Aaron SUKENIK, Appellant v. TOWNSHIP OF ELIZABETH, Gene Francesconi, J. Larry Vota, Claire Bryce and Chris Evans
Commonwealth Court of Pennsylvania
January 5, 2016
131 A.3d 550
Judge PATRICIA A. McCULLOUGH
Argued Nov. 16, 2015.
We explained that the township‘s lease “conveys the use of a discrete parcel of land from the [t]ownship to [the telecommunications company]” by lease. White, 799 A.2d at 202 (emphasis added). The township‘s SALDO defined a “subdivision” as any action that divides a lot “for the . . . immediate . . . purpose of lease.” Id. Because the lease identified a discrete parcel and because the SALDO defined “subdivision” as it did, we concluded that the lease in question subdivided the land within the meaning of the township‘s SALDO.
The County distinguishes White. The lease in White conveyed a discrete portion of the park to the telecommunications company in a written and definitive contract for an initial period of 25 years. By contrast, the “leases” in the matter sub judice are vague as to location and term. Because the leases are not written, it cannot be discerned what portions of the land are to be used exclusively by High Cadence, exclusively by the lessees or used jointly. Further, the lease in White conveyed a parcel of .428 acres of property, i.e., a “discrete parcel of land,” for a period of 25 to 75 years, for development of a communications tower. White, 799 A.2d at 202.
The leases at issue in this case grant others permission to “use what they needed.” See R.R. 211a. The property in question is jointly used by High Cadence, the lessees, and the sub-lessees. The agreements between High Cadence and its lessees, and sub-lessees, do not convey discrete portions of land. Further, as noted by the trial court, none of the lessees, or sub-lessees, constructed “buildings, streets, sewers or sewer systems.” Trial Court op. of 2/26/15, at 2. In sum, the leases effected neither a subdivision nor a development, in contrast to White.
In short, because White concerned the conveyance of a discrete parcel of land and a land development that accompanied the lease, it is distinguishable. We affirm the trial court‘s construction of the SALDO.
Conclusion
The trial court erred in allowing Homeowners to proceed in a mandamus action to compel the County to initiate actions to enforce the SALDO. In any case, High Cadence did not need to file a subdivision plan to allow others to use its land in arrangements that do not convey a discrete portion of property. Accordingly, we affirm the order of the trial court.
ORDER
AND NOW, this 30th day of December, 2015, the order of the Court of Common Pleas of Susquehanna County filed February 25, 2015, in the above-captioned matter is hereby AFFIRMED.
Louis C. Long, Pittsburgh, for appellees.
BEFORE: DAN PELLEGRINI, President Judge,1 and MARY HANNAH LEAVITT, Judge, and PATRICIA A. McCULLOUGH, Judge.
OPINION BY Judge PATRICIA A. McCULLOUGH.
Aaron Sukenik (Sukenik) appeals from the December 15, 2014 order of the Court of Common Pleas of Allegheny County (trial court), which granted summary judgment in favor of the Township of Elizabeth, Gene Francesconi, J. Larry Vota, Claire Bryce, and Chris Evans (collectively, Appellees).
Facts and Procedural History
Sukenik was employed as the Township Manager of the Township of Elizabeth (Elizabeth) from July 3, 2012, to February 4, 2013, when he was terminated. Sukenik filed a complaint, alleging that he was terminated for reporting “wrongdoing” and “waste” in violation of the Pennsylvania Whistleblower Law (Whistleblower Law).2 Appellees filed a motion for summary judgment, alleging, inter alia, that Sukenik failed to adduce sufficient evidence of a “wrongdoing” or “waste” as defined under the Whistleblower Law. The trial court held a hearing and granted Appellees’ motion.
The facts giving rise to this dispute may be summarized as follows. On March 19, 2012, Elizabeth‘s Board of Commissioners (Board) enacted Township of Elizabeth Ordinance No. 891 (Ordinance), which created the Office of Township Manager. The Ordinance provides that the Township Manager is the Chief Administrative Officer of Elizabeth and serves at the pleasure of the Board. Among other things, the Township Manager‘s duties consist of supervising the administration of all township departments, offices, and agencies; preparing and submitting budgets and financial statements to the Board; generating reports on the finances and activities of Elizabeth; superintending and managing all day-to-day fiscal affairs of Elizabeth; and “attend[ing] all Board of Commissioner‘s meetings” and “tak[ing] part in discussions.” Sukenik was hired as Elizabeth‘s Township Manager on July 3, 2012. (R.R. at 48a-51a.)
During his tenure, Sukenik became drawn into a dispute between the president of the Board, Gene Francesconi, and the chief of police, Robert McNeilly. Sukenik described the relationship between Francesconi and McNeilly as troubled because Francesconi served as the interim chief of police before the Board ultimately hired McNeilly over Francesconi. After McNeilly‘s hiring, Francesconi returned to his former position as sergeant for the
According to Sukenik, Francesconi attempted to micromanage police affairs and use Sukenik to disrupt McNeilly‘s administration of the police department. Sukenik identified three instances where Francesconi unilaterally directed him to oppose McNeilly‘s decisions: (1) McNeilly‘s assignment of specific officers to perform follow-up investigations to attempt to resolve open police investigations; (2) McNeilly‘s proposal to send two officers to Kentucky for internal affairs investigations training; and (3) McNeilly‘s use of a “take-home car.” Sukenik believed that Francesconi‘s opposition to McNeilly was improper retaliation and that commissioners Bryce, Evans, and Vota were acting in concert with Francesconi to sabotage McNeilly‘s efforts as chief of police. (R.R. at 100a-07a, 192a.)
Sukenik complained of Francesconi‘s unilateral interference with the police department on five occasions.
First, in October 2012, Sukenik complained to Commissioner Thomas that Francesconi was pressuring him to interfere with McNeilly‘s operation of the police department and that he planned to express his concerns to Elizabeth‘s solicitor, Patricia McGrail. (R.R. at 296a-99a.)
Next, after the Board‘s public meeting on January 7, 2013, Sukenik, McGrail, and Commissioners Francesconi, Bryce, Evans, and Vota remained and Francesconi “berat[ed]” Sukenik, demanding that the investigation assignments be stopped, that the officers not go to Kentucky for training, and that McNeilly‘s “take-home car” be taken from him. (R.R. at 107a.) At that time, Sukenik stated to McGrail that “[Francesconi] can‘t do this . . . . [T]his is not the right place for this.” (R.R. at 107a.)
On January 15, 2013, Sukenik contacted McGrail by telephone and advised her that Francesconi did not have the authority to unilaterally interfere with the police department‘s operations. McGrail confirmed that individual commissioners do not have the authority to unilaterally dictate the police department‘s operations, but advised Sukenik that Francesconi may be acting on behalf of the Board. Sukenik informed McGrail that he believed Francesconi‘s actions against McNeilly could constitute political retaliation because of his history with McNeilly. Sukenik suggested that a Police Committee meeting was the appropriate forum to consider Francesconi‘s objections to McNeilly‘s directives. After their conversation, McGrail contacted Francesconi and they agreed that Francesconi‘s concerns regarding McNeilly‘s decision-making could be discussed at an upcoming Police Committee meeting. (R.R. 108a-11a, 318a-20a.)
On January 22, 2013, Sukenik and McNeilly attended a Police Committee meeting that was held to discuss a pending disciplinary action against a township police officer.3 After the disciplinary issue was resolved, Sukenik attempted to communicate his concerns that Francesconi‘s unilateral interference with police department operations was improper and unlawful, and also to inquire whether the committee agreed with Francesconi‘s as-
On January 30, 2013, the Board conducted a special meeting to hold a public vote on the proposed disciplinary action against the township police officer. Before the special meeting, the Board met in executive session and Francesconi dismissed Sukenik and McNeilly from attendance. Because he was precluded from expressing his concerns regarding Francesconi‘s conduct to the Board at the executive session, Sukenik drafted a letter to the Board dated February 1, 2013, and reiterated his concerns about being asked to interfere with police operations. In the letter, Sukenik stated that he believed the interference with the police department violated township ordinances and state and federal laws. (R.R. at 52a, 118a-22a.)
In addition to his complaints regarding Francesconi‘s attempts to unilaterally interfere with the police department, Sukenik objected to the Board‘s proposal to conduct a forensic tax audit as a substantial waste of taxpayer funds.
On December 10, 2012, at the Board‘s regularly scheduled meeting, Commissioner Bryce made a unilateral request for a forensic audit of Elizabeth‘s complete financial records for a four-year period and a majority of the Board passed Bryce‘s motion. Subsequently, Sukenik obtained information regarding a forensic audit and determined that it would be extremely costly and time consuming because the Board‘s directive was vague and did not identify specific areas of concern or include any defined parameters. In addition, Sukenik did not believe a four-year forensic audit was warranted because an independent certified public accounting firm performed annual audit reports for Elizabeth for the years in question and those reports indicated that Elizabeth was in sound financial position. Accordingly, Sukenik advised the Board that it should reconsider its decision because a four-year forensic audit would constitute a significant and unnecessary waste of taxpayer funds. The Board ultimately abandoned the four-year forensic audit. (R.R. at 305a-08a.)
On February 4, 2013, a majority of the Board voted to terminate Sukenik.
On September 6, 2013, Sukenik filed a complaint against Appellees alleging violations of the Whistleblower Law and the Wage Payment Collection Act.4 On November 12, 2013, Appellees filed preliminary objections to Sukenik‘s wage payment claim. On December 2, 2013, Sukenik amended his complaint to withdraw his wage payment claim and instead asserted a breach of contract claim. On December 9, 2013, Appellees filed preliminary objections in the nature of a demurrer to the breach of contract claim, arguing that Sukenik could not assert a breach of contract claim in this matter. On January 31, 2014, the trial court sustained Appellees’ preliminary objections and dismissed Sukenik‘s breach of contract claim. On October 29, 2014, Appellees filed a motion for summary judgment, arguing that Sukenik failed to establish a whistleblower claim because he did not make a “good faith report” of “wrongdoing” or “waste” under the Whistleblower Law. On December 15, 2014, the trial court granted Appellees’ motion for summary judgment because it concluded that Sukenik did not report “wrongdoing” or “waste” suf-
On appeal to this Court,5 Sukenik alleges that the trial court erred when it concluded that he did not report a “wrongdoing” because Francesconi‘s unilateral interference with the police department violated section 1405 of Pennsylvania‘s First Class Township Code (Code).6 Sukenik also alleges that his exclusion from the Board‘s executive session violated the Ordinance and constituted a “wrongdoing.” Finally, Sukenik argues that the trial court erred when it concluded that his opposition to the forensic tax audit did not constitute a good faith report of “waste.”
Discussion
Section 3 of the Whistleblower Law,
To establish a whistleblower claim, a report must specify how an employer is guilty of wrongdoing or waste. Gray v. Hafer, 168 Pa. Cmwlth. 613, 651 A.2d 221, 225 (1994), aff‘d, 542 Pa. 607, 669 A.2d 335 (1995). To constitute a wrongdoing, the violation must be one that the employer is charged to enforce for the public good or relate to the internal administration of the public employer.7 Id. at 225. The report must provide information that is sufficient to identify the law allegedly violated; reports of vague or subjectively wrong conduct are not considered
Wrongdoing
Sukenik alleges that his complaints regarding Francesconi‘s unilateral interference with the police department constitute reports of “wrongdoing” because Francesconi‘s conduct violated the Code,8 which states:
The chief of police and policemen shall obey the orders of the board of township commissioners or such other person or committee as may be designated by ordinance or resolution of the board for such purposes.
This Court‘s decision in Evans v. Thomas Jefferson University, 81 A.3d 1062 (Pa. Cmwlth. 2013) is instructive. In Evans, a dispensing nurse at an addiction and rehabilitation clinic refused to administer methadone to a patient because she believed that the patient was intoxicated. The patient became angry and complained to the program director. The program director directed the clinic director to ask the nurse to administer the methadone, but the nurse refused. At the program director‘s direction, the clinic director administered the methadone and, after she left, the nurse reported the program director‘s conduct to her supervisor. The nurse was ultimately terminated and she filed a whistleblower action, alleging that she was terminated in retaliation for reporting the program director‘s conduct, which allegedly violated federal and state law regulating who may administer controlled substances to patients. The trial court granted the employer‘s summary judgment motion and the nurse appealed.
On appeal, this Court held that the provisions the nurse cited permitted licensed individuals to administer methadone, but they did not prohibit the conduct she reported; specifically, the program director‘s override of the nurse‘s assessment that the patient was intoxicated and command to the clinic director to administer the methadone. Consequently, because the complained of conduct was not prohibited, we affirmed the trial court‘s order granting summary judgment for the employer because the nurse did not report a “wrongdoing” under the Whistleblower Law and, thus, could not prove the essential elements of a whistleblower claim. Id. at 1072.
Similarly, in Riggio v. Burns, 711 A.2d 497 (Pa. Super. 1998), the plaintiff was a neurologist employed as an instructor by the Medical College of Pennsylvania, where she also served as Associate Director for the college‘s epilepsy center.
The trial court granted the employer‘s motion for summary judgment, holding that the college was not an “employer” under the Whistleblower Law. The Superior Court affirmed the trial court‘s order on other grounds; the college was an “employer” as contemplated by the Whistleblower Law, but the plaintiff did not report a “wrongdoing.” The plaintiff cited licensing statutes for health care providers and medical practitioners to support her claim that she reported “wrongdoing.” However, the court held that the regulatory statutes provided only general licensing requirements and were too general and vague to constitute wrongdoing because they were subject to interpretation and did not specifically define what conduct was proscribed. Id. at 501. The plaintiff also cited a Medicare regulation stating that the attending physician must supervise a resident performing major surgery to be eligible for Medicare reimbursement. However, the court rejected her argument, stating that “[the regulation] neither created a duty to supervise in person nor prohibited surgery in the absence of such personal supervision. Therefore, the regulation simply could not be violated as contemplated by the Whistleblower Law.” Id. at 503 (emphasis in original).
Here, Sukenik‘s argument that his objections to Francesconi‘s unilateral interference with the police department constitute a good faith report of “wrongdoing” fails for the same reasons articulated in Evans and Riggio. “Under the provisions of the Code, (
Next, Sukenik argues that his February 1, 2013 letter to the Board constitutes a report of “wrongdoing” because his exclusion from the Board‘s executive ses-
[The Township Manager] shall attend all Board of Commissioner‘s meetings and shall have the right to take part in discussions, but he/she shall not vote. He/she shall prepare the agenda of each meeting and shall post same at the Township bulletin board at least twenty-four (24) hours before the meeting.
(R.R. at 51a.)
Sukenik‘s February 1, 2013 letter reads as follows:
This letter is to serve as a follow-up to the many conversations we have had, and to reiterate my position regarding several actions the Board has asked me to take in regard to the Police Department. Specifically, I have raised—and am now raising again—my belief and concern that these actions are in violation of relevant township ordinances and multiple laws regarding local government bodies in the Commonwealth of Pennsylvania, up to and including The Sunshine Act10 and The Civil Rights Act.11
(R.R. at 52a.)
In his February 1, 2013 letter, Sukenik makes no mention of his exclusion from the Board‘s executive session.12 Indeed, he states that the purpose of his letter is to “reiterate [his] position regarding several actions the Board has asked [him] to take in regard to the Police Department” and his belief that “these actions are in violation of relevant township ordinances and multiple laws regarding local government bodies in the Commonwealth of Pennsylvania, up to and including The Sunshine Act and The Civil Rights Act.” (R.R. at 52a.) It is clear that Sukenik‘s
Assuming arguendo that Sukenik‘s February 1, 2013 letter constitutes a report, Sukenik‘s argument still fails because he did not report a “wrongdoing.” The Ordinance provides that the Township Manager “shall attend all Board of Commissioner‘s meetings.” (R.R. at 51a.) However, it is not clear whether the Ordinance requires attendance at every variation of a Board meeting, such as special meetings and committee meetings, or whether the Ordinance only contemplates meetings of the full Board. The Ordinance is subject to interpretation and, as Riggio advises, it is not clear that such ambiguous standards can be violated in a way that constitutes “wrongdoing” under the Whistleblower Law. Riggio, 711 A.2d at 501.
Moreover, the Ordinance does not specifically define any prohibited conduct; it only creates the office of Township Manager and enumerates the powers and duties inherent in the position. (R.R. at 48a-51a.) The relevant section of the Ordinance grants the Township Manager access to Board meetings and requires him to prepare and post the agenda for each meeting. The Ordinance does not prohibit an individual commissioner from excluding the Township Manager from attendance at the Board‘s executive sessions.
Waste
Finally, Sukenik avers that his opposition to the four-year forensic tax audit constitutes a report of “waste” under the Whistleblower Law because he asserted that the audit would constitute a substantial waste of taxpayer funds. However, the Law‘s plain language forecloses his argument. The Whistleblower Law defines “waste” as “conduct or omissions which result in substantial abuse, misuse, destruction or loss of funds . . . .”
Here, the Board abandoned the tax audit. Consequently, even if Sukenik‘s averment is accurate and the audit would have resulted in a substantial waste of taxpayer funds, no actual loss occurred because the audit was never performed. A report of hypothetical loss is insufficient to trigger the Whistleblower Law‘s protection. See, e.g., Anderson v. Board of School Directors of Millcreek Township School District, 574 Fed. Appx. 169, 173-74 (3d Cir. 2014) (holding that the plaintiff‘s concerns that the defendant may engage in improper conduct did not constitute a report of wrongdoing under the law because the statements were purely hypothetical).
Having reviewed the record in the light most favorable to Sukenik and resolving all doubts regarding the existence of a material fact against Appellees, we conclude that Sukenik failed to establish the essential elements of a whistleblower claim because he did not report a “wrongdoing” or “waste” as defined by the Whistleblower Law.
Accordingly, we affirm the trial court‘s order granting summary judgment in favor of Appellees.
ORDER
AND NOW, this 5th day of January, 2016, the December 15, 2014 order of the Court of Common Pleas of Allegheny County is affirmed.
PATRICIA A. McCULLOUGH
Judge
Notes
The court granted the employer‘s summary judgment motion and concluded that “[b]ecause Plaintiff never reported Defendants, their actions subsequent to her report are irrelevant in identifying the wrongdoing that she reported and for which she now seeks protection.” Id. at 602. In other words, although the plaintiff made a report regarding her coworker‘s alleged misconduct, she made no report regarding her employer‘s response to her report, which was the basis for her civil complaint. The misconduct she alleged in her civil complaint was not the same misconduct she reported. Accordingly, summary judgment was appropriate because the plaintiff failed to report the wrongdoing she was alleging and, consequently, could not establish the essential elements of a whistleblower claim. Id. at 601-02. Here, although Sukenik reported some conduct in his February 1, 2013 letter, analogous to the plaintiff in Johnson, Sukenik never reported the conduct that was the basis for his complaint; specifically, his exclusion from the Board‘s executive session.
