178 N.W. 725 | N.D. | 1920
This is a proceeding involving the certification of ■questions of law pursuant to chapter 2 of the Sess. Laws 1919. In the district court action was instituted to recover upon a surety bond given by the defendant to the plaintiff, covering the demand deposits of the plaintiff, in the Medina State Bank, for which bank a receiver had been appointed. Without any trial or adjudication, the parties have stipulated the facts and the questions of law involved upon such facts. The trial judge has made a certificate, certifying the cause to this court upon the questions of law involved and as appearing from the stipulation made between the parties. The record is composed of the complaint, the answer, and the stipulation of the facts and law questions involved. The question of law primarily presented from the stipulation of the parties is whether the plaintiff is entitled to recover from the defendant, the surety, interest at the legal rate of 7 per cent per annum from the date of its demand, January 30, 1914, or interest only at the rate of 3 per cent per annum in accordance with the con
Tbe manner and form in wbicb tbis proceeding bas been certified requires a construction of chapter 2, Sess. Laws 1919, and tbe procedure to be followed thereunder. In Guilford School Dist. v. Dakota Trust Co. 46 N. D. —, 178 N. W. 727, a similar contemporaneous case before tbis court, Chief Justice Christianson, writing tbe opinion of tbe court, bas set forth at length tbe statute involved, bas discussed tbe appellate-jurisdiction of tbis court and tbe necessity of tbe trial court ruling upon tbe questions of law certified. It becomes unnecessary to restate what bas been stated in that opinion in that regard.
Tbe statute involved is a procedural statute, in tbe exercise of the appellate jurisdiction alone of tbis court. It is a statute of review. It does not contemplate tbe making of mere advisory opinions to the trial court, nor tbe exercise of tbe original jurisdiction of this court.
Tbe purpose of tbis statute is to expedite tbe trial and determination of causes, when it becomes apparent during the course of a proceeding in a trial court that a question of law, doubtful and principally determinative of tbe issues and facts proved, or essential to be proved, is presented. In such event an opportunity is afforded, through tbis statute, to secure a review of tbe determinative question of law, without invoking tbe more lengthy process of statutory appeal. A certified question of law, however, so presented to tbis court, must involve tbe exercise of its appellate, not its original, jurisdiction.
In tbis regard a somewhat similar procedure, in tbe Federal courts, under Federal acts, may be considered. For many years provision was made for tbe certification of a question of law from tbe circuit court to tbe Supreme Court of tbe United States. Tbe act provided, among other things, as follows:
“When a final judgment or decree is entered in any civil suit or proceeding before any circuit court held by a circuit justice and a circuit judge or a district judge, or by a circuit judge and a district judge, in tbe trial or bearing whereof any question bas occurred upon wbicb tbe opinions of tbe judges were opposed, tbe point upon wbicb they so disagreed shall, during tbe same term, be stated under tbe direction of tbe judges, and certified, and such certificate shall be entered of record.”*454 Rev. Stat. § 652; Act of June 1, 1872, chap. 255, 17 Stat. at L. 196; Act of April 29, 1802, chap. 31, 2 Stat. at L. 159.
This act was considered repealed by the Act of March 3, 1891. See United States v. Rider, 163 U. S. 132, 41 L. ed. 101, 16 Sup. Ct. Rep. 983.
“By the Judiciary Act of March 3, 1891 (26 Stat. at L. 826, chap. 517); a review by certificate is limited to the certificate or its equivalent by the circuit courts, made after final judgment, of the question, when raised, of their jurisdiction as courts of the United States, and to the certificate by the circuit courts of appeal of questions of law in relation to which the advice of this court is sought as therein provided, which certificates are governed by the same rules as were formerly applied to certificates of division.” Baltimore & O. R. Co. v. Interstate Commerce Commission, 215 U. S. 217, 54 L. ed. 167, 30 Sup. Ct. Rep. 86.
Concerning this procedure, the court, in the above cited case, stated:
“And it has been established by repeated decisions that questions certified to this court upon a division of opinion must be distinct points of law, clearly stated, so that they can be distinctly answered without regard to other issues of law or of fact and not questions of fact or of mixed law and fact; involving inferences of fact from particular facts stated in the certificates; nor yet the whole case, even if divided into several points. Jewell v. Knight, 123 U. S. 426, 433, 31 L. ed. 190, 192, 8 Sup. Ct. Rep. 193.
“And finally, it has been settled that the whole case, even when its decision turns upon matter of law only, cannot be sent here by certificate of division.
“In White v. Turk, 12 Pet. 238, 9 L. ed. 1069, it was said: ‘That-certificate of the judges, in this case, leaves no doubt that the whole^ cause was submitted to the circuit court by the motion to set aside the judgment on the bond. And, had the court agreed in opinion, and rendered a judgment upon the points submitted, it would have been conclusive of the whole matter in controversy between the parties. This certificate, therefore, brings the whole cause before this court; and, if we were to decide the questions presented, it would, in effect, be the exercise of original, rather than appellate, jurisdiction.’ This practice Was declared irregular by Chief Justice Taney in Webster v. Cooper,*455 10 How. 54, 13 L. ed. 325; and the chief justice added that it 'would, if sanctioned, convert this court into one of original jurisdiction in questions of law, instead of being, as the Constitution intended it to be, an appellate court to revise the decisions of inferior tribunals.’ So Mr. Justice Miller, in United States v. Perrin, 131 U. S. 55, 58, 33 L. ed. 88, 89, 9 Sup. Ct. Rep. 682, said: But it never was designed that, because a case is a troublesome one, or is a new one, and because the judges trying the case may not be perfectly satisfied as regards all the points raised in the course of the trial, the whole matter shall be referred to this court for its decision in advance of a regular trial, or that in any event the whole case shall be thus brought before this court.’ Such a system converts the Supreme Court into a nisi prius trial court; whereas, even in cases which come here for review in the ordinary course of judicial proceeding, we are always and only an appellate court, except in the limited class of cases where the court has original jurisdiction.”
It is apparent that, in the consideration of certified questions from the circuit court of appeals, the Supreme Court is simply considering, in the exercise of its appellate jurisdiction, a question that has already been presented upon appeal to the circuit court of appeals, whose jurisdiction is exclusively appellate. See United States v. Mayer, 235 U. S. 55, 59 L. ed. 129, 35 Sup. Ct. Rep. 16; 5 Fed. Stat. Anno. 2d ed. p. 838. In order, therefore, that this court may exercise its appellate jurisdiction in the consideration of a certified question of law, it is essential that the trial court must first exercise its sound discretion in determining that the question of law to be certified is doubtful, vital, and principally determinative of the issues in the case. This is essential in order that cases may not be delayed, and that the question of law certified (to become the law of the case when determined) be not made determinative upon issues or facts not clearly settled or ascertained. It is further necessary that the trial court determine, settle, adjudicate, and certify to the formulated question of law. The question of law must be clearly stated, and not involve questions of fact or those of mixed law and fact, involving inferences of fact from particular facts stated in the certificate. It must be so distinctly stated that it can be answered and determined by this court without regard to other issues of law or of fact. Otherwise this court may be required to pass upon
