OPINION AND ORDER
Plaintiffs, S.W., A.W., B.F., J.F., P.F. and L.T., by their parents and natural guardians, bring this action against Sheila Warren (“Warren”), Orange County Department of Health (the “Department of Health”) and County of Orange (the “County”) alleging violations of rights under the Individuals with Disabilities Education Act (“IDEA”) 20 U.S.C. §§ 1400, et seq., 42 U.S.C. § 1983, Section 504 of the Rehabilitation Act of 1973 (“Section 504”) 29 U.S.C. § 794, Article 25 of the New York Public Health Law §§ 2540, et seq. and Article 89 of the New York Education Law §§ 4410, et seq. Defendants move to dismiss all plaintiffs claims pursuant to Fed. R. Civ. P. 12(b)(6) on various grounds.
BACKGROUND
The following facts are not findings of fact by the Court, but are taken from the Complaint and assumed to be true and construed in the light most favorable to the non-moving plaintiffs for purposes of deciding this motion.
I. Facts
S.W. is a 4-year-old girl with autism. She began Early Intervention in January 2005. According to plaintiffs, initial evaluations indicated S.W. exhibited symptoms of autism, but defendants did not inform her parents or recommend an evaluation by a neurologist or specialist. S.W. was not diagnosed until November 2005 when her parents took her for a private evaluation. S.W.’s neurologist prescribed 30 hours of Applied Behavior Analysis (“ABA”) per week, however from November 2005 through August 2006 S.W. did not receive ABA. S.W. received speech therapy during Early Intervention because she was non-verbal. In February 2006 the Early Intervention team agreed to increase therapy to three times a week and amended S.W.’s Individualized Education Program (“IEP”). However, S.W. did not receive any speech therapy between February 2006 and August 2006. In September 2006 plaintiff requested the County provide compensatory services but it refused, noting, in part, a shortage of providers. (Compltlffl 6, 37-43.)
A.W. is a 4-year-old girl with a primary diagnosis of autism, among other diagnoses. A.W. began attending Fred S. Keller Preschool in Rockland County in September 2006 because there were no appropriate placements for him in Orange County. The school is approximately 55 miles from A.W.’s home and A.W. spends approximately 4 hours a day commuting to and from it. A.W.’s mother contacted the bus company and defendants on numerous occasions requesting they use a shorter available route, but the County stated they had no control over the bus route. (Id. ¶¶ 7, 45-53.)
B.F. is a 4-year-old boy. In April 2004, B.F. began speech and occupational therapies through Early Intervention. B.F. began exhibiting symptoms of autism but defendants did not recommend or arrange evaluation by a specialist, and B.F. was not diagnosed until June 2005 when his parents took him to a developmental pediatrician. Thereafter, B.F. began ABA therapy. In April 2004 defendants took B.F.’s insurance information, assuring his mother it would not be billing the insurance company for services; however, in July 2006 his mother determined that the County had been billing for the services and B.F. had therefore “capped out” of coverage. In June 2007 a meeting was held to determine B.F.’s summer services and it was agreed he required continued services through the summer; however his mother was told he could receive extended services only from July 2, 2007 to August 14, 2007. (Id. ¶¶ 8, 55-64.)
P.F. and J.F. are 2-year-old boys. Early Intervention services started when defendants evaluated P.F. and J.F. in August 2006 and determined they needed speech therapy. In October 2006, pursuant to a team meeting, one extra session of therapy was allowed each week but P.F. and J.F. had to share it due to a shortage of providers. From October 2006 through January 2007 neither received any additional therapy. In a January 2007 meeting it was agreed P.F. and J.F. needed an additional session but the County again stated there was a shortage of providers. (Id. ¶¶ 9-10, 66-72.)
L.T. is 2-year-old girl. L.T. began speech therapy in September 2006 after an
II. Allegations
Plaintiffs allege defendants implemented policies which have: caused a shortage of service providers, including providers of speech, occupational and physical therapy, and ABA therapists, resulting in a lack of provision of necessary services to preschool children; limited the number of hours of ABA services for children diagnosed with autism in Early Intervention and preschool programs; limited the amount, duration and availability of extended year services to preschool children; billed plaintiffs’ insurance carriers for provision of services, likely reducing plaintiffs’ benefits and future coverage; failed to properly and timely evaluate or identify children in need of Early Intervention; failed to develop “sufficient and appropriate” programs to meet the needs of preschoolers with autism, so that plaintiffs were required to travel each day over 100 miles for up to 4 hours, substantially in excess of the travel time for non-disabled or other-disabled peers. (Id. ¶ 1.)
Orange County is required to provide Early Intervention services to developmentally disabled children in the county through its Department of Health. See N.Y. Pub. Health Law §§ 2640, et seq. (Complt.1ffl 12-13.) Sheila Warren is the Director of the Division of Intervention Services, responsible for the policies and administration of the Early Intervention Program and Preschool Related Services Program. See N.Y. Educ. Law § 4410(9)(c). Plaintiffs sue her individually and in her official capacity. (Complt. ¶¶ 14-16.) School boards are required to establish committees to develop, review and revise the IEP for each preschool child with a disability. N.Y. Educ. Law § 4410(3).
Plaintiffs claim that defendants failed to perform their legally required duties, including determination of eligibility, identification, referral, evaluations and provision of appropriate services and that they failed to adopt and implement policies, practices and procedures to ensure the performance and completion of proper and timely services. They also allege that defendants have instituted policies and practices to limit the number of available providers, causing denial and delay of necessary services; specifically, Warren has instituted a policy in which providers of speech, occupational, physical and ABA therapy could not contract with the County to provide services to Early Intervention children unless the providers agreed to maintain an arbitrary number of cases established by Warren. This resulted in a loss of previ
Defendants move to dismiss pursuant to Rule 12(b)(6) on the grounds that plaintiffs: fail to state a claim under Section 504; failed to exhaust administrative remedies as required for claims under the IDEA, Section 504, Section 1983 and state law; fail to assert a cause of action under Section 1983; can not bring an individual claim under the IDEA, Section 504, or state law against Warren; failed to file notices of claim for the state law claims; are time barred from bringing state law claims that accrued more than a year and 90 days prior to filing the complaint; and can not assert a claim against the Department of Health. We address below each of these grounds.
DISCUSSION
I. Standard of Review
On a motion to dismiss pursuant to Rule 12(b)(6), a court must accept as true all of the well pleaded facts and consider those facts in the light most favorable to the plaintiff.
See Scheuer v. Rhodes,
On a motion to dismiss pursuant to Fed. R. Civ. P. 12(b)(6), the issue is “not whether a plaintiff will ultimately prevail but whether the claimant is entitled to offer evidence to support the claims.”
Eternity Global Master Fund Ltd. v. Morgan Guar. Trust Co. of N.Y.,
II. Section 504 Claim
“The Rehabilitation Act protects disabled individuals from discrimination in public services.”
Andree ex rel. Andree v. County of Nassau,
Section 504 addresses discrimination against disabled students, rather than inappropriate special education services which can be the basis of IDEA claims.
Scaggs v. N.Y. State Dep’t of Educ.,
There is no dispute that plaintiffs meet the first requirement of a Section 504 claim in that they are disabled individuals entitled to benefits. Defendants, for the first time in their Reply Memorandum,
Although we agree with defendants’ reading of
Romano,
we disagree as to its applicability in this case.
Romano,
and the Second Circuit opinion on which it relies,
Cushing v. Moore,
There is also a dispute as to whether plaintiffs have been discriminated against by denial of those benefits because of their disability. Plaintiffs allege that defendants made a decision to limit ABA therapy to less than 20 hours per week absent medical support and contrary to the recommendations of treating physicians, and to limit the number of providers thereby impairing the implementation of IEPs of plaintiffs. They assert this establishes enough to create an inference of bad faith or gross misjudgment.
In
Scaggs,
the court determined that plaintiffs pled “gross misjudgment” necessary for their ADA and Section 504 claims sufficiently to withstand a motion to dismiss.
If plaintiffs can show that defendants had no proper or reasonable basis for the policy limiting available services for preschool children with autism, knowing it would result in a failure to adequately implement IEPs established to provide disabled students with an equal opportunity to a free and adequate education, they can establish a Section 504 claim.
See B.D.,
Defendants allege that “Plaintiffs’ Complaint is devoid of any allegations of ‘bad faith or gross misjudgment.’ ” (Defs. Reply Mem. Supp. Mot. Dismiss at 4.) However, because plaintiffs allege that defendants implemented policies which in effect limit the availability of services and thereby impede the implementation of IEPs for preschoolers with autism, at this stage we can infer that plaintiffs may be able to show bad faith or gross misjudgment. At this early stage, plaintiffs have alleged enough to survive the motion to dismiss for failure to state a claim under Section 504.
See R.B. ex rel. L.B. v. Bd. of Educ. of N.Y.,
“[IJntentional discrimination may be inferred when a policymaker acted with at least deliberate indifference to the strong likelihood that a violation of federally protected rights will result from the implementation of the challenged policy or custom.”
Butler v. S. Glens Falls Cent. Sch. Dist.,
Plaintiffs also claim that the County failed to alter plaintiff A.W.’s bus route, in which A.W. is required to travel 4 hours round trip per day to an appropriate school, after A.W.’s mother determined that the bus company was not using the shortest route. However, there is no allegation that this refusal was based upon A.W.’s disability, as a Section 504 claim requires. Plaintiffs have not established or even alleged that the County provides bus services to non-disabled students using the shortest route available. Nor have they adequately alleged that defendants refusal to change the route to the shortest one was an act of bad faith or gross misjudgment.
Zahran ex rel. Zahran v. N.Y. Dep’t of Educ.,
Defendants move to dismiss this claim under the belief that the “only allegation of disparate treatment contained in Plaintiffs’ complaint is with respect to transportation for A.W.” (Defs. Mem. Supp. Mot. Dismiss at 3.) If we determined this was the case we would dismiss the claim under Section 504; however, as established above, for purposes of this motion, plaintiffs have adequately alleged that defendants showed bad faith or gross misjudgment in denying plaintiffs adequate services. As to the transportation claim, we agree with defendants that plaintiffs have failed to allege enough to survive this motion.
III. Failure to Exhaust Administrative Remedies
The IDEA mandates federal grants to states to provide disabled children with “a free appropriate public education.”
Polera v. Bd. of Educ. of Newburgh Enlarged City Sch. Dist.,
Exhaustion of administrative remedies is required so that disputes regarding the education of disabled children are first analyzed by administrators with expertise in the area who can promptly resolve grievances.
J.S.,
“The plaintiffs failure to exhaust administrative remedies ordinarily deprives this court of subject matter jurisdiction over any IDEA claims.”
Murphy v. Arlington Cent. Sch. Dist. Bd. of Educ.,
Defendants claim plaintiffs’ IDEA, Section 504, Section 1983 and state claims should be dismissed because plaintiffs failed to exhaust their state administrative remedies, as required by the IDEA. There is no dispute that plaintiffs did not attempt to exhaust administrative remedies before bringing this claim. Plaintiffs asserted in the Complaint and their Memorandum of Law in Opposition to Defendants’ Motion to Dismiss that administrative remedies would be futile due to the inability of a hearing officer to provide a remedy because of the systemic violations of the County.
Defendants allege that the administrative process could have corrected the alleged IDEA violations, and at the very least would have created a factual record to aid the Court. Defendants see plaintiffs’ allegations against the County as a failure to provide services of the scope and duration to which their children were entitled, and argue that this is a classic complaint routinely remedied by the administrative process. Defendants claim that the administrative process could remedy any failure to evaluate or provide services, including compensatory services.
Defendants point out that the Court must look to each individual plaintiffs situation to determine whether the administrative process could remedy the grievance, and therefore each plaintiff must exhaust that remedy first. While it may be true, as defendants repeatedly assert, that these claims could have been handled best through the administrative process, defendants fail to acknowledge two of plaintiffs’ assertions in the Complaint, which for purposes of this motion we decide are adequately pled and we must accept as true: defendants instituted systemic polices which resulted in the failure to provide adequate services and the administrative process as a result could not adequately remedy the problem.
The Second Circuit excuses the requirement to exhaust administrative remedies where plaintiffs allege systemic violations.
See J.S.,
In
J.S.,
the plaintiff alleged the following systemic violations: “failure to perform timely evaluations and reevaluations of disabled children; failure to provide parents with required procedural safeguards regarding identification, evaluation, and accommodation of otherwise disabled children; and failure to perform legally required responsibilities in a timely manner, including providing and implementing transition plans, transitional support services, assistive technology services, and declassification services for children with disabilities.”
The Second Circuit recognized that systemic violations excuse the exhaustion requirement again in
Handberry.
There, plaintiffs challenged the DOE’s and DOC’s actions with respect to providing educational services to all entitled inmates.
Here, plaintiffs claim that defendants systemically failed to properly evaluate
Additionally, plaintiffs claim that the reason the individual service plans could not be properly implemented was because of a policy limiting the number of providers and the number of ABA hours; this claim also falls within the futility exception. Plaintiffs allege that they were told on several occasions that the reason required services could not be properly provided was because of a lack of service providers. Plaintiffs allege that this insufficiency in the number of providers resulted from a policy implemented by defendant Warren. Because plaintiffs’ complaints are caused by the policies of the County, a hearing officer could not offer a remedy, and therefore it would be futile for them to exhaust then-administrative remedies. Because plaintiffs have provided several examples in which children were not properly evaluated or services were not provided because of a shortage of providers as a result of an alleged policy implemented by Warren, defendants’ motion to dismiss is denied as to this issue.
Even if, as defendants claim, each individual could have received redress through the administrative process, a proposition that we must doubt if we accept as true plaintiffs’ allegations that there was a policy limiting the number of service providers, plaintiffs claim to bring this action on behalf of a class of disabled autistic preschool children in order to remedy systemic violations of the IDEA. Defendants cite
Polera
to support their position that because the claims here, as in
Polera,
encompass a failure to provide services and to specify the services to be provided, it is for the administrative process in the first instance.
Polera,
however, did not involve a systemic violation as plaintiffs are claiming here.
Accepting the facts pleaded by plaintiffs as true, the hearing officer could not remedy the system policy limiting service providers and hours of ABA therapy, and
Defendants contend that B.F.’s allegations that the County improperly billed insurance providers for services and did not provide enough extended services should also go before an impartial hearing officer who can resolve disagreements over the extent and payment of services. The IDEA “conditions federal financial assistance on the state’s development of a policy and plan that ‘assures all handicapped children the right to a free appropriate public education.’ ”
Id.
at 750-51 (quoting 20 U.S.C. § 1412(1)). In
Andree,
disabled children alleged that the local school districts submitted claims to the Department of Social Services for Medicaid payments to cover the cost for supportive or related services they furnished.
Because we find that exhaustion would have been futile, and therefore plaintiffs need not have exhausted their administrative remedies before bringing this claim, we do not address defendants’ claim that plaintiffs were required to exhaust administrative remedies under Section 1983, Section 504 and the state law claims.
See J.S.,
Defendants also argue that A.W.’s complaint about transportation is a dispute over the quality or methodology of service, which is routinely and properly resolved through the administrative process. This claim is not a claim of systemic violation, nor does it fall within the other recognized exceptions to exhaustion. Because there is an issue of fact as to whether the County created a transportation plan that fulfilled its obligation to A.W., this matter is best left to the administrative process. We therefore dismiss A.W.’s IDEA claim without prejudice. As we have also dismissed A.W.’s Section 504 claim, A.W. has no further claims at this time against the County and is dismissed from this action.
Defendants contend that plaintiffs failed to allege a cause of action under § 1988. Defendants point out that the Complaint references § 1983 in the Jurisdiction section but contains no other references to the cause of action and does not delineate a basis for the claim. Plaintiffs counter that § 1983 provides federal jurisdiction for claims to federal or constitutional rights and they “make no claim that any additional substantive rights are provided by 42 U.S.C. sec.1983.” (Pls. Mem. Opp. Mot. Dismiss at 34.) Plaintiffs claim that the requisite “liability” under § 1983 is alleged because the complaint enumerates acts and omissions taken by Warren as director of intervention services. Id.
“It is well settled that § 1983 does not create any new substantive rights, but merely provides a federal cause of action for violations of certain federal rights.”
Mrs. W.,
In
B.D.,
the court stated that “[t]o prevail on their Section 1983 claim, plaintiffs must establish that they were deprived of a right secured by the Constitution or laws of the United States without due process of law, and that the alleged deprivation was committed under color of state law.”
Plaintiffs have a protected property right to an IEP as recognized by
B.D.
They allege that Warren, acting under col- or of state law as Director of Intervention Services, deprived them of that right. What they fail to allege is that the deprivation occurred without due process, as
B.D.
requires. Plaintiffs are entitled to administrative hearings on their claims and since they did not pursue that right they do not, and cannot, claim that the hearings did not provide meaningful due process.
See Barry v. Barchi,
V. Individual Claims Against Warren
Defendants move to dismiss all claims against defendant Warren because there is no individual liability under the IDEA or Section 504, and there should therefore be no liability under state law for actions addressing obligations of either the state, the municipality or the school district/board of education particularly as those statutes are based on the IDEA. We agree that there is no individual liability under Section 504.
See B.D.,
Plaintiffs cite
Johnson v. New York Hospital
to support their assertion that individuals who violated Section 504 can be held personally responsible.
VI. Notice of State Claims
Defendants state that plaintiffs failed to comply with N.Y. County Law § 52(i), requiring a notice of claim be served in accordance with N.Y. Gen. Mun. Law, Art. 4, § 50-e prior to commencing an action against a county, and therefore the state law claims must be dismissed. N.Y. Gen. Mun. Law § 50-e provides in relevant part: “In any case founded upon a tort where a notice of claim is required by law as a condition precedent to the commencement of an action or special proceeding against a public corporation, as defined in the general construction law ... the notice of claim shall comply with and be served ... within ninety days after the claim arises .... ”
Plaintiffs do not deny that they failed to file a notice of claim. Plaintiffs state that a notice of claim is not required in the instant action because the state law
Indeed, if plaintiffs were asserting a tort claim against the County for educational malpractice, that claim would likely be dismissed for failure to state a cause of action because New York does not recognize such claims.
See Livolsi v. Hicksville Union-Free Sch. Dist.,
Defendants reply that § 52 is broader than § 50 and requires notice of claim in an action against the County for “any other claim for damages arising at law or in equity.” N.Y. County Law § 52(i). Defendants cite
Felaman v. Nassau County,
which interpreted § 52 to require a notice of claim be filed before an employment discrimination action could be commenced against the county.
Even if we agreed that § 52 is so broad as to require filing a notice of claim for any claim for damages arising in law or in equity, we find that plaintiffs as a puta
Here, plaintiffs seek to protect an important right for disabled children, which includes themselves and children similarly situated, and seek remedies that would affect the rights of this group. Plaintiffs seek injunctive relief requiring defendants to rectify alleged violations of applicable state education and public health laws and provide either compensatory services or reimbursement for amounts billed to insurance carriers. Defendants argue that plaintiffs seek primarily to redress their own private interests, but to the extent that plaintiffs are members of the class allegedly wronged by defendants’ policies and practices, plaintiffs seek for themselves the same remedies they seek for disabled preschoolers as a class, and their request is primarily for injunctive and declaratory relief.
See Brooklyn Sch. for Special Children v. Crew,
N.Y. County Law § 52(Z) requires that actions be commenced pursuant to N.Y. Gen. Mun. Law, Art. 4, § 50-i which requires that proceedings be commenced within 1 year and 90 days of the happening of the event upon which the claim is based. However, like the requirement of notice under § 50-e, § 50-i applies to tort claims. See N.Y. Gen. Mun. Law, Art. 4, § 50-i (“No action ... shall be prosecuted or maintained ... for personal injury, wrongful death, or damage to real or personal property alleged to have been sustained by reason of the negligence or wrongful act of such city, [or] county ... unless ... the action or special proceeding shall be commenced within one year and ninety days after the happening of the event upon which the claim is based .... ”). We have already determined that plaintiffs do not assert a claim in tort. We therefore must determine the proper statute of limitations to apply to the state law claims under Education Law and Public Health Law.
Neither the Education Law nor the Public Health Law provides an applicable statute of limitations for plaintiffs’ claims. Because plaintiffs’ state law claims are analogous to their IDEA claims, we look to see what statute of limitations courts have applied to IDEA claims. Because the IDEA does not provide its own statute of limitations, federal courts “apply the statute of limitations applicable to the most analogous state cause of action.”
Butler,
In
Mason v. Schenectady City School District,
the court applied a three-year statute of limitations where plaintiffs resorted to the judicial process without first pursuing an administrative remedy, and “the complaint allege[d] that the defendant failed to comply with the procedural safeguards provided in the IDEA.”
Although Public Health Law and Education Law provide for Article 78 review of administrative determinations, which has an applicable time limitation of four months from the administrative decision, there was no administrative decision here and we have already determined that plaintiffs were excused from exhausting their administrative remedies.
See
N.Y. Pub. Health Law § 2549(7)(a); N.Y. Educ. Law § 4404(3);
Adler v. Educ. Dep’t of State of N.Y.,
As to plaintiff S.W., the complaint alleges that defendants failed to recommend an evaluation after initial evaluations in 2005, and failed to provide her with any speech therapy as required between February and August 2006. As to plaintiffs P.F. and J.F., the complaint alleges that in August 2006 and again from October 2006 to January 2007 they did not receive the recommended sessions of speech therapy, and in January 2007 defendants told plaintiffs there was a shortage of speech providers. As to plaintiff L.T., the complaint alleges that as of August 2006 defendants failed to identify or arrange for further evaluations of L.T., and in January 2007 defendants approved only half of the recommended ABA hours and plaintiff in fact actually received even less than that because of a shortage of providers. Plaintiffs commenced this action on June 15, 2007; plaintiffs S.W., P.F., J.F. and L.T.’s claims all occurred within three years of commencement.
As to plaintiff B.F., the complaint alleges that defendants failed to recommend evaluation of B.F. sometime after April 2004 when he began speech and occupational therapies but before June 2005 when parents brought him to be diagnosed, that defendants took plaintiffs insurance information in April 2004 but his mother did not notice defendants were billing the insurance company until July 2006, and in June 2007 B.F.’s mother was told that he could not receive extended-year services. Because plaintiff B.F. did not have all the factual circumstances to state a claim against the County until at least June 2005 when he was diagnosed with autism, his claims also fall within the three-year statute of limitations.
See Gaidon v. Guardian Life Ins. Co. of Am.,
We therefore conclude that all of the state claims are timely.
VIII. Defendant Department of Health
Plaintiffs have sued both the County of Orange and the County Department of Health. Pursuant to Fed. R. Civ. P. 17(b), New York law governs whether the Department of Health has the capacity to sue or be sued. Under New York law, departments which are merely administrative arms of a municipality have no separate legal identity apart from the municipality and therefore cannot sue or be sued.
See Hall v. City of White Plains,
CONCLUSION
For all of the foregoing reasons, defendants’ motion to dismiss the action pursuant to Fed. R. Civ. P. 12(b)(6) is denied in part and granted in part. Defendants’ motion to dismiss the Section 504 claim is denied as to plaintiffs S.W., B.F., J.F., P.F. and L.T., but granted as to plaintiff A.W. Defendants’ motion to dismiss all claims for failure to exhaust administrative remedies is denied as to plaintiffs S.W., B.F., J.F., P.F. and L.T., but granted as to plaintiff A.W. Defendants’ motion to dismiss the § 1983 claim is granted. Defendants’ motion to dismiss individual claims against defendant Warren is granted. Defendants’ motion to dismiss state claims for failure to file notices of claim or because they are time barred is denied. Defendants’ motion to dismiss defendant Orange County Department of Health is granted. The caption of this matter shall be altered to reflect the remaining plaintiffs, S.W., B.F., J.F., P.F. and L.T., and the remaining defendant, County of Orange.
SO ORDERED.
