Jerry H. SUMMERS, Petitioner-Appellee, v. Mayor Robert L. THOMPSON, et al., Respondents-Appellants.
Supreme Court of Tennessee, at Knoxville.
May 23, 1988.
Rehearing Denied July 18, 1988.
764 S.W.2d 182
Jerry H. Summers, Jack R. Brown, Robert L. Moon, Chattanooga, for petitioner-appellee. Deborah S. Swettenam, Ass‘n of Criminal Defense Lawyers, Dickson, J. Anthony Farmer, Trial Lawyers’ Ass‘n, Knoxville, for amicus-curiae. Jacqueline E. Schulten, Soddy-Daisy City Atty., Chattanooga, W.J. Michael Cody, Atty. Gen. & Reporter, Kevin Steiling, Asst. Atty. Gen., Nashville, for respondents-appellants.
OPINION
DROWOTA, Justice.
This direct appeal raises a significant issue of Tennessee constitutional law, that is, whether certain statutes permitting a municipal judge to be terminated at will are valid. The Petitioner, Jerry H. Summers, sat as city judge for Soddy-Daisy, Hamilton County, Tennessee, for 14 years until he was summarily terminated by the Board of Commissioners of Soddy-Daisy (the Board). Petitioner sought review of his termination by a common law writ of certiorari, contending that at will employment of a judge violated the requirement of separation of powers under
I.
Given the posture of this case, a common law writ of certiorari, the evidence consists primarily of the record made at the meeting of the Board.1 The record of this meeting is rather meager, although some other evidence in the form of affidavits, exhibits to the Petition for Writ of Certiorari, and Respondents’ Answers to Requests for Admission are also included in the record. Respondents did not, however, offer any evidence in their favor at the meeting, rely-
Petitioner was appointed to serve as city judge of Soddy-Daisy City Court in 1971 and served continuously in that position for 14 years. The parties have relied upon
At a regularly scheduled meeting of the Board on October 3, 1985, without notice to Petitioner or to the citizens of Soddy-Daisy, Petitioner was terminated. No cause for termination was given by the Board of Commissioners. According to the transcript of the meeting, Mayor Thompson made a motion to change the city judge effective immediately, which motion was carried unanimously. Several citizens protested Petitioner‘s removal and pressed the members of the Board to give some cause for his removal. The Mayor repeatedly refused to provide any reason for Petitioner‘s removal, stating that the city attorney had advised the Board not to respond to such questions. When citizens continued to press for some explanation, the city attorney stated that the city charter granted the Board the authority to appoint a city judge who served at will and that the Board was not required to have any reason for termination of at will employees. Some citizens persisted in their protests, a few expressing their suspicions that the Board intended to turn the city court into a “cash register court.”
Although the formal termination vote had already been taken, the Board invited Petitioner to speak. He stated that politics had been injected into the operation of the court by the Mayor, Board, and Chief of Police. He explained that he had been pressured to increase city revenue and to impose harsher penalties on certain types of offenders. Noting that compliance with the Board‘s requests would infringe upon his judicial functions, Petitioner warned that the potential for abuse of the city court was high, depriving persons brought before the court a fair and impartial hearing.
On November 27, 1985, Petitioner filed his Petition for Writ of Certiorari in the Hamilton County Chancery Court challenging his termination as arbitrary, capricious, and illegal in that the statutes permitting at will employment of a city judge violated the
II.
The majority of this Court does not find it necessary to address the constitutional issue presented by this case because the issue may be resolved by a proper construction of the statutes involved.3 Moreover, the holding of this case is expressly limited to those city courts that are not vested with concurrent jurisdiction with a General Sessions Court, which is an inferior court, under
From our research, apparently when subsection (b)(1)(A) was enacted in 1979, only Williamson County, which then had a population of 34,423 by the 1970 Federal census, came within its terms. Presently Campbell County (34,841) and Dyer County (34,663), by the 1980 Federal census, are within the classification of (b)(1)(A). We have been unable to find any county presently covered by (b)(1)(B) as county populations are reflected in the 1980 Federal census; under the 1970 census, again only Williamson County was within the range specified. For the population ranges of subsections (b)(1)(C) and (b)(1)(D), only Lawrence County (1980 population of 34,110) falls within these classifications; the cities of St. Joseph (population 897) and Loretto (population 1612) are located in Lawrence County and incorporated under
In addition to
Although the parties litigated this case on the theory that
III.
Accordingly, because we have concluded that the parties litigated the case on an incorrect reading of the statutes, we hold that the action of the Board in removing Petitioner was within their power under
HARBISON, C.J., and FONES, COOPER and O‘BRIEN, JJ.
ADDENDUM OF STATUTES
TENNESSEE CODE ANNOTATED SECTIONS:
6-21-501. Jurisdiction of city judge—Appointment and qualifications.—(a) There shall be a city court presided over by a city judge. The city judge shall have jurisdiction in and over all cases for the violation of and all cases arising under the laws and ordinances of the city. The board of commissioners may appoint a city judge who shall serve at the will of the board. He shall have such qualifications and receive such compensation as the board may
(b)(1)(A) The provisions of this subsection shall become effective in any municipality incorporated pursuant to the provisions of chapter 18 of this title, having a population of not less than one thousand six hundred (1,600) nor more than one thousand seven hundred (1,700) according to the federal census of 1970, or any subsequent federal census, which lies within a county having a population of not less than thirty-four thousand (34,000) nor more than thirty-five thousand (35,000) according to the federal census of 1970, or any subsequent federal census, upon approval within fifteen (15) days after May 15, 1979, by two-thirds (2/3) vote of the governing body of such municipality and upon certification of such approval by the presiding officer of the governing body to the secretary of state, notwithstanding the provisions of any other law to the contrary.
(B) The provisions of subsection (b) shall also become effective in any municipality incorporated pursuant to the provisions of chapter 18 of this title, having a population of not less than four thousand fifty (4,050) nor more than four thousand one hundred fifty (4,150) according to the federal census of 1970, or any subsequent census, which lies within a county having a population of not less than thirty-four thousand four hundred (34,400) nor more than thirty-four thousand five hundred (34,500) according to the federal census of 1970, or any subsequent federal census, upon approval within fifteen (15) days after May 15, 1981, by two-thirds (2/3) vote of the governing body of such municipality and upon certification of such approval by the presiding officer of the governing body to the secretary of state, notwithstanding the provisions of any other law to the contrary.
(C) In municipalities incorporated pursuant to the provisions of chapter 18 of this title, having a population of not less than eight hundred ninety-five (895) nor
(D) In municipalities incorporated pursuant to the provisions of chapter 18 of this title, having a population of not less than one thousand six hundred (1,600) nor more than one thousand six hundred thirteen (1,613) according to the 1980 federal census or any subsequent federal census, which are located within a county having a population of not less than thirty-four thousand seventy-five (34,075) nor more than thirty-four thousand one hundred seventy-five (34,175) according to the 1980 federal census or any subsequent federal census, the city judge shall have concurrent jurisdiction with the general sessions judges and circuit court judges to try persons charged with the offense of driving while under the influence of an intoxicant as prohibited by
(2) There shall be a city court presided over by a city judge. The city judge shall have jurisdiction in and over all cases for the violation of and all cases arising under the laws and ordinances of the city. In addition, the city judge shall be vested with concurrent jurisdiction and authority with courts of general sessions of the county, as set forth in title 40, in all cases of the violation of the criminal laws of the state of Tennessee within the limits of such municipality.
(3) The board of commissioners shall appoint a city judge who shall be an attorney-at-law entitled to practice in the courts of
16-18-101. Governing body may provide for office of municipal judge.—In any municipality in this state having a mayor‘s court or a municipal court presided over by the mayor of the municipality or the city recorder of the municipality and having no other provision for a municipal judge for such municipality, the governing body of the municipality is authorized by ordinance to provide for the office of municipal judge.
16-18-102. Contents of ordinance.—The ordinance providing for the office of municipal judge shall provide:
(1) That the municipal judge shall be vested with the judicial powers and functions of the mayor or city recorder of such municipality, and shall be subject to the provisions of law and the municipality‘s charter governing the mayor‘s court or the municipal court presided over by the mayor or city recorder;
(2) For qualifications of the municipal judge;
(3) That the municipal judge shall be appointed by the governing body of the municipality, to serve at the pleasure of the governing body;
(4) That vacancies in the office shall be filled for the unexpired term by the governing body;
(5) For oath of office and bonding of the municipal judge before he shall enter upon the duties of this office;
(6) That the cost of making the bond of the municipal judge shall be paid by the municipality;
(7) That the salary of the municipal judge shall be fixed by the governing body before his appointment, and shall not be altered during his term of service; and
(8) For the designation of a person to serve as judge during the absence or disability of the municipal judge.
Jerry H. SUMMERS, Petitioner-Appellee, v. Mayor Robert L. THOMPSON, et al., Respondents-Appellants.
Supreme Court of Tennessee, at Knoxville.
May 23, 1988.
Rehearing Denied July 18, 1988.
764 S.W.2d 182
I do not disagree with either the result or the construction of the statutes in the majority opinion; however, I cannot agree that the result reached by the Court should be announced in a constitutional vacuum and thus write separately to make explicit my views of the constitutional rule implicit in the holding of the majority. While I am of the opinion that the proper construction of these statutes justifies the result reached, that construction of itself is an inadequate explanation of the result without also stating the constitutional basis for the ruling in this case. A fully reasoned resolution of the issues presented is also demanded not only for the foregoing reasons but because the parties litigated the questions and the issues are squarely raised, despite the fact that the statutes were not properly construed below. The significance of the issues, the likelihood that they will be presented again, and their ripeness for resolution make compelling the necessity of an integrated opinion embodying the constitutional principles upon which the proper construction of the statutes in question is obviously based in the majority opinion. Consequently, I express my views of the constitutional issues in this concurring opinion. The facts need not be restated.
I.
The issues in this case involve one of the most fundamental principles of American constitutional government, an independent judiciary. Several components must be clearly understood for the resolution of these questions, not the least of which is the relationship of municipal governments
A.
The
When the thirteen colonies declared their independence from Britain in 1776, one of “the causes which impelled them to the separation” was that the King of Great Britain had “made judges dependent on his will alone, for the tenure of their offices, and the amount and payment of their salaries.” Not only had the recent history of the colonies demonstrated that one of the most immediately oppressive and dangerous instruments of repression was a court subject to arbitrary political whims rather than to the dictates of law, but the history of Europe provided glaring examples of the extent to which judicial power could be abused. The Star Chamber and the Inquisition are sufficient for the point. Before a court whose purpose is to achieve a predetermined, unguided and unrestrained objective, no individual can hope to stand and receive a fair hearing. A court acting in accord with well-defined procedures and pursuant to the authority of a restraining Constitution and the rule of law, independent of the political system for its term of service and its compensation, was considered essential to the success of a constitutional system and to the preservation of
While “[i]t is well-settled that the Legislature has the power not only to create inferior courts under the constitutional provision but to diminish or to enlarge or to transfer their jurisdiction in the interest of efficiency and economy,” Duncan v. Rhea County, 199 Tenn. 375, 385, 287 S.W.2d 26, 30 (1955), “[a] court is an instrumentality of sovereignty, the repository of its judicial power, with authority to adjudge as to the rights of person or property between ad-
“In any court, however, whatever decree the court shall give must be the result of its own judgment, in the performance of the functions assigned it by the constitution. No other department of government has the right to indicate or dictate what that judgment shall be. This would be to usurp the judicial function, confided exclusively by the constitution to the judicial department.” Perkins v. Scales, 2 Shannon‘s Tenn.Cases 235, 237 (1877). The judgment of a court operates directly upon a person and each person‘s case must be determined on the facts pursuant to the applicable law. To protect the party brought before a court, the judge must not only be impartial but must be independent of the will or whim of the political departments. As Justice Freeman recognized in his dissenting opinion in State ex rel. Coleman v. Campbell, 3 Shannon‘s Tenn.Cases 355, 376-377 (1875), “a system of courts is an anomaly without judges, would be a mere abstraction with nothing of substance in it—is too thin and shadowy for the practical work of a constitution of government for a state. The system of necessity involves the officers as well as the offices [of] the judges or else we can have no courts.” Continuing, Justice Freeman then emphasized that judicial independence is sacrificed if “the judge will
“[i]f the legislature, possessing a large share of executive power, be permitted to exercise judicial power also, or control the action of judges within their peculiar sphere, the liberty of the citizens, under the government of good legislators, would be in imminent peril, and under bad ones would be entirely destroyed.”
Fisher‘s Negroes v. Dabbs, supra, at 138. To assure an independent judiciary, the office of a judge must be secured against the political caprice of other departments of government. See, e.g., The Judges’ Salary Case, 110 Tenn. 370, 388-389, 75 S.W. 1061, 1065 (1903); State ex rel. Orr v. Leonard, 86 Tenn. 485, 488-489, 7 S.W. 453, 454-455 (1888). No judges, no courts may be “dependent upon [another‘s] pleasure, and subject to be used as instruments, so long as they were obedient, and when they were otherwise, subject to be turned off, and more pliant ones put in place. Were this [practice] ever sanctioned, we might presently fall on the old evil.” Smith v. Normant, 13 Tenn. 271, 273 (1833).
B.
Several forms of municipal government are available under the statutes in Tennessee. The charters by which these governments are formed are authorized in these statutes.
The controlling statutes recognize that municipalities have legislative and executive powers and, while judicial functions are sometimes allocated to officers who also serve in other capacities, the basic tripartite distribution of powers is reflected to some extent in each charter system. The larger and more complex the municipal organization, the more distinct these divisions. Although the distinctions among the powers are not as well-defined at the level of municipal government, the exercise of each type of power is nevertheless recognized, even in the simplest form of city government. Thus, under
Moreover, this Court has long recognized “that cities and counties are arms of state government and exist for the convenience of the State for purposes of local government.” City of Knoxville ex rel. Roach v. Dossett, 672 S.W.2d 193, 196 (Tenn.1984). See also State ex rel. Chapdelaine v. Torrence, 532 S.W.2d 542, 550 (Tenn.1975); Hill v. State ex rel. Phillips, 216 Tenn. 503, 508, 392 S.W.2d 950, 952 (1965); McConnell v. City of Lebanon, 203 Tenn. 498, 504, 314 S.W.2d 12, 14 (1958); Moore v. State, 159 Tenn. 468, 469, 19 S.W.2d 233, 233 (1929); Gregory v. City of Memphis, 157 Tenn. 68, 70, 6 S.W.2d 332, 332 (1928); Deming v. Nichols, 135 Tenn. 295, 303, 186 S.W. 113, 115 (1916); O‘Haver v. Montgomery, 120 Tenn. 448, 463, 111 S.W. 449, 452 (1908); Ballentine v. Mayor and Aldermen of Pulaski, 83 Tenn. 633, 643 (1885); State v. Wilson, 80 Tenn. 246, 257 (1883); Mayor and City Council of Nashville v. Fisher, 1 Shannon‘s Tenn.Cases 345, 356 (1874); Trigally v. Mayor and Aldermen of Memphis, 46 Tenn. 382, 390 (1869). They derive their authority and powers from the Legislature and are equally bound by the
C.
The place of municipal or corporation courts within the judiciary is a function of the extent of jurisdiction vested in them by the Legislature. The power of the Legislature to create these courts is manifest under
Nevertheless, the power to create such courts is granted, not under the provisions of
“While it is conceded that jurisdiction is an essential element for the action of a
I cannot concede that because a municipal court may exercise limited judicial powers, it is somehow divested of its essential character as a court. If “[a] municipality is a government within itself, and must have the power to punish for offenses against its laws, and must be able to bring that punishment to bear and to make it effective by its own agencies, that is, through its own courts and officers,” O‘Haver v. Montgomery, 120 Tenn. at 460, 111 S.W. at 451, then the citizens of a municipality may no more be deprived of due process to any greater or lesser extent simply because the limited jurisdiction of the tribunal before which they stand—a de minimis violation of constitutional rights would be opening the door to greater deprivations if transitory but nevertheless compelling circumstances caused the exception to swallow the rule. Numerous constitutional provisions would be vitiated by such an exceptional treatment of municipal courts that exercise judicial powers otherwise protected by
At least in the exercise of its concurrent jurisdiction with an inferior court, the relation between a municipal court and a municipality is hardly distinguishable from that between state or county government and the circuit and chancery courts. I recognize that “[m]unicipalities enjoy considerable autonomy under the sovereignty of the State. They are instrumentalities of the State government, whose function and
II.
In the context of the constitutional policy guaranteeing and establishing an independent judiciary, the issue of whether a municipal judge may be terminated at will must be decided. Several cases have been decided that tend to support the Respondents’ position on the statutes in question in this case, but none of these cases has
A.
At will employment remains viable law in Tennessee at this time and “an employee under a contract of employment at will may be terminated by his employer at any time with or without cause.” Graves v. Anchor Wire Corp. of Tennessee, 692 S.W.2d 420, 421 (Tenn.App.1985). “[A] contract for employment for an indefinite term is a contract at will....” Whittaker v. Care-More, Inc., 621 S.W.2d 395, 396 (Tenn.App.1981).
A number of subordinate officers of a municipality organized under
“[w]hether acting upon express legislative warrant or in the exercise of inherent power ... the [municipal] corporation must act with some degree of conformity to the rules of the common law. There must first be notice given to the accused of the time when, and the place where, the trial body will meet, in order that he may be present in person, and with his witnesses.... Then ‘there must be a charge or charges against him specifically stated with substantial certainty, yet the technical nicety required in indictments is not necessary.‘”
(Citation omitted) Absent these common law prerequisites, which are essentially codified by
Nevertheless, this conclusion does not of itself answer the issue presented by this case because a city judge, to the extent that such a judge is the agent of the judicial power vested in a city under
“‘A judge is a public officer, lawfully appointed to decide litigated questions according to law.’ ‘He must not only be impartial, but he must pay a blind obedience to the law whether good or bad, he is bound to declare what the law is, and not to make it; he is not an arbitrator but an interpreter of the law....‘”
Lawyers’ Tax Cases, 55 Tenn. 565, 650 (1875) (Opinion of Turney, J.) (citation omitted). Although municipal court is created by statute and its jurisdiction conferred in the Legislature‘s discretion, “[t]he three branches of government are independent in exercising their assigned duties, whether they be constitutional in nature, statutory
B.
Elsewhere, this Court has noted that the Constitution does not expressly set the term of office for municipal judges, e.g., State ex rel. Johnson v. Davis, supra, 204 Tenn. at 516, 322 S.W.2d at 216, nor does it expressly require that municipal judges be elected, e.g., City of Elizabethton v. Carter County, 204 Tenn. 452, 463, 321 S.W.2d 822, 827 (1958), but the Constitution clearly guarantees the independence of the judiciary.
“‘[a]n attempt to remove an officer for any cause not affecting his competency or fitness, would be an excess of power and equivalent to an arbitrary removal. In the absence of any statutory specification, the sufficiency of the cause should be determined with reference to the character of the office and the qualifications necessary to fill it.‘”
The Judges’ Cases, 102 Tenn. 509, 522, 53 S.W. 134, 137 (1899) (Citation omitted). Furthermore, the cause for removal is to be made public. Id., 102 Tenn. at 527, 53 S.W. at 138.14 Otherwise,
“if the power of removal conferred by this section is arbitrary and unlimited, a Judge might be removed on account of his religion, his politics, his race, or because he had declared unconstitutional a particular enactment.... Such a construction would be monstrous, and wholly abhorrent to fundamental ideas of justice and judicial independence. The design of the framers of the Constitution was to create three departments, executive, legislative, and judicial, which should be co-ordinate and wholly independent in the exercise of their appropriate functions.”
Id., 102 Tenn. at 528, 53 S.W. at 138. Considering the role of a judge, as an agent of the State‘s judicial power, in determining the rights of the parties before the court, the exercise of the power of removal must be constrained to protect judicial independence, which is essential to the effective operation of constitutional government. “The franchise of the state might become dangerous engines in the hands of the crafty, if judges could be moulded to meet exigencies.” Bank of the State v. Cooper, supra, 10 Tenn. at 614-615.
In City of Elizabethton v. Carter County, supra, this Court found that “the terms, if any, of city judges may be fixed in accordance with the wishes of the Legislature,” 204 Tenn. at 464, 321 S.W.2d at 828, because “nowhere in Art. VI, providing for
“Would not this holding be necessarily based on the idea that one clause of the constitution, or an inference drawn from it, shall be held and construed not only to conflict with another plain and definite provision, but shall overturn it and render it negatory? The power to ordain and establish courts, be held and construed to authorize a removal from office, in a mode different from, and directly in contradiction of the mode pointed out in the unequivocal clauses expressly providing how such acts may and shall be done.”
3 Shannon‘s Tenn.Cases at 387.
C.
I no longer read the language of
“[W]e see no difference whether the power of the circuit and chancery courts is vested in them directly by the constitution, or indirectly through the action of the legislature. In either view, they are constitutional courts, that is, courts ordained and established by constitutional authority. Exactly the same is true as to
all other inferior courts ordained and established by the legislature. They are so ordained and established by the authority of the constitution and are therefore constitutional courts.”
State ex rel. Coleman v. Campbell, supra, 3 Shannon‘s Tenn.Cases at 362.
I do not believe that any apt comparison can be made between a judge presiding in any court of Tennessee and an at will employee of a private business. A judge is an officer of this State authorized by the Constitution to exercise the judicial power vested under
“I can never follow precedent, in the line of analogy, when it leads to an infraction of the constitution. Hence the necessity of a frequent recurrence to first principles. If we follow precedent, and move on according to the analogy of cases, we shall be led from step to step until the constitution itself will be lost amidst the subtleties of the law. When precedent is established in the construction of statute or common law, I concede the propriety of following it, unless flatly absurd or unjust. But ... no precedent, however grave, and no adjudication, however respectable, can warrant a violation of that sacred instrument.”
In my opinion, when a municipal court is vested with concurrent jurisdiction with an inferior court, the at will provisions of these statutes are unconstitutional and the presumption of constitutionality afforded statutes, e.g. State ex rel. Maner v. Leech, 588 S.W.2d 534, 540 (Tenn.1979), has been
“This court recognizes to its fullest extent the necessity for stability, consistency, and a firm adherence to the doctrine of stare decisis in passing upon and construing any provision of the organic law; but if an error has been committed, and becomes plain and palpable, the court will not decline to correct it, even though it may have been reasserted and acquiesced in for a long period of years.”15
A long and unchallenged custom cannot constitutionalize a practice that is eventually shown to be repugnant to the fundamental law. Finally, I am also cognizant that many municipalities could be affected by such a holding, but as Justice Freeman noted in his separate opinion in Lynn v. Polk, supra, 76 Tenn. at 144, “[c]onsideration of consequences is not for us—only duty is to be known, and faithfully done.” If the Constitution is to remain viable and its integrity maintained, this Court has no alternative but to enforce it regardless of any lesser policy considerations because “the intent and meaning of the Constitution, when arrived at in accordance with the established principles of construction, is the Supreme law of the land....” Pope v. Phifer, 50 Tenn. 682, 686 (1870), overruled on other grounds 122 Tenn. 471, 125 S.W. 664 (1909). “No argument from policy, or inconvenience, or the harmony of the system can be permitted to have any weight in
III.
While the majority opinion declines to make explicit the constitutional rule clearly implied by the holding in this case, I have fully addressed the constitutional issues and would hold that, when a corporation court is vested with any concurrent jurisdiction with an inferior court, the at will tenure provisions of
I am authorized to state that Justice O‘BRIEN concurs in this concurring opinion.
