northern Pipeline,
*1393
The second threshold argument, made by the Senate, is that, since the manner of removal that the Comptroller General’s tenure statute embodies
21
is functionally the same as new legislation, there is no more reason for us to consider whether the existence of that tenure statute invalidates the present Act than there would be to consider, in the absence of such a statute, whether the possibility of Congress’ passing a law removing the Comptroller General would invalidate the Act. We disagree. Insofar as justiciability and ripeness are concerned, the mere possibility that Congress might seek to remove an officer is no more comparable to its formal assertion (by legislation) of the power to do so, than is the mere possibility of an agency’s punishing certain conduct comparable to its formal assertion (by rule) of the power to do so.
Cf Abbott Laboratories v. Gardner,
Intervenors’ last threshold argument is that, even if the powers granted to the Comptroller General under the Act cannot be conferred upon an officer removable by Congress, that conclusion does not necessarily invalidate the Act, but rather requires us to choose which of the two incompatible provisions (the powers in the Act or the removal authority) should be set aside. That decision, they assert, should turn primarily upon our estimation of which of the two provisions Congress would have wished to survive — which they maintain is the Act.
Intervenors do not refer us to, nor are we aware of, any case in which a court confronted with separate statutes, constitutionally incompatible in combination, has even considered choosing which of the two to invalidate, much less resolved that choice as intervenors suggest. To the contrary, as the eases specifically involving incompatible authorization and tenure (or appointment) statutes amply demonstrate, the courts set aside that statute which either allegedly prohibits or allegedly authorizes the injury-in-fact that confers standing upon the plaintiff.
See Springer v. Government of the Philippine Islands,
*1394 Even if we were to agree, however, that when confronted with two separate provisions that cannot both be constitutionally sustained, we are free to choose between them, and are to make our choice on the basis of presumed congressional intent, we would conclude that in the present case it is the grant of powers under the Act that would have to fall. As the brief of Intervenor Speaker and Bipartisan Leadership Group of the House meticulously details, the grant of authority to the Comptroller General was a carefully considered protection against what the House conceived to be the pro-executive bias of the OMB. It is doubtful that the automatic deficit reduction process would have passed without such protection, and doubtful that the protection would have been considered present if the Comptroller General were not removable by Congress itself — much less if he were removable (as validation of his functions under this legislation might constitutionally require, a point we do not reach) at the discretion of the President, like the Director of the OMB himself.
A congressional intent that it is the Comptroller General’s powers under this Act, rather than his manner of removal, that should yield if both cannot coexist is also strongly suggested by the fallback deficit reduction process specifically established by the Act to take effect if the automatic deficit reduction process is declared constitutionally infirm — especially since it is clear that one of the grounds of possible infirmity specifically brought to Congress’ attention by the executive branch was the participation of the Comptroller General. 22 By reason of that fallback process, we might add, setting aside the grant of powers to the Comptroller General would result in a state of affairs that Congress unquestionably was willing to accept, whereas congressional acceptance of an automatic deficit reduction process administered by a Comptroller General unremovable by Congress (and perhaps removable at will by the President) is purely speculative. Indeed, even apart from the fallback process a decision setting aside the grant of powers under this Act rather than the separate statutory provision for the Comptroller General’s removal would run much less risk of frustrating congressional intent. We have no idea how many powers of the Comptroller General, conferred upon him by other statutes, would not have been conferred if he were not subject to congressional removal.
We conclude, therefore, that the question whether the powers conferred upon the Comptroller General by the Act are constitutionally incompatible with his removability from office by Congress is ripe for our consideration; and that an affirmative answer requires invalidation of those powers. We turn to the merits of this issue.
B
The only portions of the Constitution explicitly addressing the power to remove officers of the United States 23 are the im *1395 peaehment clauses, which provide that “The President, Vice President and all civil Officers of the United States, shall be removed from Office on Impeachment for, and Conviction of, Treason, Bribery, or other high Crimes and Misdemeanors,” Art. II, § 4, and that the House of Representatives shall bring, and the Senate try, the impeachment, Art. I, § 2, cl. 5; Art. I, § 3, cl. 6. The appointments clause of the Constitution, which it is universally agreed has some bearing upon removal powers, reads as follows:
... [The President] shall nominate, and by and with the Advice and Consent of the Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and which shall be established by Law: but the Congress may by Law vest the Appointment of such inferior Officers, as they think proper, in the President alone, in the Courts of Law, or in the Heads of Departments.
Art. II, § 2, cl. 2.
Since the early days of the Republic it has not been doubted that the Constitution implicitly confers upon the President power to remove civil officers whom he appoints, at least those who exercise executive powers. In what has come to be known in the legal literature as the “Decision of 1789,” the First Congress, after heated debate, deleted from a proposed bill creating the Department of Foreign Affairs language which provided that the Secretary of Foreign Affairs was “to be removable from office by the President.” The reason urged by the proponents of the deletion was that the original text implied the absence of a constitutionally conferred power of the President to effect the removal.
See Myers,
The extent to which the implicit presidential removal power extends beyond officers exercising executive powers, however, the extent to which it can be restricted by legislation, and the extent to which it can be conferred by legislation upon the Congress itself, have been the subject of Supreme Court pronouncements that are conflicting in their reasoning, if not in their results. See generally Burkoff, Appointment and Removal under the Federal Constitution: The Impact of Buckley v. Valeo, 22 Wayne L.Rev. 1335 (1976); Donovan & Irvine, The President’s Power to Remove Members of Administrative Agencies, 21 Cornell L.Q. 215 (1936). The cases are few enough that their holdings and their principal rationales may be readily summarized.
In
In re Hennen,
In
United States v. Perkins,
“when Congress, by law, vests the appointment of inferior officers in the heads of Departments it may limit and restrict the power of removal as it deems best for the public interest. The constitutional authority in Congress to thus vest the appointment implies authority to limit, restrict, and regulate the removal by such laws as Congress may enact in relation to the officers so appointed.”
Id.
at 485,
In
Shurtleff v. United States,
In
Myers v. United States,
The next case, decided nine years later, warrants more extended attention, since it is the last major discussion by the Supreme Court of the constitutional authority of Congress over power of removal.
Humphrey’s Executor v. United States,
The last Supreme Court decision involving the removal power was handed down almost three decades ago.
Wiener v. United States,
[i]f, as one must take for granted, the War Claims Act precluded the President from influencing the Commission in passing on a particular claim, a fortiori must it be inferred that Congress did riot wish to have hang over the Commission the Damocles’ sword of removal by the President for no reason other than that he preferred to have on that Commission men of his own choosing.
*1398
These cases reflect considerable shifts over the course of time, not only in the Supreme Court’s resolutions of particular issues relating to the removal power, but more importantly in the constitutional premises underlying those resolutions. It is not clear, moreover, that these shifts are at an end. Justice Sutherland’s decision in
Humphrey’s Executor,
handed down the same day as
A.L.A. Schechter Poultry Corp. v. United States,
Some knowledgeable observers,
see, e.g.,
Strauss,
The Place of Agencies in Government: Separation of Powers and the Fourth Branch,
84 Colum.L.Rev. 573, 633-40 (1984), think that abandonment of the
Humphrey’s Executor
analysis has been presaged by the Supreme Court’s 1983 decision in
INS v. Chadha,
The Supreme Court’s signals are not sufficiently clear, however, to justify our disregarding the rationale of
Humphrey’s Executor,
and we view our present task as one of placing the facts before us into the framework established by
Humphrey’s Executor
and by the holdings of earlier cases (including
Myers)
which
Humphrey’s Executor
did not purport to overrule. In approaching that task, it becomes apparent at the outset that the present case falls neatly between the two stools of
Myers
and
Humphrey’s Executor.
The Comptroller General is neither a “purely executive offieer[]” whom
Myers
(as reinterpreted by
Humphrey’s Executor, see
To the extent that, between the decision in the Myers case, which sustains the unrestrictable power of the President to remove purely executive officers, and our present decision that such power does not extend to an office such as that here involved, there shall remain a field of doubt, we leave such cases as may fall within it for future consideration and determination as they may arise.
Id.
at 632,
It is unquestionable that some of the Comptroller General’s powers — indeed, we will posit for purposes of the present decision,
all
except those at issue here — consist of (in the words of
Humphrey’s Executor)
“specified duties as a legislative ... aid,” in the performance of which he “cannot in any proper sense be characterized as an arm or an eye of the executive.”
Id.
at 628,
We are, therefore, in the no-man’s land described by Humphrey’s Executor, confronting an officer whose powers are neither exclusively executive nor exclusively nonexecutive. The Comptroller General argues, in essence, that this territory should be awarded to the “exclusively nonexecutive” side — that so long as the officer in question exercises some, or at least a substantial number of, nonexecutive powers, the constitutional restrictions upon the manner of his removal are the same as those applicable in Humphrey’s Executor. We cannot accept that view.
What has been at issue in the congressional-executive dispute over the power of removal that began in the First Congress is not control over the officer but, ultimately, control over the governmental functions that he performs. And the object of all the Supreme Court’s opinions on the subject has been to assure, in the words of Justice Story quoted in
Humphrey’s Executor,
“that neither of the departments in reference to each other ‘[shall] possess, directly or indirectly, an overruling influence in the
*1401
administration of their respective powers.
Having concluded that we are in the middle ground, and that the middle ground cannot uniformly be accorded Humphrey’s Executor treatment, we must decide precisely what treatment the present facts demand. At this point another distinction between Humphrey’s Executor and the present case becomes relevant: the former upheld a statute that imposed no more than a partial restriction upon the presidential power of removal — removal without cause was prohibited, but presidential removal for “inefficiency, neglect of duty, or malfeasance in office” was allowed. The statute governing removal of the Comptroller General, by contrast, eliminates all presidential power of removal, and — much beyond that — confers the power of removal upon Congress. The enormous difference between the two, insofar as impact upon the balance of powers is concerned, is apparent. As was observed by the Court in Myers, which, unlike Humphrey’s Executor, did involve the assertion of removal power by the Congress:
The Court ... has recognized in the Perkins case that Congress, in committing the appointment of such inferior officers to the heads of departments, may prescribe incidental regulations controlling and restricting the latter in the exercise of the power of removal. But the Court never has held, nor reasonably could hold ..., that the excepting clause enables Congress to draw to itself, or to either branch of it, the power to remove or the right to participate in the exercise of that power.
The Comptroller General argues, however, that a congressional removal power limited to
cause
(which is what we have here) no more enables Congress to control executive powers than did the presidential removal power for cause, which was retained by the statute at issue in
Humphrey’s Executor,
enable the President to control the exclusively “quasi-legislative” and “quasi-judicial” powers of the Federal Trade Commission. It is not clear, to begin with, that a “quasi-legislative” power is the same as a legislative power in the constitutional sense, so that the intrusion upon the Executive here is parallel to the intrusion upon the Congress there.
30
Assuming, however, that it is, there are several answers to the Comptroller General’s objection.
Humphrey’s Executor
neither faced nor considered the question whether the limitations imposed by the doctrine of separation of powers on the scope of executive authority over the removal of nonexecutive officers are precisely equal to the analogous limitations on the scope of congressional authority over the removal of executive officers. Parity is no more to be expected there than it is with respect to the scope of the power to appoint, as to which the Constitution grants only a subordinate role to the Congress. It is the starting point of all judicial analysis in this area,
see, e.g., In re Hennen,
It seems to us entirely clear under the recent landmark decision in
INS v. Chadha,
We hold, therefore, that since the powers conferred upon the Comptroller General as part of the automatic deficit reduction process are executive powers, which cannot constitutionally be exercised by an officer removable by Congress, those powers cannot be exercised and therefore the automatic deficit reduction process to which they are central cannot be implemented. As earlier noted, we need not deliberate concerning the effect of this invalidation upon other portions of the Act, since the Act itself provides the answer: replacement of the automatic deficit reduction process with the fallback deficit reduction process, and preservation of the remainder of the Act intact. The Act also requires, § 274(e), that we stay the order implementing our judgment pending the outcome of any appeal.
* * * * * *
We do not minimize the effect of our invalidation of one small section of the Act upon the entire statutory scheme. Our holding today eliminates the automatic deficit reduction process, and gives effect to the prescriptions of the Directors of the OMB and CBO only to the extent that they are adopted by joint resolution, i.e., legislation, under the fallback deficit reduction process. It may seem odd that this curtailment of such an important and hard-fought legislative program should hinge upon the relative technicality of authority over the Comptroller General’s removal — particularly when we have rejected the more intuitive “excessive delegation” arguments that were the focus of the attacks upon the legislation by its opponents on the floor of Congress and by the plaintiffs here. But the balance of separated powers established by the Constitution consists precisely of a series of technical provisions that are more important to liberty than superficially appears, and whose observance cannot be approved or rejected by the courts as the times seem to require. Both of these points have been eloquently expressed by a respected scholar in course of discussing application of the Constitution’s guarantee against removal of judges to officials appointed under Article I but in fact exercising Article III judicial powers:
Mid-twentieth century Americans have become accustomed to assuming that the central constitutional method of protecting individual freedoms from being overridden by government ukase is to prevent governmental intrusions into certain defined zones of individual conduct. Thus, we quite rightly applaud actions enshrining constitutional rights to freedom of speech, religion, privacy, and equal protection.
Those who wrote the Constitution, however, did not employ this technique. Rather, they emphasized the virtues of limiting governmental power and then dividing the remaining power among autonomous government compartments. Hence, most of our constitutional rights of individual liberty or autonomy are stated in constitutional amendments. The body of the Constitution as originally written is principally an exercise in applying the concepts of federalism and separation of powers to the new American nation. The framers were not disciples of John Stuart Mill, who had not yet been born, but of Montesquieu, whom they had read carefully.
... [P]art of the value of a clearly expressed, constitutional separation-of-powers principle often inheres in its apparent rigidity or inability to adapt easily *1404 to different solutions. As a nation, one question we must face every day is how far judges and legislators should be separated. Many rational answers to that question are possible. The United States has chosen, by the device of a written constitution, and on the. basis of specific historical experience, to resolve that question at one time and in one way for almost all cases. To respect that judgment promotes stability, predictability and consistency, and avoids constant reexamination of troublesome policy issues underlying the question.
Krattenmaker, Article III and Judicial Independence: Why the New Bankruptcy Courts are Unconstitutional, 70 Geo.L.J. 297, 301-02, 311 (1981).
We observe, moreover, that although we have rejected the argument based upon the doctrine of unconstitutional delegation, the more technical separation-of-powers requirements we have relied upon may serve to further the policy of that doctrine more effectively than the doctrine itself. Unconstitutional delegation has been invoked by the federal courts to invalidate legislation only twice in almost 200 years, and the possibility of such invalidation, at least in modern times, is not a credible deterrent against the human propensity to leave difficult questions to somebody else. The instances are probably innumerable, however, in which Congress has chosen to decide a difficult issue itself because of its reluctance to leave the decision — as our holding today reaffirms it must — to an officer within the control of the executive branch.
ORDER
Upon consideration of the pending dis-positive motions filed by the parties in the above actions, the memoranda of points and authorities in support thereof and in opposition thereto, and the entire record herein, and all parties having been heard in open court thereon, and for the reasons stated in the accompanying opinion, it is by the court this 7th day of February, 1986,
ORDERED that the automatic deficit reduction process established by the Balanced Budget and Emergency Deficit Control Act of 1985, under which the President is required to issue a sequestration order implementing the budget reduction specifications of a report prepared by the Comptroller General, be, and hereby is, declared unconstitutional on the ground that it vests executive power in the Comptroller General, an officer removable by Congress; and it is further
ORDERED that the presidential sequestration order issued on February 1, 1986 pursuant to the unconstitutional automatic deficit reduction process be, and hereby is, declared without legal force and effect; and it is further
ORDERED that such action is without prejudice to implementation of the alternate deficit reduction process specifically set forth in section 274(f) of the Act to cover the eventuality of the invalidation declared above;
ORDERED, pursuant to subsection 274(e) of the Act, that the effect of this judgment be, and hereby is, stayed during the pendency of any appeal taken under subsection 274(b) of the Act.
Notes
. Subsection 274(a)(5) provides that any such action "shall be heard and determined by a three-judge court in accordance with [28 U.S.C. § 2284]." A designation of judges to serve as the three-judge district court in this case was made by the Chief Judge for the District of Columbia Circuit on December 16, 1985.
. The United States has also requested us to declare that the fallback deficit reduction process contained in § 274 of the Act is constitutional. Although we see no reason to doubt that proposition, the issue simply is not before this court. The plaintiffs have conceded the constitutionality of the fallback process, and the United States — the nominal defendant — has not set forth any claim for relief in its own behalf.
. In the ordinary case, other limitations on standing exist — so-called "prudential” limitations, not strictly required by Article III. One of these that might normally have some effect in the present case is the requirement that the plaintiff be arguably within the "zone of interests” intended to be protected by the statutory or constitutional provision on which he relies.
See, e.g., Valley Forge Christian College,
. Subsection 252(a)(6)(C)(i) provides, in pertinent part:
Notwithstanding any other provision of law, any automatic spending increase that would (but for this clause) be ... paid [between the enactment of the Act and the effective date of a sequestration order for fiscal year 1986] shall be suspended until such order becomes effective, and the amounts that would otherwise be expended during such period with respect to such increases shall be withheld. If such order provides that automatic spending increases shall be reduced to zero during [fiscal year 1986], the increases suspended pursuant to the preceding sentence and any legal rights thereto shall be permanently cancelled.
. Although the provision for COLA suspensions would survive invalidation of the portions of the Act under challenge here, it cannot be argued that indefinite suspension {i.e., suspension unless and until a joint resolution is enacted) would render our invalidation of automatic cancellation illusory. It is clear from the language and structure of § 252(a)(6)(C)(i)-(ii) that any COLA suspension would extend no longer than one fiscal year.
. In light of the existence of the fallback process and the fact that the remainder of the Act, as supplemented by that process, functions as a coherent piece of legislation, there is no doubt that the automatic deficit reduction process is severable from the remainder of the Act.
. Two judges of the Court of Appeals, including a member of the present panel, have expressed disagreement with this analysis,
see Barnes v. Kline,
. The delegation doctrine was also discussed by the Court in
Carter v. Carter Coal Co.,
. See, e.g., United States v. Mazurie,
. The Supreme Court has, of course, frequently upheld delegation of regulatory authority under the commerce clause power. Delegations of authority conferred by many other constitutional provisions also have been sustained, however. It has been held, for example, that Congress properly delegated power over immigration,
see INS v. Chadha,
. These conclusions all contribute to the calculation of whether the estimated deficit for a given fiscal year exceeds the maximum deficit amount by more than the amount specified in § 251(a)(1)(B) of the Act. Only if it does so will the Directors recommend spending reductions. See Act § 251(a)(2). Plaintiffs do not challenge the procedure by which the administrators are to allocate the spending reductions necessary to reduce the deficit excess.
. In fiscal years 1987-1991, the Directors and the Comptroller General are required to submit revised reports under § 251(c) of the Act. We *1388 disregard that refinement for present purposes, since the types of determinations to be made in those revised reports do not differ from those required to be made in the initial reports.
. "Spending authority” is defined by reference to the Congressional Budget Act of 1974, Pub.L. No. 93-344, 88 Stat. 297 (codified in relevant part as amended at 2 U.S.C. §§ 631-661 (1982)). The relevant provision states that "spending authority" means temporary or permanent authority related to government contractual obligations, the incurring of indebtedness, and the making of certain payments, such as for loans and grants, if such budget authority is "not provided for in advance by appropriations Acts.” 2 U.S.C. § 651(c)(2). "Spending authority" does not include authority "to insure or guarantee the repayment of indebtedness incurred by another person or government.” Id. § 651(c).
. Pub.L. No. 93-344, 88 Stat. 297 (codified in relevant part as amended at 2 U.S.C. §§ 621-688 (1982)). “Budget outlays” means, "with respect to any fiscal year, expenditures and net lending of funds under budget authority during such year.” 2 U.S.C. § 622(1). “Budget authority" means "authority provided by law to enter into obligations which will result in immediate or future outlays involving Government funds, except that such term does not include authority to insure or guarantee the repayment of indebtedness incurred by another person or government.” Id. § 622(2).
. These criteria relate, inter alia, to treatment of Social Security funds and the “receipts, revenues, disbursements, budget authority, and outlays of each off-budget Federal entity.” Act § 201(a)(1).
. Under the 1974 Act, the CBO is required to perform a number of economic calculations. For example, near the beginning of each fiscal year, it must issue a report projecting for five fiscal years the total new budget authority and total budget outlays for each fiscal year in that period, revenues to be received in each fiscal year, the anticipated surplus or deficit, and the amount of "tax expenditures.” 2 U.S.C. § 639(c) (1982).
. Of course the Comptroller General must interpret the law in applying the provisions of the Act, a point that will be relevant to the separation-of-powers discussion in Part IV of this opinion. Whether or not that power can appropriately be considered a "discretion,” it is necessarily possessed by all officers charged with administration of the law and therefore cannot possibly cause problems of unconstitutional delegation.
. It is argued by some of the plaintiffs that the Act in reality confers power not upon the Comptroller General but rather upon the Directors of the OMB and the CBO, whose joint report the Comptroller General assertedly will "rubber-stamp." We find that assertion unconvincing, and thus direct our attention to the separation-of-powers concerns raised by the Comptroller General’s formal powers under the Act. Of course, if it were true and relevant that the exercise of those powers would effectively be dictated by the Directors, our conclusion that the Act unconstitutionally vests executive powers in an official removable in a manner inconsistent with the exercise of such powers would be a fortiori correct, because the Director of the CBO is removable by resolution of either House. See 2 U.S.C. § 601(a)(4) (1982).
. The provision of law governing the Comptroller General’s removal reads as follows:
A Comptroller General or Deputy Comptroller General retires on becoming 70 years of age. Either may be removed at any time by—
(A) impeachment; or
(B) joint resolution of Congress, after notice and an opportunity for a hearing, only for—
(i) permanent disability;
(ii) inefficiency;
(iii) neglect of duty;
(iv) malfeasance; or
(v) a felony or conduct involving moral turpitude.
31 U.S.C. § 703(e)(1) (1982).
. Intervenors also seek to find support for their ripeness argument in
Clark
v.
Valeo,
. The statute provides for removal by joint resolution, which requires either presidential approval or passage by a two-thirds vote of both Houses of Congress over a presidential veto. In assessing the compatibility of such a provision with the constitutional doctrine of separation of powers, we think it most appropriate to focus our attention on the latter possibility — that Congress could remove the Comptroller General despite presidential opposition — and we therefore refer to the provision as authorizing congressional removal.
. See Statement on Signing H.J. Res. 372 Into Law, 21 Weekly Comp. Pres. Doc. 1490-91 (Dec. 12, 1985) ("[E]xecutive functions may only be performed by officers in the executive branch. The ... Comptroller General [is an] agent[ ] of Congress, not [an] officer] ] in the executive branch.... My administration alerted Congress to [this] ... problem] ] throughout the legislative process in an effort to achieve a bill free of constitutionally suspect provisions____ [W]e were unsuccessful in this goal____”).
. "Officers" are to be distinguished from "employees,”
see Buckley v. Valeo,
. It is noteworthy, though generally not noted, that the “quasi-legislative” powers referred to in
Humphrey’s Executor
were not substantive rule-making powers, which the Federal Trade Commission itself did not assert it possessed until 1962,
see National Petroleum Refiners Ass’n v. FTC,
. The Court did note that the President was authorized to direct the Federal Trade Commission to investigate and report alleged antitrust violations, but described that activity to be an "executive function — as distinguished from executive power in the constitutional sense — [exercised] in the discharge and effectuation of [the Federal Trade Commission’s] quasi-legislative or quasi-judicial powers, or as an agency of the legislative or judicial departments of the government.”
Humphrey’s Executor,
. In other language, the
Wiener
Court suggested its view that, at least with respect to officers exercising "quasi-judicial” powers, the Constitution simply did not vest the President with a power of removal, even one that might be expressly or implicitly limited in appropriate circumstances by Congress.
. Justice Jackson, who had been Roosevelt's attorney general, remarked:
I really think the decision that made Roosevelt madder at the Court than any other decision was that damn little case of Humphrey’s Executor v. United States. The President thought they went out of their way to spite him personally and they were giving him a different kind of deal than they were giving Taft.
E. Gerhart, America’s Advocate: Robert H. Jackson 99 (1958).
. See, e.g., the following:
To be sure, some administrative agency action —rulemaking, for example — may resemble "lawmaking.” ... This Court has referred to agency activity as being "quasi-legislative” in character. Humphrey’s Executor v. United States,295 U.S. 602 , 628 [55 S.Ct. 869 , 874,79 L.Ed. 1611 ] (1935). Clearly, however, "[i]n the framework of our Constitution, the President's power to see that the laws are faithfully executed refutes the idea that he is to be a lawmaker.” Youngstown Sheet & Tube Co. v. Sawyer,343 U.S. 579 , 587 [72 S.Ct. 863 , 866,96 L.Ed. 1153 ] (1952). See Buckley v. Valeo,424 U.S., at 123 [96 S.Ct. at 684 ], When the Attorney General performs his duties pursuant to § 244, he does not exercise "legislative” power____ It is clear ... that the Attorney General acts in his presumptively Art. II capacity when he administers the Immigration and Nationality Act. Executive action under legislatively delegated authority that might resemble “legislative” action in some respects is not subject to the approval of both Houses of Congress and the President for the reason that the Constitution does not so require____ Congress' authority to delegate portions of its power to administrative agencies provides no support for the argument that Congress can constitutionally control administration of the laws by way of a congressional veto.
. See, e.g., 2 U.S.C. § 686 (1982) (Comptroller General shall report unlawful impoundment of *1400 funds to both Houses of Congress); 2 U.S.C. § 687 (1982) (Comptroller General may sue the United States to force obligation of unlawfully impounded funds); 31 U.S.C. § 712(2) (1982) (Comptroller General shall estimate cost of compliance with expenditure restrictions in appropriations bills, report to Congress and make recommendations); 31 U.S.C. § 712(3) (1982) (Comptroller General shall analyze the efficiency of executive-agency expenditures of interest to Congress); 31 U.S.C. § 712(4) (1982) (Comptroller General shall make investigations at the request of either House or an appropriate committee thereof); 31 U.S.C. § 712(5) (1982) (Comptroller General shall give assistance and information to appropriate congressional committees); 31 U.S.C. § 716 (1982) (Comptroller General may sue heads of agencies to obtain audit information); 31 U.S.C. § 717(b) (1982) (Comptroller General shall evaluate the results of government activities at the request of either House of Congress or appropriate committees thereof); 31 U.S.C. § 717(c)-(d) (1982) (Comptroller General shall assist Congress and congressional committees in developing methods for the assessment of the results of governmental activities); 31 U.S.C. § 719 (1982) (Comptroller General shall make various reports to Congress and congressional committees).
The special relationship between the Comptroller General and Congress that is expressed in these statutes makes natural the frequent description of the Comptroller General and the General Accounting Office as "part of or “an agency of the legislative branch.
See, e.g., Bowsker v. Merck & Co.,
. Justice Jackson aptly characterized the ambiguity of the "quasi-legislative” and "quasi-judicial" categories enshrined in constitutional jurisprudence by Humphrey’s Executor as follows:
Administrative agencies have been called quasi-legislative, quasi-executive or quasi-judicial, as the occasion required, in order to validate their functions within the separation-of-powers scheme of the Constitution. The mere retreat to the qualifying “quasi” is implicit with confession that all recognized classifications have broken down, and "quasi” is a smooth cover which we draw over our confusion as we might use a counterpane to conceal a disordered bed.
FTC v. Ruberoid Co.,
. Of course, the Constitution vests Congress with the power to bring and try impeachments of all officers of the United States. We think it apparent, however, that this very limited power of removal, which may be exercised only through the trial and conviction of an officer for "Treason, Bribery, or other high Crimes and Misdemeanors,” Art. II, § 4, simply cannot be compared to the congressional removal power at issue in this case in its effect upon the independence of executive officers. Moreover, the existence of such a carefully limited congressional removal power undermines rather than supports the proposition that Congress may attempt to assert an additional power of removal.
