Lead Opinion
MAJORITY OPINION
Appellant Ellsworth Swaindell Storr challenges his sentence for aggravated kidnapping, arguing he received ineffective assistance of counsel at the punishment phase of trial. Appellant asks this court to reverse the trial court’s judgment as to punishment and to remand this case to the trial court for another punishment proceeding. Because appellant received ineffective assistance of counsel at the punishment phase, we reverse and remand for a new punishment hearing. We also grant appellant’s request that the trial court’s judgment, which incorrectly states the appellant’s plea to the indictment was “guilty,” be reformed to correctly state the appellant’s plea to the indictment was “not guilty.”
Relevant Factual Background
Appellant and a companion kidnapped and robbed the complainant, a college student. The complainant left his car running and entered a post office on the edge of the university campus. Once he was inside the post office, a masked man held a gun to the complainant’s head, demanded his wallet, and then ordered him to return to the complainant’s car. After the complainant followed the order and returned to his car, he found another masked man in the driver’s seat. After forcing him into the car, the robbers drove the complainant to a dark, isolated area, and threatened to kill him.
When another vehicle approached, appellant and his companion forced the complainant into the trunk of the car. While driving with the complainant in the trunk, a police officer stopped the car for a traffic violation. The complainant did not alert the police officer to his presence because the robbers told him through the back seat of the car that they would shoot him if he made any noise during the traffic stop. Thus, the complainant remained silent, and shortly thereafter, the car began moving again. The robbers stopped the car in another isolated area and released the complainant from the trunk of the car. At that point, the two robbers had removed their masks. They ordered the complainant to get into the driver’s seat and to drive back to the post office where they had abducted him. The robbers got out of the complainant’s car at the post office and walked away from the vehicle. Although the robbers had ordered the complainant to remove his shoes earlier in the evening, they left his shoes in the vehicle and took $20 from the complainant’s wallet, leaving the wallet in the vehicle.
The complainant then drove to his dormitory. The complainant told his roommate what had happened to him, but his
At trial, the complainant identified appellant as the robber who demanded his wallet inside the post office. A jury found appellant guilty of aggravated kidnapping, and assessed punishment at 35 years’ confinement and imposed a $10,000 fine.
Issue Presented
In his sole issue, appellant argues his trial counsel rendered ineffective assistance at the punishment phase of trial because he did not obtain a jury instruction on voluntary release in a safe place under section 20.04(d) of the Texas Penal Code. See Tex. Pen.Code Ann. § 20.04(d) (Vernon Supp.2000).
Analysis
Section 20.04 of the Texas Penal Code defines the elements of the offense of aggravated kidnapping and specifies that an offense under section 20.04 is a felony of the first degree. Section 20.04 further provides, however, that if, at the punishment stage, a defendant raises the issue of voluntary release of the victim and proves it by a preponderance of the evidence, the offense is a felony of the second degree. In its entirety, section 20.04(d) of the Texas Penal Code states:
(d) At the punishment stage of a trial, the defendant may raise the issue as to whether he voluntarily released the victim in a safe place. If the defendant proves the issue in the affirmative by a preponderance of the evidence, the offense is a felony of the second degree.
Tex. Pen.Code Ann. § 20.04(d).
A first degree felony is punishable by life imprisonment or a term of imprisonment of 5 to 99 years. See Tex. Pen.Code Ann. § 12.32(a) (Vernon Supp.2000). A second degree felony is punishable by a term of imprisonment of 2 to 20 years. See id. § 12.33(a). An individual convicted of a first or second degree felony may also be punished by a fine not to exceed $10,000, in addition to imprisonment. See id. §§ 12.32(b), 12.33(b). Notwithstanding the punishment ranges applicable to first and second degree felonies, if a jury assesses punishment at a term of imprisonment not exceeding 10 years, and the defendant has not previously been convicted of a felony in Texas or any other state, the jury may recommend that the defendant be placed on community supervision instead of serving the prison sentence. See Tex.Code CRiM. PROC. Ann. art. 42.12, § 4(a)-(e) (Vernon Supp.2003). If the jury recommends community supervision under this provision, the trial court must sentence the defendant accordingly. See id. In this case, because of the absence of an affirmative finding of safe release, appellant was convicted of a first degree felony, which is punishable by life imprisonment or a term of imprisonment of 5 to 99 years. Appellant was sentenced to 35 years’ imprisonment, 15 years more than the maximum imprisonment range for a second degree felony.
Appellant maintains his trial counsel rendered ineffective assistance at the punishment phase of trial because counsel did not obtain a jury instruction on mitigation of punishment under section 20.04(d) of the Penal Code. Both the United States and Texas Constitutions guarantee an accused the right to assistance of counsel. U.S. Const. amend. VI; Tex. Const. art. I, § 10; Tex.Code CRiM. Proc. Ann. art. 1.05 (Vernon 1977). This right necessarily includes the right to reasonably effective assistance of counsel. Strickland v. Washington,
A single error of omission can constitute ineffective assistance of counsel. See Howard v. State,
The Court of Criminal Appeals has often repeated the refrain that, in the absence of a record explaining why trial counsel took or failed to take certain ac
Nonetheless, the Court of Criminal Appeals has conceded that some errors are so egregious or outrageous, they cannot be the product of any reasonable trial strategy. This is evidenced by the court’s careful use of qualifying language in many of its recent opinions. See, e.g., Bone,
It is noteworthy that several courts of appeals have addressed claims of ineffective assistance of counsel based on trial counsel’s failure to obtain a jury instruction on mitigation of punishment for voluntary release in a safe place. In all but one of those cases, the courts concluded that there was no evidence of safe release, and for that reason, the courts were able to summarily conclude the appellants could not prove counsel was deficient under the first prong of Strickland. See Turner v. State, No. 02-02-285-CR,
This case is unique because the evidence conclusively establishes that appellant voluntarily released the complainant in a safe place. The complainant was left in his car at the post office near the university — the
Yet, appellant’s trial counsel both failed to obtain a jury instruction on mitigation of punishment for voluntary release in a safe place and to object to the trial court’s charge for failure to include such an instruction. Under the first prong of Strickland, trial counsel’s performance must meet an “objective standard of reasonableness.”
This case is a rare instance when there is no trial strategy that can explain the failure of appellant’s trial counsel to request a safe release instruction. Despite the court’s instruction in Garcia v. State,
Under Strickland, a defendant must prove that there is no plausible professional reason for a specific act or omission. If there is no viable reason for counsel’s trial conduct then why should we allow the opportunity to explain? The first prong of Strickland requires the defendant to demonstrate that trial counsel’s performance fell below an objective standard of reasonableness. However, if the counsel’s errors were so obviously unprofessional then there should be no need for an explanation of his subjective intent.... [W]hen the error is blatant and there is no possible trial strategy that could explain counsel’s conduct then we don’t need to know his subjective intent and there is no need for information outside the record.
In the absence of a safe release finding, which was mandated by the evidence, appellant was clearly prejudiced because of the significant length of his punishment-15 years more than the maximum imprisonment range for a second degree felony. This case is somewhat analogous to Vasquez v. State,
A defense may be recognized by two ways: by the legislature, or by the courts. Since the necessity defense is specifically recognized by the legislature in the Penal Code, we find that counsel’s performance did not satisfy the ‘objective standard of reasonableness under prevailing professional norms.’ Although the trial court’s rulings barred the presentation of other evidence to corroborate appellant’s version of the facts, appellant’s testimony sufficiently raised the necessity defense.
We distinguish affirmatively “urging” a. defense from simply recognizing that a defense has been raised by the evidence. Counsel should have recognized that appellant’s testimony was sufficient to raise the defense, and that appellant had nothing to lose by requesting a defensive instruction. Without giving the jury an opportunity to consider a defense, conviction was ... “a foregone conclusion .... ”
Id. (citation omitted); see also Young v. State,
In this case, appellant did not confess to the charged offense; his counsel attempted to show misidentification. Nonetheless, the only mitigating defense raised by the evidence was voluntary release of the complainant in a safe place. In fact, based on the record below, this court would have determined there was conclusive evidence that the complainant was voluntarily released in a safe place. See, e.g., Patterson v. State,
We therefore sustain appellant’s sole issue, reverse his sentence, and remand this matter to the trial court for a new punishment hearing. We also grant appellant’s request that the trial court’s judgment (“Judgment Of Conviction by Jury; Sentence By Jury To Institutional Division, TDCJ”) be reformed to correctly reflect that he pleaded “not guilty” to the indictment, instead of “guilty,” as is currently reflected in the judgment. When a
KEM THOMPSON FROST, J., dissenting.
Notes
. Subsection (d) was formerly subsection (c) of section 20.04 of the Texas Penal Code, which became effective on September 1, 1994. Prior to September 1, 1994, subsection (b) of section 20.04 read as follows: "An offense under this section is a felony of the first degree unless the actor voluntarily releases the victim alive and in a safe place, in which event it is a felony of the second degree.” Under that provision, the State bore the burden of proving that any release was not voluntary or that it was not in a safe place. Effective September 1, 1994, the defendant bears the burden of proof on the issue. See Teer v. State,
. Both prongs of the Strickland standard apply to claims that counsel was ineffective at the punishment phase of a noncapital trial. See Hernandez v. State,
. See also Velasquez v. State, No. 14—01—00391-CR,
. In its appellate brief, the State did not respond or otherwise object to appellant’s request for the trial court's judgment to be reformed.
Dissenting Opinion
dissenting.
The majority correctly notes that, in some instances, trial counsel’s error may be so egregious that the appellant need not produce evidence regarding trial strategy because no strategic motivation could be imagined. Trial counsel’s actions in this case — the failure to request or object to the absence of a special issue on voluntary release in a safe place — raises serious questions, and the majority’s analysis concluding there could be no strategic motivation for this failure is compelling. However, this court should affirm based on the direction given by the Court of Criminal Appeals for deciding direct appeals of ineffectiveness claims in the face of a silent record, most recently set forth in Freeman v. State. See
As the majority and appellant acknowledge, the record in this case contains no evidence of trial counsel’s strategy. Nonetheless, appellant urges that trial counsel’s failure to obtain a jury instruction on mitigation of punishment based on voluntary release in a safe place could not conceivably have been an exercise of reasonable trial strategy. See Tex. Pen.Code § 20.04(d) (Vernon Supp.2002). Therefore, appellant argues, and the majority agrees, the first prong of the Strickland test
Though the majority explains its rationale for finding trial counsel’s actions in this case to be one of the rare instances in which no possible strategic motivation can be imagined, it fails to address Freeman.
By its very recent opinion in Freeman, the Court of Criminal Appeals has forcefully reiterated that only in extremely rare cases will the record support ineffective assistance of counsel on direct appeal without evidence of trial strategy. In Freeman, our high court also indicated that the dictum from Massaro cited by the majority does not change the ineffective-assistance analysis. See id. (discussing effect of dictum in Massaro v. United States,
The majority cites to Ex parte Ballard, a case in which the Court of Criminal Appeals granted habeas relief based on trial counsel’s ineffective assistance in failing to argue the defendant had voluntarily released the complainant in a safe place. The majority’s reference to Ballard, however, does not support today’s holding in this direct appeal. See Ex parte Ballard, No. 74,823,
The majority also cites Vasquez v. State. Not only was Vasquez decided before the landmark case of Jackson v. State, but the facts of Vasquez differ in notable ways from the facts in this case. See Jackson v. State,
Based on the most recent guidance provided by the Court of Criminal Appeals in Freeman, this court should not determine appellant’s ineffective assistance of counsel claim on direct appeal. The court should affirm the trial court’s judgment as reformed.
. See Strickland v. Washington,
. The majority also states that this case is unique because the evidence conclusively establishes that appellant voluntarily released the complainant in a safe place. The majority's assessment is flawed. The record does not establish as a matter of law that appellant released the complainant in a safe place. See Nolan v. State,
. The majority correctly grants appellant's unopposed request that the trial court’s judgment be reformed to reflect that appellant pleaded "not guilty” rather than "guilty.”
