Susan BARNEY, Kathy Christensen, Plaintiffs-Appellants,
v.
Gerald R. PULSIPHER, individually and in his Official
Capacity, Defendant,
Box Elder County, Utah, a political subdivision of the State
of Utah; Robert E. Limb; Lee Allen, Commissioner, in his
official capacity; James White, Commissioner, in his
official capacity; Allen Jensen, Commissioner, in his
official capacity, Defendants-Appellees.
No. 96-4192.
United States Court of Appeals,
Tenth Circuit.
May 1, 1998.
Kathryn Collard, of The Law Firm of Kathryn Collard, L.C., Salt Lake City, UT (David Bert Havas and Sharon S. Sipes, of Gridley, Ward, Havas, Hamilton & Shaw, Ogden, UT, with her on the brief), for Plaintiffs-Appellants.
Karra J. Porter, of Christensen & Jensen, P.C. (Dale J. Lambert, of Christensen & Jensen, with her on the brief, Salt Lake City, UT), for Defendants-Appellees.
Before SEYMOUR, Chief Judge, ANDERSON, and HENRY, Circuit Judges.
SEYMOUR, Chief Judge.
While serving 48-hour sentences for minor offenses at Box Elder County Jail in Utah, Kathy Christensen and Susan Barney were on separate occasions sexually assaulted by jailer Gerald Pulsipher. Ms. Christensen and Ms. Barney each brought suit against Gerald Pulsipher, Box Elder County, Sheriff Robert Limb, and County Commissioners Lee Allen, James White, and Allen Jensen under 42 U.S.C. § 1983 alleging violations under the First, Eighth, Ninth, and Fourteenth Amendments based on Mr. Pulsipher's sexual assault and other conditions of confinement arising out of their two-day incarcerations. The two actions were consolidated, and all defendants except Mr. Pulsipher moved for summary judgment. The district court granted the motion. Ms. Christensen and Ms. Barney appeal,1 and we affirm.I
In accordance with state law requiring "the separation of prisoners by sex," Utah Stat. Ann. § 17-22-5 (1995 repl.), women inmates at Box Elder County Jail are placed in solitary confinement in a cell specifically designated for females. The female cell is eight-by-eight feet in dimension, and the door to the cell contains a small window which is covered by a manilla envelope taped to the outside of the door. Below the covered window is a small opening with a trap door which is used to provide inmates a food tray. The cell is located on the first floor of the jail adjacent to the jail officer's desk. On the separate occasions Ms. Barney and Ms. Christensen were confined at Box Elder County Jail, they each allege the following inadequate conditions:
The mattress was soiled and torn; the pillow filthy and uncovered by a pillow case; there was no clean place for plaintiffs to place their clothing when they went to bed; the sink, toilet, shower fixtures and soap were dirty; there was profanity scribbled on the walls of the cell; the lighting was inadequate and the air in the cell during the summer months when the plaintiffs were confined there, was stifling due to the lack of any adequate circulation, ventilation, or air conditioning in the cell, and the food was cold and unappetizing.
Aplt. Br. at 14.
Several closed circuit television cameras are in the jail and linked to monitors in the dispatch area to aid jail officials in maintaining the security of the facility. No cameras monitor the outside exercise area commonly known as the "bullpen." Aplt.App. at 216-17, 499. Although dispatchers generally watch the monitors in concert with their dispatch duties, they are under no obligation to view them continuously.
The Jail Policies and Procedures Manual specifically instructs jailers to "give notification prior to entering the cell blocks of the opposite sex" to the dispatcher who "will monitor the cell block." Id. at 230-31. Moreover, male jailers are prohibited from "remov[ing] female inmates from their cells without another officer being physically present." Id. at 229. Ordinarily two jailers are required to be on duty per shift, but when one jailer is sick or on vacation a second jailer is usually not called in due to understaffing and budgetary constraints. The manual further prohibits jailers from accepting sex or other favors from prisoners, forbids staff members from taking any prisoners out of the jail for any reason except to perform authorized jail work assignments, and prohibits discrimination against any prisoner on the basis of sex.
As a result of overcrowding in the jail, the indoor exercise area and library are used to house overflow male prisoners, and women are therefore excluded from using these spaces. Because of the lack of monitoring and services available to women inmates, a report evaluating the jail concluded "[t]he present configuration of space dictates that the facility not house women inmates for periods of time longer than several hours." Aplt.App. at 501. Recognizing that the facilities at Box Elder County Jail are inadequate for holding women prisoners for any considerable length of time, Sheriff Limb ordinarily follows a "verbal policy" of confining only women who need to be detained for 24-36 hours at the jail. Id. at 212-13. The County usually contracts out to jails in neighboring counties to house women prisoners sentenced for longer periods of time unless these jails are full, in which case female inmates are kept at Box Elder County Jail.
Early in the morning of May 15, 1993, Kathy Christensen arrived at Box Elder County Jail to serve a 48-hour sentence for a DUI conviction and was placed in the female cell. Later that day, Gerald Pulsipher, the only jailer on duty at the time, removed Ms. Christensen from her cell without informing the dispatcher as required by jail policy and led her outside to the unmonitored "bullpen" area where he sexually assaulted her. Mr. Pulsipher threatened to keep Ms. Christensen in jail longer than 48 hours if she did not perform oral sex as he demanded. After completing her sentence, Ms. Christensen did not report the incident of assault to the County.
On July 10, 1993, Susan Barney was placed in the female cell at Box Elder County Jail to serve a 48-hour sentence for shoplifting. Mr. Pulsipher, who once again was the only jailer on duty, took Ms. Barney to the same unmonitored area without informing the dispatcher and sexually assaulted her. Ms. Barney also did not report the incident to the County upon her release. However, Ms. Barney showed her drug counselor a sexually explicit note Mr. Pulsipher had written her while in jail and told her counselor about the assault. The counselor reported Mr. Pulsipher's conduct to Ms. Barney's probation officer, who in turn reported the incident to Sheriff Limb. The County subsequently learned that Ms. Christensen had also been previously assaulted by Mr. Pulsipher.
On August 24, 1993, Sheriff Limb terminated Mr. Pulsipher's employment. Criminal charges were filed against Mr. Pulsipher, who pled guilty to forcible sexual abuse of Ms. Christensen. As part of the plea agreement, the criminal charges relating to the sexual assault of Ms. Barney were dismissed.
During the time Mr. Pulsipher was employed by the Box Elder County Sheriff's Department, Utah law required all peace officers to be certified and successfully complete a basic training course at a certified academy. See Utah Code Ann. § 67-15-7 (1991) (subsequently amended and renumbered as Utah Code Ann. § 53-6-205 (1994)). Before being accepted for admission to a state certified training program, the applicant must undergo a background investigation, which includes a criminal history check, to determine the applicant's "good moral character." Id. § 67-15-6. If the criminal history check reveals convictions for crimes punishable by imprisonment at a state or federal penitentiary or an offense involving dishonesty, unlawful sexual conduct, physical violence, or drugs, the applicant is denied admission. Id.
Mr. Pulsipher was accepted for admission at the Utah Law Enforcement Academy of Weber State University, a state certified basic training program. The background investigation on Mr. Pulsipher turned up one arrest for possession of alcohol at age seventeen and several speeding tickets, but nothing serious enough to deny him admission to the academy. Upon successfully graduating from the academy, Mr. Pulsipher was certified as a peace officer.
Mr. Pulsipher was hired as a Deputy Sheriff by the Box Elder County Sheriff's Department in 1991. The department followed its standard procedure in hiring Mr. Pulsipher. After he submitted an application, Sergeant Yeates interviewed him, checked his application, and contacted his references who all provided positive statements about him. There was no policy in effect requiring written letters of recommendations or written reports of the Sergeant's conversations with these references. Mr. Pulsipher's application was then sent to Sheriff Limb for final approval.
Mr. Pulsipher satisfactorily completed the basic correctional officer course offered by the Department of Corrections, fulfilling the minimum requirements to exercise peace officer authority as a correctional officer in the state of Utah. During the course, Mr. Pulsipher received instruction on offenders' rights, staff/inmate relations, sexual harassment, and cross-gender search and supervision. He also took continuing education courses throughout his employment at Box Elder County Jail to maintain his state certification as a peace officer.
Mr. Pulsipher received a copy of the Jail Policy and Procedures Manual in November 1992, and he was required to read it in its entirety and "be familiar with its contents and comply with its directives." Aplt.App. at 226. In an employee performance appraisal dated February 2, 1993, Mr. Pulsipher received satisfactory to above satisfactory grades in all categories. Before the incidents involving Ms. Christensen and Ms. Barney, Mr. Pulsipher had not been the subject of any disciplinary action and Sheriff Limb considered him one of his better officers.
James White, Lee Allen, and Allen Jensen were the County Commissioners at the time the events underlying this appeal took place. The Commissioners were responsible for funding the jail but did not exercise day-to-day supervision or administration of the jail, which was left entirely to Sheriff Limb. Under state law, the Sheriff is charged with keeping the county jail and its prisoners and is the final policymaking authority for jail operations. See Utah Stat. Ann. § 17-22-2 to -4; Aplt.App. at 227.
The sexual assaults on Ms. Christensen and Ms. Barney were the only incidents of sexual misconduct by Box Elder County jailers of which Sheriff Limb was aware during his more than thirty-year tenure as the County's sheriff. The Commissioners likewise lacked knowledge of any alleged sexual misconduct by jailers or any complaints about inadequate conditions at the jail for female inmates prior to the Christensen and Barney incidents. The record reveals the only problem Sheriff Limb mentioned to one of the Commissioners was that of overcrowding, which resulted in his having to send prisoners elsewhere due to lack of space in the jail.
Susan Barney brought this action against Gerald Pulsipher, Box Elder County, Sheriff Limb and Commissioners Allen, White, and Jensen in their official and individual capacities under 42 U.S.C. § 1983 for the sexual assault by Mr. Pulsipher and other conditions of confinement arising out of her two-day incarceration at Box Elder County Jail.2 Ms. Barney alleges that defendants' inadequate policies and facilities for women inmates, their failure to adequately staff, train, and supervise jailers, and their failure to take reasonable measures to protect her well-being and bodily integrity violated her rights under the First, Eighth, Ninth, and Fourteenth Amendments of the United States Constitution. She seeks monetary damages, declaratory and injunctive relief, and attorneys fees and costs.
Ms. Christensen also brought a section 1983 action against the same defendants, alleging similar constitutional violations and seeking similar relief for her two-day incarceration at the jail. These actions were subsequently consolidated by the district court.
The district court granted the motions of the County, Sheriff Limb, and Commissioners Allen, White, and Jensen for summary judgment. The court was persuaded that defendants had not acted with the required "deliberate indifference" to violate the Eighth Amendment, noting the absence of any previously reported incidents of sexual misconduct by Mr. Pulsipher or any jailers, and holding that the conditions of plaintiffs' confinement did not rise to the level of cruel and unusual punishment in light of the brevity of their stay. The court further found no evidence in the record demonstrating that jail conditions for female prisoners violated clearly established equal protection rights, and concluded that defendants' policy of holding women inmates in solitary confinement when arrangements could not be made to transport them to other jails was reasonably related to the legitimate penal interest of providing separate housing for men and women prisoners. The court thus granted the individual defendants qualified immunity on all damage claims and granted judgment in favor of defendants on all claims in the complaint.3
II
We begin our review with Ms. Barney's and Ms. Christensen's claims against the County and Sheriff Limb and the Commissioners in their official capacities.4 We review a district court's grant of summary judgment de novo, viewing all the evidence in the light most favorable to the nonmoving party. Seymore v. Shawver & Sons, Inc.,
The County may be held liable under 42 U.S.C. § 1983 only for its own unconstitutional or illegal policies and not for the tortious acts of its employees. See Monell v. Department of Soc. Servs.,
The Supreme Court observed in Brown that when an official municipal policy itself violates federal law, issues of culpability and causation are straightforward; simply proving the existence of the unlawful policy puts an end to the question. See id. at ---- - ----,
We turn first to the claim based on the alleged inadequate training. In City of Canton v. Harris,
Here, plaintiffs' failure-to-train claim fails because the record contains no evidence tending to show that the County acted with deliberate indifference. The Sheriff and the Commissioners testified in their depositions they were unaware of any previous incidents involving the sexual assault of an inmate by a Box Elder County jailer or of any complaints about the treatment of women inmates at the jail. Plaintiffs proffered no evidence to the contrary. Consequently, no pattern of violations existed to put the County on notice that its training program was deficient in this regard.
In addition, this case does not fall within the narrow range of circumstances justifying a finding of deliberate indifference absent a pattern of violations. Mr. Pulsipher completed a state certified basic peace officer training program and a correctional officer course after he was hired, which included instruction on offenders' rights, staff/inmate relations, sexual harassment, and cross-gender search and supervision. Plaintiffs have not come forward with evidence pertaining to the adequacy of the instruction he received in these courses. We thus have no reason to conclude that Mr. Pulsipher received constitutionally deficient training. See Andrews v. Fowler,
We next consider plaintiffs' claim based on the decision to hire Mr. Pulsipher. In Brown, the Supreme Court specifically examined the showing required to hold a municipality liable for a single inadequate hiring decision.6 The Court emphasized the difference between failure-to-train and inadequate-hiring claims and refused to simply "import the reasoning of Canton into the hiring context." Id. at ----,
Merely showing that a municipal officer engaged in less than careful scrutiny of an applicant resulting in a generalized risk of harm is not enough to meet the rigorous requirements of "deliberate indifference." Id. at ----,
Mr. Pulsipher's background investigation revealed an arrest at age seventeen for possession of alcohol and several speeding tickets. He completed a state certified basic training program, to which he would have been denied admission had he been convicted of any crimes involving unlawful sexual conduct or physical violence. Plaintiffs have presented no evidence that Mr. Pulsipher's background could have led Sheriff Limb to conclude Mr. Pulsipher was highly likely to inflict sexual assault on female inmates if hired as a correctional officer. See id. at ----,
III
Ms. Barney and Ms. Christensen also sued the Sheriff and the Commissioners in their individual capacities. Qualified immunity is an affirmative defense against section 1983 damage claims available to public officials sued in their individual capacities. Wilson v. Meeks,
"In analyzing qualified immunity claims, we first ask if a plaintiff has asserted the violation of a constitutional right at all, and then assess whether the right was clearly established at the time of a defendant's actions." Gehl Group v. Koby,
A. Eighth Amendment
Prison officials are required to provide humane conditions of confinement by ensuring inmates receive the basic necessities of adequate food, clothing, shelter, and medical care and by taking reasonable measures to guarantee the inmates' safety. See Farmer v. Brennan,
In order to hold prison officials liable for violating an inmate's right to humane conditions of confinement, two requirements must be met. First, the deprivation alleged must be objectively "sufficiently serious," Wilson v. Seiter,
With regard to plaintiffs' sexual assault claims,11 we have expressly acknowledged that an "inmate has a constitutional right to be secure in her bodily integrity and free from attack by prison guards." Hovater v. Robinson,
We explicitly rejected this argument in Hovater, which involved very similar facts and controls here. There, Mr. Robinson, a detention officer, called Ms. Hovater, a female inmate, from her cell to the library. In violation of jail policy which required that female inmates be accompanied by either a female officer or at least two male officers, Ms. Hovater was left alone with Mr. Robinson, who then sexually assaulted her. Id. at 1064-65. Prior to this incident, neither the sheriff nor the county commissioners knew of any complaints from female inmates about sexual misconduct by Mr. Robinson or any other jail officer. Id. at 1064. We held Ms. Hovater failed to establish that the sheriff and the county commissioners acted with deliberate indifference--i.e., that the defendants "disregarded an obvious risk to the safety of female inmates by allowing a single male guard to have custody of a female inmate absent any indication that the guard would assault her." Id. at 1066.13 We further stated:
[T]he mere existence of the policy at issue does not establish an obvious risk that females left alone with male guards are likely to be assaulted.
Sheriff Hill had no knowledge that Mr. Robinson was a threat to the female inmates. Any known harm could stem only from the mere fact of Mr. Robinson's gender. To find harm present in these circumstances would, in effect, require the conclusion that every male guard is a risk to the bodily integrity of a female inmate whenever the two are left alone. There is absolutely no evidence in this record to support that conclusion.
Id. at 1068.
Nor does the record here contain any evidence to indicate that male guards at Box Elder County Jail, if left alone with female inmates, posed a risk to their health and safety. As in Hovater, we decline to find knowledge by Sheriff Limb and the Commissioners of a substantial risk of harm from the mere fact of Mr. Pulsipher's gender. Without any evidence of sexual misconduct in Mr. Pulsipher's background or any evidence of previous incidents of sexual misconduct by Box Elder County jailers, plaintiffs have failed to raise a fact question on whether the Sheriff and the Commissioners acted with deliberate indifference under either an objective or subjective standard.
With regard to the general conditions of confinement, plaintiffs specifically allege a filthy cell, inadequate lighting and ventilation, lack of enclosures around the shower and toilet, unappetizing food, and no access to recreational facilities. The Eighth Amendment "does not mandate comfortable prisons," and conditions imposed may be "restrictive and even harsh." Rhodes,
B. Equal Protection
Ms. Barney and Ms. Christensen contend defendants discriminated against them on the basis of their sex in violation of the Equal Protection Clause by subjecting them to sexual harassment and assault,15 placing them in solitary confinement when male inmates are not ordinarily placed in solitary confinement, and denying them access to educational and recreational facilities and programs offered to male inmates. The Equal Protection Clause requires the government to treat similarly situated people alike. City of Cleburne v. Cleburne Living Ctr.,
Plaintiffs have not come forward with any evidence indicating that women serving two-day sentences at Box Elder County Jail received treatment different from men serving similar lengths of time.16 Nor have they presented evidence of the relative number of men and women prisoners, the average length of stays of men and women prisoners, and what programs are offered to male prisoners. Absent any relevant information about male prisoners at Box Elder County Jail, plaintiffs cannot make the required threshold showing that they were treated differently from male inmates who were similarly situated to them. Plaintiffs' equal protection claims therefore fail. See Women Prisoners v. District of Columbia,
In sum, plaintiffs failed to meet their burden of presenting sufficient facts to show that Sheriff Limb and the Commissioners violated either the Eighth Amendment or the Equal Protection Clause. Consequently, the district court properly granted summary judgment for these defendants.18
IV
As the County defendants readily concede, Mr. Pulsipher's conduct towards Ms. Barney and Ms. Christensen was inexcusable and "outrageous." Aplee Br. at 23. Such outrageous conduct by Mr. Pulsipher, without more, is not enough to impose liability on the County, or the Sheriff and the Commissioners in their individual capacities. Mr. Pulsipher has been criminally convicted for his behavior and the section 1983 suit against him is pending below. Ms. Barney and Ms. Christensen are therefore not left entirely without relief.
We AFFIRM.
Notes
Ms. Barney's and Ms. Christensen's complaints also alleged various pendent state law claims. The parties stipulated to the dismissal of these claims against all defendants except Mr. Pulsipher, and the district court dismissed the state law claims on October 11, 1995. Aplt.App. at 559. The district court certified the appeal under Fed.R.Civ.P. 54(b) and stayed the trial of Mr. Pulsipher pending the outcome
Ms. Barney also named as defendants unknown individuals, John Does I-IV, who supervised and trained Mr. Pulsipher
Ms. Barney and Ms. Christensen contend the district court failed to address their claims for declaratory and injunctive relief. Plaintiffs lack standing to assert these claims. A "plaintiff cannot maintain a declaratory or injunctive action unless he or she can demonstrate a good chance of being likewise injured in the future." Facio v. Jones,
A suit against individual defendants in their official capacities is essentially the same as a suit against the County. See Monell v. Department of Soc. Servs.,
As we discuss infra, a finding of "deliberate indifference" is also required to hold prison officials liable for violating inmates' Eighth Amendment right to humane conditions of confinement. Deliberate indifference, however, is defined differently for Eighth Amendment and municipal liability purposes. In the prison conditions context, deliberate indifference is a subjective standard requiring actual knowledge of a risk by the official. In the municipal liability context, deliberate indifference is an objective standard which is satisfied if the risk is so obvious that the official should have known of it. See generally Farmer v. Brennan,
Plaintiffs cannot base their inadequate hiring claim on a pattern of poor hiring decisions since, as stated above, no previous incidents of sexual assault have occurred in the thirty-three years of Sheriff Limb's tenure
We note that the focus of the inquiry in determining when a single poor hiring decision is sufficient to constitute deliberate indifference appears to be on the actual background of the individual applicant and not on the thoroughness or adequacy of the municipality's review of the application itself. As the Supreme Court took great pains to point out, unlike the obvious "risk from a particular glaring omission in a training regimen" (such as a failure to train a police officer in the use of deadly force), it is much harder to predict the consequences of a single instance of a municipality's failure to adequately screen an applicant. Brown, 520 U.S. at ----,
We also reject plaintiffs' assertions that the County should be held liable for adopting an "official defacto policy," Aplt. Br. at 20, of permitting a single jail officer to be on duty alone when the second jailer is sick or on vacation, and for failing to adopt various policies to adequately supervise jailers and protect women prisoners, including notifying inmates of their rights to be free from sexual assault and providing formal avenues of complaint for inmates and formal sanctioning procedures for jailers. The record reveals no previous incidents of sexual harassment or assault of female inmates at Box Elder County Jail which would provide actual or constructive notice to the County that its one-jailer policy and failure to adopt certain policies would result in the specific injuries alleged here. Nor are we persuaded that a plainly obvious consequence of failing to adopt such policies or having one male jailer on duty is the sexual assault of female inmates. Cf. Hovater v. Robinson,
Deciding the "purely legal question" of whether a constitutional violation exists at all first allows courts "expeditiously to weed out" essentially meritless claims early in the proceedings. Siegert v. Gilley,
Although plaintiffs generally invoke other constitutional amendments in their complaints, their claims concerning conditions of confinement "remain[ ] bounded by the Eighth Amendment, the explicit textual source of constitutional protection in the prison context." Adkins v. Rodriguez,
Although plaintiffs allege Mr. Pulsipher subjected them to severe verbal sexual harassment and intimidation, these acts of verbal harassment alone are not sufficient to state a claim under the Eighth Amendment. See Adkins,
Plaintiffs also point to a report stating that Box Elder County Jail was overcrowded, did not meet regulatory standards, lacked adequate monitoring, and was particularly inadequate for detaining female prisoners for extended lengths of time as evidence of the County's knowledge of the substantial risk of harm faced by female inmates at the jail. However, if a prison official responds reasonably to a risk of harm, he will not be held liable even if the harm ultimately is not prevented. Farmer,
Because Hovater was decided before the Supreme Court's decision in Farmer, we applied the objective test under the deliberate indifference standard
Plaintiffs' reliance on Women Prisoners v. District of Columbia,
Plaintiffs assert that sexual harassment and sexual assault are actionable as an equal protection violation under 42 U.S.C. § 1983 without a showing that a comparable group of males are likewise being harassed, citing Starrett v. Wadley,
In responding to plaintiffs' Equal Protection argument, defendants rely on the majority opinions in Women Prisoners v. District of Columbia,
Moreover, considering that state law requires the separation of men and women inmates and that the jail houses primarily male prisoners while female inmates are ordinarily detained for only brief periods of time and contracted out to neighboring jails, the County defendants' policy of keeping women in solitary confinement reflects a legitimate and rational decision to provide for the safety of inmates and the efficient running of the jail. We hesitate to interfere with prison officials' decisions concerning the day-to-day administration of prisons, to which we must accord deference. See Turner v. Safley,
Defendants urged us to grant the Commissioners in their individual capacities absolute legislative immunity. Since we uphold summary judgment in favor of the Commissioners on the merits, we need not address this issue. We also find meritless plaintiffs' final argument that the district court's grant of summary judgment violated their right to a jury trial
