ALAN SYDOW, APPELLEE, V. CITY OF GRAND ISLAND, NEBRASKA, ET AL., APPELLANTS.
No. S-01-611
Supreme Court of Nebraska
March 8, 2002
639 N.W.2d 913
I would reverse the judgment of the county court dismissing the adoption petition, because I believe the county court erroneously determined that it did not have the statutory authority to enter the requested adoption decree. Because the county court did not decide whether the adoption sought was in the best interests of Luke, I would remand the cause to the county court for further proceedings relating to that issue. I respectfully dissent.
Howard E. Tracy, amicus curiae.
HENDRY, C.J., WRIGHT, CONNOLLY, GERRARD, STEPHAN, MCCORMACK, and MILLER-LERMAN, JJ.
CONNOLLY, J.
In this bypass appeal, we are asked to determine which statute applies when determining the number of signatures required to place an initiative that seeks to enact a sales tax to create an endowment fund for a city on an election ballot.
The appellee, Alan Sydow, circulated an initiative petition which proposed that a half-cent sales tax be enacted to create an endowment providing moneys to the City of Grand Island‘s general fund. He obtained sufficient valid signatures to meet the requirements of
BACKGROUND
Because of a stipulation, the facts of this case are undisputed. On April 8, 2000, Sydow, a citizen of Grand Island, filed an initiative petition for approval for circulation with the city clerk. The listed summary of the initiative stated that it was to enact a “½¢ sales tax for creating an endowment for the city.” The measure‘s defined purpose stated that the proceeds of the tax “shall be used to purchase 12-month U.S. Treasury bills. The interest generated shall be used to fund the city‘s general budget. The
On October 10, 2000, Sydow filed signed petitions with the city clerk. At a November 6 city council meeting, the council passed a resolution to request the election commissioner to verify the signatures on the petition and resolved that under
The parties stipulated that on November 27, 2000, the election commissioner formally notified the city council that the number of valid signatures on the petition totaled 1,449. The parties further stipulated that the election commissioner complied with the provisions of
On December 29, 2000, Sydow filed a pleading entitled “Petition for Mandamus and Affidavit” seeking to compel the City to place the proposal on the ballot of the next election. The factual allegations set forth in the petition deal exclusively with the dispute between Sydow and the City regarding which statute governs the number of signatures required to place the measure on the ballot. Sydow alleged no facts regarding a dispute as to the validity of the measure if enacted. However, in addition to mandamus, Sydow‘s prayer for relief included a request that the court enter a declaratory judgment that the measure proposed by
At the hearing on the show cause why an alternative writ of mandamus should not be issued, the City stated, “We‘re not here to show cause. We‘re here to evidence compliance with what‘s ordered.” The district court found that the petition stated an initiative for a sales tax and that
At the show cause hearing on the alternative writ, the City argued that it would not have statutory authority to create the endowment proposed by Sydow. The City argued that
Previously I found that the initiative petition was a petition for a half-cent sales tax and that the relator obtained enough signatures to put the sales tax issue on the ballot. I made no
determination at that time on whether the endowment fund would be created or that there was a required number of signatures for the creation of an endowment fund.
The City stated that it would comply with the writ by placing the proposal on the ballot but would reword the proposal‘s provision for an endowment fund to state that the tax would be enacted “with the proceeds collected therefrom to be used specifically for funding an endowment for the City‘s General Fund.” The City then filed this appeal. We granted the City‘s motion to bypass and advance oral argument. An amicus brief was filed by a Grand Island attorney.
ASSIGNMENTS OF ERROR
The City assigns that the district court erred in (1) finding that the petition proposed a measure for a half-cent sales tax instead of a proposal to create an endowment fund, (2) determining that
STANDARD OF REVIEW
A jurisdictional question which does not involve a factual dispute is a matter of law. In re Interest of Sabrina K., 262 Neb. 871, 635 N.W.2d 727 (2001). Statutory interpretation presents a question of law. Id.
When reviewing questions of law, an appellate court has an obligation to resolve the question independently of the conclusion reached by the trial court. Id.
ANALYSIS
JURISDICTION
Sydow contends that this court lacks jurisdiction because the district court stated that it did not determine any issues regarding the actual creation of an endowment fund. Sydow argues that the district court left an issue to be decided and that this appeal is not from a final order.
A party may appeal from a court‘s order only if the decision is a final, appealable order. Airport Auth. of Village of Greeley v. Dugan, 259 Neb. 860, 612 N.W.2d 913 (2000). When no further action of the court is required to dispose of a pending
Sydow sought two forms of relief: (1) a writ of mandamus and (2) a declaratory judgment that the measure proposed by the petition is a subject which may be enacted by the initiative petition process and is otherwise validly and legally proposed under the applicable provisions of law. Although the district court stated that it was not addressing the City‘s argument regarding the validity of the endowment fund, the district court granted Sydow‘s requests for mandamus and a declaratory judgment. The district court completely disposed of the case. We conclude that there is a final order and that we have jurisdiction.
NUMBER OF SIGNATURES REQUIRED
The City contends that the district court erred in determining that the petition sought to enact a sales tax and was subject to
Section 18-2524 applies to initiative petitions in general and states in part:
Whenever an initiative petition bearing signatures equal in number to at least fifteen percent of the qualified electors of a municipal subdivision has been filed with the city clerk and verified pursuant to section 18-2518, it shall be the duty of the municipal subdivision‘s governing body to consider passage of the measure contained in the petition, including an override of any veto, if necessary. If the governing body
fails to pass the measure without amendment, including an override of any veto, if necessary, within thirty days from the date it received notification pursuant to section 18-2518, the city clerk shall cause the measure to be submitted to a vote of the people at the next regularly scheduled primary or general election held within the municipal subdivision.
(1) Whenever, at least forty-five days prior to any city, county, or state election, the qualified electors of any municipality, equal in number to ten percent of the votes cast at the last preceding municipal election, shall petition the governing body to submit such question, it shall be the duty of the governing body to submit the question at the next primary, general, or special election.
Section 77-27,142.02 provides in part:
Except as otherwise provided by section 77-27,142, after February 14, 1978, the power granted by section 77-27,142 shall not be exercised unless and until the question has been submitted at a primary, general, or special election held within the incorporated municipality and in which all qualified electors shall be entitled to vote on such question. The officials of the incorporated municipality shall order the submission of the question by submitting a certified copy of the resolution proposing the tax to the election commissioner or county clerk not later than forty-one days prior to the primary or general election, or within thirty days before a special election. The question may include any terms and conditions set forth in the resolution proposing the tax, such as a termination date or the specific project or program for which the revenue received from such tax will be allocated....
(Emphasis supplied.)
To the extent that there is conflict between two statutes on the same subject, the specific statute controls over the general statute. In re Interest of Sabrina K., 262 Neb. 871, 635 N.W.2d 727 (2001); Bergan Mercy Health Sys. v. Haven, 260 Neb. 846, 620 N.W.2d 339 (2000). If the petition seeks to enact a sales tax under chapter 77,
In the absence of anything to the contrary, statutory language is to be given its plain and ordinary meaning; an appellate court will not resort to interpretation to ascertain the meaning of statutory words which are plain, direct, and unambiguous. Rodriguez v. Monfort, Inc., 262 Neb. 800, 635 N.W.2d 439 (2001). A court must attempt to give effect to all parts of a statute, and if it can be avoided, no word, clause, or sentence will be rejected as superfluous or meaningless. City of Lincoln v. Nebraska Liquor Control Comm., 261 Neb. 783, 626 N.W.2d 518 (2001). As an aid to statutory interpretation, appellate courts must look to the statute‘s purpose and give to the statute a reasonable construction which best achieves that purpose, rather than a construction which would defeat it. Fontenelle Equip. v. Pattlen Enters., 262 Neb. 129, 629 N.W.2d 534 (2001); Fay v. Dowding, Dowding, 261 Neb. 216, 623 N.W.2d 287 (2001).
A statute is open for construction when the language used requires interpretation or may reasonably be considered ambiguous. Fontenelle Equip. v. Pattlen Enters., supra; State ex rel. Stenberg v. Moore, 258 Neb. 199, 602 N.W.2d 465 (1999). When a statutory term is reasonably considered ambiguous, a court may examine the legislative history of the act in question in order to ascertain the intent of the Legislature. Fontenelle Equip. v. Pattlen Enters., supra.
Finally, we have stated:
“The decisions [of the courts] almost universally hold that the power of initiative must be liberally construed to promote the democratic process and that the right of initiative constitutionally provided should not be circumscribed by restrictive legislation or narrow and strict interpretation of the statutes pertaining to i[t]s exercise.”
State ex rel. Stenberg v. Moore, 258 Neb. at 212-13, 602 N.W.2d at 475.
Section 77-27,142.02 provides that a question for a sales tax may include terms or conditions proposing the tax, such as a termination date of “the specific project or program for which the revenue received from such tax will be allocated.” The City argues the quoted language means that the legislative intent is that sales taxes enacted under chapter 77 must be allocated to an existing program. It could be inferred that chapter 77 does not apply to the enactment of a sales tax creating a new program. Accordingly, we conclude that
The language of
The legislative history shows an intent of the Legislature to allow a sales tax to be proposed by initiative petition and allows the proposal to allocate the tax to a new program or project. We further note that only chapter 77 authorizes a city to enact sales taxes by initiative petition. Chapter 18 does not provide authorization for a sales tax to be enacted. Any proposal that involves the enactment of a sales tax would logically be governed by chapter 77.
We determine that the petition sought to enact a sales tax which is governed by chapter 77 and that the proposed allocation of the tax to create an endowment fund did not remove the proposal from being governed by
MANDAMUS
The City next argues that mandamus is not an appropriate remedy. In addition, at oral argument, the City and amicus argued that the City lacks statutory authority to create the endowment proposed by Sydow and that the decision of the district court should be reversed. The City‘s contention is that under
The only issue raised by the pleadings was the number of signatures required to place the proposal on the ballot. The pleadings did not include factual statements regarding the validity of the proposal if it was later enacted. The purpose of pleadings is to frame the issues upon which a cause of action is to be tried, and the issues in a given case will be limited to those which are pled. Fackler v. Genetzky, ante p. 68, 638 N.W.2d 521 (2002). Nebraska law defines pleadings as the written statements by the parties of the facts constituting their respective claims and defenses. Christianson v. Educational Serv. Unit No. 16, 243 Neb. 553, 501 N.W.2d 281 (1993).
Mandamus is a law action and is defined as an extraordinary remedy, not a writ of right, issued to compel the performance of a purely ministerial act or duty, imposed by law upon an inferior tribunal, corporation, board, or person, where (1) the relator has a clear right to the relief sought, (2) there is a corresponding clear duty existing on the part of the respondent to perform the act, and (3) there is no other plain and adequate remedy available in the ordinary course of law. State ex rel. Wieland v. Beermann, 246 Neb. 808, 523 N.W.2d 518 (1994); State ex rel. Creighton Univ. v. Hickman, 245 Neb. 247, 512 N.W.2d 374 (1994). The general rule is that an act or duty is ministerial if there is an absolute duty to perform in a specified manner upon the existence of certain facts. State ex rel. Wieland v. Beermann, supra. Although the issue as to the required number of signatures is controlled by
Section 18-2538 provides in pertinent part:
Any action brought for declaratory judgment for purposes of determining whether a measure is subject to limited referendum or referendum, or whether a measure may be enacted by initiative, may be filed in the district court at any time after the filing of a referendum or initiative petition with the city clerk for signature verification until forty days from the date the governing body received notification pursuant to section 18-2518. If the municipality does not bring an action for declaratory judgment to determine whether the measure is subject to limited referendum or referendum, or whether the measure may be enacted by initiative until after it has received notification pursuant to section 18-2518, it shall be required to proceed with the initiative or referendum election in accordance with sections 18-2501 to 18-2537 and this section. If the municipality does file such an action prior to receiving notification pursuant to section 18-2518, it shall not be required to proceed to hold such election until a final decision has been rendered in the action. Any action for a declaratory judgment shall be governed generally by sections 25-21,149 to 25-21,164, as amended from time to time ....
(Emphasis supplied.)
Section 18-2518 provides:
(1) Signed petitions shall be filed with the city clerk for signature verification. Upon the filing of a petition, a city, upon passage of a resolution by the governing body of such city, and the county clerk or election commissioner of the county in which such city is located may by mutual agreement provide that the county clerk or election commissioner shall ascertain whether the petition is signed by the requisite number of voters.... When the verifying official has determined that one hundred percent of the necessary signatures required by sections 18-2501 to 18-2537 have been obtained, he or she shall notify the municipal subdivision‘s governing body of that fact, and shall immediately forward to the governing body a copy of the petition.
Under
Here, the parties stipulated that the election commissioner formally notified the city council of the number of verified signatures in compliance with
We note that Sydow filed his own request for a declaratory judgment after notification was received by the City under
We have routinely held that in appellate proceedings, the examination by the appellate court is confined to questions which have been determined by the trial court. Maxwell v. Montey, 262 Neb. 160, 631 N.W.2d 455 (2001); Torres v. Aulick Leasing, 258 Neb. 859, 606 N.W.2d 98 (2000). An appellate court will not consider an issue on appeal that was not passed upon by the trial court. Dossett v. First State Bank, 261 Neb. 959, 627 N.W.2d 131 (2001); Adams v. State, 261 Neb. 680, 625 N.W.2d 190 (2001).
As we noted, Sydow‘s pleadings did not raise the issue of whether an endowment can be created; the only issue addressed by the court was the sufficiency of the signatures. Because the district court did not address the validity of the proposal if it were enacted by the voters and because the parties do not focus on that issue on appeal, we do not address it. We hold only that sufficient valid signatures were obtained to place the proposal on the ballot and that the City was required to proceed with an election on the proposal. Thus, we affirm the order of the court granting Sydow‘s request for a writ of mandamus.
Although we affirm the court‘s order entering a writ of mandamus, we do not affirm the declaratory judgment. The court specifically did not address the issue of whether the proposal would be valid if enacted, yet it entered a declaratory judgment
We note that our holding does not preclude the City from challenging the validity of the proposal should the voters choose to enact it. If the measure is enacted, the City may file a declaratory judgment action under
CONCLUSION
We determine that
AFFIRMED IN PART, AND IN PART REVERSED AND VACATED.
WRIGHT, J., dissenting.
The majority affirms the district court‘s writ of mandamus directing that the initiative petition be placed on the ballot for a vote by the electors of the City of Grand Island (City). The majority concludes that the district court did not decide whether the initiative petition was a valid measure, and therefore, it does not address that issue. I respectfully dissent.
The initiative was a half-cent sales tax to be used to create an endowment. The interest generated from U.S. Treasury bills purchased with sales tax funds would be allowed to accumulate in the City‘s general fund until spent as directed by the voters at a future election. The City refused to place the matter on the ballot
When Sydow, the relator, sought a mandamus, he had the burden to establish a clear legal right to the relief. Mandamus is an extraordinary remedy imposed by law when the relator has a clear legal right to the relief sought. See State ex rel. AMISUB v. Buckley, 260 Neb. 596, 618 N.W.2d 684 (2000).
Use of the initiative process to enact measures is governed by
Although the district court stated that it made no determination of the validity of an endowment fund because that issue was not before it, the court found: “Relator is entitled to a declaratory judgment declaring that the measure proposed by the Relator‘s initiative petition for the one-half cent sales tax is a subject which may be enacted by the initiative petition process and is otherwise validly and lawfully proposed under the applicable provisions of law.” Having so found, the court ordered the City to submit the “question” at the next election.
The majority has decided that since the validity of the proposal was not raised by the parties, the district court could not decide the validity of the proposal. It concludes that because the City did not seek a declaratory judgment to determine the validity of the initiative,
The issue, as framed by the pleadings, is whether Sydow has a clear legal right to have the initiative on the ballot. The number of signatures does not establish this right. Sydow does not have a clear legal right unless the proposal is within the legislative authority of the City to pass. See
The district court found that Sydow was entitled to a declaratory judgment, stating that “the measure proposed by the Relator‘s initiative petition for the one-half cent sales tax is a subject which may be enacted by the initiative petition process and is otherwise validly and lawfully proposed under the applicable provisions of law.” Therefore, in my opinion, the district court did decide that issue, and it should be addressed by this court.
Perhaps the following example will better illustrate: An initiative proposes the construction of a gambling casino or some other illegal activity. The relator obtains the required number of signatures and files the petition with the city. The city refuses to place the measure on the ballot. The relator seeks a mandamus, and the only issue presented to the trial court is whether the relator has obtained the required number of signatures. In my opinion, the trial court could not issue a mandamus without addressing the validity of the initiative under
In the case at bar, the district court could not issue the mandamus unless it first determined that the initiative complied with
GERRARD, J., joins in this dissent.
