*1 Second, that the Dis we conclude Wise; SUTTON; X. X. Robert Richard affirming the by err did not
trict Court Walker, Appellants Michael X. calculation of CVC’s Bankruptcy Court’s it could that because argues profit. CVC profit on the claim realized only have equivalent Smith, cash RASHEED; if the
purchases Adeeb James Imam it could receive under Menei, Chaplain; that BDK Chaplain; Units Francis million that Kyler; Palakovich; $10.5 BDK Plan exceeded Kenneth John claims, the calculation Horn; paid CVC F. Martin market value of those fair must be the (Intervenor than sufficient evidence More America
BDK Units. States of United Court). Bankruptcy that Court demonstrates District profit based valuing CVC’s by did not err No. 97-7096. time of value at the reorganization on the All Plan confirmation. the BDK Appeals, States Court United CVC, creditors, including were to receive Third Circuit. basis, equal determined BDK on an Units of interests 2002. proportional Argued share March by their uphold the entity, and we reorganized Filed March of the Bank affirmation District Court’s calculations. ruptcy Court’s argues
Finally, the Committee by reducing Court erred the District
that of lost inter on account
the subordination $50,123. $956,250 to This
est income Because there was is meritless.
argument of the delay the issuance
a four-month securities, Bankruptcy Court
debt $965,250 by multiplying figure
came to the all the $239,062 monthly interest on The District by four.
debt securities correctly noted the securities
Court notes, provide which would ten-year years of interest re ten
the Committee - they were issued. Mem. of when gardless (Feb. 2002), at 24-25. We
Order that the District Court conclude
therefore calculating the lost interest
did not err delay years of the ten
by a four-month
interest. reasons, we will af- foregoing
For the
firm District Court. judgment *4 THE COURT
OPINION OF PER CURIAM: appeal an from an order of This is sum- granting defendants District Court on claims that defendants mary judgment alia, upon, plaintiffs’ rights inter infringed protected by the Free Exercise Clause Plaintiffs, three the First Amendment. Islam,1 contend members of the Nation Department of Pennsylvania Cor- limiting inmates’ rections’ former while access to material special high- unit for confined — was unconstitutional both risk inmates — applied facially because defen- “ille- “unlawful rules” to dants used *5 ban” Nation of Islam texts. gally a hold that there was constitutional We violation, that but because we conclude protected by qualified im- defendants are munity, we will affirm.2 I. Fine, Kaplan Jeffrey (Argued), Istvan S. response days to three of riots PA, Black, Philadelphia, Appellants. for
& by prisoners at the State Correctional of At- Filipi (Argued), R. Office Francis Hill”), Camp (“SCI-Camp at Hill Institute Pennsylvania, Harris- torney General Department Pennsylvania of Correc- PA, burg, Appellees. for created, April designed, tions (“SMU”) at Special Management Unit Fairall, Jr., Department E. William SCI-Camp Hill. Prior to the establishment Corrections, Hill, PA, for Amicus- Camp SMU, SCI-Camp high-risk Hill in- Pennsylvania Department Appellee, Pennsylvania prisons placed were mates of Corrections. (“RHUs”), max- housing units restricted BECKER, num- custody settings imum still used at a Judge Chief Before: POLLAK, SCIRICA, institutions other than Judge, and ber of correctional Circuit aspect A of the RHU Camp Hill.3 salient Judge.* District * Poliak, jurisdiction 2. We have under 28 U.S.C. Honorable Louis H. United States The § 1291. Judge for the Eastern District of District Pennsylvania, sitting by designation. Department According of Corrections Re- Jeffrey gional Deputy Dr. Commissioner 1.The is "based on Nation of Islam movement Beard, disci- RHUs are used for both "[T]he [Qur’an] by Elijah interpreted Muham- inmates, custody plinary and administrative the Nation." Coo- mad and ministers within housing provide for both inmates secure Tard, (3d Cir.1988). per 855 F.2d long-term require confinement in maxi- who regime, as it at existed the commencement staff both and inmates while at the same litigation, this was its limitation on what time giving inmates with a long history of reading materials an RHU inmate could problems behavioral various incentives to keep Department with him. of Correc- modify their behavior. program The (“DC- tions Administrative Directive 802 prepare functions to such inmates for 802”) provided ADM that inmates in ad- reintegration into the general prison pop- custody ministrative “no ulation.
books other than legal materials and a Some begin inmates their time in the Bible, personal Holy Koran4 or other reli- IV, at Phase begin but most gious equivalent....”5 Department of Phase III, V. IV, Inmates in Phases and V Corrections Administrative Directive 801 are under regimes: restrictive (“DC-ADM 801”) they are similarly provided: “[ad- placed under strict security and control custody] ministrative per- inmates will be practices; they have short peri- exercise legal mitted material that may be con- ods; (1) and they have tained in limited one access to records center box.... their Bible, personal personal Koran, A own property. At Holy equiva- the outset of publication lent permitted.” litigation, V Phase SMU inmate’s personal access to property was confined regulations governing the SCI- to a newspaper, package one cigarettes Camp Hill SMU were modeled on those every weeks, two one records center box of governing RHU.6 But unlike the De- (“with legal materials even exchange”),8 partment of Corrections’ traditional re- consisting materials of one units, stricted housing the SMU is a “Bible, personal Quran or equivalent structured program provides pro- only.”9 Phase IV privi- increased inmates’ gression through a phases, series of five *6 leges slightly, I, but still from Phase to allowed V Phase at them a point which “Bible, Quran, equivalent the inmate is or general only.” returned to the pris- At III, population.7 on Phase an Progression inmate from one was allowed to have to phase legal materials, the next accomplished by is Qur’an, com- Bible or and pliance specified with goals and “[two] is reward- other reading materials.” ed by additional privileges. II, The intent of At Phase an inmate permitted was program provide is to security materials, legal Qur’an, a Bible or and four housing mum inability 29, because adjust of an to Department 7. In a June of Correc- general to population life in as well as statement, tions the SMU is defined as for those custody who need only such in the special "A designated unit within Department short term to tempo- address a misconduct or designated Corrections safely institutions to rary security need.” humanely handle inmates whose behav- presents ior a serious safety threat to the 4. "Koran” spelling is an alternate staff, inmates, security facility, other "Qur'an.” him or herself.” 802, 5. DC-ADM provided section V authority "Program for a Review Committee” or "Unit According 8. appellees, “[a] records Management privileges Team” to add "based approximate center box has interior dimen- need, on an safety individual's and securi- (wide) (long) by sions of 15 inches 12 inches ty, progress and on behavioral of the inmate.” by (deep).” 10 inches Department 6. The summary Corrections’ "Quran” is spelling another alternate regulations, Appendix those III to the SMU “Qur’an.” Handbook, Inmate reprinted appen- as an opinion. dix to this issue, stored appears to have been At at reading materials. other Olenowski, in Property to the Room. I, was returned inmate SMU Phase an “ex- privileges turn, all with Imam Rasheed whether population, asked general con- be [would] movements cept that Imam Rasheed re- religious. [his] books were monitored.” trolled and and Olenowski denied sponded negatively, 27, 1994, May By to them. access Sutton confined X. was Richard Sutton Plaintiff program, III of the reached Phase Sutton 5, until from October in the SMU and, regulations, permitted was under the 20, 1995, was transferred when he July to the religious texts addition Robert X. two Plaintiff Wise SCI-Greene. 3, January of Is- Qur’an. requested from two Nation the SMU He was confined 27, 1994, he when December But personal property. 1994 until lam texts from his SCI-Graterford; was transferred denied the Property Officer Stone Acting 2000, in the general he was August religious books request “[n]o because Plaintiff Mi- at SCI-Albion. population by the that were authorized found [were] in the confined X. chael Walker [i.e., Imam Rasheed].” until August from November 30, 1994, filed an May Sutton Official On to SCI- he was transferred when A. directed to defendant John Grievance has now been Plaintiff Walker Rockview. Palakovich, Superintendent’s Assistant All are adher- prison. three released July Hill until SCI-Camp at from 1979 Islam. the Nation of ents of grievance 1995. Palakovich forwarded 1993 and October times between Several Smith, Reverend James W. to defendant Imam defendant Sutton asked May Director Facility Chaplaincy Program Rasheed,10 Chaplain at Muslim Adeeb addition, SCI-Camp Hill. In Sutton Hill, per- would be whether he SCI-Camp Ken- the assistance of defendant sought to various texts have access mitted to Superintendent D. of SCI- Kyler, neth Muhammad, Elijah Mu- Fard written resolve the Camp attempt Hill. an from his Louis Farrakhan hammad manager, Arthur impasse, the SMU Unit Believing the texts property.11 personal Auxer, together with Reverend Smith Imam Rasheed deter- religious, Rasheed, Sutton. That Imam met with not be Sutton should mined that *7 appears to have been contentious. meeting period, During the same them. access to Message expressed his belief that Sutton Olenowski, the asked Officer Sutton also Blackman, principal one of the to Officer, in for the books Property SMU Muhammad, Elijah of was works personal property, The inmates’ question. — Imam” Rasheed was “not an of Islam texts and that the Nation which includes Blackman, Supreme Message The Wis- spells caption of this case the Imam’s 10. The dom, Live, deposition testimony, "Rashid." Eat Our Savior Has name as How to spelling addition, proper of stated that the Imam The America. In Arrived and Fall of This "R-A-S-H-E-E-D.” his surname is attempted The Mean- plaintiff Wise to obtain opinion will use the latter spelling. ing by Farrakhan and The Wake FOI Louis of by Silas Muhammad. the Nation Islam of of the founder of the Muhammad was 11. Fard deposition, plaintiffs' expert, Aminah In her Islam, and followers believe him Nation of McCloud, Beverly professor a of Islamic Stud- Elijah is the Messiah. Muhammad have been Religious Department Studies at ies by Islam faithful to have believed Nation of University, that the texts in DePaul states promi- a prophet. Louis Farrakhan is been a reading by "required the faith- question are of the branches of the minister in one nent report is unrebutted. ful.” Her question are Islam. The texts in Nation of primarily by Elijah Muhammad: those written presumably meaning that he was not a The general contents of each of the Nation of Islam Imam. Imam and Rasheed aforementioned books appears to be of a Reverend social/political nature, Smith insisted that Message to referencing both the Blackman not an racial superiority political Islamic text. activism. meeting Religious ended without discussion resolution. is generally in the context of a agenda, social making “reli- 9, 1994, On June Sutton filed a second gion” a vehicle for promotion grievance Palakovich, with Superinten- central ideologies in books, these Assistant, dent’s stating he did “not be- essence of which smacks of racism and lieve doctrine same as Rasheed.” hatred. On June Palakovich again denied Sut- Religion, definition, by begins and ends request ton’s for the books because “[t]he with a search for and discovery of God. in question books were received Chap- These books are about attaining politi- lain Rasheed and determined not to be cal program, “religion” merely attached religious in nature.” The day, same Su- to their itinerary as a component useful perintendent Kyler denied the appeal that to achieving this end. filed, initially Sutton had writing that It is my therefore opinion that these “[s]inee the books in question are not con- books are not essentially religious in books, sidered religious you may not re- nature. ceive them at Kyler this time.” also
wrote, “It pointed later, should be Two days out without reviewing the Chaplain Rasheed as in question, the Muslim books Ima[m] Father Menei wrote to considered authority when Sutton making regarding appeal, his stating, “We determination on type this have determined that book.” these books are not again When Sutton wrote to Kyler essentially religious nature,” asking and that for the basis of Imam Rasheed’s “these books smack authority, hatred, racism Kyler responded I that “Rev. is an know of no Rasheed God that wants us to Islamic worship Minister and as such is the him recog- way.” nized authority institution on the Muslim Plaintiff Robert X. appears Wise to have religion.” gone through a similar peregrination. At point prior some to June July
On Wise Sutton wrote to defen- attempted gain access to dant various Nation Menei, Father Francis T. Administra- of Islam kept texts in the property lock-up. tor of Religious Family Services at Wise was not allowed to any have Department Corrections, his explaining that Nation of Islam Rasheed, books because he Imam was at Muslim, as a Sunni did Phase IV of the program, only which follow the Elijah teachings Muhammad. Bible, access to Qur’an again requested He access to his Nation of *8 “equivalent religious 6, text.” On June Islam texts. Father Menei asked Rever- Wise filed a grievance Palakovich, with end Smith to review the books. In a that he explaining was a member of the Menei, memorandum to Father Reverend Nation of Islam and that he had Smith been wrote: texts, denied access to the questioning and 26, July On 1994 I reviewed the follow- authority of Imam Rasheed to deter- ing Elijah books by written Muhammad: mine whether Nation of Islam texts were Our Savior Has Arrived” religious. Reverend responded Smith “Message to the Blackman” that grievance, noting that Imam Rasheed “How to Eat to Live” had determined the material in question and Palakovich and Commissioner Kyler and that an inmate at religious was not As the Dis Martin F. Horn. “his Corrections only permitted access to Phase IV summarized, compendiously trict Court Super- appealed to holy book.” Wise main in the principal put claims forward arguing he did not “wor- Kyler, intendent that defendants’ complaint amended Imam that Orthodox the same God ship [plaintiffs’] reli deprivations of “alleged ap- that worships.” Kyler denied Rasheed [plaintiffs’] ... violated gious materials Chaplain is the “The Muslim peal, writing, religion under rights to: free exercise if determining authority religious Religious First Amendment and concluded, or not.” He books Act, 42 Restoration U.S.C. Freedom it not to has determined [Rasheed] “Since (the (1993) ‘RFRA’); § free 2000bb-bb-4 permitted have you are not religious, be religion by dom from the establishment wrote, “I Kyler in the also it while SMU.” Amendment; under the First due the state improv- concentrate on suggest you would equal protection under the process and adjustment to be released from ing your Amendment; rights Fourteenth and you may time have the at which the SMU 1981, 1985(3), §§ and secured U.S.C. in question.” book Rashid,13 97-7096, No. Sutton v. 1986.”12 12,1994, July Wise point At some before (M.D.Pa. 3, 1996). Sept. unpub. op. at and system, III in the SMU Phase reached complaint sought “[compen The amended access to the Nation of Islam again sought satory punitive damages, and as well as requests were denied on texts. His declaratory injunctive relief and attor Imam Rasheed determined that ground 3, 1996, neys’ September Id. On fees.” 15, July religious. not On the texts were granted District defendants’ motion Court 1994, with Palako- grievance filed Wise summary plaintiffs’ free judgment for vich, request for the texts who denied plaintiffs’ exercise claims and denied mo determined the Smith because Reverend summary judgment. On partial tion for were not question books 21, 1997, grant January the District Court in the SMU. supplemental motion for ed defendants’ 1993 and the fall of Between November summary judgment remaining on the Michael X. also inmate Walker timely appeal. In claims. Plaintiffs filed Nation of Islam tracts various requested judgment order dated November and Louis Farrak- by Elijah Muhammad judgment of the we affirmed the were denied. requests han. His Plaintiff-appellants District subse Court. petition panel rehearing,
quently filed a II. granted. which was 29, 1998, argument pro and Wise filed a se On October oral Plaintiffs Sutton court, against before this counsel for defendants complaint in November Rasheed, policy under attack had argued Imam Reverend that the defendants Smith, retaining changed, August effective Father Menei. After been making argument, counsel relied in the summer Sutton counsel Walker, allegedly Wise, plaintiff with filed two administrative directives together and 802 “to allow complaint, adding defendants amended DC-ADM 801 an amended *9 officials, plied upon RFRA to the states and hence to state contentions based 12. Plaintiffs' congressional power). exceeds by the decision in RFRA rendered moot have been 507, Flores, City 521 U.S. 117 Boerne noted, (as 2157, (1997) misspells ap- caption Rasheed. As 138 L.Ed.2d S.Ct. inmates to maintain religious, Bible, as well as in the Qur’an, RHU to a or equiva- (1) material, legal in one records center text, lent religious despite at- Sutton’s box”; Jeffrey and the declaration of Dr. tempt to convince the officer involved that Beard, explaining the reasons for those the cited policy was no longer effect. In represent- amendments. Counsel further Department of Corrections’ responsive that ed the Nation of Islam in ques- texts papers, Superintendent John McCullough permitted. tion are now “absolutely” stated: response representations, plain- to these I am aware that an inmate currently at filed, 28,1998, tiffs on December a “Motion institution, my Richard X. Sutton ... Supplement Appeal.” Record on has submitted an affidavit in which he proposed Because the additional informa- represents that the amendments keyed tion question to the of moot- [DC-ADM] and 802 August effective ness, granted we plaintiffs’ motion and di- 16, 1995 are either not in effect or not rected defendants to file a memorandum being faithfully followed. addressing supplemented. record as That is not correct. To the contrary, 965, See Clark v. K-Mart Corp., 979 F.2d the bulletins that were issued and made (3d Cir.1992) (en banc) (“[B]ecause 16, effective from August 1995 ... have jurisdictional issue, mootness is a may been in full force effect the entire issue; receive facts relevant to that other- time SCI-Houtzdale has open been
wise there would no way be to find out if confine inmates. moot.”). appeal an has become enlargements to the record include appreciate I that Mr. Sutton’s December an affidavit from Sutton and two institu- grievance ... would lead the grievance tional Together, forms. these casual reader to the conclusion that Mr. Sutton, suggest documents while as- Sutton was denied the additional books signed to the Houtzdale RHU in Decem- because he was by limited the former ber of requested, personal from his Bible, to one Holy Koran or its property, the following texts: The Flag of religious equivalent. This is in- simply (by Elijah Muhammad), Islam Seven correct. The issue being addressed (by Farrakhan), Speeches Louis A Torch- (al- through Mr. Sutton’s grievance light (by Farrakhan), America Louis though this is not clear either from his The Convention Oppressed (by grievance or from response he ulti- Farrakhan), Louis How to Teach Math to received) mately was whether the two (by Muhammad), Black Students Shahid books written Tynnetta Mother Mu- (author Light the Ancient African (which hammad books unknown), Creating (by Wealth Robert G. permitted would have been so long as Allen), Black (by Economics Jawanza they could be contained with Mr. Sut- Kunjufu), My Journey Traveling Life’s ton’s legal other and religious material with the (by Tynnetta Wise Man Mother box) in a records center or were edu- Muhammad),14 The by Night Comer (by (which cational books the inmate Tynnetta Muhammad), Mother and This Is possess in the status that Muhammad). (by One Jabril Accord- in). Mr. Sutton was then ing affidavit, to his Sutton was denied ac- cess to these texts on the regula- April basis of appellants On filed a Sec- tion DC-ADM which limited inmates ond Supplement Motion to the Record on Tynnetta 14. Mother Muhammad was the Elijah wife Muhammad. *10 Wise, found that even after state correctional containing an affidavit
Appeal, facility superintendents in were informed of prior policy the remained stating that 28, 1999, SCI-Albion, misinterpretations April on policy where he was con- effect at persisted.... and limitations Concluding ap- that the record on “distinctions fined. procedure an administrative sufficiently augmented, Although we peal had been arose, place disputes in the where motion. that denied previous continued to follow authorities 1999, 12, we entered an order July On reli- practices determining what was to “file succinct mem- parties directing the practice continues.” gious material. This changes poli- reflecting relevant oranda The District Court also referenced a De- submissions.” additional law or cy, policy change partment Corrections submissions, we remanded these light of that February made in 2000 and observed (while 20, September on ease policy religious the new failed to define to the District Court jurisdiction) retaining materials, an issue “which continues be to determine whether “instructions with continuing misinterpreta- at the root of injunctive declaratory for claim tions.” putative view of the moot is relief memorandum, “[i]n We stated that policy.” the District change After Court’s determination, may February policy Court putative 2000 SMU making 17, how April to ascertain Corrections change .... became effective 2000.15 wish re- whether book policy determine Because the effects of this latest officials qualifies religious determined, prisoner as change yet had not been we quested policy, the current under remanded on 2000 to the again material June of Islam re- books [Nation “with directions to deter- whether District Court available to inmates as reli- plaintiffs’ injunc- quested] mine whether claims for ” gious declaratory materials.... relief are moot.” tive remand, the District entered the District Court held a On Court Accordingly, 27, 2000, 21, 2000, January August advising on that the most an order hearing on Department plaintiffs’ injunctive claims for and declara- recent incarnation implementation. tory Sup- and its relief were not moot. But in a policy Corrections Order, plemental Memorandum dated subsequent the District Court October In a injunc- changes to the the District Court stated the August found policy declaratory tive and relief claims were Department of Corrections confusion, re- The District Court also moot.16 To resolve this poorly enforced. February policy change (targeted February which became effective on 15. 15, 2000) 17, 2000, provides go effect on March April throughout into was issued custody] ''[disciplinary inmates will be Department Pennsylvania of Corrections facil- religious, legal retain as well as ities; (3) employees provided were not awith may be contained in one record materials that religious definition of in the material Any additional or mate- center box. (4) change; may an inmate have much upon stored and made available rials will be legal combined material as will fit exchange request on an even basis. Not more box; (5) inside one records center an subject every day ap- than one unless aggrieved by inmate a decision on what is Department proved by of Corrections.” may grievance ''religious material” file a challenge. The District also slated "the Court Memorandum, Supplemental In the 'religious' broader issue of what is defined as (1) specific Court found: books District them; present in the case remains constitu- material sought provided have been (2) tionally questionable.” undisputed policy change it that the *11 again “fully manded with instructions to fit into one standard sized records-cen- 16, with ter box: comply” our June Order.17 supple- to file granted
We also
motions
a. Written materials in accordance
granted
on mootness and
mental briefs
803,
with DC-ADM
“Inmate Mail and
supplement
appeal.
leave to
the record on
Publications”;19
Incoming
21, 2001,
On March
we reaffirmed our
(one-for-one
newspaper
b. One
ex-
prior
requesting
remand
the District Court
changes
permitted
newly
are
re-
to issue a final order on mootness and to
editions);
ceived
make a determination whether this was an
(one-for-one
magazines
c. Ten
ex-
injury capable
repetition yet
evading
changes
permitted
for newly re-
requested
review. We also
the District
publications).
ceived
findings
Court to make
of fact and deter-
pressed
mine whether
still
dam-
Additionally,
facility
each
will establish
age claims.
procedures
permit
to
inmates to ex-
change legal materials from their cells
remand,
After this
the District Court
legal
with stored
every
materials once
injunctive
held that
the claims for
days.20
Program
Review Com-
declaratory relief were moot. The District
mittee may authorize more frequent ex-
on
holding
Court based
submissions
changes
upon
based
a demonstrated
Department
from the
of Corrections about
need that the
requires
inmate
additional
adopted
a new SMU directive
October
exchanges
litigation.
for active
Such le-
“virtually
2001 that
each inmate
allow[s]
however,
gal
exchanges,
material
may
to determine what is
material.”
per
not exceed one
week.
The District Court observed “because we
801-3,
DC-ADM
“Disciplinary Custody
changes
concluded
to Directives
Inmates,”
IV,
amending
Status
section M.
law,
801 and 802 have
force
we do not
injury
believe that
type likely
was of a
The October
2001 amendment to DC-
happen
plaintiff again
regardless of
provides:
ADM 802
declaratory
injunctive
relief.” The
4.
Custody]
[Administrative
in-
status
District Court also stated that damages
permitted
mates shall be
to maintain in
claims remained pending.
any
personal
their cells
combination of
The October
2001 amendment of DC-
property
following
from the
list that will
provides:
ADM 801
standard-sized,
fit into one
records-cen-
ter box:
[Disciplinary Custody]
in-
status
mates shall be
to maintain in
a.
Written materials
accordance with
any
personal
their cells
combination of
DC-ADM
“Inmate Mail and Incom-
Publications”;
property
following
from the
list that will
ing
Order,
(effective
2002)
prior
17. Just
to this
the District Court
19. DC-ADM 803
June
es-
"policy
procedures governing
Supplemental
tablishes
submitted the
Memorandum
privileges
incoming publica-
inmate mail
clarifying
previous
his
memorandum.
tions.”
18. The District Court was advised
the Of-
Department
20. Based on the
of Corrections'
Attorney
Pennsylvania
fice of the
General for
representations
oral
to this Court and the
policy
"formally adopted
that another
Court,
interpret
District
the October 2001
5, 2001,
October
and is contained in Adminis-
permit
exchange religious
inmates
trative Directives 801 and 802.”
legal
materials.
(one-for
A.
one ex-
newspaper
b. One
*12
newly re-
permitted
changes
matter, we
preliminary
aAs
editions)
ceived
whether
the inmates’
must determine
court
“a federal
claims are moot because
(cid:127)
(one-for-one ex-
magazines
Ten
c.
advisory
power
to render
has neither
newly re-
permitted for
changes are
can
questions
to decide
that
opinions nor
publications).
ceived
litigants
of
the case
rights
not affect the
access to
provided
Inmates will be
5.
Newkirk,
Preiser v.
422
them.”
before
library by requesting
facility law
395, 401,
2330, 45 L.Ed.2d
95 S.Ct.
U.S.
with local
in accordance
materials
legal
(1975)
omitted); see also
(quotations
272
reading material
Leisure
procedures.
Watson,
195,
4
206
F.3d
Abdul-Akbar v.
weekly
on a
basis
requested
may be
(3d Cir.1993). An inmate’s transfer from
library.
from the
moots
facility complained
generally
of
facility
each
will establish
Additionally,
declaratory claims. Ab
equitable
(former
ex- dul-Akbar,
inmates to
permit
4
at
inmate’s
procedures
F.3d
197
from their cells
re
legal
prison library’s legal
materials
that
change
claim
every
legal
constitutionally inadequate
materials once
with stored
sources were
plaintiff
moot because
was released
days.21
30
was
trial). But these claims
five months before
802-10, “Administrative Custo-
DC-ADM
challenged
action is
are not mooted when
IV,
Status,” amending section
dy Housing
(1)
fully litigat
in duration “to be
too short
M,
4
subsections
expiration”;
prior to its cessation or
ed
6, 2002, a
(2)
on March
argument
At oral
likelihood
“there
a reasonable
[is]
representative
Department of Corrections
complaining party would be
that the same
policy, the con-
under the new
that
subjected
again.”
stated
action
Id.
to the same
center boxes
inmates’ records
206;
tents of
Mesquite v. Aladdin’s
see also
Department
of
Inc.,
10,
“not examined.”
were
455
298 n.
102
Castle
U.S.
explained
also
representative
(1982).
Corrections
be
way.”
Chapter
Northeastern Fla.
tal
III.
City
Am. v.
Assoc. Gen. Contractors
Jacksonville,
656, 662,
508
113 S.Ct.
grant
the District Court’s
U.S.
Our review of
(1993). Instead,
plenary.
that can fit into one records center box.23 B. We are policy satisfied this one-box will now turn We to defendants’ con representa- not be rescinded based on the tention that Commissioner Horn and Fa Department tions of the of Corrections ther Menei personally were not involved in made before us on March 2002. Fur- complained-of actions and are thus en thermore, strong there are administrative titled to in judgment their favor.26 Under unlikely incentives it making that the new cases, our “[a] defendant in a rights civil policy will be reversed.24 We conclude action must personal have in involvement plaintiffs longer present justiciable no a alleged wrongs” to be liable. Rode v. claim for declaratory injunctive and relief. (3d Dellarciprete, 845 F.2d Cir. 1988). Here, there is no evidence that plaintiffs’
But damages claims are Commissioner Horn any personal had in noted, still extant. As under the now- in application plaintiffs volvement policy, defunct SMU SMU inmates Therefore, challenged policies. any Phases IV and were V allowed access to damage claims Bible, against one box Commissioner legal materials and a Qur’an properly Horn were dismissed. equivalent only. III, or In We find Phase respect otherwise with legal SMU inmates were allowed Father Menei. materi als, Bible, 4, 1994, Qur’an July On Father equivalent, as well Menei received letter, religious styled “[two] other from Sutton a “Final reading Appeal materi (total [three]).” II, 940768,” als # Grievance complaining Phase materials, inmates legal were allowed Imam Rasheed and Reverend Smith had Qur’an, Bible or other him “[four] reli denied access to the Nation of Islam gious texts, materials.”25 But even though pointing out that Imam Rasheed was 23. This plaintiffs’ 'religious’ is similar to one of books are and whether ” prior proposals. particular holy inmates' ‘main book.’ Indeed, I, plaintiffs 24. recognized themselves In Phase inmates were returned to their incentives, stating "designated primary impact general these "the institutions” and allowed eliminating population ... restricting privileges. the rules inmate access to books would have on guards prison argument resources would be to re- 26. Defendants do not raise this duce prison respect the amount of time and resources with to the other individual defen- spend making officials decisions on whether dants. property personal an tained within [their] Muslim and not adherent of Sunni Hill,’ Camp Islam, while confined the SMU requesting access to
Nation of
and,
prevented
consequently, ‘defendants
the Nation of Islam material. Father Me-
practicing
a central tenet of
referred the matter
to Reverend
nei
” Sutton,
97-7096, at 1-2
their faith.’
No.
Smith, and,
on the basis
Reverend
omitted).
(citation
Defendants claim no
(quoted supra),
memorandum
Fa-
Smith’s
violation
because
constitutional
occurred
denying
Menei wrote to Sutton
his
ther
there was a rational connection between
appeal because
have determined
“[w]e
a legitimate govern-
rules and
essentially
in na-
books are not
mental interest
rehabilitation and secu-
say
on to
“these
ture.” He continued
Turner v.
rity
Safley,
under
U.S.
hatred,
I
smack of racism and
books
(1987).27
107 S.Ct.
C.
(en banc) (explaining
prisoner’s
that
if a
now address the merits of
We
sincerely
of
request is “not the result
held
De
plaintiffs’
beliefs,
free exercise claim that the
the First Amendment im
partment
prior regulations
of Corrections’
poses
obligation
prison
no
on the
to honor
unconstitutional,
applied
were
both as
and
request,
that
and there is no
occasion
Plaintiffs,
facially.
inquiry”).
members of the Nation
the Turner
The Free
conduct
Islam,
“they
unlawfully
of
allege that
Exercise Clause of the First Amendment
provides
“Congress
denied ‘access to
literature con-
that
shall make no law
pro
describing
27. Defendants also contend that
are
Wilson as
what
the courts ordi
do,
by qualified immunity
narily
as a
tected
from the dam
should
rather than
command.
Hawk,
90,
(D.C.Cir.
ages
addressing
See Kalka v.
215 F.3d
95
claim. Prior to
that conten
2000)
tion, however,
(treating Conn and Wilson as "not al
we must first conclude that
ways requiring”
dispose
federal courts to
plaintiffs
alleged
have
evinced the violation
or
upholding a
the constitutional claim before
right.
Layne,
of a
v.
constitutional
Wilson
immunity
assuming
qualified
defense and
that
603, 609,
1692,
526 U.S.
119 S.Ct.
143
religion protected
"humanism” was
under
(1999) ("A
evaluating
L.Ed.2d 818
court
holding
the First Amendment before
that fed
qualified immunity
claim of
deter
'must first
by qualified
eral
officials were shielded
plaintiff
alleged
mine whether the
has
de
244,
immunity);
Coughlin,
Horne v.
191 F.3d
privation
right
an actual constitutional
(2d Cir.1999) (discussing
246-47
the doctrine
all,
so, proceed
if
determine whether
judicial
observing
restraint
that
right
clearly
that
established at the time
qualified immunity,
"where there is
a court’s
”)
alleged
(quoting
violation.'
Conn v.
right
that a
exists
assertion
constitutional
Gabbert,
286,
1292,
526 U.S.
119 S.Ct.
143
”).
pure
would be
dictum....
Shields,
(1999));
L.Ed.2d
v.
207
399
Jones
(8th Cir.2000) (treating
F.3d 491
the "must”
Supreme
We believe that
Court di-
language
mandatory);
in Wilson as
Layne mandatory.
Ac-
Kitzman-
rective in Wilson v.
Warner,
454,
(7th
Kelley v.
203 F.3d
457
cordingly,
Cir.
the District Court can decide the
2000)
Parnell,
(same); Hartley v.
F.3d
qualified immunity only
issue of
after it has
1263,
(11th Cir.1999) (same);
1270-71
B.C. v.
concluded that a cause of action has been
Dist.,
1260,
Therefore,
Plumas
inquiry
Sch.
192 F.3d
stated.
we initiate our
Unified
(9th Cir.1999) (same).
examining
alleged
1265-66
cir
Other
whether
have
language
cuits have treated
violation.
the "must”
constitutional
respecting
religion,
sacrifice,
an establishment of
or mandating animal
was a “reli-
exercise
prohibiting
free
thereof....”
gion” meriting First
protec-
Amendment
CONST,
Only
U.S.
amend. I.
beliefs which tion based partly on the “historical associa-
“sincerely
are both
held”28
“religious
tion between animal sacrifice and religious
protected
in nature” are
under the First
Hialeah,
worship”).
the Court rea-
DeHart,
Amendment.
(1989).
city
Murphy,
nor the courts
532 U.S.
121 S.Ct.
Neither
(2001)
moreover,
below,
questioned
(quoting
have
But
rights
(quoting
“the constitutional
commandment”/“positive expression of
pray in
Qur’an,
and could
panel
in the Bible
distinction on which
belief’
and oth-
however,
Ramadan
relied,
directly
their cells and celebrate
con-
Johnson
deprived
holidays, they were
analysis
religious
er
Supreme
Court’s
flicts with
provide
which
critical
expressly
of texts
in O’Lone. The Court there
they could
that,
and without which
attendance
instruction
although
held
religion generally.33
practice
their
requirement
of the re-
Jumu’ah was
studies,
say in
specialist
Islamic
had this to
religious significance of the
The crucial
expert report:
her
writings
plaintiffs were foreclosed from
expert report
8. The Nation of Islam is
reading
plain by the
is made
Fard Mu-
community founded Wali
expert,
testimony
plaintiffs'
deposition
Elijah
developed by
Mu-
hammad
McCloud,
Beverly
an Assistant
Dr. Aminah
Islam,
Within the Nation
hammad.
University’s Department
Professor DePaul
God,
is the
Fard Muhammad
Allah is
McCloud,
Religious
Professor
Studies.
Messiah,
is a
Elijah Muhammad
*19
Cir.2002). There,
are mindful of DeHart’s
concluding, we
this court said: “While
so
Policy
possession
the STG
forbids
of dis
against drawing distinctions
proscription
literature,
tinctively Five Percent Nation
it
“religious commandments”
and
between
undisputed
Policy
is
the
in
allows
expressions of belief’ in deter-
“positive
possess, study,
mates to
and discuss the
religious practices may be
mining what
Accordingly, study
Bible and the Koran.
officials,
by prison
and we do not
curtailed
teachings
of the Five Percent Nation’s
is
reading
here treat
of these texts as
only partially restricted.”
Id. at 519.
commandments,
religious
but rather as a
However, although Fraise refers to testi
necessary
exercising
right
element
s —
mony identifying certain text
The 120
question
“sensibly
expan-
viewed
Mathematics,
Degrees, Supreme
and Su
sively”:
right
to free exercise of the
— which,
preme Alphabet
like the Bible
faith.
Nation of Islam
Qur’an,
and the
contain Five Percent
mindful of
We are also
this Court’s hold-
teachings,
nothing
id. at
in Fraise
Terhune,
(3d
ing
purports
identify
Fraise v.
ister
example,
plaintiff-inmates
had the
For
Nation of Islam.
sect of the
or another
Mormons,
think that pris-
been
we do not
are,
expert
plaintiffs’
writings
as
Those
authorities,
program
on
in furtherance of a
Beverly McCloud ex-
Aminah
Professor
modification, could, compatibly
of behavior
Elijah Mu-
just the words of
plained, “not
Constitution,
with the
have restricted the
They are
Farrakhan.
hammad or Louis
reading to the
inmates’
Old
and Louis
Elijah Muhammad
the words of
Testaments, withholding the inmates’
New
inspired by God.”34
Farrakhan as
copies of The Book Mormon.36
own
of
can
fault line in the
There
be no
Constitu-
O’Lone,
held that
Supreme
Court
place
tion that would
the followers
Jesus
Turner
analysis of the second
proper
Joseph
preferred
on the
Christ and
Smith
not
determine
the Court
to
prong required
Elijah
the line and the followers of
side of
means to
had alternative
if the inmates
Farrakhan on the
Muhammad and Louis
Jumu’ah,
whether
but
rather
celebrate
Therefore,
origi-
because the
other side.
practice
means to
they had alternative
policy deprived
nal
they
Because
religion
general.
their
practice
which
could not
texts without
way
pray
proper
teach adherents
that
religion generally,
their
we conclude
inspired, how-
divinely
as
and are viewed
prong
plain-
Turner
favors the
the second
ever,
of the Nation of Islam
deprivation
tiffs.
just
implicates not
question
texts in
here
texts,
particular
those
but
right
to read
final
Turner factors also
two
reli-
ability
practice
their
prisoners’
“The third and fourth fac
plaintiffs.
favor
princi-
general.
To illustrate this
gion
specific religious
...
focus on the
tors
in-
we believe that Christian
ple,
expression
while
at issue and the
practice or
generally
practice
religion
his
the in
consequences
accommodating
mate could
inmates,
attending
if
Christ-
prevented
guards,
even
for
for other
mate
services,
do not believe
prison
Easter
we
the allocation of
resources.”
mas or
DeHart,
Here,
deprived
if
the con
practice
religion
his
D.
whether the Nation of Islam is a religion
But this does not end our anal
for purposes
protection
under the First
ysis.
See,
We must also consider whether de
e.g.,
Amendment.
Cooper, 855 F.2d
protected
fendants
under the doctrine
at 127 (applying O’Lone and rejecting
Wilson,
of qualified immunity.38
526 U.S.
free exercise claims of Nation of Islam
at
260 reason, prior it I
Accordingly, questionable agree whether that the likely invalidity application applied. was unconstitutional Department poli Corrections’ SMU I. cy clearly that it established so should apparent have been to defendants. But it to me seems that under Turner v. Cf. Abdul-Akbar, (“Indeed, Safley, F.3d at if U.S. S.Ct. (1987), cannot judiciary members of reach a L.Ed.2d 64 authorities clear regarding promulgated policy, ‘[t]he consensus contours rational and neutral ... right’ reasonably expect reasonably grounded can we on behavior modifica- tion required principles. Arguably, more those who im had the correc- (citation adopted tions officials plement rights?”) a broader view of quo those omitted); Kalka, materials, “religion,” the Nation of Islam tation see also 215 F.3d least, (“Given III II Phases and would *23 at 99 the have judiciary’s exceedingly permitted. been And depending on vague in of a guidance, complex the face whether the officials considered Nation of and novel of question, the actions the de Islam of equivalent materials the the Bible ‘clearly fendants therefore did not violate Qur’an, they law.”). could have been Furthermore, established’ the first at Phases and IV. V prongs analysis and second of the Turner present facts, especial calls close on these expansive interpretation Under an of ly in the light great of deference we accord materials, what religious constitutes there- prison the of judgments officials. fore, prior policy the arguably could be neutral, rational reasonably reasons, For hold that these the grounded acceptable behavior modifica- protected by qualified im- defendants principles. tion Department of Correc- munity plaintiffs’ damages from claims. tions Regional Deputy Commissioner Dr. explained Beard that this incentive-based IV. program developed improve was upon to Therefore, we will affirm the District housing traditional restrictive units which entry judgment. Court’s of summary Par- programmed were not to address the ties to own bear their costs. needs of inmates with a long-term inability adjust general population status. To SCIRICA, Circuit Judge, concurring. end, “provide[d] the SMU structured Although Depart- I believe the revised progression through phases.... five The represents ment of Corrections the program provide[d] for security staff and practice better potential prob- avoids inmates alike while the giving inmate an lems in free the exercise an inmate’s progress through phases incentive to the ” religion, I the prior policy believe was of the program.... To the extent that facially prison valid. But the administra- religious, some of those inmates were con- tors impermissibly denied access Nation ditioning access to religious materials on found, Islam materials im- improved because might very behavior well have view, properly my powerful documents served as a for incentive the de- did not religious constitute change For sired behavior.1 material.
rights,
found,
very practical
but in
1. As
limitations on
the District Court
the SMU incen-
program
rights
necessary
"very
those
tive-based
by
which are made
successful” be-
"April
cause
requirements
1992 to October 1993
prison
discipline”).
program
the 45 inmates admitted
Thus,
Furthermore,
found
under Johnson where the reli-
District
Court
practice being prohibited
gious
by
created to
rules were not
that “the SMU
members,
commanded
the believer’s
Islam]
target [Nation
faith,
opportuni-
existence
other
prisoner no matter
applied to each
rules
faith is
exercising
ties
one’s
Sutton,
97-7096,
religion.”
No.
what his
wholly
to the
analysis.
irrelevant
as well that as the
noting
It
at 12.
bears
“religious commandment”/“positive ex-
through
prisoner progressed
administra-
pression of
distinction on which
belief’
confinement,
privi-
regained other
he
tive
however,
relied,
panel
in Johnson
to additional
besides access
leges
directly
Supreme
conflicts with the
reasons,
For
defendants
these
materials.
analysis
Court’s
O’Lone. The Court
“valid, ra-
arguably
have
demonstrated
that,
at-
expressly
although
there
held
“legitimate and
tional connection” to
was a requirement
tendance
Jumu’ah
objective” of behav-
governmental
neutral
(i.e.,
respondents’ religion
of the
a “reli-
Thornburgh v. Ab-
modification.
ior
Cf.
commandment”),
gious
because other
414-15,
bott,
U.S.
S.Ct.
their
practicing
religion
means of
(1989).
104 L.Ed.2d
available,
factor
the second Turner
weighed
favor
relevant restric-
II.
Recognition that
tion’s reasonableness.
*24
an
particular practice
required by
is
the
Turner
I
believe that
second
also
thus,
inmate’s
this
religion,
does not end
the court
prong favors defendants. As
Rather,
portion
analysis.
of
as the
the
case,
notes,
must
in a
exercise
free
made
in
Supreme Court
clear
O’Lone
inmate
“alter-
the
has
consider whether
and
courts
examine
Thornburgh,
must
or
practicing
religion
of
his
her
nate means
an inmate has alternative
whether
has
[the]
inmate
generally,
whether
religion
his or
practicing
means of
her
par-
engaging
[any]
in
alternative means of
whether an inmate has
generally, not
Horn, 227
v.
practice.”
ticular
DeHart
of
in the
engaging
alternative means
Cir.2000) (en banc).
(3d
47, 55
F.3d
practice
question....
in
In
particular
availability
of alter-
assessing
“When
that,
case,
while
this
the record shows
natives,
question
must be
right
”
prison’s regulations
prohibited
have
expansively.’
and
‘sensibly
viewed
following a
in con-
DeHart
diet
DeHart,
Fraise,
(quoting
Fraise, at 520. see no F.3d I here the circum
pled distinction Fraise, which found faced
stances we of wor alternative means
that sufficient Therefore, I believe
ship retained. favors defen prong Turner
the second
dants here. respects, join the court’s I all other
opinion. America, STATES
UNITED
Plaintiff-Appellee, JENNINGS,
Raymond Defendant-
Appellant.
No. 01-4927. Appeals, Court of
United States
Fourth Circuit. Sept.
Argued: 2002. March
Decided: *26 noted, DeHart, religion generally, not whether an in- Su- or her "[T]he 4. we said As engaging in the has alternative means preme made in O’Lone mate Court clear practice question.” 227 F.3d at particular Thornburgh, whether an courts must examine his practicing has alternative means of inmate
