*1 STOPHER, Christian Vincent
Appellant, Kentucky,
COMMONWEALTH
Appellee.
No. 1998-SC-0334-MR. Kentucky.
Supreme Court
April 2001. Aug.
As Amended 21, 2001.
Rehearing Denied Nov. *6 Wheeler,
Dоnna
Boyce,
L.
Randall L.
Department
Advocacy,
of Public
Frank-
fort,
appellant.
for
III,
General,
A.B. Chandler
Attorney
Roncarti,
Heilman,
Susan
Elizabeth A.
As-
General,
Attorney
sistant
Appel-
Criminal
Division, Frankfort,
appellee.
late
for
793
nience,
GRAVES,
categorized these issues
we have
Justice.
To
eight sections.
the extent
into
Stopher,
Vincent
was convict-
Appellant,
unpreserved, it has been reviewed
error is
for the
in the
Circuit Court
ed
Jefferson
set forth
with
standard
accordance
Deputy
County
murder of Jefferson
Sher-
776
v.
Cosby
Hans, and
to death.
iff
sentenced
Gregory
denied,
(1989),
493 U.S.
cert.
S.W.2d
also
and sen-
Appellant was
convicted
L.Ed.2d 963
S.Ct.
wan-
years
to five
for one count of
tenced
overruled,
v.
(1989),
Clair
part, St.
and
each
endangerment,
years
ton
two
i.e.,
(1999),
Roark, Ky.,
the barrel of the into Hans’ provide requisite failed to notice ment pulled trigger. Immediately thereaf- capital that he would be tried for a offense ter, got out police cruiser indictment, which was lacks merit. witness, pointed gun at a Steve clearly on March returned Porter, afraid to be Porter. he was about *7 KRS Appellant with “Murder charged shot, dropped to his knees and raised his Capital years Offense 20 to life 507.020 Appellant pulled how- trigger, hands. the parole years.” or life without for 25 death ever, jammed not fire. gun the and would Moreover, July in the Common- time, the At this other officers arrived on Aggrava- a formal of wealth filed “Notice apprehended Appellant. scene and Wit- Circumstances,” that the which stated ting Appellant enraged nesses stated case prosecuted capital a case would be hoped that he the officer had and shouted the fact that aggravating based on wres- required Four officers were to died. victim was “killing was intentional and the ground to the and handcuff Appellant tle sheriff, at the time deputy engaged ...a struggling him. officers were While performance act in the lawful of the Appellant, grabbed he another offi- with that at no Appellant concedes duties.” it. weapon attempted and to fire cer’s appeal com- prior to this did counsel time publi- an notice.
Following highly plain extensive and of insufficient trial, Appellant guilty found cized Jury Proceedings 2. Grand murder and was sentenced intentional Appellant thirty- appeal, Appellant raises takes issue with several death. On grand proceedings. aspects of the allegations of For conve- three error. We note at the outset that bеfore court age, there should have been a “cooling off’ will province invade the grand of the jury, period before grand jury convened. “a defendant must flagrant demonstrate a Actually, the immediacy of the delibera- grand abuse of the jury process that re tions and indictment may prevented have prejudice sulted actual deprived and grand jurors obtaining from additional in- grand jury of autonomous and unbiased formation about the murder. Had the de- judgment.” Baker, Commonwealth v. Ky. liberations been delayed, exposure to addi- App., 11 S.W.3d tional coverage media would have been Appellant certain. prejudiced by was not First, Appellant urges this Court grand jury proceedings, nor was the to declare part unconstitutional grand jury deprived of its unbiased judg- RCr provides: 5.08 which “If the defen ment due to immediacy proceed- dant notifies the attorney for the Common Baker, ings. supra. wealth writing present of his desire to evidence grand before the jury, the attor 3. Judicial Recusal ney for the Commonwealth shall so inform indictment, Following the defense grand jury. grand jurors may counsel filed a motion requesting appoint hear evidence for the defendant but are ment special of a judge from outside of required Appellant do so.” argues County. Appellant Jefferson alleged that that requiring a go defendant to through no Jefferson Judge Circuit could be fair the Commonwealth’s attorney, the adver impartial and because a close relationship party, sarial present order to evidence existed between the County Jefferson grand to the jury is a constitutional viola Department Sheriffs and the judiciary. tion. authority cites no for his The trial court denied the motion and position, and we opinion are of the subsequently Court ruled that there sincе the were Commonwealth charged is with grounds insufficient is, appoint special assisting grand fact, jury, it judge. appropriate party to grand jury inform the that a present defendant wishes to evi 26A.015(2) requires KRS recusal dence. RCr 5.41. There is no constitu judge “personal when a has preju bias or tional right appear grand before the [,]” dice concerning party ... or “has
jury; RCr 5.08
an indulgence
of this
knowledge
other circumstances in
Court. We find no
capital
distinction for a
which his impartiality might reasonably be
case.
26A.015(2)(a)
questioned.”
(e);
KRS
Next, Appellant argues that under RCr
3C(1).
4.300,
see SCR
Canon
The burden
5.02(c),
§§
Kentucky
and 109 of the
proof
required for recusal of a trial
*8
Constitution, the trial
required
court was
judge
anis
onerous one. There must be a
to
grand
instruct the
jury on the entire law showing of facts “of a character calculated
concerning
Appellant
homicide.
theorizes
seriously
impair
judge’s
to
impartiality
the
grand
that the
required
was
to start
and sway
judgment.”
Foster v. Com
offense,
with the most basic
reckless homi- monwealth,
759,
Ky., 348 S.W.2d
760
cide, and consider whether the evidence
(1961),
denied,
993,
cert.
368 U.S.
82 S.Ct.
supported
charge
a
thereof.
argu-
This
613,
(1962);
7 L.Ed.2d 530
see also John
ment
is without merit and requires no
(1953).
Ducobu, Ky.,
son v.
Finally, Appellant contends that since a impartial afford fair and trial is not generated this case extensive media cover- grounds sufficient for recusal. Webb v.
795
(1993). Here,
wealth,
Ky.,
violation of
denying
its discretion
not abuse
Commonwealth, Ky.,
v.
882 S.W.2d
to a trial
right
on the merits. The
petition
(1994).
by
a fair trial
Appellant received
ac
criminally
to the
by jury guarantees
impartial judge.
fair and
impartial,
panel
a fair trial
cused
It
acknowl
jurors.
readily
is
indifferent
Change
Venue
is,
however, that wide discretion
edged,
21, 1997,
day
On the
before the October
be,
trial court
vested in the
and should
filed a
pretrial hearing, defense counsel
ques
determining
change
of venue
when
fifteen-page petition
change
for a
of venue
Commonwealth, Ky., 870
tion.
v.
Jacobs
included one hundred and sixteen
(1994).
weight
given
is
Great
S.W.2d
and affidavits. At the
pages
exhibits
because the
trial court’s decision
to the
objected
hearing,
Commonwealth
county
pre
and is
judge
present
that it
not received the
grounds
had
v.
the situation. Nickell
sumed to know
p.m.
day
until 5:00
on the
before
pleading
Commonwealth, Ky.,
254
Further:
Counsel
Appellant’s argument that the tri
jurors may
[T] mere fact
have
al court erred in failing
hearing
to hold a
heard, talked or read about a case does
on his
for a
motion
substitution of counsel
venue,
require
change
a
absent a
only unpreserved,
is not
unpersua
but also
showing that there is a reasonable likeli-
trial,
days prior
Appellant
sive. Four
to
hood that the
descriptions
accounts or
pro
filed a
se motion for a substitution of
investigation
judicial proceed-
grounds
counsel on the
that defense coun
ings
prejudiced
have
the defendant....
sel was overworked on other cases and
Prejudice
may
must be shown unless it
developed
that a conflict had
between
clearly
implied
given
be
a
case from
Appellant
counsel and
regarding his de
totality
of the circumstances.
did,
fact,
fense. The trial court
hold a
Commonwealth,
Montgomery
v.
819 heаring at which time defense counsel stat
713,
(1991);
Hodge
S.W.2d
716
see also
Appellant
ed that
wished to “remand” his
Commonwealth, Ky.,
(2000),
The trial court has the
striking
Appellant also attacks the
jurors
prospective
the answers of
evaluate
jurors
prospective
of two
because
for cause
juror’s knowl
light
and in
context
penal
the death
imposing
of their views on
understanding of the
of the facts and
edge
signif
that she had
ty.
354 revealed
Juror
guided by
law.
are
our decision
We
penalty,
about the death
icant reservations
Commonwealth, Ky., 884 S.W.2d
Mabe v.
really
her
that it would
bother
and stated
(1994),in which
stated:
we
punishment.
such
Juror
to consider
pen
the death
problem
with
when a
also voiced
dire examination occurs
Voir
not want
stated that he would
alty
has little
prospective juror quite possibly
*11
placed
murder,
in
position
having
be
receiving
to con- Hans’
Social Securi
punishment.
(SSI)
it
sider
as a
The trial judge
ty
Appellant’s
Income
benefits.
correctly
jurors.
excused both
Wain-
counsel asked
Security
the Social
Adminis
Witt,
wright
469 U.S.
105 S.Ct.
tration the reason for the benefits and was
(1985); Tamme,
Appellant requested was not true. witness; with ton testified rebuttal she was Deputy Powell when Hans Appellant and (b) understanding a clear Helpful to Appellant’s arrived at home. She stated testimony or the deter- of the witness’ cruiser, police Appellant that when saw a fact in issue. mination of said, cop. “A I’ll kill this f_cop, he case, Ap- observation of In this Gritton’s motherf_” in person rather than pellant on television question to the of admis- germane evi was not
The admission of rebuttal certainly could have ex- judicial sibility. She largely dence is a matter of discre Appellant looked pressed opinion Appellant tion. 9.42. Since admitted RCr normally Appellant different than he night looked. Not- had even met until the withstanding, perceive prejudice we fail to provide expert before he was to testi opinion, such, from the exclusion of and mony any opinion Gritton’s at trial. As Dr. denying thus conclude that error in Evans could have rendered would have her testimony was harmless. RCr 9.24. arguably been based on self-serving Unquestionably, just an individual who has statements of and the state *13 look, going murdered another is to and ments of defense witnesses who were act, probably “different.” Merely because clearly sympathetic Appellant. to See Appellant expressions exhibited facial Commonwealth, Ky., Sanborn v. Gritton had not previously observed does (1994), denied, cert. prove high not that he was on LSD. Grit- 133 L.Ed.2d U.S. S.Ct. testimony simply ton’s would not have helpful any
been to a determination fact of scientific, technical, special- “If or other in issue. knowledge ized will assist the trier of fact 4. Dr. Testimony Evans’ to understand the evidence or to deter- issue, mine a fact in qualified witness as expert, Defense toxicologist Dr. expert an ... in may testify thereto Evans, samples Michael testified of opinion form of an or otherwise.” KRE Appellant’s day urine taken the after the An expert opinion 702. can his base murder ethyltripto- contained traces of an witnesses, the testimony of other or even substance, mine-like which is similar to a hearsay, if he states that it is the basis for compound sometimes found LSD. More opinion type and that it is the of over, Dr. Evans testified about general upon experts information which in the field effects of it LSD how affects brain 703(a). KRE reasonably rely. situa- However, system. nervous Dr. Evans Sanborn, presented supra, tion is distin- permitted express opinion was not an in that the guishable from this case trial Appellant to whether he believed was on precluded court Sanborn witness from Deputy LSD at the time of Hans’ murder. repeating out-of-court the defendant’s expert Dr. Evans was retained as an event, triggering identification of provide testimony medical as to whether which was claim of extreme the basis of his performed any the tests office his found disturbance, there was ab- emotional since hallucinogens samples in the taken from support a solutely no other evidence to Appellant. qualified Dr. Evans was While triggering event and the defendant’s state- give testimony composi- on the chemical subject ment was not to cross-examination. samples, tion of the he not qualified opinion Notwithstanding, we are provide opinion Appel- an as to whether best, would, Dr. testimony Evan’s day lant’s of actions on the the murder assistance to the questionable have been of were consistent with someone who was not reveal LSD in jury since his tests did by During affected LSD. avowal testimo- urine, there was no ny, Appellant’s and since opinion Dr. Evans stated that his presented from other witnesses testimony based on his review of the evidence witnesses, ingested by defense the crime scene video as to the amount of LSD Appellant the murder. depicting Appellant’s struggle day with officers on the arrested, words, opinion could not being as he was and his interview other Dr. Evan’s Appellant. helped jurors with Dr. Evans conceded that to understand the have as- testimony presented he and could not have had heard the evidence Appel- determining the witnesses for the and sisted them in whether was, fact, Testimony ofMyrl Reed by affected at the lant LSD such, Deputy time he murdered Hans. As testified at trial that when Reed properly limited his testimo- the trial court television, the murder on he heard about ny drug. to the effects of the general immediately drove to the scene and he police struggling with witnessed 5.Testimony Bishop Ernest him. attempt in an to subdue and handcuff pro- Appellant’s argument that he was cross-examination, defense counsel On cross-examining Bishop, hibited from inter Reed whether he had been asked informant, Ap- jailhouse is without merit. Nunn, investigator an with viewed Rose pellant question Bishop was able to con- Office, the Louisville Public Defender’s cerning allegedly the statements made to month after the murder. Reed about a by Appellant, prior him criminal histo- *14 inter that he did not recall such stated ry, plea negotiation exchange and his in sought view. Defense counsel thereafter testimony Appellant. Al- against for his report to introduce Nunn’s as a business what though Bishop’s testimony regarding 803(6) through KRE the tes record under Appellant happened day him on the of told investigator.1 The trial timony of another contrary testimony the to the murder was witnesses, ob court sustained the Commonwealth’s jury of other the was more than We, too, capable credibility jection. agree report the assessing Bishop’s of 803(6) telling and or an deciding qualify whether not he was does not under the Moreover, Appel- the truth. we decline Prater exception hearsay to the rule. See rigorous Resources, lant’s invitation to establish stan- Ky., 954 v. Cabinet Human for testimony jailhouse dards of (1997). Moreover, the rule S.W.2d 954 safeguards snitches. Sufficient are al- that admission can be contains disclaimer in ready contained our civil and criminal or denied if “the source of the information rules. No error occurred. prepara the method or circumstances of lack of trustworthiness.” tion indicate also find no error in
We the trial court’s 803(6). report KRE Inasmuch as Nunn’s Appellant’s suppress denial of motion to anticipation Appellant’s in of prepared testimony Bishop’s grounds on the trial, in specifically preparation and more Appellant’s rights Sixth Amendment were defense, trial court did Appellant’s of Bishop governmen- violated when acted as excluding its discretion in it. not abuse agent soliciting Ap- tal in statements from pellant. absolutely There is no evidence prosecutor agent
that the
other
Testimony
7.
David Hans
Bishop
the Commonwealth induced
to talk
Appellant’s
in
We find no merit
Appellant
bragging
or listen to his
about
unduly prejudiced
he was
contention that
Deputy
the murder of
Hans. The testimo-
son, David, who
also a
by Deputy Hans’
is
ny
at trial indicated that
had
officer,
police
testifying
uniform.
Bishop.
all
volunteered
information
Deputy
Hans wаs a
jury was aware
Bishop
certainly
familiar with
While
that his
police officer and was informed
penal system,
evidently
and had
acted
well. David did not
son was an officer as
jailhouse
past,
as a
informant
he
an
opinion
guilt
an
or serve as
render
acting
governmental agent
was not
as a
expert
any manner.
Brown Com
Appellant to incrimi-
and did not induce
Cf
(1999).
monwealth, Ky.,
IV. EVIDENTIARY ISSUES
probable
logical
to intend the
conse
conduct,
quences
person’s
and a
of his
Photographs
crime scene and victim
may
from
state of mind
be inferred
actions
The Commonwealth introduced
preceding
following
charged
of
photographs
Deputy
police
two
Hans’
Commonwealth, Ky.,
fense. Hudson v.
cruiser that showed a blood trail where his
(1998);
979 S.W.2d
Parker v. Com
body had been removed from the vehicle.
monwealth,
(1997),
Ky.,
nothing more 2. Directed Verdicts being. human Hans was a can be identified as
Appellant that the trial A murder victim argues statistic, and state- than a naked granting court erred directed vеr- more intoxication identifying correctly ments the victims as individ- court ruled that the beings personalities ual human with the fact situa- defense instruction covered unduly prejudice does not activities presented. tion jury. defendant or inflame the Just as Appellant argues further jury visually appellant observed the EED is an element of murder and that the courtroom, jury may receive required prove Commonwealth adequate description
an
word
of the vic-
recently held to
absence thereof. We have
long
glorified
tim as
as the victim is not
Commonwealth,
contrary
Spears
v.
enlarged.
(2000).
Ky., 30
While
S.W.3d
Bowling
Ky.,
every
required
prove
Commonwealth is
denied,
(1997),
302-303
cert.
S.W.2d
beyond
element of murder
reasonable
522 U.S.
139 L.Ed.2d
doubt,
disprove
it
not affirmatively
need
(1997);
Hodge, supra.
see also
EED unless the evidence of such is so
unduly prejudicial.
evidence was not
acquittal
that it
overwhelming
necessitates
V. INSTRUCTIONS
154;
charge.
Id. at
the murder
KRS
500.070; see also Wellman v. Common
1. Guilt Phase.
wealth,
Appellant contends that he was
entitled to both an intoxication defense
Also, Appellant was not enti
instruction,
given,
which he
and an
tled to a self-defense instruction on the
Extreme Emotional
instruc
Disturbance
just
charges.
assault
Given that he had
tion.
claims there was evidence
officer,
police
argument
murdered a
that,
him,
slipped
unbeknownst to
someone
threatening gestures pri-
that he made no
LSD into his drink during
early
morn
being
or to
tackled
other officers is
murder,
ing
prior
hours
to the
and that the
*16
disingenuous. Testimony
somewhat
clear
triggered
LSD
a state
enraged,
of mind so
ly
restraining Appellant
established that
inflamed or disturbed as to overcome his
required
police
several
officers. More
judgment and cause him to act under the
over, Appellant
managed
even
to unholster
force of EED. McClellаn v. Common
weapon
another
during
strug
officer’s
wealth,
(1986),
Ky.,
There
absolutely
was
no evidence
Commonwealth, Ky.,
Baze v.
965 S.W.2d
presented
Appellant
unknowingly
that
(1997),
denied,
817
cert.
523 U.S.
118
“slipped”
Notwithstanding,
the LSD.
there
(1998).
1536, 140
S.Ct.
L.Ed.2d 685
no
demonstrating
also
evidence
Appellant
EED
properly
acted under
at the time he
The trial court
refused to
Deputy
Appellant
jury
murdered
Hans.
has
on the definition and
instruct
9.56;
EED.
doubt.
regarding
meaning
mischaracterized
law
reasonable
RCr
McClellan,
Callahan,
supra.
Ky.,
A
not en
v.
675
defendant is
Commonwealth
(1984).
merely
Appellant
titled to an EED instruction
be S.W.2d 391
was not de
resulting
prived
right
cause he exhibits behavior
from
of his constitutional
to instruc
Bowling
supported
the effects of substance abuse.
tions on lesser-included offenses
Commonwealth,
in
Ky.,
simply
the evidence
because the
S.W.2d
(1993),
denied,
862, 115
required
jury
acquit Ap
cert.
structions
513 U.S.
S.Ct.
(1994).
pellant
greater charges
130 L.Ed.2d
The trial
in order to
(1997);
Ap-
offenses.
consider the lesser-included
S.Ct.
pellant
authority,
no
and we find v.
805
required
appeal. Any
the trial court
to inform the
raised in this
consideration
was
death,
appeal
alleged prosecutorial
miscon-
jury that if it returned a sentence of
the
duct must center on
overall fairness
Appellant would indeed be electrocuted.
Commonwealth, Ky.,
v.
the trial. Partin
reject Appellant’s
also
claim that the
We
(1996).
justify
In
order to
S.W.2d
jury
required
specific findings
was
to make
reversal,
prosecutor
the
the misconduct of
mitigating
Skaggs
circumstances.
v.
must be so serious as to render the entire
Commonwealth, Ky., 694
fundamentally
trial
unfair. Summitt
(1985),
denied,
cert.
476 U.S.
(6th
Bordenkircher,
F.2d 247
Cir.
(1986).
S.Ct.
806 during jurors place “A the themselves the shoes tors have a wide latitude both. victim, tactics, glorify of the nor did he the victim. prosecutor may may comment on evidence, may comment on comment Appellant’s The remainder falsity position.”
as to the
of the defense
have been reviewed
claims of misconduct
Commonwealth,
Slaughter
Ky., 744
unpreserved,
to be
insubstantial
found
denied,
(1987),
490
cert.
note that several claims
harmless. We
104 L.Ed.2d
U.S.
S.Ct.
unpreserved
character
merely
were
issues
Appellant may
While
find the
for the
prosecutorial
ized as
misconduct
defense
prosecutor’s characterization of his
appeal.
them on
Issues
purpose
raising
harsh, it did not
theory
“stupid”
rather
of evidence or tes
involving the admission
proper
closing argu
the
bounds of
exceed
court,
upon by the trial
timony, when ruled
of the
and did not affect the outcome
ment
misconduct.
prosecutorial
do not constitute
prosecutor
Nor
find that the
trial.
do we
Commonwealth,
fact,
Ky.,
In
in Davis v.
during closing
the evidence
ar
misstated
(1998),
this Court
967 S.W.2d
are
gument.
alleged
“The
misstatements
despite
the trend
recently explained
interpre
accurately
more
characterized as
many unpreserved issues as
classify
Tamme, supra,
tations of the evidence.”
misconduct,
actually
prosecutorial
such
at 39.
occurs when a conviction is obtained
only
knowing
of false evidence.
by the
use
claims
Appellant raises several
phase as
during
penalty
of misconduct
the
evaluating
the overall fairness
First, Appellant
prej
claims he was
well.
trial,
conclude that the conduct
we cannot
sat, in uni
udiced because Officer Roehrs
prosecutor
the
was so serious as to
form, on
bench behind the Common
fundamentally un-
render the entire trial
during
penalty phase.
wealth’s table
Chumbler,
prosecutorial
supra.
fair.
undisputed
it is
that the courtroom
Since
excess,
any,
non-prejudi-
if there
trial, and
capacity during
was at
the entire
cial.
present
were
that uniformed officers
preju
throughout,
we fail to discern
ISSUES
MISCELLANEOUS
VII.
Next, Appellant
dice.
contends
Ap
prosecutor improperly cross-examined
1. Residual Doubt
Appellant’s in
pellant’s
regarding
brother
activity.
The trial court
gang
McCree,
volvement
Citing Lockhart v.
opened
had
the door
ruled that the defense
90 L.Ed.2d
U.S.
questioning and that
to this line of
(1986),
if
that even
Appellant contends
permitted
inquire
prosecutor was
about
con
support
his
evidence was sufficient
such,
Appellant’s involvement. As
viction,
violates the
his death sentence
be deemed
prosecutor’s question cannot
of the United States
Eighth Amendment
Finally, Appellant maintains
misconduct.
the evidence fails to
Constitution since
prosecution
guilt
that the
violated
“Golden
of inten
foreclose all doubt about
penalty phase closing
presented,
during
Rule”
murder.
“As thus
tional
In Dean v.
is akin to a
argument.
disagree.
concept
We
of ‘residual doubt’
jury nullification.
807
Constitutionality
provide
by
death sentence
ure to
access to data collected
532.075(6)did
pursuant
this Court
to KRS
“Appellant’s arguments that
the death
Appellant
process
due
of law.
deny
not
penalty
discriminatory
arbitrary,
is
Id.;
Commonwealth, Ky.,
v.
694
Harper
statutory
and that our
not
scheme does
denied,
665,
(1985),
671
cert.
476
S.W.2d
provide constitutionally adequate guidance
1178,
2906,
judge
constitutionally
to in
required
4.Cumulative Error
struct
aggravating
circum
Appellant
fundamentally
received a
fair
outweigh mitigating
stances must
circum
trial and we find
instances of
insufficient
Bowling, supra,
stances.
942 S.W.2d at
harmless error to create a cumulative ef
306; Sanders,
682-83;
supra, at
Ice v.
fect
which would warrant reversal for
Commonwealth,
Ky.,
S.W.2d
Tamme, supra; compare
new trial.
Funk
671(1984),
denied,
cert.
469 U.S.
Commonwealth, Ky.,
v.
find
mitigating
that the
out
circumstances
weighed the
aggravating
532.075,
circumstances
Pursuant to KRS
we have
this case.
imposed
reviewed the death sentence
here
imposed
in and conclude that it
3. Other issues
passion,
under the influence of
prejudice,
of a
tape
arbitrary
use
video
record
other
factor. Further
more,
did not
Appellant’s equal protec
supports
finding
violate
the evidence
rights
aggravating
tion
and does not constitute revers
an
circumstance. We have
ible error.
fails to cite to a
also considered whether the sentence of
single
disproportionate
item evidence which is not
death is excessive or
cases,
appellate
penalty imposed
record which would
been
have
similar
statute,
transcription
required by
included had a
method been
and have therefore
employed. Appellant demonstrates
no considered all circumstances of the crimes
prejudice as a result of the video record
committed here and all of the evidence
agree
surrounding Appellant
and we do not
that such has denied
and his back
appellate
him
ground.
effective
counsel. Mills
The information used
consider
ing
penalty
compiled
has been
in ac
denied,
(1999),
532.075(6)(a),(b),
cert.
528 U.S.
cordance with KRS
(c).
considered all of the cases in
S.Ct.
which the death
1970,
both the crime and the
considering
11(1)
I dissent from Section
of the ma-
previ
defendant.
cases have been
Similar
the trial
jority opinion concerning
court’s
this
in a number of
ously
by
recited
Court
rulings
Stopher’s challenges
for cause
Commonwealth,
decisions. Simmons v.
separately regarding
and write
Section
denied,
(1988),
Ky.,
TC: juror as a under counsel], in that situation jury, if after were pher’s trial circumstances, you juror, you those would could follow the be instructions go your jurors able to back with fellow of the court and all consider matters fully discuss and deliberate with presented you that are or would aspects them all the of the case and your personal feelings you so drive possible punishments all the or would “well, you say such that would if we you, upon retiring to deliberate you you guilty, only found then the sentence, “Nah, just decide state he penalty that fit for you’re is death” officer, police killed a and death is the you possible pen- could consider other only I appropri- sentence that think is depending alties on the facts *23 ate”? particular ... case # probably 361: I could dif- weigh the Sure, # pos- 361: I could consider other ference, but, me, to it doesn’t matter if could, penalties, yeah, yeah, sible I police a anybody. it’s officer or I I really but don’t think I’m under- mean, you if deliberately kill some- standing. You mean could I choose body, you you got deserve what com- something besides the death penalty? ing. TC: Yes. OK, however, you, person- TC: and can OK, sure, sure, # 361: I could. By
alize it? that I mean —that’s I your general take to be impression of Let it way, TC: me ask and I’m anybody that takes a somebody life of inartful, being you but let me ask this. unlawfully you personalize could —but you your Can conceive—I’ll use termi- by, particular case, it in a look at that, nology of, knowing in- — charged who’s and who’s been convict- murder,2 jury tentional that the has ed and make a decision as to right under the law to sentence individual based on the facts of that anywhere twenty years up from to case, you or would say tend to “don’t including range death—all that all you care who are you’re or what like way twenty years way from all the you or where came from or anything, up knowing to that that’s what death — it”? you this is Or could consider do, jury the law gives right to personal aspects aspects of the case situation, can you conceive of a factual itself? it, telling without us about a set of Sure, it, #361: I yeah. could consider circumstances, you where could be- But, still, know, I you way I feel person that a lieve could be sentenced is, you it if about take a life—deliber- something to other than death for the ately you it, say do an eye for —how intentional murder of someone? eye, tooth, an a tooth for a that kind Sure, # yes, 361: I could. of deal. That’s Iway feel about it. questioned The defense then Juror #361 TC: -I way you understand the feel concerning ability to consider the mini- guess about it. I I’m trying what penalty twenty mum years: distinguish and are counsel concerned might your is that if feeling, you be but Def.: Can conceive of a where case you juror are asked to sit a you on this have an intentional murder where case and take the oath to as a gets twenty years? serve the defendant Although question appears possibility the trial court’s defendant to death or life without otherwise, imply aggra twenty years. parole must find an for five KRS vating may it circumstance before sentence 532.025(3). reviewing give courts must due Although but I can right,
# 361: I don’t think it’s
determinations,6
but,
to trial court
that,
say,
deference
yeah,
like I
when
see
responsibility
our
we must
abdicate
somebody—
kill
you
error.
review those determinations for
trial court’s decision that
my opinion, the
you
yourself
Def.:
conceive of
ever
Can
possible
#
consider all
361 could
Juror
years as a valid
considering twenty
I
clearly
erroneous. While
penalties
in an intentional murder
sentence
#
invocation of
am troubled
Juror
361’s
case?
“eye
eye,
for an
tоoth
the Old Testament
#361: No.
maxim,
margin
I find no
for
tooth”
initially withheld his rul-
The trial court
response to
interpretations of his
different
ing
Stopher’s
challenging
motion
Juror
Contrary
of him.
question
the final
asked
cause, but later denied the chal-
# 361 for
at the
the trial court’s characterization
# 361 could
lenge and decided that Juror
challenge for
ruling
of its
on the
time
juror despite his
fulfill his duties as a
cause,
propose a
counsel did not
defense
him re-
*24
questions
answers to the
asked
# 361 if
hypothetical
stark
and ask Juror
court
penalty.
the death
The trial
garding
the minimum sentence.
he could consider
#
dismissed Juror
361’s answer
defense
if
# 361 could
Defense counsel asked
Juror
question
final
as “under the stark
counsel’s
murder
any
conceive of
intentional
police
of a
reality
presented
killing
pen-
minimum
could consider the
which he
—the
twenty
the
duty-
officer in the line of
answered with an
alty, and Juror #361
—that
him
not make sense to
under
years did
ques-
This was the last
unequivocal “no.”
compared it to
circumstances” and
those
361, and, in clear
of
#
tion asked
Juror
by this Court
the situation addressed
terms, it struck at the
unambiguous
and
Stopher used a
Mabe v. Commonwealth.3
the trial
question
heart of the
before
to remove Juror
peremptory challenge
per-
#
his
court—could Juror
361 set aside
#361.
possible
all
convictions and consider
sonal
loudly,
unequiv-
and
penalties.
clearly,
He
Commonwealth,4 this
Grooms
“no.”
ocally answered
juror
excused
held that “a
should be
Court
if
contends
Although
for cause
he would be unable
the Commonwealth
dur-
case,
the cir-
# 361 indicated elsewhere
extenuating
no matter how
that Juror
cumstances,
dire that he could
imposition
ing
of
his individual voir
to consider the
court,
trial
follow the instructions
penalty prescribed by
minimum
law.”5
the
(1994):
4.
juror’s statement he could “choose I by incongruity am struck of these something cry other than death” is a fаr Stopher two was tried conclusions— from an assurance that he could consider impartial jury, fair and and I must vote to range penalties entire as the trial Accordingly, reverse. I believe this is an court would instruct him. Juror # 361’s appropriate express my opinion time to juror answers mirror those given by a existing this Court should reconsider who, Court, according to the Grooms precedent decreeing automatic revers- should have been excluded.8 Accordingly, ible error exists whenever a trial court I believe the trial court erred when it implicates error a defendant’s exercise of failed to # excuse Juror peremptory challenges.
1(B) ERROR —REVERSIBLE adoption This Court’s of RCr 9.40 allows I Because believe the trial parties court errone- in a criminal9 case to remove a ously failed to Stopher’s challenge sustain given jurors by peremptory number of to Juror # 361 and because Ken- existing challenge showing without cause. While tucky requires caselaw reversal currently provide under we a base allotment of circumstances, (8) such I dissent eight peremptory from the re- challenges to each side, sult reached majority defense, and would the Commonwealth and the Stopher’s (3) reverse conviction and felony remand a criminal case and three the case to the trial court for peremptory a new trial. challenges to each side a express I must my case, discomfort with this misdemeanor criminal we could allow result, however, because I cannot larger peremptory challenges, ascertain a number of Stopher how any tangible number,10 suffered disad- a smaller and we could even vantage from the trial ruling provide court’s after peremp- delete the rule and for no 1893, Montgomery 7. See 1877 to the defense could exercise (1991). (20) twenty challenges. peremptory In peremptory challenges the number of allowed Supra 8. note 4 at 135-137. (15). by the defense was reduced to fifteen In peremptory challenges the number of expressed My apply views herein would given eight to the defense was reduced to equally peremptory challenges exercised in From 1877 until we allowed the Com- civil cases. (5) only perempto- monwealth to exercise five fact, perempto- 10. In the current allocation of challenges. ry we RCr amended ry challenges felony only cases has existed ad- 9.40 to eliminate the defense’s numerical past century, since and over the vantage, prosecution and we now allow the peremptory challenges number of available to (8) eight challenges. exercise such criminal defendants has decreased. From op- label to the defendant’s right” stantial criminal challenges whatsoever tory chal- peremptory of the United States exercise provision portunity cases. No chal- peremptory requires Constitution a who cannot otherwise lenges, defendant in criminal cases: lenge procedures now claim prejudice14 may demonstrate recognized peremp- that long haveWe denied a “substantial that he or she was constitution- challenges are not of tory ruling “required” a trial court right” when a They are means al dimension. challenges to to use one of its the defense impartial jury. the end of an achieve juror the trial court should remove a which impar- is as the sits long So removed for cause. have tial, had to fact that the defendant support no for the contention I can find challenge to achieve peremptory a use pеremptory ability to exercise not mean the Sixth does result rights. challenges implicates substantial Amendment was violated.11 in the process protections None of the due undoubtedly allows 9.40 While RCr per- requires States Constitution United perempto- to exercise criminal defendants challenges: emptory my I have doubts about ry challenges, a we must reverse conclusion that Court’s obligation no constitutional [TJhere infringes ruling a trial court case whenever challenges]. [peremptory to allow Bes- rights.”12 “substantial upon these challenges permitted are Peremptory the exer- right upon towing substantial by statute only government, when the one challenge serves peremptory cise of a law, appropriate it deems or decisional manu- only function function and one —-it given parties to exclude to allow in cases where error factures reversible persons who otherwise number of by a fair and been decided the case has satisfy requirements would we rhetorical label impartial jury. The petit jury.15 service on challenges upon peremptory placed have Alabama,16 the United States In Swain v. than circumvent nothing more does per- while Supreme recognized Court and insulate of RCr 9.2413 last sentence *26 at common existed emptory challenges harmless rulings court from class of trial law, was not whol- right source of this “the we attach the “sub- analysis. When error 81, 88, ("Turpin can Oklahoma, supra note 1 v. 108 487 U.S. 11. Ross v. 80, 2273, (1988) (cita- vi constitutional prejudice L.Ed.2d 90 no or S.Ct. 101 demonstrate omitted). removed for jurors tions were because the olation Id.)', Dunbar v. Com by cause the defense.” Commonwealth, supra note 1 v. 12. Thomas 852, (1991) monwealth, 853 S.W.2d 809 ("The specifying the number of rules 258-9 Commonwealth, supra by v. Thomas overruled challenges techni- peremptоry are not mere ("Even have been juror should if a note 1 calities, rights they and are to are substantial cause, vio error does not such removed for 259.). fully Id. at enforced.” be impartial right an constitutional late the actually sit on the person proceeding did every stage of the if the court at 13. "The Id.). disregard any error or defect in jury.” must the substantial proceeding does not affect rights parties.” RCr 9.24. Co., of the 500 Concrete v. Leesville 15. Edmonson 2077, 620, 614, 114 L.Ed.2d S.Ct. U.S. here, when, defen- case E.g., as is the 14. (1991). peremptory subsequently his or her dant used any juror whom the challenges to exclude 380 U.S. to excuse for improperly failed trial court L.Ed.2d Commonwealth, Ky., 780 Turpin See v. cause. (1989) by Thomas overruled Oklahoma,18 ly clear.”17 In Ross if peremptories v. ber of he would have High peremptory Court declined to view separately.19 tried challenges right as an unfettered and not- Martinez-Salazar;20 In United States incongruity rights ed the rhetoric Supreme the United States Court unani- exercising with both the realities of such mously agreed that a defendant who uses a challenges legis- and the manner in which peremptory challenge juror to remove a latures have modified them: erroneously whom the trial court declined think there nothing arbitrary We is deprived to excuse for cause “has not been [requiring irrational about that a defen- right”21 rule-based or constitutional peremptory dant use challenges to cure because the defendant has choice by erroneous refusals trial court to peremptory whether to exercise a chal- jurors cause], excuse which subor- juror: lenge to remove that dinates the absolute freedom- to use objecting After to the District Court’s peremptory challenge as one wishes to denial of challenge, his for-cause Mar- gоal empaneling impartial an jury. option letting tinez-Salazar had the Indeed, concept a peremptory and, petit jury upon Gilbert sit on the challenge a totally freewheeling right conviction, pursuing Sixth Amendment by unconstrained any procedural re- Instead, challenge appeal. Martinez- quirement to imagine. As difficult Salazar elected to use a challenge to pointed by out dissenters Swain: remove Gilbert because he did not want This Court has sanctioned numer- Gilbert to jury. sit on his This was ous upon incursions right to chal- Martinez-Salazar’s choice. The District lenge peremptorily. may Defendants 24(b) Court did not demand—and Rule together
be tried
even though the ex-
require
did not
Martinez-Salazar
—that
by
ercise
one of
right
challenge
peremptory
use a
challenge curatively.
peremptorily may deprive his code-
choosing
to remove
rather
Gilbert
juror
fendant of a
he
may
desires or
than taking
appeal,
his chances on
Mar-
require that codefendant to use his
tinez-Salazar did not lose a peremptory
challenges
way
other than he
Rather,
challenge.
he used the chal-
wishes. A
may
defendant
required
be
lenge
principal
in line with a
reason for
challenges prior
exercise his
to the
peremptories:
State,
help
secure the consti-
so that
may
some
be wasted on
tutional
jurors
guarantee
impar-
of trial
an
whom the State would have
*27
Moreover,
tial
jury.
the immediate
challenged. Congress may regulate
choice Martinez-Salazar confronted —to
the number of peremptory challenges
objection
stand
his
to the erroneous
available
defendants
statute and
may
challenge
denial of the
require codefendants to be treat-
for cause or to
ed
a single
peremptory challenge
as
defendant so that
use a
to effect an
each
only
has
a small portion of the num-
instantaneous cure of the error —eom-
304,
774,
17. Id.
20. 528 U.S.
S.Ct.
145 L.Ed.2d
Supra
18.
note 11.
304, 307,
774,
21. Id. at 528 U.S.
120 S.Ct.
90,
2279,
19. Id. at
The particular facts or data in the was thus reduced mur- below intentional upon case expert which an an bases disputed der. The Commonwealth opinion or may per- inference be those contention. Dr. Evans’s ad- testimony expert ceived or made known to the very dressed this issue. at or before the hearing. type If of reasonably relied upon by experts in the majority’s contention that Dr. Ev- particular informing opinions or field testimony ans’s would have been оf little upon subject, inferences facts value no because test revealed LSD data need not be admissible in evi- Stopher’s or urine ignores blood Dr. Ev- dence.32 that, testimony pho- ans’s because LSD is At evidentiary Dr. hearing, chemically Evans tes- tosensitive decomposes tified that he based his exposed conclusion that when light, he would have been Stopher was under the a hallu- surprised samples pro- influence of to find in the LSD cinogen findings on his samples from the chemical vided to him because those were analysis Stopher’s blood and urine protected fight. as neither frozen nor from interviews, however, well discovery as witness mate- testify, Dr. Evans did that his rials, videotape and a Stopher made of Stopher’s sample advanced tests on urine 703(a) added). (emphasis 32. KRE 34.KRE 702. Commonwealth, Ky.,
33. See Buckler v. *31 ethyltriptomine-like substance
indicated BOARD EDUCATION OF ERLAN the chemical “back- OF typically which forms LSD, DIS GER-ELSMERE SCHOOL present bone” and which would be TRICT, Molley, Harold C. James E. Stopher’s system if LSD in decom- had Steiden, Appel Ensor and William posed. testimony Dr. Evans’s Sto- lants, pher’s day on the question behavior hallucinogenic of a consistent with use v. drug unquestionably have satisfied would CODE, Appellee. Bill relevancy requirement of KRE 401 as “the
evidence which made existence No. 2000-SC-0104-DG. consequence fact that is of the determi- Kentucky. Court Supreme probable nation of the action more or less probable than it the evi- would be without Aug. 2001. dence.” Rehearing Denied Nov.
Stopher presents no renewable issue testimony Dr.
concerning Evans’s because that evi- trial court did not exclude However, agree
dence. I cannot with the
majority’s gratuitous conclusion
trial should not have allowed Dr. court testify opinions
Evans to to his because
I find clearly those conclusions erroneous. law, existing
Under Court’s case
trial error court committed reversible Stopher’s challenge
when it overruled Thus, I would reverse and
Juror #361. case the trial for a
remand the court
new trial.
STUMBO, J., joins this dissent. Stringer expert determining the cause Common- of a medical 35. KRE 401. See also (1997) wealth, physical order to understand condition in 956 S.W.2d 889-892 890). (''[JJurors the evidence....” Id. at usually ... do need the assistance
