290 Mich. App. 167 | Mich. Ct. App. | 2010
ON REMAND
This matter returns to this Court on remand from the Michigan Supreme Court
This is a consolidated appeal arising out of a medical malpractice action filed by plaintiff, Heather Swanson, against defendants, Port Huron Hospital (also known as Port Huron Hospital Medical Group), Jeannie L. Rowe, D.O., and Bluewater Obstetrics and Gynecology, PC. Swanson alleged, in part, that Dr. Rowe’s negligence during a laparoscopic procedure to remove an ovarian cyst resulted in a puncture wound to Swanson’s aorta and then a scar around her navel as a result of a laparotomy performed to repair the aorta. In Docket No. 275404, Dr. Rowe and Bluewater appeal as of right the jury trial judgment in Swanson’s favor. In Docket No. 278491, Swanson appeals as of right the trial court’s award of attorney fees and costs. The trial court dismissed Port Huron Hospital from the proceedings below, and thus it is not a party to either appeal.
II. UNDERLYING FACTS AND PROCEDURAL HISTORY
On April 9, 2002, 16-year-old Swanson went to the Port Huron Hospital emergency room, complaining of severe pain in the lower right quadrant. An ultrasound showed a 4-centimeter ovarian cyst, and the hospital admitted her. The attending physician requested an obstetrics/gynecology consultation with Dr. Rowe. Dr. Rowe then diagnosed Swanson as having a right ovarian cyst. Swanson was discharged from the hospital on April 11, 2002, even though her pain was allegedly continuous and she was experiencing nausea and vomiting.
On April 12, 2002, Swanson returned to see Dr. Rowe, still complaining of severe pain in the lower right quadrant, nausea, and vomiting. A pelvic ultrasound showed that the cyst had grown to 5.6 centimeters. Dr.
At 6:30 p.m. on April 12, 2002, Dr. Rowe performed the laparoscopy. The laparoscopy was initiated by inserting a Veress needle through the umbilical fold into the abdomen. More specifically, the Veress needle was inserted caudally, at an angle toward the feet, while Dr. Rowe lifted up on the abdomen with a towel clip. Once the Veress needle was inserted into the abdomen, carbon dioxide gas was passed through the needle into the abdomen to insufflate the abdomen. According to Dr. Rowe, the Veress needle was then withdrawn from the abdomen and a trocar inserted at an angle towards the feet, through which a camera was used to observe the ovarian cyst. At that time, Dr. Rowe observed some bright red blood in the peritoneal cavity. Dr. Rowe was not immediately able to locate the exact source of the bleeding, but it appeared to stop, so she proceeded to drain the cyst.
While Dr. Rowe was withdrawing the instruments from the surgical site, she observed a large “pulsating” mass (i.e., a retroperitoneal hematoma). Dr. Rowe con-
On April 18, 2002, the hospital discharged Swanson. Swanson alleged that at the time of her discharge, she had continued pain in the lower right quadrant, a significant amount of pain from gas, and straining with bowel movements. Dr. Rowe testified that Swanson was discharged with medication to treat nausea and pain, but she was in stable condition.
In April 2004, Swanson initiated this lawsuit by mailing a notice of intent
In October 2004, Swanson filed her complaint and affidavit of merit.
During the September 2006 jury trial, Swanson’s primary theory of liability was premised on allegations that Dr. Rowe inserted the Veress needle or trocar at the wrong angle into the abdomen and used too much force during the insertion. At the close of Swanson’s proofs, defendants moved for a directed verdict, arguing that Swanson’s affidavit of merit did not sufficiently specify the element of proximate cause, as MCL 600.2912d(l)(d) required, because it did not describe the manner in which defendants’
Following deliberations, the jury returned a verdict in Swanson’s favor, finding that Swanson had sustained an injury, that defendants were negligent, and that defendants’ negligence was the proximate cause of Swanson’s injury. Defendants then moved for a judgment notwithstanding the verdict (JNOV) or a new trial, arguing again that Swanson’s affidavit of merit was deficient and also arguing that Swanson’s notice of intent failed to comply with MCL 600.2912b. The trial court denied defendants’ motion.
III. PRIOR APPELLATE PROCEEDING
Defendants appealed in this Court (Docket No. 275404), arguing, in pertinent part, that the trial court clearly erred by denying their motion for JNOV or a new trial. Defendants argued they were entitled to a JNOV because Swanson’s notice of intent “failed to sufficiently specify proximate cause by failing to detail the manner in which defendants’ alleged breach of the standard of care factually and foreseeably caused injury to Swanson’s aorta.”
A majority of this Court (WHITBECK, EJ., and OWENS, J.) reversed the judgment against defendants on the ground that the notice of intent was defective and remanded the case for entry of an order vacating the verdict and judgment against defendants.
*175 Here, the notice of intent alleged that the applicable standard of care required defendants to, inter alia, “appropriately evaluate [Swanson], including but not limited to, assessing the abdomen and abdominal structures in order to determine the appropriate amount of force needed to perform a laparoscopy;” “appropriately identify the location of the aorta and other anatomical structures prior to placing the veress needle ... [and/or] the trocar .. .;” and “protect vital structures, such as the aorta from surgical injury.” With respect to breach, Swanson’s notice of intent merely stated, “The applicable Standard of Practice and Care was breached as evidenced by the failure to do those things set forth in Section II above.” Regarding what actions should have been taken to comply with the standard of care, the notice of intent simply stated, “The action that should have been taken to achieve compliance with the Standard of Care should have been those things set forth in Section II above.” And with respect to proximate cause, the notice of intent stated:
“As a result of the defendants’ gross and blatant negligence, Heather Swanson sustained injury to the main artery in her body, necessitating a surgical repair that rendered this teenager permanently scarred and disfigured, along with intermittent diarrhea and abdominal pain.”
Swanson’s notice of intent is very similar in its deficiencies to the notice of intent in Miller [v Malik, 280 Mich App 687, 696-697; 760 NW2d 818 (2008)]. The notice of intent here was similarly inadequate to meet the requirement of MCL 600.2912b(4)(e). Here, although Swanson stated that “defendants’ gross and blatant negligence” caused “injury to the main artery in her body,” nowhere did she state how the defendants were negligent other than by breaching the enumerated standards of care. In other words, there is no indication in the notice of intent how defendants caused or could have avoided the injury to Swanson’s artery. Like in Miller, Swanson did identify certain duties in the standard of care portion of the notice of intent, but she failed to describe the manner in which any failure on the part of defendants to perform any of these duties caused Swanson’s injury.
*176 For example, although Swanson asserted that defendants had a duty to appropriately evaluate Swanson, including “assessing the abdomen and abdominal structures in order to determine the appropriate amount of force needed to perform a laparoscopy,” Swanson never explained how determining the appropriate amount of force would have prevented injury to the aorta, nor did she allege that Dr. Rowe actually used anything other than the appropriate amount of force. Similarly, Swanson did not explain how identifying “the location of the aorta and other anatomical structures” would have prevented injury to the aorta. Further, Swanson failed to explain how Dr. Rowe was supposed to “protect vital structures, such as the aorta from surgical injury.”
Thus, “Although the instant notice of intent may conceivably have apprised [defendants] of the nature and gravamen of [Swanson’s] allegations, this is not the statutory standard; § 2912h(4)(e) requires something more.” The mere correlation between alleged malpractice and an injury is insufficient to show proximate cause. We therefore conclude that the notice of intent was not sufficiently stated to put the defendants on statutorily sufficient notice of the nature of the claim.[7 ]
Accordingly, the Swanson majority held that the trial court erred by denying defendants’ motion for a JNOV and reversed the verdict against defendants.
Judge O’CONNELL, dissenting, stated that he believed Miller was wrongly decided and that the notice of intent filed in the instant case was sufficient.
Swanson sought leave to appeal in the Michigan Supreme Court. And in December 2009, the Supreme Court entered an order vacating the judgment in Swanson and remanding “for reconsideration of the parties’
IV NOTICE OF INTENT
A. STANDARD OF REVIEW
Defendants argue that the trial court clearly erred by denying their motions for JNOV or a new trial because Swanson’s notice of intent failed to sufficiently specify proximate cause by failing to detail the manner in which defendants’ alleged breach of the standard of care factually and foreseeably caused injury to Swanson’s aorta. Whether a notice of intent complies with the requirements of MCL 600.2912b is a question of law that this Court reviews de novo.
B. BUSH v SHABAHANG
In Bush, the plaintiff filed a notice of intent several days before the expiration of the period of limitations.
On appeal, the Supreme Court first considered whether the filing of a defective notice of intent tolls the period of limitations for a medical malpractice action.
The Court then proceeded to consider what consequences attach to the filing of a defective notice of intent.
The court in which any action or proceeding is pending, has power to amend any process, pleading or proceeding in such action or proceeding, either in form or substance, for the furtherance of justice, on such terms as are just, at any time before judgment rendered therein. The court at every stage of the action or proceeding shall disregard any error or defect in the proceedings which do not affect the substantial rights of the parties.
The Court reasoned that giving notice of intent “is a part of a medical malpractice ‘proceeding’ ” and therefore that MCL 600.2301 “applies to the [notice of intent] ‘process.’ ”
We recognize that § 2301 allows for amendment of errors or defects, whether the defect is in form or in substance, but only when the amendment would be “for the furtherance of justice.” Additionally, § 2301 mandates that courts disregard errors or defects when those errors or defects do not affect the substantial rights of the parties. Thus, the applicability of § 2301 rests on a two-pronged test: first, whether a substantial right of a party is implicated and, second, whether a cure is in the furtherance of justice. If both of these prongs are satisfied, a cure will be allowed “on such terms as are just.” Given that [notices of intent] are served at such an early stage in the proceedings, so-called “defects” are to be expected. The statute contemplates that medical records may not have been turned over before the [notice of intent] is mailed to the defendant. Defendants who receive these notices are sophisticated*180 health professionals with extensive medical background and training. Indeed, these same defendants are allowed to act as their own reviewing experts. A defendant who has enough medical expertise to opine in his or her own defense certainly has the ability to understand the nature of claims being asserted against him or her even in the presence of defects in the [notice of intent]. Accordingly, we conclude that no substantial right of a health care provider is implicated. Further, we hold that the second prong of the test, which requires that the cure be in the furtherance of justice, is satisfied when a party makes a good-faith attempt to comply with the content requirements of § 2912b. Thus, only when a plaintiff has not made a good-faith attempt to comply with § 2912b(4) should a trial court consider dismissal of an action without prejudice.[24 ]
The Court then examined the notice of intent at issue in the case before it and agreed with this Court that, while the vast majority of the notice of intent complied with MCL 600.2912b(4), portions of it were defective.
C. ANALYSIS ON REMAND
On remand in this case, this Court must reexamine the notice of intent in light of the Supreme Court’s decision in Bush and MCL 600.2301. As stated earlier, the Court explained in Bush that “the applicability of § 2301 rests on a two-pronged test: first, whether a
With respect to the substantial-right prong of the test, the Bush Court explained that in medical malpractice cases, the defendants who receive the notice of intent “are sophisticated health professionals with extensive medical background and training.”
Turning to the furtherance-of-justice prong, the Bush Court explained that this prong is satisfied “when a party makes a good-faith attempt to comply with the content requirements of § 2912b. Thus, only when a plaintiff has not made a good-faith attempt to comply with § 2912b(4) should a trial court consider dismissal of an action without prejudice.”
We continue to believe that Swanson’s notice of intent was defective because it failed to meet the minimum requirements of MCL 600.2912b(4)(c), (d), and (e).
However, despite these defects, Swanson did explain the factual basis for her claim
In Bush, although acknowledging arguably more egregious defects in the notice of intent,
Thus, looking at Swanson’s notice as a whole and comparing its defects to those in Bush, we conclude that her notice of intent was a good-faith attempt to comply with the content requirements of MCL 600.2912b. Therefore, dismissal of her claims was not warranted. With respect to the appropriate remedy, we further conclude that, in light of our conclusion regarding the trial court’s res ipsa loquitur instruction, discussed in part Y these defects should be disregarded.
V RES ipsa loquitur instruction
A. STANDARD OF REVIEW
We review for an abuse of discretion a trial court’s determination whether a jury instruction is applicable to the facts of the case.
Michigan Model Civil Jury Instruction 30.05, the res ipsa loquitur instruction, states in pertinent part:
If you find that the defendant had control over the [body of the plaintiff I instrumentality which caused the plaintiff’s injury], and that the plaintiffs injury is of a kind which does not ordinarily occur without someone’s negligence, then you may infer that the defendant was negligent.
M Civ JI 30.05 also includes the following use note: “This instruction should be given only if there is expert testimony that the injury does not ordinarily occur without negligence, or if the court finds that such a determination could be made by the jury as a matter of common knowledge.” Accordingly, the following conditions must be met for a plaintiff to invoke the res ipsa loquitur doctrine:
(1) the event must be of a kind which ordinarily does not occur in the absence of someone’s negligence;
(2) it must be caused by an agency or instrumentality within the exclusive control of the defendant;
(3) it must not have been due to any voluntary action or contribution on the part of the plaintiff; and
(4) [ejvidence of the true explanation of the event must be more readily accessible to the defendant than to the plaintiff.[41 ]
In order for the court to give a requested jury instruction, the requesting party must present sufficient evidence to warrant the instruction.
At trial, both plaintiff and defendants presented expert witness testimony to explain how the injury to
In this case, both defendants’ experts and Swanson’s expert, Dr. Hazen, testified that Swanson’s injury was a known complication of laparoscopic surgery that can occur in the absence of any negligence on the part of the treating physician and indeed does occur up to two times out of a thousand without any negligence on the part of the treating physician. Since this type of injury is a known complication of laparoscopic surgery, and since this type of injury can occur without any negligence on the part of the treating physician, it is axiomatic that instructing the jury on the doctrine of res ipsa loquitur was an abuse of discretion. Given that this
We reverse on the basis of the erroneous res ipsa loquitur instruction and remand for further proceedings consistent with this opinion. We do not retain jurisdiction. Defendant, being the prevailing party, may tax costs pursuant to MCR 7.219.
Swanson v Port Huron Hosp, 485 Mich 1008 (2009).
Bush v Shabahang, 484 Mich 156; 772 NW2d 272 (2009).
MCL 600.2912b.
MCL 600.2912d.
Swanson v Port Huron Hosp, unpublished opinion per curiam of the Court of Appeals, issued June 2, 2009 (Docket Nos. 275404 and 278491), p 3.
Id. at 6.
Id. at 5-6 (citations omitted) (alterations other than addition of citation in original).
Id. at 2 (O’Connell, J., dissenting).
Swanson, 485 Mich 1008.
Jackson v Detroit Med Ctr, 278 Mich App 532, 545; 753 NW2d 635 (2008).
Bush, 484 Mich at 162.
Id.
Id.
Id. at 163.
Bush v Shabahang, 278 Mich App 703, 727; 753 NW2d 271 (2008).
Bush, 484 Mich at 164.
Id. at 169.
Id. at 170.
Id.
Id. at 172-175.
Id. at 176.
Id. at 176-177.
Id. at 177.
Id. at 177-178 (citations omitted).
Id. at 178-180.
Id. at 180-181, 185.
Id. at 177.
Id. at 178.
Id.
Id.
Judge O’CONNELL is of the opinion that the notice of intent was sufficient, and for the reasons stated by the trial court, both Judges O’Connell and Owens are of the opinion that the affidavit of merit was sufficient.
MCL 600.2912b(4)(c).
MCL 600.2912b(4)(d).
MCL 600.2912b(4)(e).
MCL 600.2912b(4)(a).
MCL 600.2912b(4)(b).
In Bush, with respect to defendant West Michigan Cardiovascular Surgeons, the plaintiffs notice failed to adequately address the standard of care under a direct theory of liability for failure to properly train or hire, failed to state how West Michigan Cardiovascular’s hiring and
Bush, 484 Mich at 180.
Id.
People v Gillis, 474 Mich 105, 113; 712 NW2d 419 (2006); Bordeaux v Celotex Corp, 203 Mich App 158, 168-169; 511 NW2d 899 (1993).
Woodard v Custer, 473 Mich 1, 7; 702 NW2d 522 (2005) (citations and quotation marks omitted) (alteration in Woodard).
Bordeaux, 203 Mich App at 169.