DAVID F. SWEENEY, JR. et al. vs. JOHN A. NOTTE, JR., Governor, et al.
JULY 24, 1962
68
Condon, C. J., Roberts, Paolino, Powers and Frost, JJ.
William R. Goldberg, Ronald R. Gagnon, for petitioner.
Worrell and Hodge, Eldridge H. Henning, Jr., for respondent.
The petition also prays for injunctive relief and for certification to this court of questions of such doubt and importance as to affect the merits of the controversy. After a hearing, a justice of the superior court denied the petitioners’ motion for a preliminary injunction and invoking the authority of
The petition recites that respondents, His Excellency the Governor, the Secretary of State, and the members of the board of elections in their respective official capacities, are charged by constitution and statutes with the holding and conducting of elections for state officers, the certification and qualification of successful candidates and the enforcement of all laws relating thereto; and that petitioners are informed and believe that the 1962 primary and general election of candidates for the house of representatives will be conducted in accordance with the prevailing statutory apportionment of seats in the house of representatives, which apportionment, having been enacted by P. L. 1930, chap. 1526, now
Article XIII, § 1, of amendments provides as follows:
“Composition of house of representatives. — The house of representatives shall never exceed one hundred members, and shall be constituted on the basis of population, always allowing one representative for a fraction exceeding half the ratio; but each town and city shall always be entitled to at least one member; and no town or city shall have more than one-fourth of the whole number of members. The general assembly may, after any new census taken by the authority of the United States or this state, reapportion the representation in conformity with the foregoing provisions. As soon as this amendment goes into effect, the general assembly shall divide each town and city into as many districts as it is entitled to representatives, and after each census, or as occasion may require, the general assembly may so divide each town and city, and one representative shall be elected from each district by the qualified electors thereof. Such districts shall be as nearly equal in population and as compact in territory as possible.”
Although
The petition further recites that petitioners are residents of the cities of Cranston and Warwick respectively; that according to the bureau of the census 1960 report the population of Cranston is 66,766 and of Warwick is 68,504; that by the 1930 apportionment said cities were allotted five and three seats respectively; and that such continues
The petitioners also aver, and it so appears from the record, that by the terms of
The petition as originally filed averred in substance that the general assembly had not reapportioned house seats since 1930 and that petitioners were informed and believed that no reapportionment would be enacted prior to the holding of the next primary and general election. Subsequent to said filing the general assembly gave first passage to a proposed constitutional amendment which, if again enacted by the legislature and approved by the people at the 1964 general election, would increase the limit on house seats from 100 to 125. Thereafter and before hearing, the petition was amended so as to acknowledge the action taken by the general assembly, averring, however, that such action afforded no relief to petitioners.
They further aver in substance that, in the light of the 1960 census report and by virtue of the constitutional provisions quoted supra, the inhabitants of the cities of Cranston and Warwick are entitled to increased representation, and that the inhabitants of other municipalities, more particularly those of Woonsocket, Central Falls and West Warwick, are not entitled to such over-representation as they presently enjoy.
In addition to the foregoing, it appears that petitioner David F. Sweeney, Jr. is a member of the house of representatives from the city of Cranston. As such he avers that if re-elected on the basis of
On these premises, petitioners pray that the questions of law and the question of the constitutionality of
The petition was heard by a superior court justice who, on a finding that the relevant facts alleged had been established as true, denied petitioners’ motion for a preliminary injunction but granted a motion that certain questions be certified to this court as being of sufficient doubt and importance as to affect the merits of the controversy. Pursuant thereto he certified thirteen questions.
The instant proceedings follow Moore v. Langton, 92 R.I. 141, 167 A.2d 558. In that case, however, we entertained serious, if unexpressed, doubts as to the propriety of the superior court‘s invoking the provisions of
In the interest of orderly procedure, therefore, we declare that we will not hereafter entertain certification of questions under
Furthermore we deem it neither necessary nor desirable in these proceedings to consider and answer each specific question as certified. The first three questions relate to the nonconformance of the legislation in issue to article XIII of amendments to the state constitution, seven others raise the issue of equal protection, and the remaining questions are remedial in nature. For purposes of brevity and continuity we shall so group and consider them.
Although petitioners by their prayer challenge the constitutionality of
The petitioners are understandably content to limit the scope of their complaint to alleged disparities existing between communities which result from population shifts since the 1930 apportionment. We, however, are confront-
Moreover, we are not here asked to consider the unconstitutionality of an act of the general assembly. Rather, we are asked whether by reason of their inaction the general assembly has suffered an apportionment statute, the constitutionality of which at the time of its enactment is not seriously questioned, to become unconstitutional in that it no longer conforms to article XIII of amendments. Undoubtedly an act may become unconstitutional by reason of legislative inaction just as a constitutional act may be unconstitutional in application. Nashville, Chattanooga & St. Louis Ry. v. Walters, 294 U. S. 405. No question exists as to the jurisdiction of this court to strike down a statute found to be unconstitutional, nor to enjoin public officials in the exercise of duties assigned to them thereunder. To what extent we may interfere in the case of legislative inaction, however, leads to grave questions involving the separation of powers.
Be that as it may, we are disturbingly confronted with an overriding and paramount question of tremendous import, namely, does the formula of apportionment contained within article XIII of amendments violate the equal protection clause of
It would be an inexcusable dereliction of judicial responsibility if, cognizant of the overriding question with which we have been confronted, we were to hold that the legisla-
Subsequent to Baker v. Carr, 369 U. S. 186, wherein it was held that an elector had standing to challenge the constitutionality of an apportionment statute, or, inferentially, such legislative inaction as is here present, and that the same constituted a justiciable question, a number of appellate courts, state and federal, have been confronted with the question now before us. Maryland Committee For Fair Representation v. Tawes, Md., 180 A.2d 656; Scholle v. Hare, 369 U. S. 429; Toombs v. Fortson, 205 Fed. Supp. 248; W.M.C.A., Inc. v. Simon, 82 Sup. Ct. 1234. All have recognized, as must we, that the states are bound by the decisions of the United States Supreme Court.
Although Baker v. Carr held that federal courts had jurisdiction to inquire into the validity of state legislative apportionment acts, the supreme court‘s remand subsequently of Scholle v. Hare to the Michigan court suggests that the question is reviewable in the state courts as well. Indeed there is a strong implication that recourse to the state judiciary by an elector complaining that his vote has been so debased as to be the subject of invidious discrimination will, unless the state courts fail to respond, forestall federal intervention.
We acknowledge that we are troubled by the co-ordinate relationship which exists between this court and our general assembly not present vis-a-vis the latter and the federal judiciary. Notwithstanding the delicacy of the problem, however, we conceive it to be our clear duty in the light of the majority and concurring opinions in Baker v. Carr, supra, and the remand in Scholle v. Hare, supra, as
The population of this state, as shown by the 1960 federal census, is 859,488. On the basis of one hundred seats the population factor to be applied is 8,594. An examination of the respective populations of our several municipalities reveals that eleven communities have a combined population of less than 3 per cent of the state‘s inhabitants, but are represented by 11 per cent of the total number of seats in the house. Moreover, each of the aforesaid communities has a population of less than one half of the 8,594 factor. Reapportionment on the basis of our constitutional formula would result in a retention of such a glaring inequity. The city of Pawtucket with more than 9 per cent of the state‘s inhabitants would be entitled to nine seats as contrasted to the eleven seats representing less than 3 per cent of the state‘s inhabitants. The city of Providence would be entitled to approximately twice the number of seats which would be necessarily allotted to the aforesaid eleven communities, although Providence has more than eight times the number of inhabitants residing in said communities. The inhabitants of the city of Warwick, although outnumbering those in said communities by a ratio of approximately 17 to 6, would be entitled to three seats less. Ten towns would be entitled to but one representative although each of such towns has a population ratio ranging from a minimum of 12 to 1 to a maximum of 22 to 1 over the town of New Shoreham with its population of 486.
An examination of Kent county reveals that West Warwick, which would be entitled to two members, has a population in excess of eighteen times that of its neighbor West Greenwich. In Washington county, the ratio of discrimination which would exist between South Kingstown and Charlestown is slightly more than 6 to 1 in the latter‘s favor. The inhabitants of Foster in Providence county would enjoy a disparity advantage four times that of the inhabitants of North Providence.
These are but some of the examples of discrimination which would necessarily result from reapportionment complying with article XIII of amendments. It serves no purpose to burden this opinion with all possible comparisons. It suffices to observe that the examples cited, as well as others which might be, demonstrate a frequency of vote debasement by a ratio of 4 to 1.
The attorney general contends, and petitioners concede, that apportionment along geographical, county, municipal or urban versus rural lines does not necessarily constitute a denial of equal protection if the rationale of such methods can be justified. We are in full accord with such contention, but it is equally true that historical recourse to such apportionment formulae cannot be justified if it results in invidious discrimination. The dilution of the vote of a majority of electors to one fourth of that enjoyed by others is, in our opinion, so unjust as to be invidiously discriminatory.
In Toombs v. Fortson, supra, decided May 25, 1962, a federal circuit court passing on the question of apportion-
Nor do we derive any aid from the historical fact that article V of our constitution originally ordained the formula which, except for changes not affecting the problem at hand, purportedly continues to be the organic law of this state. That article was adopted in 1842 prior to
We are constrained to conclude therefore that the limitation of one hundred members and the securing of representation to each municipality, taken together, is an apportionment formula which when followed results in a denial of equal protection within the meaning of
We are of the opinion that such article validly imposes an obligation on the general assembly to reapportion after every federal or state census whenever it appears therefrom that by reason of population shifts the prevailing apportionment no longer reflects reasonably equitable representation. The use of the verb “may” rather than “shall” was prompted, it seems reasonable to believe, by the fact that any census taken at a future time or times might reveal no necessity to reapportion. Whenever such a census does disclose drastic population shifts, however, the obligation on the general assembly is mandatory.
Nothing more than a perfunctory analysis of the 1960 census, revealing the inequities considered herein and the grossly unequal representation as presently distributed among the inhabitants of this state, is required for this court to determine that there now exists an obligation on the general assembly to reapportion conformably to said census and this opinion. The resolution approved April 25, 1962 proposing an amendment to article XIII of amendments cannot be said to comply with such obligation. Assuming that it would receive second passage and be subsequently approved by the people, and both such assumptions are purely speculative, it would fail to correct the basic defect heretofore considered.
Mr. Justice Harlan, dissenting in Baker v. Carr and Scholle v. Hare, supra, lamented a failure of the majority to lay down guide lines or speak definitively on what might constitute apportionment not so invidiously discriminatory as to deny equal protection. We conceive it to be incumbent upon us to speak so definitively as to be of assistance to the general assembly which we assume will seek to act in conformity to the legal principles herein enunciated. It is for them and not for this court to reapportion the membership of the house.
If the general assembly deems it advisable to provide for municipal representation generally, at the same time retaining the limitation of one hundred members, it is possible to do so by allotting one representative to each municipality having a population in excess of one half of said factor. The more densely populated municipalities would of course be entitled to an additional representative for every 8,594 inhabitants in excess of the total number of inhabitants of the least populated municipality entitled to a single representative. Such an apportionment method would require the consolidation of those municipalities not entitled to a representative into as many representative districts as would result from dividing the total population of said municipalities by a factor approximating the population of the least populated municipality entitled to minimum representation.
Alternately, the general assembly, if they deem it advisable, may ignore the limitation of one hundred members and allot a representative to every municipality, disregarding sparsity of population. This method of apportionment, however, would require enlarging the house so as to provide every city and town with representation based on a population factor of not more than twice the popula-
We turn now to a consideration of the questions relating to the relief for which petitioners pray. We do so with a profound comprehension of the problems with which the co-ordinate branches of the government will be confronted as a result of our deliberations.
In the absence of constitutional warrant to the contrary this court has no authority to require the general assembly to meet in special session, nor to require the governor to exercise his constitutional prerogative to call such a session. Furthermore, we are not persuaded that our obligation to resolve the justiciable issues herein considered is so broad as to require us to hold that the superior court would be warranted in supervising reapportionment of the house of representatives, in the unlikely event that the general assembly should fail to do so. Such a declaration would be in the nature of mandamus by duress. In light of the exclusive prerogative of the general assembly to apportion the membership of the house, we will respect the co-ordinate relationship existing between us.
We do deem it obligatory upon us, however, to observe that if the general assembly fails, within such reasonable time as circumstances may permit, to reapportion the house of representatives consistent with the equal protection guaranteed by the United States constitution, a federal court will probably do so.
We are therefore of the opinion that the superior court should declare that article XIII of amendments vests the general assembly with exclusive jurisdiction to apportion the house; that the obligation to reapportion is mandatory whenever, after a federal or state census, it becomes apparent that the prevailing apportionment constitutes a
The record in the cause, with our opinion endorsed thereon, is remanded to the superior court for entry of a declaratory decree in accordance with this opinion.
ROBERTS, J. concurring. I agree with the court‘s conclusion that the provisions of
The power to apportion the membership of the house of representatives is by the provisions of article XIII of amendments to the constitution of this state textually committed to the general assembly. Article XIII provides for a house of representatives that shall not exceed a membership of one hundred, which shall be apportioned by the legislature on the basis of population, and that each city and town shall be entitled to be represented therein by at
It was made clear by the United States Supreme Court in Baker v. Carr, 369 U. S. 186, that a justiciable question is raised when legislation apportioning representation in a state is challenged on the ground that it deprives a citizen of equality of representation in violation of the equal protection clause of the
I am aware of the difficulty involved in the enactment of apportionment legislation pursuant to the provisions of article XIII that will not invade the federally protected right of the individual to equality under law as provided for in the
It is incumbent upon the legislature to enact apportionment legislation that will eliminate the disproportionate
Legislative classifications, however, do not necessarily violate the equal protection clause merely because they are in some measure discriminatory. Unless the discrimination is irrational and not reasonably related to the objectives of the state action, the constitutional right to equality under the law is not invaded. In Baker v. Carr, supra, Mr. Justice Douglas in his concurring opinion noted that the weighting of the vote in one district over that in another district may not amount to the invidious discrimination contemplated by the equal protection clause.
The strong implication in Baker v. Carr, supra, is that there must be some reasonable relationship between population and the apportionment of representation if such an apportionment is to escape being labeled as invidiously discriminatory. Whether, in apportioning representation, departures from substantial equality of population as the basis therefor amount to invidious discrimination must be determined in the light of all other existing relevant factors. I am persuaded that the legislature, in apportioning, properly may exercise a reasonably broad discretion to reconcile
Of course, when these classifications impinge upon personal liberties, they will be scrutinized closely to determine the reasonableness of the discrimination therein as affecting the right to equality under law. I do not share in the opinion of the court that the legislature is unable to enact any legislation in this area that would withstand such scrutiny. To so hold is to attribute to this court the possession of clairvoyant powers, with which, of course, it is not endowed. In other words, I cannot agree that this court should now foreclose legislative action pursuant to article XIII of the amendments by anticipating the unconstitutionality of apportionment legislation that has been neither enacted nor proposed.
Stated briefly then, it is my opinion that this court should herein advise the coordinate branches of the state government of the unconstitutionality of the present apportionment of the house of representatives as provided in
However, because four members of the court are in agreement that the cause should be remanded to the superior court for the entry of a decree in accordance with the opinion of the majority, I will concur in that order, albeit reluctantly.
Gallogly, Beals & Tiernan, David F. Sweeney, Robert O. Tiernan, for petitioners.
J. Joseph Nugent, Attorney General, Corinne P. Grande, Special Counsel, for respondents.
