MEMORANDUM OPINION
I. INTRODUCTION
This case is before the court on the Plaintiffs’ Motion for Partial Summary Judgment (Doc. # 69), and the Defendants’ Motion for Partial Summary Judgment and to Dismiss (Doc # 71).
The Plaintiffs, a group of health care facilities which provide abortion services in the State of Alabama, filed a Class Action Complaint on September 17, 2002, challenging, on behalf of themselves and their patients seeking abortions, the constitutionality of The Woman’s Right to Know Act (“Act”). See Ala.Code §§ 26-2BA-1 to 13 (Supp.2002). The Defendants include the Governor of the State of Alabama, the Attorney General, the State Health Officer, and the Montgomery District Attorney. 1 The Plaintiffs request that the court enjoin the Defendants from enforcing the Act and to issue a declaration that the Act is unconstitutional.
In addition to their Complaint, the Plaintiffs also filed a Motion for Temporary Restraining Order/Preliminary Injunction (Doc. # 2) to prevent the Act from taking effect on October 14, 2002. The court held a hearing on the Plaintiffs’ motion on September 26-27, 2002. Following the hearing, the court issued a Memorandum Opinion (Doc. # 18) and accompanying Order and Preliminary Injunction (Doc. # 19) on September 30, 2002.
See Summit Med. Ctr. v. Siegelman,
On February 25, 2003, the Plaintiffs filed an Amended Class Action Complaint raising eleven claims for relief (Doc. #51). The Defendants filed an Answer on March 10, 2003 (Doc. # 53). On April 9, 2003, the Plaintiffs filed a Notice of Dismissal (Doc. # 67) with respect to the following named Plaintiffs in the Amended Complaint: 1) Reproductive Health Services; 2) West Alabama Women’s Center; 3) Center for Choice; 4) Dr. Richard Stuntz, M.D.; and 5) Dr. Louis T. Payne, M.D. The court subsequently treated the Plaintiffs’ notice as a Motion to Dismiss and dismissed the
The Plaintiffs and Defendants filed cross motions for partial summary judgment on April 15 and 16, 2003, respectively. The court heard oral argument on the motions on July 3, 2003.
For the reasons to be discussed, the Plaintiffs’ Motion for Partial Summary Judgment (Doc. # 69) is due to be GRANTED in part and DENIED in part, and the Defendants’ Motion for Partial Summary Judgment and to Dismiss (Doc # 71) is due to be GRANTED in part and DENIED in part.
II. SUMMARY JUDGMENT STANDARD
Under Rule 56(c) of the Federal Rules of Civil Procedure, summary judgment is proper “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.”
Celotex Corp. v. Catrett,
The party asking for summary judgment “always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of the ‘pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,’ which it believes demonstrate the absence of a genuine issue of material fact.”
Id.
at 323,
Once the moving party has met its burden, Rule 56(e) “requires the nonmoving party to go beyond the pleadings and by [its] own affidavits, or by the ‘depositions, answers to interrogatories, and admissions on file,’ designate ‘specific facts showing that there is a genuine issue for trial.’”
Id.
at 324,
After the nonmoving party has responded to the motion for summary judgment, the court must grant summary judgment if there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c).
III. THE WOMAN’S RIGHT TO KNOW ACT
The State of Alabama adopted The Woman’s Right to Know Act (“Act”) on April 17, 2002.
SeeAlaCode
§§ 26-23A-1 to 13. Its purpose is “to ensure that every woman considering an abortion receives complete information on the procedure, risks, and her alternatives.”
Id.
at § '26-23A-2(b). In similarity to statutes passed by an increasing number of states, the Act is an “informed consent” statute by which providers of abortions are required to provide a woman seeking an abortion with: 1)
Currently, only two provisions of the Act are in dispute between the parties. First, the Plaintiffs contend that the Act’s mandatory payment and distribution provisions, §§ 26-23A-4(a), 5(c), violate their First Amendment rights because it requires them to purchase and distribute speech they find ideologically objectionable. See Complaint, ¶ 99. Second, the Plaintiffs argue that the Act’s civil liability provision, § 26-23A-10(a), violates the Due Process Clause of the Fourteenth Amendment because it creates “prima fa-cie presumptions of liability for offenses such as parental and judicial consent completely unrelated to the scope of the Act’s provisions.” Id. at ¶ 101. The specific language of these two provisions is as follows.
A. Mandatory Distribution and Payment Provisions
The Act requires the Alabama Department of Public Health (“ADPH”) to create an informational brochure containing the following information:
(1)Geographically indexed printed materials designed to inform the woman of public and private agencies and services available to provide medical and financial assistance to a woman through pregnancy, prenatal care, upon childbirth, and while her child is dependent. The materials shall include a comprehensive list of the agencies, a description of the services offered, and the telephone numbers and addresses of the agencies.
(2) The printed materials shall include a list of adoption agencies geographically indexed and that the law permits adoptive parents to pay the cost of prenatal care, childbirth and neonatal care.
(3) Printed materials that inform the pregnant woman of the probable anatomical and physiological characteristics of the unborn child at two-week gestational increments from fertilization to full term. It shall include color photographs of the developing child at each of the two-week gestational increments, a clear description of the unborn child’s development, any relevant information on the possibility of the unborn child’s survival, and dimensions of the unborn child. The materials shall be realistic, clear, objective, non-judgmental, and designed to convey only accurate scientific information about the unborn child at the various gestational ages.
(4) The materials shall contain objective information describing the methods of abortion procedures commonly employed and the medical risks of each, and the medical risks associated with carrying a child to term.
(5) The printed materials shall list the support obligations of the father of a child who is born alive.
(6) The printed materials shall state that it is unlawful for any individual to coerce a woman to undergo an abortion, that any physician who performs an abortion upon a woman without her informed consent may be liable to her for damages in a civil action at law.
(7) The material shall include the following statement: “There are many public and private agencies willing and able to help you to carry your child to term, and to assist you and your child after your child is born, whether you choose to keep your child or place him or her foradoption. The State of Alabama strongly urges you to contact those agencies before making a final decision about abortion. The law requires that your physician or his or her agent give you the opportunity to call agencies like these before you undergo an abortion.”
Id. at § 26-23A-5(a). These materials “shall be in a bound booklet, shall contain large clear photographs, and shall be printed in a typeface large enough to be clearly legible.” Id. at § 26-23A-5(b). Under the Act, a physician or qualified person 3 must provide a copy of this information booklet to the woman at least 24 hours prior to the abortion procedure. Id. at § 26-23A-4(a).
In addition to the information booklet, the Act requires ADPH to create a video tape detailing much of the information in the printed materials as well as a consent form in order for the patient to verify that she gives informed consent pursuant to the Act. Id. at §§ 26-23A-(6)(a), (c). Unlike the mandatory printed materials, however, the Act does not require patients to view the video tape if they do not want to do so. See id. at §§ 26-23A-4(b)(5), 4(d) (stating that a woman gives informed consent if she acknowledges on the consent form that she had the opportunity to view the video tape).
The Act states that ADPH “may charge a reasonable fee based on the cost of producing the materials and video tape.” Id. at § 26-23A-(5)(c). According to a letter dated September 18, 2002, ADPH informed the Plaintiffs that the printed information packages may be purchased at a cost of $4.00 each, plus $6.00 shipping and handling. See Memorandum in Support of Plaintiffs’ Motion for Summary Judgment (Doc. #70), Exhibit B. As a service to large volume consumers, however, ADPH stated that it will waive the shipping and handling fees on orders that are received between certain specified dates each year. 4 ADPH also intends to charge the Plaintiffs $50 for each copy of the video tape.
B. Civil Liability Provision
The Act’s civil liability provision states the following:
In addition to whatever remedies are available under the common or statutory law of this state, failure to comply with the requirements of [the Act] shall:
(a) Provide a basis for a civil action for compensatory and punitive damages. Any conviction under this chapter shall be admissible in a civil suit as prima facie evidence of a failure to obtain an informed consent or parental or judicial consent. The civil action may be based on a claim that the act was a result of simple negligence, gross negligence, wantonness, willfulness, intention, or other legal standard of care.
Id. at § 26-23A-10(a). 5
IY. DISCUSSION
The Plaintiffs’ Amended Class Action Complaint alleges that the Woman’s Right
1) First Claim: “The Act violates the right of privacy ... guaranteed by the First, Fourth, Fifth, Ninth, and Fourteenth Amendments to the United States Constitution, in that its purpose is to place a substantial obstacle in the path of women seeking pre-viability abortions.” Amended Class Action Complaint, ¶ 82 (emphasis added).
2) Second Claim: “The Act violates the right of privacy ... guaranteed by the First, Fourth, Fifth, Ninth, and Fourteenth Amendments to the United States Constitution, in that its effect is to place a substantial obstacle in the path of women seeking pre-viability abortions.” Id. at ¶ 84 (emphasis added).
3) Third Claim: “The Act violates the right of informational privacy guaranteed by the First, Fourth, Fifth, Ninth, and Fourteenth Amendments to the United States Constitution, in that the Act’s two-trip requirement will force some women to disclose their decision to terminate their pregnancy to ... third parties.” Id. at ¶ 85.
4) Fourth Claim: “The Act violates the right of informational privacy guaranteed by the First, Fourth, Fifth, Ninth, and Fourteenth Amendments to the United States Constitution, in that the Act’s mailing requirement will disclose a woman’s decision to terminate a pregnancy to ... third parties.” Id. at ¶ 87.
5) Fifth Claim: “The Act violates the Plaintiffs’ right to privacy and due process guaranteed by the Fourteenth Amendment ... because its requirement that a woman come in person to a physician’s office to obtain state-mandated information 24-hours prior to an abortion procedure or obtain information via ... certified mail is irrational and unsupported by any state interest.” Id. at ¶ 89.
6) Sixth Claim: “The Act violates the Plaintiffs’ rights to privacy and due process guaranteed by the Fourteenth Amendment ... by failing to contain a constitutionally adequate medical emergency exception.” Id. at ¶ 91.
7) Seventh Claim: “The Act violates the Plaintiffs’ rights to privacy and due process guaranteed by the Fourteenth Amendment ... by purporting to establish fetal viability at 19 weeks and imposing unconstitutional requirements upon physicians whenever a fetus has reach 19 weeks gestation.” Id. at ¶ 93.
8) Eighth Claim: “The Act violates the Plaintiffs’ rights to privacy and confidentiality guaranteed by the Fourteenth Amendments [sic] ... by permitting public officials to disclose an abortion patient’s identity without her consent.” Id. at ¶ 95.
9) Ninth Claim: “The Act violates women’s right [sic] to equal protection of law guaranteed by the Fourteenth Amendment ... because [it imposes] restrictions on a medical procedure sought only by women.” Id. at ¶ 97.
10) Tenth Claim: “The Act violates Plaintiffs’ First Amendment rights by forcing them to pay money for mandatory speech they do not wish to endorse let alone purchase.” Id. at ¶ 99.
11) Eleventh Claim: “The Act violates Plaintiffs’ procedural due process [rights] as the Act creates prima facie presumptions of liability for offenses such as parental and judicial consent completely unrelated to the scope of the Act’s provisions.” Id. at ¶ 101.
The Defendants have moved for summary judgment or partial summary judg
A. Tenth Claim: Compelled Distribution and Payment Provisions
The Plaintiffs’ Tenth Claim alleges that the Act violates the First Amendment because it requires abortion providers “to pay money for mandatory speech they do not wish to endorse let alone purchase.” Complaint, ¶ 99. Under the Act, a physician or qualified person must provide a woman with a copy of the State’s information booklet at least 24 hours prior to the abortion procedure. See Ala.Code § 26-23A-4(a). Additionally, § 26-23A-5(c) of the Act authorizes the Alabama Department of Public Health to “charge a reasonable fee based on the cost of producing the materials and video tape.” The Plaintiffs argue that these two sections of the Act collectively violate the First Amendment’s prohibition against compelled speech because they force the Plaintiffs to distribute and pay for informational materials that further the State’s ideological viewpoint.
In
Planned Parenthood of Southeastern Pennsylvania v. Casey,
All that is left of petitioners’ argument is an asserted First Amendment right of a physician not to provide information about the risks of abortion and childbirth, in a manner mandated by the State. To be sure, the physician’s First Amendment rights not to speak are implicated, see Wooley v. Maynard,430 U.S. 705 ,97 S.Ct. 1428 ,51 L.Ed.2d 752 (1977), but only as part of the practice of medicine, subject to reasonable licensing and regulation by the State, cf. Whalen v. Roe,429 U.S. 589 , 603,97 S.Ct. 869 ,51 L.Ed.2d 64 (1977). We see no constitutional infirmity in the requirement that the physician provide the information mandated by the State here.
Id.
at 884,
Although Casey’s First Amendment discussion provides some guidance, it does not squarely resolve the issue presented in this case because the Act differs from Pennsylvania’s informed consent statute in two important respects. First, under the Act, physicians are required to purchase the State’s informational materials.
Compare Casey,
Distribution
With respect to the Act’s compelled distribution requirement, the court finds that
Casey
resolves the issue. The Plaintiffs contend that the compelled distribution provision violates the First Amendment rights of the abortion providers because it requires them to distribute materials and information promoting childbirth over abortion, which they find ideologically objectionable.
See
Plaintiffs’ Memorandum In Support of Plaintiffs’ Motion for Summary Judgment, Exhibits (C)-(E) (citing the statements of abortion clinic employees who disagree with the information contained in the State’s materials).
7
When the argument is framed in this fashion, the court concludes that the differences between the Act and Pennsylvania’s informed consent statute are immaterial. This conclusion is based on the fact that both the Act and the Pennsylvania statute upheld in Casey require abortion providers to distribute speech they find objectionable. Neither statute restrains the provider from expressing to the patient personal opinions in opposition to any statement contained in the materials. The only difference between the two statutes is that the Act requires physicians to distribute the information to all women seeking an abortion, whereas Pennsylvania’s statute merely requires actual distribution to women who want to see the information. From the perspective of the
abortion providers’
First Amendment rights, however, this difference is irrelevant because under either scheme abortion providers are ultimately required to deliver speech they find ideologically objectionable. If the Supreme Court had believed that such a distribution requirement violated the First Amendment rights of the abortion providers in
Casey,
this court has no doubt that it would have declared the compelled distribution portion of Pennsylvania’s informed statute unconstitutional. Because the Supreme Court did not reach this conclusion, this court similarly declines to hold that the Act’s compelled distribution provision, § 26-23A-4(a), violates the First Amendment rights of the abortion providers in this case.
See Karlin v. Foust,
To the extent that the Plaintiffs argue that a woman’s First Amendment rights are violated by the compelled distribution provision because it requires her to receive state-authored information that she finds objectionable, the court finds that a woman’s First Amendment rights
Payment
Having concluded that the Act’s compelled distribution provision is permissible, the court must determine whether the Act’s compelled payment requirement violates the Plaintiffs’ First Amendment rights. Only two other federal courts have previously considered this issue, and each reached a conclusion that conflicted with the other. The Plaintiffs urge the court to adopt the reasoning of
Karlin v. Foust,
The First Amendment provides that “Congress shall make no law .,. abridging the freedom of speech.” U.S. Const, amend. I. Although the text only speaks to acts of Congress, the First Amendment’s protections apply equally to the States through the Fourteenth Amendment.
See, e.g., Harris v. Ostrout,
Although the Supreme Court case of
Wooley v. Maynard,
Here, as in Wooley, the State has chosen to impose a direct assessment on those who are required to distribute the message, even though they disagree with it, rather than having the message financed from general tax revenues. Therefore, although the Supreme Court did not base its decision on a compelled contribution theory, that theory would support the application of Wooley to the payment issue now being considered, even though Wooley was distinguished by Casey in the distribution context.
Several months after
Wooley,
the Court decided its first compelled contribution case:
Abood v. Detroit Board of Education,
More than a decade after
Abood,
the Court confronted its next compelled contribution case:
Keller v. State Bar of California,
During oral argument, the Defendants suggested that the Abood/Keller “ger-maneness analysis” should control the outcome of the First Amendment issue in this case. Specifically, the Defendants argued that the State of Alabama, similar to a union or bar association, may compel citizens to contribute funds in order to further the State’s regulatory programs so long as those funds are germane to the State’s central purpose. The State argued further that, in the context of this case, the State’s central purpose is the regulation of physicians who provide abortion services to women. Therefore, pursuant to Keller, the Defendants conclude that the State may require dissenting physicians to contribute funds to pay for the State’s informational materials because these funds are “reasonably incurred for the purpose of’ regulating abortion providers. See id,
This argument by the Defendants takes an expansive view of the purpose of the Act which is not supported by the text of the Act itself. 12 Accepting the characterization that the purpose of the Act is to regulate abortion providers, the text of the Act as a whole makes it clear that it is not a statute of general regulation of abortion providers, but only a statute of regulation with regard to information which must be provided to patients of the abortion providers. That is, the Act does not seek to regulate any aspect of the providing of abortions other than the information the State has deemed necessary for a patient to make an informed decision.
The purpose of the Act is essential to the analysis of First Amendment compelled contribution claims under the Court’s most recent compelled contribution case:
United States v. United Foods, Inc.,
Relying on both
Abood
and
Keller,
the Supreme Court concluded that the mushroom council’s “mandatory [assessment] is contrary to the First Amendment principles set forth in cases involving expression by groups which include persons who object to the speech but must remain a member of the group by law or necessity.”
Id.
at 413,
Applying
Abood
to the facts of
United Foods,
the Supreme Court explained that “before addressing whether a conflict with freedom of belief exists, a threshold inquiry must be whether there is some state imposed obligation which makes group membership less than voluntary; for it is only the overriding associational purpose which allows any compelled subsidy for speech in the first place.”
Id.
at 413,
Unlike
Keller
and
Abood, United Foods
involved a situation in which the government required compelled association of mushroom handlers not for a broader regulatory purpose, but only to compel them to fund speech, specifically advertising that promoted mushroom sales.
See id.
at 415,
The court finds
United Foods
to be directly on point, since the State of Alabama requires abortion providers to associate themselves together only for the limited purpose of funding and disseminating speech.
13
Unlike
Abood
and
Keller,
the State has not required abortion providers to be associated with a larger collective organization that furthers a broad regulatory purpose. Instead, this case is much closer to the statute struck down in
United Foods
because the Act simply mandates that abortion providers pay money to the Alabama Department of Public Health, which in turn, will use the money to fund speech that the Plaintiffs find objectionable. The Defendants’ argument that the compelled contribution at issue is germane to the purpose of the Act is, therefore, unavailing, for “[w]ere it sufficient to say speech is germane to itself, Abood’s and Keller’s limits would be empty of meaning and significance.”
Id.
at 415,
In summary, the Plaintiff providers of abortion services constitutionally may be required to distribute the state-prepared materials, and offer for viewing the state-prepared videotape, advancing policy positions with which they disagree, i.e., the preference of alternatives to abortion, but they may not be compelled to finance the production of the materials and videotape. The court concludes that the final sentence of § 26-23A-5(c) of the Act (“The department may charge a reasonable fee based on the cost of producing the materials and videotape.”) violates the First Amendment to the extent that it might be applied to providers of abortion services who are required to distribute the materials and offer the videotape for viewing. Pursuant to the Act’s severability clause, this sentence must be severed from the Act to that extent and the remainder of the Act “shall remain effective.” Ala.Code § 26-23A-13. Accordingly, the Defendants’ Motion for Summary Judgement on the Plaintiffs’ Tenth Claim for Relief and the Plaintiffs’ cross-motion for Summary Judgment on their Tenth Claim are due to be GRANTED in part and DENIED in part, as stated herein.
Section 10(a) of the Act creates the following civil remedy for violations of the Act:
In addition to whatever remedies are available under the common or statutory law of this state, failure to comply with the requirements of this chapter shall:
(a) Provide a basis for a civil action for compensatory and punitive damages. Any conviction under this chapter shall be admissible in a civil suit as prima facie evidence of a failure to obtain an informed consent or parental or judicial consent. The civil action may be based on a claim that the act was a result of simple negligence, gross negligence, wantonness, willfulness, intention, or other legal standard of care.
Ala. Code § 26-23A-10(a) (emphasis added). In support of their motion for partial summary judgment, the Plaintiffs argue that the prima facie evidence provision of this section violates the Due Process Clause of the Fourteenth Amendment for two reasons. First, the Plaintiffs contend that no logical connection exists between a physician’s failure to comply with the Act and a physician’s failure to obtain parental or judicial consent. 14 Second, the Plaintiffs argue that § 10(a) is overly broad because a prior conviction under the Act could be used as prima facie evidence of a failure to obtain informed consent in a malpractice action, even though the meaning of “informed consent” under the Act is very different from “informed consent” in the malpractice context. The court need not reach the merits of these two arguments, however, as the court agrees with the Defendants that the Plaintiffs’ Eleventh Claim is barred by the Eleventh Amendment.
The Eleventh Amendment to the United States Constitution provides that “[t]he Judicial Power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” U.S. Const, amend. XI. Although the text of the Amendment does not bar suits against a state by its own citizens, the Supreme Court has consistently held that an unconsenting state is immune from suits brought in federal court by its own citizens as well as by citizens of another state.
Edelman v. Jordan,
Under the doctrine announced in
Ex parte Young,
The Defendants argue that this issue is fully resolved by the Eleventh Circuit’s decision in Summit Medical Associates, P.C. v. Pryor, 180 F.3d 1326 (11th Cir.1999). In Pryor, the court held that the plaintiffs’ constitutional challenge to the civil remedy section of Alabama’s partial birth abortion statute was barred by the Eleventh Amendment because the defendants — the Governor, Attorney General, and a class of District Attorneys — did not have “any relationship to the enforcement of this provision.” Id. at 1342. The statute at issue in Pryor provided a civil cause of action for compensatory and punitive damages to “[t]he father, if married to the mother at the time she receives a partial-birth abortion procedure, and if the mother has not attained the age of 18 years at the time of the abortion, the maternal grandparents of the fetus.” Id. at 1329 n. 2 (quoting Ala.Code § 26-23-5). Because “only a husband or a maternal grandparent” could sue under this statute, the court concluded that Ex parte Young did not apply because the state officials had “no authority to enforce the challenged statute.” Id. at 1342 (emphasis in original). Like the civil statute in Pryor, the Defendants in this case contend that the civil action created by § 10(a) of the Act “is not one that the Governor, Attorney General, State Health Officer, or District Attorney of Montgomery County would file.” Brief In Support of Defendants’ Motion for Summary Judgment and To Dismiss, p. 41. Accordingly, they conclude that the Plaintiffs’ Eleventh Claim is barred by the Eleventh Amendment.
Despite the succinctness of this argument, the Plaintiffs point to a significant difference between the § 10(a) and the partial-birth abortion statute. Unlike the partial-birth abortion statute at issue in
Pryor,
§ 10(a) does not limit who can bring a cause of action. More specifically, § 10(a) creates a civil cause of action for compensatory and punitive damages, but never says who can and cannot bring such an action.
See Ala.Code
§ 26-23A-10(a) (stating that failure to comply with the requirements of the Act shall “provide a basis for a civil action for compensatory and punitive damages”). Drawing on this distinction, the Plaintiffs argue that the Attorney General could file an action under § 10(a) pursuant to his general authority “to institute and prosecute, in the name of the state,
all civil actions
and other proceedings necessary to protect the rights and interests of the state.”
Ala. Code
§ 36-15-12 (emphasis added).
16
Because the State of Alabama is in a position to seek civil damages under § 10(a)
Although the court agrees with the Plaintiffs that this case is distinguishable from
Pryor,
this acknowledgment is not dispositive of the centra before the court: whether the Attorney General’s connection to § 10(a) is sufficiently intimate to fall within the
Ex parte Young
exception. Resolution of this issue requires inquiry into “how close a connection is required between the defendant state officers and the enforcement of the act.”
Okpalobi v. Foster,
Fitts
involved a constitutional challenge to an Alabama statute that imposed certain maximum rates of toll that could be charged by the owners of the “Florence Bridge,” a bridge crossing the Tennessee River between Colbert County and Laud-erdale Counties.
Id.
at 516,
That should the owners, lessees or operators of said toll bridge, by themselves or any of their agents, demand or receive from any person a higher rate of toll than is prescribed by this act, he or they shall forfeit to such person twenty dollars for each offense, to be recoverable before any justice of the peace or notary public and ex-officio justice of the peace of either of said counties of Colbert or Lauderdale.
1894-95
Ala. Acts
226, § 2;
Fitts,
There is a wide difference between a suit against individuals, holding official positions under a state, to prevent them, under the sanction of an unconstitutional statute, from committing by some positive act a wrong or trespass, and a suit against officers of a state merely to test the constitutionality of a state statute, in the enforcement of which those officers will act only by formal judicial proceedings in the courts of the state. In the present case, neither of the state officers named held any special relation to the particular statute alleged to be unconstitutional. They were not expressly directed to see to its enforcement. If, because they were law officers of the state, a case could be made for the purpose of testing the constitutionality of the statute, by an injunction suit brought against them, then the constitutionality of every act passed by the legislature could be tested by a suit against the governor and the attorney general, based upon the theory that the former, as the executive of the state, was, in a general sense, charged with the execution of all its laws, and the latter, as attorney general, might represent the state in litigation involving the enforcement of its statutes. That would be a very convenient way for obtaining a speedy judicial determination of questions of constitutional law which may be raised by individuals, but it is a mode which cannot be applied to the states of the Union consistently with the fundamental principle that they cannot, without their assent, be brought into any court at the suit of private persons.
Id.
at 530,
Notwithstanding the passage of one hundred and four years,
Fitts
controls the outcome of this case due to the similarities between the Act and the toll statute. First, both § 10(a) of the Act and § 2 of the toll statute create general civil remedies that do not expressly limit who may bring an action. In
Fitts,
the statute merely stated that offending toll operators shall forfeit twenty dollars to any person charged an excessive toll; it did not say that actions to recover this money were limited only to injured parties.
Compare Pryor,
Second, both statutes are not of the type that permit state officers to take affirmative action that would result in a wrong or trespass outside of formal judicial proceedings. In Fitts, the only way the State could act under the toll statute was to initiate a civil action against the bridge operator for twenty dollars. Similarly, the only way the State could act under § 10(a) of the Act would be to file an action for damages against an abortion provider.
Third, the Plaintiffs in this case, like the bridge operators in
Fitts,
contend that because the Attorney General has the ability to bring an action under § 10(a) pursuant to his general enforcement powers, a sufficient connection exists between the state officials and the statute.
18
As explained
Finally, both laws are “self-enforcing” in the sense that the State has no direct enforcement authority to remedy statutory violations. For example, if the bridge operators in
Fitts
charged an excessive toll, the statute required the operator to forfeit twenty dollars to the injured person. Although the statute was seemingly broad enough to permit the State to bring an action on behalf of the injured person, the State simply did not have any direct involvement in the recovery of these funds because enforcement rested primarily with the injured person. Similarly, if an abortion provider does not comply with the informed consent provisions of the Act, the injured person from a civil liability perspective is not the State, but the woman who failed to receive complete information. Consequently, the aggrieved woman is the injured party who is given primary enforcement power to recover compensatory and punitive damages.
See Shell Oil Co. v. Noel,
Although
Fitts
was a precursor case to
Ex parte Young,
it nevertheless remains good law. In
Ex parte Young,
the Court quoted from
Fitts
and reaffirmed its basic proposition that a state officer must have “some connection with the enforcement of the act” to overcome Eleventh Amendment immunity.
19
In sum, the Plaintiffs’ Eleventh Claim for relief does not fall within the Ex parte Young exception to the Eleventh Amendment due to the absence of a sufficient enforcement connection between the Defendants and § 10(a) of the Act. Consequently, the Eleventh Amendment bars the Plaintiffs’ challenge to § 10(a). Accordingly, the Defendants’ Motion for Summary Judgement on the Plaintiffs’ Eleventh Claim is due to be GRANTED, with this claim being dismissed for want of jurisdiction, and the Plaintiffs’ cross-motion for Summary Judgment is due to be DENIED. 21
Y. CONCLUSION & ORDER
For the reasons stated above, the court finds that the State constitutionally may require abortion providers to distribute to all patients seeking abortions the state-sponsored materials, and offer for viewing the videotape, which advance a preference of childbirth over abortion, but may not compel abortion providers to pay for the materials and videotape which they are required to distribute or offer for viewing. Therefore, it is hereby ORDERED as follows:
1) The Defendants’ Motion for Partial Summary Judgment and To Dismiss is GRANTED as to the Plaintiffs’ First, Third, Fourth, Fifth, and Ninth claims on the basis that Plaintiffs are no longer pursuing those claims.
2) As to the Plaintiffs’ Second, Sixth, Seventh and Eighth Claims, the Defen
3) As to the Plaintiffs’ Tenth Claim, Defendants’ Motion for Summary Judgment is GRANTED as to the required distribution provision of Ala.Code, § 26-23A-4(a) and DENIED as to the compelled payment provision of Ala. Code, § 26-23A-5(c), insofar as it may apply to providers of abortion services.
4) As to the Plaintiffs’ Eleventh Claim, Defendants’ Motion for Summary Judgment is GRANTED on the basis of Eleventh Amendment immunity, and Plaintiffs’ Eleventh Claim is DISMISSED without prejudice for want of jurisdiction.
5) The Plaintiffs’ Motion for Summary Judgment as to the Tenth Claim is DENIED as to the required distribution provision of Ala. Code, § 26-23A-4(a), GRANTED as to the compelled payment provision of Ala.Code, § 26-23A-5(c), and DENIED as to the Eleventh Claim.
6) The last sentence of Ala.Code § 26-23A-5(c), reading “The department may charge a reasonable fee based on the cost of producing the materials and videotape,” is declared to be unconstitutional to the extent that it may be applied to providers of abortions and is severed from the statute to that extent.
Notes
. Although the Plaintiffs' Class Action Complaint seeks to certify a defendant class comprised of the District Attorneys in the State of Alabama who are responsible for enforcing the Act, the parties have stipulated that class certification is unnecessary at this time, and no class has been certified. This stipulation is based on representations that the Attorney General has directed the State’s District Attorneys to comply with this court’s orders. The parties also agree that the stipulation should not prejudice the Plaintiffs’ ability to seek class certification at a later date, or the Defendants' ability to object to class certification. See Joint Stipulation (Doc. # 38).
. Three named Plaintiffs currently remain in the litigation: 1) Summit Medical Center of Alabama, Inc.; 2) New Women’s Health Care; and 3) Beacon Women's Center.
. The Act defines a "qualified person” as "[a]n agent of the physician who is a psychologist, licensed social worker, licensed professional counselor, registered nurse, or physician.” Id. at § 26-23A-3(9).
. ADPH will waive the shipping and handing fees on orders received between the following dates: March 1-15, June 1-15, September 1-15, and December 1-15.
. Section 10 of the Act also creates a "basis for professional disciplinary action under any applicable statutory or regulatory procedure for the suspension or revocation of any license for physicians, psychologists, licensed social workers, licensed professional counselors, registered nurses, or other licensed or regulated persons.”
Id.
at § 26-23A-10(b). Additionally, it permits a woman to recover "for the wrongful death of the child, whether or not the unborn child was viable at the time the abortion was performed or was born alive.”
Id.
at § 26-23A-10(c). The Plaintiffs
. Although the Act states that the Department “may charge” for the informational materials, ADPH has written a letter to all abortion providers indicating that it intends to charge a fee for both the booklet and video tape. See Memorandum in Support of Plaintiffs' Motion for Summary Judgment (Doc. # 70), Exhibit B.
. Contrary to the Defendants' position, the court finds that the affidavits from the abortion clinic employees reflect the position of the Plaintiffs in this case.
. Although Karlin eventually reached the Seventh Circuit, the plaintiffs did not appeal this decision.
. The Plaintiffs’ Amended Class Action Complaint alleges that the abortion clinics are suing on behalf of themselves as well as their patients. See Amended Class Action Complaint, ¶¶ 9-11 (stating that the abortion clinics are suing "on [their] own behalf and on behalf of [their] patients for whom the Act would significantly impede — and in some cases preclude — access to abortion services”). Accordingly, the court must address the constitutionality of the Act with respect to the rights of both the named Plaintiffs as well as the women who may seek an abortion.
.
Casey
distinguished
Wooley
by saying that the distribution of an ideological message under the statute at issue in
Casey
was required only as a part of the practice of medicine, subject to reasonable licensing and regulation by the State.
Casey, 505 U.S.
at 884,
. In
Lehnert v. Ferris Faculty Association,
. The purpose as stated in the Act itself is to "ensure that every woman considering an abortion receives complete information on the procedure, risks, and her alternatives and to ensure that every woman who submits to an abortion procedure does so only after giving her voluntary and informed consent to the abortion procedure.” Ala.Code § 26-23A-3.
. In actuality, neither this case nor United Foods involved any type of formal group membership, as the statutes at issue simply required a designated class of persons to contribute money that was later spent on speech that some members found objectionable.
. For example, the Plaintiffs imagine a situation in which a physician’s conviction under the Act for failing to maintain properly functioning video equipment is used as prima facie evidence of a failure to obtain parental consent. See Ala.Code § 26~21-3(a) (stating that "no person shall perform an abortion upon an unemancipated minor unless he or his agent first obtains the written consent of either parent or the legal guardian of the minor”); § 26-23A-6 (stating that abortion facilities "shall have video viewing equipment”).
.
Summit Medical Associates, P.C. v. James,
. The Plaintiffs do not argue that the Governor, Health Officer, or District Attorneys could bring an action under § 10(a).
. Fourteen members of the Fifth Circuit participated in this decision. Seven judges concluded that the suit should be dismissed on Eleventh Amendment grounds. Nine judges concluded that the suit should be dismissed on Article III standing grounds.
Okpalobi,
. The Alabama statute delineating the powers of the Attorney General with respect to
. Additionally,
Young
expanded on
Fitts
by explaining that this connection could "arise out of the general law” or "the same act which is to be enforced.”
Id.
(stating that "whether [the connection] arises out of the general law, or is specially created by the act itself is not material so long as it exists.”). In other words,
Young
merely clarified how this connection could be established, it did not alter the requirement that "some connection” exist.
See Okpalobi,
. Unlike the statutes involved in Fitts and this case, the Minnesota statute in Young did not create a cause of action in favor of the aggrieved party who had to pay the excessive rate fee.
. The Plaintiffs make a persuasive argument that application of this presumption to establish lack of parental or judicial consent would constitute an impermissible shifting of the burden of production with no logical or legal basis for doing so. This case, however, is simply not the proper vehicle for the challenge. Although this court is not in a position to address the merits of the Plaintiffs’ constitutional challenge to § 10(a), this decision does not mean that "an allegedly unconstitutional statute will remain on the books in [Alabama].”
Okpalobi,
