Lead Opinion
Plaintiff Susan E. Daughenbaugh (“plaintiff”), as Administrator of the Estate of Gregory J. Daughenbaugh (“Daughen-baugh”), initiated this action to recover compensation for the drowning death of her seaman husband. Proceeding under the Jones Act, 46 U.S.C.App. § 688, and the general laws of admiralty, plaintiff sued defendant Bethlehem Steel Corporation, Great Lakes Steamship Division (“defendant”), the shipowner that employed her husband at the time of his death. The district court granted defendant’s motion for summary judgment and found that defendant was not liable for Daughenbaugh’s death. For the reasons set forth below, we AFFIRM in part and REVERSE in part.
Because summary judgment was entered below, “we construe the material facts properly before the court most favorably to plaintiff.” Luckett v. Continental Engineering Co.,
I. FACTUAL AND PROCEDURAL BACKGROUND
From January 12, 1979 until his death, Daughenbaugh was an American seaman employed as a Conveyorman
The dock and the finger of land on which it rests are owned by the Burlington Northern Dock Company, a wholly owned subsidiary of the Burlington Northern Railway Company. The dock occupies the northern 1,500 feet of a slip that is 3,150 feet in length. Although the dock was improved at the time of Daughenbaugh’s death with a dirt road running from its northern to southern end, the dock remained unlit and was covered with unimproved soil, iron ore pellets, weeds and trash.
Sailing the Great Lakes on voyages lasting four to five days, the M/V Foy transported iron ore and other bulk freight. Due to the nature of their work, the officers and crew of the M/V Foy were required to live and work aboard ship, 24 hours per day. Because of the restricted living and working conditions of the M/V Foy crew, the off-duty crew would normally request shore leave and “go up the street” for a few beers. When the M/V Foy docked, this activity was often the only available form of recreation. Thus, M/V Foy First Mate Alan Gintz (“Gintz”) and First Assistant Engineer Joseph Chirkun (“Chirkun”) both testified that after shore leave, it was not uncommon for crew members to return to the M/V Foy in an intoxicated condition. Gintz and Chirkun also testified that the M/V Foy had an unwritten policy that permitted an intoxicated seaman to board ship. To promote safety, however, the intoxicated seaman would be escorted to his room.
Since the officers and crew seldom knew other people in the various Great Lake ports, and because of the men’s shared
On the afternoon of April 24, 1985, at approximately 2:00 p.m., Daughenbaugh finished work on the M/V Foy and received permission from his superior officer, Chir-kun, to go on shore leave and to get a haircut. After completing his personal business and errands, Daughenbaugh joined several of the officers and crew of the M/V Foy at the President’s Bar, which is located on the southwest corner of 39th Avenue East, and East 2nd Street, in Al-louez, Wisconsin. Daughenbaugh spent much of the afternoon and evening of April 24 at the President’s Bar, where Chirkun and other crew members purchased drinks for Daughenbaugh. M/V Foy Conveyor-man Helper John Wonderly testified that as the evening wore on, Daughenbaugh knocked over at least one drink, fell off his bar stool, and was “cut off” by the bartender.
On the same night, at about 11:00 p.m., M/V Foy Second Assistant Engineer Michael Beaudoin, Chirkun, Gintz and Dau-ghenbaugh were the only crew members remaining at the President’s Bar. Because Daughenbaugh was intoxicated and all three men were required to board ship before sailing time, Chirkun and Beaudoin decided to accompany and assist Daughen-baugh back to the M/V Foy. Initially, Beaudoin and Chirkun called a cab, but Daughenbaugh exchanged words with one of the cab’s prior passengers. To avoid an altercation, Beaudoin told the cab to leave. Chirkun testified that as the three men began to walk towards the dock, Beaudoin and Chirkun held Daughenbaugh by the arms to assist and encourage him to return to the M/V Foy before sailing time.
Taking a short-cut on a service road, the three men walked to the dock where the M/V Foy was berthed. Both Chirkun and Beaudoin testified that after the three men squeezed through the locked service gate of the dock and began to walk toward the conveyor house, Daughenbaugh ran ahead of them and over an ore pile south of the conveyor house, “like a young boy flying an airplane.” Daughenbaugh subsequently disappeared behind the conveyor house.
According to the testimony of Beaudoin, both he and Chirkun believed that Dau-ghenbaugh had gone behind the conveyor house to urinate or vomit. Beaudoin and Chirkun continued walking down the dock toward the conveyor house, but failed to see Daughenbaugh as they approached the building. Looking again for Daughen-baugh, Beaudoin and Chirkun walked ahead a short distance. Both men then became concerned that Daughenbaugh might have fallen down or otherwise injured himself. When Daughenbaugh did not appear, Chirkun waited while Beaudoin went back to look around the conveyor building. Beaudoin testified: “I looked around for him. I yelled for him. I looked towards the water. I didn’t go to the slip itself and look down into the water.” Deposition of Michael C. Beaudoin, Joint Appendix at 61 [hereinafter Appendix].
Beaudoin and Chirkun then began to walk towards the M/V Foy. En route, they met Gnacinski, who was headed into town. According to the testimony of Beau-doin and Chirkun, they told Gnacinski that they believed that Daughenbaugh had returned to town and asked Gnacinski to keep an eye out for Daughenbaugh. According to the testimony of Gnacinski, he did not recall Chirkun or Beaudoin ever mentioning that they thought Daughen-baugh had possibly returned to town. The district court found that Beaudoin and Chirkun “informed other members of the crew to watch for Daughenbaugh since they did not know where he went and suspected he returned to town.” Daughenbaugh v. Bethlehem Steel Corp., No. 86-2498, mem. op. at 5 (N.D.Ohio Aug. 3, 1988) [hereinafter Opinion].
Gnacinski then asked Kristy Stariha (“Stariha”), the bartender at the President’s Bar, if she had seen Daughenbaugh. Stariha replied that Daughenbaugh had been in earlier, that she had to “shut him off”, and that she hoped he was not coming back. After having a few beers, Gnacinski departed the President’s Bar by his watch at 12:35 p.m. Although Gnacinski took the “short cut” back to the dock, he did not see Daughenbaugh at the President’s Bar or during his return walk to the M/V Foy.
According to the testimony of Stariha, Daughenbaugh returned to President’s Bar after Gnacinski left. Without additional comment on conflicting evidence presented by plaintiff, the district court concluded that an “unrebutted affidavit of defendant’s shows Daughenbaugh returned to the President’s Bar after running away from the officers, [Beaudoin and Chir-kun].” Opinion at 6.
At approximately 3:00 a.m., Beaudoin was awakened for duty. After discovering that Daughenbaugh’s room was empty, Beaudoin received permission from Gintz to search the vicinity of the dock where Dau-ghenbaugh was last seen. After searching the dock with a high-powered flashlight for about 30 minutes, Beaudoin returned to the M/V Foy and informed Gintz of his failure to find Daughenbaugh.
As the crew finished loading the M/V Foy, Gintz instructed the Wheelman to call the bars in town that were open. After receiving a report that Daughenbaugh was not in any of the open bars and had not been seen, Gintz informed the Master of the M/V Foy, Edward Fitch, that Daughen-baugh was missing. The M/V Foy sailed at 4:25 a.m. without Daughenbaugh.
Daughenbaugh was not seen again until his body was found approximately three weeks later, on May 15, 1985. Daughen-baugh’s body was found floating in the slip near the extreme south end of the dock.
On June 16, 1986, plaintiff filed a complaint against defendant, her husband Dau-ghenbaugh’s employer, and alleged negligence under the Jones Act, 46 U.S.C.App. § 688, and unseaworthiness pursuant to general maritime law. Plaintiff argued that defendant acted negligently by failing to furnish Daughenbaugh with a safe place in which to work. Moreover, defendant failed to properly look out and care for Daughenbaugh. In addition, defendant failed to furnish Daughenbaugh with a safe means of ingress and egress to and from the ship. Arguing that defendant’s negligence resulted in the loss of life, plaintiff sought recovery for Daughenbaugh’s wrongful death.
After substantial discovery, defendant moved, on July 2, 1987, for summary judgment on all claims. Defendant argued that it was entitled to summary judgment on plaintiff’s Jones Act claim because: first, Daughenbaugh was not acting in the scope of his employment at the time of his disappearance; second, defendant owed Dau-ghenbaugh no duty with respect to shore conditions; third, the M/V Foy officers that escorted Daughenbaugh back to the dock were not acting in the scope of their employment; and fourth, plaintiff failed to present evidence demonstrating that defendant proximately caused Daughenbaugh’s death. On the unseaworthiness claim, defendant maintained that defendant owed Daughenbaugh no duty with respect to shore conditions, and that plaintiff failed to present evidence demonstrating that defendant proximately caused Daughenbaugh’s death.
On August 3, 1988, the district court granted summary judgment in favor of defendant on all claims. Disposing of the Jones Act claims, the court held that “Dau-ghenbaugh was in the scope of his employment” when last seen by Beaudoin and Chirkun. Opinion at 2-3. The court then found that defendant owed Daughenbaugh a duty of care under the Jones Act because of the company’s “unwritten policy allowing drunken seamen to return to the vessel.” Opinion at 4. The court also found that defendant owed Daughenbaugh a duty of care because of the “common practice,” in which the company acquiesced, whereby M/V Foy officers and crew escorted intoxicated seamen from town bars back to the dock and into their cabins, thereby ensuring their “safety and the ship’s.” Opinion at 4.
The district court decided, however, to grant summary judgment in favor of the defendant because the M/V Foy officers that escorted Daughenbaugh did not act negligently:
The facts and depositions of this ease show Beaudoin used at least ordinary and reasonable care in searching for Daughenbaugh after he voluntarily ran away from the officers. An unrebutted affidavit of defendant’s shows Daughen-baugh returned to the President’s Bar after running away from the officers, releasing the officers, after a reasonable search, from any duty undertaken [sic]. Therefore, the officers did not act negligently in escorting Daughenbaugh back to the ship nor in trying to find him. Without the negligence of the officers, the employer cannot be held liable on this action under the Jones Act.
Opinion at 6. Disposing of plaintiff’s unseaworthiness claim, the district court assumed that the dock was an appurtenance to the ship. The court held, however, that plaintiff had shown no facts upon which the court could infer proximate cause. Opinion at 6-7.
Plaintiff filed a notice of appeal in this court on August 19, 1988. Defendant filed a notice of cross-appeal on August 23, 1988.
II. STANDARDS OF REVIEW
A. THE JONES ACT
Historically, when a seaman sustained an injury or illness aboard ship, he was entitled to receive treatment ashore. Until the seaman recovered, the shipmaster would provide him with “maintenance,” the cost of food and lodging, and “cure,” the cost of medical care. See Vella v. Ford Motor Co.,
Any seaman who shall suffer personal injury in the course of his employment may, at his election, maintain an action for damages at law, with the right of trial by jury, and in such action all statutes of the United States modifying or extending the commonlaw right or reme*1204 dy in cases of personal injury to railway employees shall apply; and in case of the death of any seaman as a result of any such personal injury the personal representative of such seaman may maintain an action for damages at law with the right of trial by jury, and in such action all statutes of the United States conferring or regulating the right of action for death in the ease of railway employees shall be applicable.
46 U.S.&App. § 688.
Our application of the Jones Act must follow the judicially developed doctrine of liability granted to railroad workers by the Federal Employers’ Liability Act (“FELA”), 45 U.S.C. § 51 et seq. The Jones Act is modeled after, and specifically incorporates, FELA, which provides for liability when an injury results “in whole or in part” from the negligence of the employer. See 45 U.S.C. § 51. See also O’Donnell,
Our interpretation of the Jones Act relies substantially upon the general principles of maritime law “unknown to the common law. These principles include[] a special solicitude for the welfare of those men who ... venture upon hazardous and unpredictable sea voyages.” Moragne v. States Marine Lines,
In Socony-Vacuum Co. v. Smith,
The seaman, while on his vessel, is subject to the rigorous discipline of the sea and has little opportunity to appeal to the protection from abuse of power which the law makes readily available to the landsman_ He cannot leave the vessel while at sea. Abandonment of [the vessel] in port before his discharge ... exposes him to the risk of loss of pay and to the penalties for desertion_ Withal, seamen are the wards of admiralty, whose traditional policy it has been to avoid, within reasonable limits, the application of rules of the common law which would affect them harshly because of the special circumstances attending their calling.
Id. at 431,
B. SUMMARY JUDGMENT
Federal Rule of Civil Procedure 56(c) permits summary judgment “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c). As we consider the appropriateness of summary judgment in the case at bar, we must examine the record taken as a whole to deter
[T]he plain language of Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party’s case, and on which that party will bear the burden of proof at trial.
Id. at 322,
In recent years, the Supreme Court has liberalized the use of summary judgment. See, e.g., Celotex Corp.,
Our consideration of the propriety of summary judgment in the case at bar is animated by two additional concerns. First, we have previously explained that “there is eminent authority in support of the proposition that issues of negligence are ordinarily not susceptible of summary adjudication, but should be resolved by trial in the ordinary manner.” Rogers v. Peabody Coal Co.,
III. APPLICATION OF MODERN MARITIME LAW
A. THE CLAIM OF THE SHIPMASTER
In the cross-appeal, defendant argues that we should affirm the summary judgment on the alternative ground that plaintiff’s Jones Act claim must be denied because her decedent Daughenbaugh was not acting “in the course of his employment” at the time of his death. We disagree.
In Braen v. Pfeifer Oil Transportation Co.,
Men cannot live for long cooped up aboard ship without substantial impairment of their efficiency, if not also serious danger to discipline. Relaxation beyond the confines of the ship is neces-
*1206 sary if the work is to go on, more so that it may move smoothly.
No master would take a crew to sea if he could not grant shore leave, and no crew would be taken if it could never obtain it_ [S]hore leave is an elemental necessity in the sailing of ships, a part of the business as old as the art, not merely a personal diversion.... In sum, it is the ship’s business which subjects the seaman to the risks attending hours of relaxation in strange surroundings. Accordingly, it is but reasonable that the business extend the same protections against injury from them as it gives for other risks of the employment.
Id. at 733-34,
Following the teachings of the Supreme Court, numerous lower courts have held that when a seaman is traveling along a standard route to leave the ship and go ashore or to return to the ship from shore leave, the seaman is acting within the course of his employment under the Jones Act. See, e.g., Marceau v. Great Lakes Transit Corp.,
Given the weight of the authority provided by Braen, Warren and Aguilar, and the holding of the Sixth Circuit’s controlling case, McDonough,
B. THE CLAIMS OF THE SEAMAN’S ESTATE
On appeal, plaintiff argues that the district court erred in granting summary judgment in favor of defendant on the Jones Act claim. Plaintiff maintains that whether defendant’s officers exercised reasonable and ordinary care when they undertook to escort an intoxicated Daughenbaugh from the President Bar — towards the dangerous slip across the hazardous dock — to the ship, and whether defendant’s officers exercised reasonable and ordinary care when they undertook the search for Daughenbaugh after his disappearance are genuine issues of material fact ripe for jury trial. We agree.
In reviewing the district court’s disposition of plaintiff’s claims, we are mindful that “[cjourts should exercise special care in considering summary judgment in Jones Act cases which require a very low eviden-tiary threshold for submission to a jury.” Lies v. Farrell Lines, Inc.,
Our reluctance to dispose of Jones Act claims through summary judgment was shared by the Fourth Circuit in Van Horn v. Gulf Atlantic Towing Corp.,
Whether due care under all of the circumstances was observed by the present shipowner at the relevant times and to*1208 what proportionate extent, if any, [the employee] was at fault are clearly questions for jury determination after a full trial. See Pope & Talbot v. Hawn,346 U.S. 406 [74 S.Ct. 202 ,98 L.Ed. 143 ] (1953). As the noted admiralty text authors, Gilmore and Black, observe regarding negligence under the Jones Act, “[i]t would be a rare court in an unusual case which would take the negligence issue away from the jury-” G. Gilmore & C. Black, The Law of Admiralty 311 (1957).
Van Horn,
Our holdings in this modern maritime case stand upon the firm foundation of McDonough v. Buckeye S.S. Co.,
[O]ne who voluntarily takes charge of a helpless person must exercise reasonable care for his welfare and safety.... See Annotations5 A.L.R. 513 ;120 A.L.R. 1525 . The rule has been embodied in the Restatement of Torts § 324.[5 ] It does not place an onerous burden on shipmasters to require them to exercise ordinary care when they do undertake to escort an intoxicated seaman_ This is particularly true — as in this case — when such assistance is rendered for the benefit of the shipowner as well as the seaman.
Id. at 475-76.
In the case at bar, the district court initially explained that M/V Foy officers Gintz and Chirkun “both admitted the ship has an unwritten policy allowing drunken seamen to return to the vessel. A drunken seaman would be escorted to his room to ensure his safety and the ship’s.”
As a matter of law, the district court found that defendant’s officers were not negligent because the affidavit of Stariha, the bartender, “shows Daughenbaugh returned to the President’s Bar after running away from the officers, releasing the officers, after a reasonable search, from any duty undertaken.” Opinion at 6 (emphasis added). On appeal, defendant argues that Stariha’s affidavit is unrebutted. Plaintiff, however, issues a number of counter arguments. First, plaintiff maintains that Star-iha’s affidavit, which was given more than two years after Daughenbaugh’s disappearance, lacks credibility. Stariha’s affidavit fails to mention that Daughenbaugh left the President’s Bar with his two superior officers. Instead, it indicates that he left earlier with others; thereby indicating that Stariha’s ability to accurately recall the events surrounding Daughenbaugh’s alleged return to the President’s Bar is questionable. Second, Stariha’s statement that Daughenbaugh returned to the President’s Bar is rebutted by the testimony of Gnacinski, who unsuccessfully searched for Daughenbaugh at the President’s Bar and the other bars in town, and the testimony of Gintz, who instructed the Wheelman to call all of the bars in town. Third, plaintiff argues that if Beaudoin and Chirkun had exercised reasonable and ordinary care in escorting Daughenbaugh back to the M/V Foy, and had immediately pursued him when he ran away from them on the dock, then Daughenbaugh’s alleged return trip to the President’s Bar would have been avoided.
We are persuaded that the district court erred in holding, as a matter of law, that defendant’s officers were released from their duties by Daughenbaugh’s alleged return trip to the President’s Bar. It is not the function of this court, however, to weigh the evidence and to determine the credibility of the Stariha affidavit, as well as the conflicting testimony of Gnacinski and Gintz. Interpreting conflicting evidence and determining the credibility of witnesses are functions within the unique province of the jury. See Anderson v. Liberty Lobby, Inc.,
In discussing the standard of care that was provided by defendant’s officers before an intoxicated Daughenbaugh allegedly released them from their duties, the district court explained that Beaudoin used at least ordinary care in looking for Dau-ghenbaugh after he disappeared. Opinion at 6. Contrary to the holding of the district court, a jury might well conclude that more than a cavalier walk around the con
Thus, two additional issues of material fact are apparent: first, whether Beaudoin and Chirkun exercised ordinary and reasonable care as they escorted an intoxicated Daughenbaugh over the dock and along the slip; and second, whether Beaudoin and Chirkun exercised reasonable and ordinary care when they undertook to search for Daughenbaugh after his disappearance. We are persuaded that several questions regarding defendant’s negligence — through its officers — raise genuine issues of material fact which should have precluded summary judgment on plaintiff’s Jones Act claim.
IV. CONCLUSION
On plaintiff’s Jones Act claim, we reverse the order of the district court granting summary judgment in favor of defendant. We remand to determine whether, under the Jones Act, Daughenbaugh’s death resulted in whole or in part from the negligence of defendant. In all other respects, we affirm the order of the district court.
Accordingly, the judgment of the district court is AFFIRMED in part, REVERSED in part, and REMANDED for further proceedings consistent with this opinion.
Notes
. As the M/V Foy Conveyorman, Daughen-baugh's primary responsibility was to unload the cargo from the ship. Daughenbaugh was also responsible for supervising the Conveyor-man Helper and for performing maintenance work, such as servicing the ship’s grease bearings.
. We decline defendant's invitation to follow the opinion of the Seventh Circuit in Petition of Atlass,
. On appeal, plaintiff also argues that the district court erred in granting summary judgment in favor of defendant on the unseaworthiness claim. We have concluded, however, that the district court did not err in holding that the plaintiff failed to prove that the conditions on the dock were the proximate cause of Daughen-baugh’s death. The district court correctly concluded that:
"It is now well settled that a ship owner owes to the seaman employed on its vessels an absolute, nondelegable duty to provide a seaworthy vessel." Harbin v. Interlake Steamship Co.,570 F.2d 99 , 103 (6th Cir.1978), cert. denied,437 U.S. 905 [98 S.Ct. 3091 ,57 L.Ed.2d 1135 ] (1978). However, plaintiff must show injuries suffered were as a result of the unseaworthy condition of the ship or its appurtenances. Mahnich v. Southern Steamship Co.,321 U.S. 96 [64 S.Ct. 455 ,88 L.Ed. 561 ] (1944)....
Plaintiff attempted to raise questions of fact concerning the condition of the dock and its relative dangerousness. [However,] no causal connection [was] shown between the condition of the dock and the death of Daughen-baugh. No evidence was submitted by plaintiff which would link Daughenbaugh’s drowning to the conditions on the dock.
Opinion at 6-7.
Our disposition of plaintiffs Jones Act claim must be distinguished from our disposition of her unseaworthiness claim. We remain unpersuaded by plaintiff’s unseaworthiness claim because it cannot withstand traditional proximate cause analysis. However, we look favorably upon plaintiffs Jones Act claim because it can withstand the liberal causation analysis unique to the Jones Act and FELA. See Lies v. Farrell Lines, Inc.,
. Our holdings in the present case also find substantial support in Neal v. Bergland,
. The Restatement (Second) of Torts provides:
§ 324. Duty of One Who Takes Charge of Another Who is Helpless
One who, being under no duty to do so, takes charge of another who is helpless adequately to aid or protect himself is subject to liability to the other for any bodily harm caused by
(a) the failure of the actor to exercise reasonable care to secure the safety of the other while within the actor’s charge, or
(b) the actor’s discontinuing his aid or protection, if by so doing he leaves the other in a worse position than when the actor took charge of him.
Restatement (Second) of Torts § 324 (1965).
. Defendant argues that if there was a policy of escorting intoxicated seamen back to the M/V Foy after shore leave, there is no evidence that defendant authorized the policy or had knowledge of it. Under the law, however, knowledge by the M/V Foy officers themselves could be imputed to defendant. Cf. Keeton, Dobbs, Keeton & Owen, Prosser and Keeton On Torts 502 (4th ed. 1984) ("[The employer's] vicarious liability, for conduct which is in no way his own, extends to any and all tortuous conduct of the servant which is within the 'scope of employment.’ ”). Moreover, defendant knew that intoxicated seamen were allowed to board the M/V Foy, and therefore, should have known that it was benefiting from a common and well-established escort practice. Cf. International Distributing Corp. v. American Dist.,
Concurrence Opinion
concurring.
I concur fully in the result and in most of the analysis contained in Judge Keith’s very comprehensive and thoughtful opinion. Likewise, while I agree that the facts on motion for summary judgment are to be construed most stringently against the moving party, I am unable to join in the more generalized factual conclusions contained in the last two paragraphs of Part III. I would not necessarily conclude from the proofs before the district court that Beaudoin and Chirkun did no more than take a “cavalier walk” around the conveyor house, nor that they are automatically to be faulted for having failed to take charge of an intoxicated Daughenbaugh so that he would not flee. This seems to imply an absolute duty as a matter of law, a duty which a jury could easily find that reasonable persons in their position could not have performed. I also cannot conclude that their search was not comprehensive, any more than I can conclude that it was comprehensive. Further, I am unable to conclude that they are to be faulted automatically for failing to immediately notify the ship’s captain when the conduct they encountered could occur every time a person did not show up on time. These are all conclusions a jury could reach under the facts. However, a jury could also conclude upon the same evidence that Beaudoin and Chirkun did everything they reasonably could do under the circumstances as they appeared to them at the time, including searching, notifying the captain, and requesting their fellow seamen to keep an eye out for Daughenbaugh should he return to the President’s Bar.
Likewise, reasonable minds might assign different credibility to the testimony of Stariha that Daughenbaugh reappeared at the President’s Bar. Cases often arise where seemingly undisputed facts, individ
