JAMES E. SULLIVAN, ADMINISTRATOR (ESTATE OF JAMES P. SULLIVAN) v. METRO-NORTH COMMUTER RAILROAD COMPANY ET AL.
(AC 24895)
Appellate Court of Connecticut
Argued January 5—officially released August 1, 2006
96 Conn. App. 741
McLachlan, Harper and Berdon, Js.
The judgment is affirmed.
In this opinion the other judges concurred.
Robert C. E. Laney, with whom were Sarah F. DePanfilis, certified legal intern, and, on the brief, Charles A. Deluca and John Paul Marini, certified legal intern, for the appellee (named defendant).
Opinion
HARPER, J. The plaintiff, James E. Sullivan, administrator of the estate of James P. Sullivan, the plaintiff‘s decedent (decedent), brought this wrongful death action against the defendant Metro-North Commuter Railroad Company,1 alleging that the defendant was negligent in failing to maintain and to provide adequate security at one of its train stations. The jury returned a verdict in favor of the defendant, and the trial court rendered judgment in accordance with the verdict. The plaintiff appeals from the judgment, claiming that the court improperly (1) precluded expert testimony, (2) excluded relevant evidence and (3) instructed the jury on the superseding cause doctrine. We affirm the judgment of the trial court.
On the night of the incident, the decedent was a passenger on one of the defendant‘s trains from Westport to Norwalk. He arrived at the station at approximately 10:39 p.m. After frequenting a few establishments in Norwalk, the decedent had a brief encounter with Hines and a group of men outside a local nightclub on Monroe Street. The encounter became increasingly hostile. When the decedent walked away, Hines and the group of men followed him underneath a railroad trestle where they again exchanged angry words. The decedent ran from the group and mаde his way to the stairway underneath the trestle where a physical altercation ensued, and then Hines shot him.
The plaintiff filed a complaint alleging that the death of his decedent was a result of the defendant‘s failure to maintain and to provide adequate security at the station. The defendant raised several special defenses, including that the decedent‘s death was a result of the
The jury returned a verdict finding that the decedent was an invitee of the defendant and that his death wаs not foreseeable to the defendant. The court rendered judgment in favor of the defendant in accordance with the verdict. This appeal followed. Additional facts will be set forth as necessary.
I
The plaintiff first claims that the court abused its discretion when it precluded his premises security expert from testifying on the ground that he was not qualified to render expert testimony concerning the issues before the court. The defendant argues that the court did not abuse its discretion in precluding the plaintiff‘s expert because the witness had no experience, training or special knowledge related to railroad security systems. We agree that the court did not abuse its discretion.
Prior to trial, the plaintiff disclosed John W. Kennish as an expert witness in premises security. The plaintiff intended him to opine as to the standard of care for maintaining railroad security and deviation therefrom. The defendant filed a motion to preclude the testimony on the ground that Kennish was not qualified to provide an expert opinion on railroad security. After hearing argument as to the admissibility of the plaintiff‘s proffered expert witness, the court precluded his testimony on the basis of the following rationale: “Kennish had no railroad experience, no involvemеnt in railroad security [and] was not a railroad expert, a railroad police procedure expert or a railroad police security expert. [He] had consulted no discernable data, could not explain or support his methodology and had no objective criteria to support his opinions. . . . Kennish did not rely on
“Our standard of review regarding a trial court‘s ruling on the admissibility of expert testimony is well settled. [W]e note that the trial court has wide discretion in ruling on the admissibility of expert testimony and, unless that discretion has been abused or the ruling involves a clear misconception of the law, the trial court‘s decision will not be disturbed.” (Internal quotation marks omitted.) Coughlin v. Anderson, 270 Conn. 487, 514–15, 853 A.2d 460 (2004). As our Supreme Court recently articulated, “[e]xpert testimony should be admitted when: (1) the witness has a special skill or knowledge directly applicable to a matter in issue, (2) that skill or knowledge is not common to the average person, and (3) the testimony would be helpful to the court or jury in considering the issues.” (Internal quotation marks omitted.) State v. West, 274 Conn. 605, 629, 877 A.2d 787, cert. denied, 546 U.S. 1049, 126 S. Ct. 775, 163 L. Ed. 2d 601 (2005); see also
“The test for admissibility of the opinion of an expert witness is whether the expert knows the applicable standard of care and can evaluate the defendant‘s conduct, given that standard. . . . Even if a court has acted improperly in connection with the introduction of evidence, reversal of a judgment is not necessarily mandated because there must not only be an evidentiary error, there also must be harm.” (Internal quotation marks omitted.) Keeney v. Mystic Valley Hunt Club, Inc., 93 Conn. App. 368, 371, 889 A.2d 829 (2006).
Relying on that standard, the court precluded Kennish‘s testimony because it determined that he was not qualified as an expert in railroad security procedures. The court determined that Kennish‘s “opinions were
II
The plaintiff next claims that the court improperly excluded evidence of (1) a report prepared by a third party and (2) a video image of a camera atop a neighboring building. We disagree.
The standard of review of evidentiary rulings is well established. “[T]he trial court has broad discretion in ruling on the admissibility . . . of evidence. . . . The
A
The plaintiff claims that the court abused its discretion when it excluded a report prepared by a third party on the ground that its contents were irrelevant due to its remoteness. We are not persuaded.
During the course of the trial, the plaintiff offered into evidence a report prepared by the St. Germain Group, Inc., of Boston, titled, “A Strategic Perspective on Policing the Long Islаnd and Metro-North Railroads,” for the Metropolitan Transportation Authority in 1988. Included in the report was a statistical breakdown of criminal activity at various stations throughout Connecticut operated by the defendant. The defendant objected to the report being placed in evidence. During trial and out of the presence of the jury, the court stated that it would not admit the report into evidence because it was irrelevant.
It is well established that “[r]elevant evidence is evidence that has a logical tendency to aid the trier in the determination of an issue. . . . One fact is relevant to another if in the common course of events the existence of one, alone or with other facts, renders the existence of the other either more certain or more probable. . . . Evidence is irrelevant or too remote if there is such
In the present case, the report was proffered to support the plaintiff‘s contention that the decedent‘s death was foreseeable to the defendant on the basis of its knowledge of the statistical data contained in the report concerning reported crimes at Connecticut stations. The report, however, was based on data compiled from the years 1985 through 1987. In addition, in regard to stations operated by the defendant in Connecticut, the report specifically states that “[w]hile the number of incidents reflects substantial police activities, on the basis of daily averages, the number of incidents is quite small, and as shown in Table 17 [which details reported crime per day], the amount of crime on the system is relatively low, especially given the number of passengers carried.” Moreover, the report did not contain any discernable data specific to the station at issue in this case. We already have noted that the court has broad discretion in determining the relevance of the evidence. Coughlin v. Anderson, supra, 270 Conn. 514–15. On the basis of our review of the report, we cannot agree that the court abused its discretion when it excluded the report from evidence.
B
The plaintiff‘s final evidentiary claim is that the court abused its discretion when it excluded a video image of a camera atop a neighboring building. We disagree.
As stated, “[r]elevant evidence is evidence that has a logical tendency to aid the trier in the determination of an issue.” (Internal quotation marks omitted.) State v. Colon, supra, 272 Conn. 200; see also
III
The plaintiff‘s final claim on appeal is that the court improperly gave a jury instruction on superseding and intervening cause.4 The defendant argues that the doctrine of superseding cause is still valid in Connecticut. This claim was properly preserved at trial for our review. We agree with the defendant.
At the conclusion of the trial, the court gave the following jury instruction relevant to this claim. “One of the defenses of the defendant is that even if you were to find it negligent, which negligence it denies, the actions of Larone Hines intervened to break the chain of causation between its alleged negligence and Mr. Sullivan‘s death. This is, after all, a corollary of the rule of law I have already given you that a defendant can only be found liable in negligence if its negligence
“Our analysis begins with a well established standard of review. When reviewing [a] challenged jury instruction . . . we must adhere to the well settled rule that a charge to the jury is to be considered in its entirety, read as a whole, and judged by its total effect rather than by its individual component parts. . . . [T]he test of a court‘s charge is not whether it is as accurate upon legal principles as the opinions of a court of last resort but whether it fairly presents the case to the jury in such a way that injustice is not done to either party under the established rules of law. . . . As long as [the instructions] are correct in law, adapted to the issues and sufficient for the guidance of the jury . . . we will not view the instructions as improper. . . .”
“The court has a duty to submit to the jury no issue upon which the evidence would not reasonably support a finding. . . . Although it is the jury‘s right to draw logical deductions and make reasonable inferences from the facts proven . . . it may not resort to mere conjecture and speculation. . . . The court should, however, submit to the jury the issues as outlined by the pleadings and as reasonably supported by the evidence.” (Citations omitted; internal quotation marks
In the present case, the plaintiff argues that the doctrine of superseding cause has been аbolished in all civil cases as a consequence of Barry v. Quality Steel Products, Inc., 263 Conn. 424, 820 A.2d 258 (2003), and that, therefore, the jury instruction was improper. In response, the defendant contends that the application of the superseding cause doctrine in relation to unforeseeable acts of a third party is still valid. It is necessary for us, therefore, to first review the applicable law relating to the doctrine of superseding cause in order to decide this issue.
As we have stated, “[t]he terms intervening cause and superseding cause have been used interchangeably. . . . The Restatement of Torts makes clear that the doctrine is properly refеrred to as superseding cause, and that it embodies within it the concept of an intervening force. . . . A superseding cause is an act of a third person or other force which by its intervention prevents the actor from being liable for harm to another which his antecedent negligence is a substantial factor in bringing about. . . .”
“Regarding intervening cause, [our Supreme Court has] adopted the standard set forth in § 442B of [2 Restatement (Second), Torts (1965)], that [w]here the negligent conduct of the actor creates or increases the risk of a particular harm and is a substantial factor in causing that harm, the fact that the harm is brought about through thе intervention of another force does not relieve the actor of liability, except where the harm is intentionally caused by a third person and is not within the scope of the risk created by the actor‘s conduct.” (Citations omitted; emphasis added; internal quotation marks omitted.) B & D Associates, Inc. v. Russell, 73 Conn. App. 66, 75–76, 807 A.2d 1001 (2002).
The Barry court did not, however, as the plaintiff suggests it did, abolish the doctrine of superseding cause in all civil cases. In fact, the court specifically stated the contrary. Id., 439 n.16. “Our conclusion that the doctrinе of superseding cause no longer serves a useful purpose is limited to the situation in cases . . . wherein a defendant claims that its tortious conduct is superseded by a subsequent negligent act or there are multiple acts of negligence. Our conclusion does not necessarily affect those cases where the defendant claims that an unforeseeable intentional tort, force of nature, or criminal event supersedes its tortious conduct. See Doe v. Manheimer, 212 Conn. 748, 761, 563 A.2d 699 (1989) (concluding that criminal attack on plaintiff was superseding cause of plaintiff‘s injuries notwithstanding plaintiff‘s claim that defendant‘s allowed overgrowth of vegetation on рroperty where attack occurred was substantial factor in both occurrence and duration of attack), overruled in part on other grounds, Stewart v. Federated Dept. Stores, Inc., 234 Conn. 597, 608, 662 A.2d 753 (1995).” (Emphasis added.)
In the present case, the defendant is not seeking to apportion liability. Rather, it put forth as a special defense its theory that the criminal acts of a third party superseded any possible negligence on its part. On the basis of our review of the applicable law relating to the doctrine of superseding cause, we conclude that the instructions were correct in law, appropriately adapted to the issues and sufficient to guide the jury. See DiStefano v. Milardo, supra, 276 Conn. 421.
The judgment is affirmed.
In this opinion McLACHLAN, J., concurred.
BERDON, J., dissenting. I disagree with the majority‘s decision affirming the trial court‘s ruling precluding the expert testimony of John Kennish on the ground that he had no experience, training or special knowledge relating to railroad security systems.1 It is correct that he had no such experience, but he was not offered for that purpose. Kennish was offered as an expert on premises security and did not require knowledge of or experience with the operation of a railroad. “An expert witness may be qualified to give an opinion on one subject, but not on another.” C. Tait, Connecticut Evidence (3d Ed. 2001) § 7.6.1, p. 75 (Cum. Sup. 2006).
Premises security was relevant because there is no basic difference between security on the stairs of a
The plaintiff, James E. Sullivan, administrator of the estate of James P. Sullivan, represents that Kennish would have testified as to the lack of security at the location where the murder occurred and those measures that the defendant Metro-North Commuter Railroad Company could have and should have taken to protect the public and the victim.2 The testimony was
“The determination of the qualification of an expert is largely a matter for the discretion of the trial court. . . . The trial court‘s decision is not to be disturbed on appeal unless that discretion has been abused, or the error is clear and involves a misconception of the law.” (Citations omitted; internal quotation marks omitted.) Siladi v. McNamara, 164 Conn. 510, 513, 325 A.2d 277 (1973). In the present case, however, the trial court both abused its discretion and misconceived the law.
II
I also disagree with respect to the court‘s instructing the jury on superseding and intervening causes. In Barry v. Quality Steel Products, Inc., 263 Conn. 424, 440, 820 A.2d 258 (2003), our Supreme Court concluded that the doctrine of superseding cause no longer serves a useful purpose in our jurisprudence when a defendant claims that a subsequent act by a third party cuts off his own liability for the plaintiff‘s injuries. The court went on to explain that superseding cause instructions serve to complicate what is fundamentally a proximate cause analysis. The court concluded that “because our statutes allow for apportionment among negligent defendants; see
“Mr. Kennish‘s opinion will be based upon his physical observations of the station and the surrounding area as well as various records and a review of various reports that are either public records or have been made available to him through the defendant, the City of Norwalk and other railroad stations.”
The Supreme Court, in footnote 16 in Barry, did limit its decision to situations “wherein a defendant claims that its tortious conduct is supеrseded by a subsequent negligent act or there are multiple acts of negligence.” Id., 439 n.16. The court pointed out, however, that its decision “does not necessarily affect those cases where the defendant claims that an unforeseeable intentional tort, force of nature, or criminal event supersedes its tortious conduct,” but left those situations to another day. (Emphasis added.) Id. Although in the present case, the intervening cause was a criminal act, it cannot be classified as unforeseeable because, as both parties point out, the shooting took place in a high crime area and should have been no surprise to the defendant. See, e.g., Stewart v. Federated Dept. Stores, Inc., 234 Conn. 597, 662 A.2d 753 (1995).
In the present case, the defendant objected to the instruction both prior to and subsequent to the time it was given.
I respectfully dissent.
Notes
“James Kennish will testify as to his opinion of liability with regard to the incident which is the subject of this action. Additionally, he is expected to testify as to issues of liability and foreseeability.
“The basis for his opinions include his examination and evaluation of the incident location, police investigation records and reports, review of site
plan, engineer designs of the station, locations of other stations, photographs and films already provided to the defendant through discovery as well as his education, training and experience.