ROBERT STEVENSON v. COMMISSIONER OF CORRECTION
(AC 47086)
Appellate Court of Connecticut
officially released March 11, 2025
Suarez, Westbrook and Keller, Js.
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Syllabus
The petitioner, who had been convicted of felony murder, appealed after the denial of his petition for certification to appeal from the habeas court‘s judgment dismissing his petition for a writ of habeas corpus. The petitioner claimed that the court erred in raising the issue of whether good cause existed for trial pursuant to statute (
The habeas court abused its discretion in denying the petitioner‘s petition for certification to appeal to this court, as the issue of whether the habeas court properly considered the issue of good cause under
The habeas court violated the petitioner‘s due process right to a fair trial when it considered whether good cause existed for a trial under
Argued November 13, 2024-officially released March 11, 2025
Procedural History
Petition for a writ of habeas corpus, brought to the Superior Court in the judicial district of Tolland, where the court, Newson, J., rendered judgment dismissing the petition; thereafter, the court denied the petition for certification to appeal, and the petitioner appealed to this court. Reversed; further proceedings.
Vishal K. Garg, assigned counsel, for the appellant (petitioner).
Linda F. Rubertone, senior assistant state‘s attorney, with whom, on the brief, were Sharmese L. Walcott, state‘s attorney, and Susan Campbell, assistant state‘s attorney, for the appellee (respondent).
Opinion
SUAREZ, J. The petitioner, Robert Stevenson, appeals from the judgment of the habeas court dismissing his petition for a writ of habeas corpus for lack of good cause pursuant to
The following undisputed procedural history is relevant to the claims raised on appeal. In September, 2014, the petitioner, then aged sixteen, was arrested and charged with felony murder among other offenses. In August, 2015, pursuant to a plea agreement reached with the state, the petitioner pleaded guilty to one count of felony murder in violation of
On November 2, 2018, the petitioner, as a self-represented litigant, filed a petition for a writ of habeas corpus on a state supplied form. In his petition, he alleged that his conviction is illegal because he neither committed nor pleaded guilty to any of the underlying felonies that are necessary to support a conviction for felony murder, his trial attorney did not properly advise him of the essential elements of felony murder, and his sentence was imposed in violation of his right to due process as guaranteed by the fourteenth amendment to the United States constitution. The petitioner also alleged that his incarceration is illegal because his conviction is null and void in light of thе fact that he neither committed nor pleaded guilty to any of the underlying felonies that are necessary to support a conviction for felony murder. By way of relief, the petitioner sought a release from custody.
Thereafter, the court granted the petitioner‘s request for appointment of counsel and his application for waiver of fees. On November 8, 2018, the court issued an initial scheduling order. On August 27, 2019, the petitioner, then represented by counsel, agreed to a scheduling order, approved by the court, Newson, J., that afforded the petitioner an opportunity to file an amended petition by May 30, 2022, and required that a certificate of closed pleadings be filed no later than August 8, 2022. In its order, thе court also stated that the case shall be claimed to the trial list.
On May 26, 2022, the petitioner, through counsel, filed a motion to modify the scheduling order of August 27, 2019. The respondent, the Commissioner of Correction, consented to the granting of the motion. The modified scheduling order, which the court, Oliver, J., granted on May 31, 2022, afforded the petitioner the opportunity to file an amended petition by June 30, 2022, and required that a certificate of closed pleadings be filed no later than September 9, 2022.
On June 29, 2022, the petitioner, through counsel, filed a motion to modify the scheduling order of May 31, 2022. The respondent consented to the granting of the motion. The modified scheduling order, which the court, Oliver, J., granted on July 5, 2022, afforded the petitioner thе opportunity to file an amended petition by July 29, 2022, and required that a certificate
The petitioner did not file an amended petition. On July 25, 2022, the petitioner‘s court-appointed counsel filed under seal a motion to withdraw as the petitioner‘s court-appointed counsel along with a brief submitted to the court pursuant to Anders v. California, 386 U.S. 738, 87 S. Ct. 1396, 18 L. Ed. 2d 493 (1967).2 On April 27, 2023, the court, Newson, J., issued a memorandum of decision in which it concluded that there were no nonfrivolous issues to be tried and granted the motion
to withdraw. The court noted that, if the petitioner wanted to pursue the habeas petition, he had the right to retain counsel or to represent himself at the habeas trial. On June 2, 2023, the petitioner filed an appearance as a self-represented litigant.
On June 7, 2023, the court, Newson, J., issued an order of hearing in which it first observed that “the petitioner has filed an appearance indicating a desire to continue litigation of the matters alleged within the petition.” The court then ordered an evidentiary hearing to be held to address whether, in light of its findings made in connection with the motion to withdraw, it should dismiss the petition under Practice Book § 23-29 (2)3 because it fails to state a claim upon which relief may be granted or under Practice Book § 23-29 (5)4 because a legally sufficient ground for dismissal of the petition exists, namely, (1) it has been judicially determined that the claims presented are wholly frivolous and that there are no additional nоnfrivolous claims to
submitted, there is no “good cause” for a trial on this matter pursuant to
On June 30, 2023, the court held an evidentiary hearing pursuant to the court‘s order of June 7, 2023. The petitioner, as a self-represented party, and counsel for the respondent appeared at the hearing. At the outset, the court noted that “[t]he question the court raised in its motion is, why shouldn‘t the habeas [petition] be dismissed as opposed to allowing a case [to proceed] where there has been a legal determination that any claims that could be brought would be frivolous? The court has raised the issue of why the petition should not be dismissed.” The court noted that the purpose of the hearing was not to relitigate the matters that were raised and considered in the motion to withdraw and the accompanying Anders brief, but that the petitioner nonetheless had the opportunity “to offer the court anything that has not already been considered by the court . . . as to why the court shouldn‘t dismiss the petition.”
At the evidentiary hearing, the petitionеr offered arguments in connection with a claim that was not alleged in his petition. Specifically, the petitioner represented that, at the time of his plea, he believed that he had a pending offer of thirty-two years of incarceration suspended after nineteen years, not an offer of thirty-two years to serve. The petitioner argued that his attorney was ineffective for failing to bring to the court‘s
attention the fact that the prosecutor had mischaracterized the state‘s offer before the trial court. The petitioner further represented that, despite the characterization of the offer during the proceedings before the trial court, he agreed to the offer because his attorney told him to do so. The petitioner acknowledged that, at the time that he filed his petition, he did not raise this claim. He said that he had decided to focus on the claims raised in his petition because he believed that those claims would be more advantageous to him, but that he now wanted to raise a different claim and amend his petition.
On August 25, 2023, the court issued a memorandum of decision on what it captioned as a “court motion to dismiss pursuant to Practice Book § 23-29.” Therein, the court stated that, “[a]t the hearing on the motion to dismiss, the petitioner provided
The court also stated that, “[t]he questiоn that must now be answered is, where an Anders motion has been
granted-where there has been a judicial determination . . . that the only remaining claims a petitioner could bring to challenge his/her convictions would be frivolous after review of the record, the evidence, and considering all possible claims that could be raised-and the petitioner is unable to present any new evidence or nonfrivolous claims to proceed on, should the petitioner be allowed to proceed to trial and maintain frivolous litigation? This court answers that question in the negative.”
In dismissing the petition, the court invoked Practice Book § 23-29 (5), which permits dismissal at any time if “any . . . legally sufficient ground for dismissal of the petition exists,” on the ground that, in light of its granting of the motion to withdraw, the petitioner was unable to demonstrate good cause to proceed to trial under
may be supported independently by the record or investigation, there were no claims that could be brought that would not be frivolous. Said another way, counsel found no claims in the record or after independent investigation that could be pursued in ‘good faith.’ ”9 Thus, the
Subsequently, the petitioner filed a petition for certification to appeal, which the court denied.11 This appeal followed.12
I
First, we address the petitioner‘s claim that the court erred in denying his petition for certification to appeal. We agree with the petitioner.
It is well settled that, “[f]aced with the habeas court‘s denial of certification to appeal, a petitioner‘s first burden is to demonstrate that the habeas court‘s ruling constituted an abuse of discretion. . . . A petitioner may establish an abuse of discretion by demonstrating that the issues are debatable among jurists of reason . . . [a] court could resolve the issues [in a different manner] . . . or . . . the questions are adequate to deserve encouragement to proceed further. . . . The required determination may be made on the basis of the record before the habeas court and applicable legal principles. . . . If the petitioner succeeds in surmounting that hurdle, the petitioner must then demonstrate that the
“In determining whether the habeas court abused its discretion in denying the petitioner‘s request for certification, we necessarily must consider the merits of
the petitioner‘s underlying [claim] to determine whether the habeas court reasonаbly determined that the petitioner‘s appeal was frivolous. In other words, we review the petitioner‘s substantive [claim] for the purpose of ascertaining whether [that claim satisfies] one or more of the three criteria . . . adopted by [our Supreme Court] for determining the propriety of the habeas court‘s denial of the petition for certification.” (Citations omitted; internal quotation marks omitted.) Ayuso v. Commissioner of Correction, 215 Conn. App. 322, 332, 282 A.3d 983, cert. denied, 345 Conn. 967, 285 A.3d 736 (2022).
For the reasons set forth in part II of this opinion, we agree with the petitioner that the issue of whether the court properly considered the issue of good cause under
II
Next, we consider the petitioner‘s claim that the court erred in raising the issue of good cause under
Before considering the merits of this claim, we must address the respondent‘s contention that the claim is unreviewable not only because the court properly
declined to grant certification to appeal, but because the petitioner did not preservе the claim in the habeas court and he is not entitled to extraordinary review of the claim. In part I of this opinion, we considered and rejected the former argument, concluding that the claim as to the court‘s misapplication of
The record reflects that the habeas court provided the parties with notice of its intent to dismiss the petition. In its notice of hearing, the court specifically questioned whether there was a legally sufficient ground to dismiss the petition in that there was no good cause for a trial pursuant to
adverse decision, to file a motion seeking either reconsideration or reargument to preserve claims related to the grounds on which a lower court unambiguously has relied in a memorandum of decision. See, e.g., Moye v. Commissioner of Correction, 168 Conn. App. 207, 227, 145 A.3d 362 (2016), cert. denied, 324 Conn. 905, 153 A.3d 653 (2017). Accordingly, we conclude that the claim is reviewable without the need to resort to an extraordinary level of review.14
“The conclusions reached by the [habeas] court in its decision to dismiss [a] habeas petition are matters of law, subject to plenary review. . . . [When] the legal conclusions of the court are challenged, [the reviewing court] must determine whether they are legally and logically correct . . . and whether they find support in the facts that appear in the record. . . . To the extent that factual findings are challenged, this court cannot disturb the underlying facts found by the habeas court unless they are clearly erroneous . . . .” (Citation omitted; internal quotation marks omitted.) Rice v.
Commissioner of Correction, 204 Conn. App. 513, 518, 251 A.3d 1009, cert. denied, 337 Conn. 906, 252 A.3d 365 (2021). Here, there are no disputed factual findings. Rather, the issue is one of law, namely, whether the court properly considered good cause under
the habeas court‘s ‘good cause for trial’ determination be made ‘[a]fter the close of all pleadings’ in the proceeding. The plain language of the statute, accordingly, makes clear that prior to the close of all pleadings, a habeas court would lack discretion to take action on a respondent‘s motion-or to act sua sponte-to issue an order to show good cause for trial pursuant to
“This constraint on the court‘s discretion is consistent with the nature of the court‘s inquiry. In order to determine whether there is good cause for trial, the court must by necessity wade-albeit in a preliminary manner-into the merits of the petition. The determination of whеther good cause exists turns on the ultimate question of whether the petitioner would be entitled to relief under applicable law. As a practical matter, because that inquiry is a substantive one, the question would be premature prior to the close of all pleadings. Addressing the question of whether good cause for trial exists on the basis of incomplete information would, in turn, be inconsistent with the requirement of
In the present case, it appears as though the habeas court correctly recognized this limitation on its authority to dismiss the petition pursuant to
#105.00 on the case detail sheet, dated August 27, 2019, appears as “Certificate of Closed Pleadings and Claim for Trial List.” The petitioner speculates that this “ambiguously labeled docket entry” led the court to the mistaken belief that the pleadings had been closed. The respondent speculates that this entry “seems to be a clerical error because both this entry and the scheduling order . . . were filed simultaneously
Regardless of the cause, the court mistakenly believed that a certificate of closed pleadings had been filed in this case. Despite the court‘s error in this regard, the respondent argues that the dismissal nonetheless was appropriate because “the habeas court reasonably could not have permitted the petitioner to proceed with a patently defective claim in the absence of any legally sufficient ground after appointed counsel moved for leave to withdraw from the cаse on the basis that no nonfrivolous issues existed. . . . Once the habeas court granted the Anders motion and appointed counsel withdrew, it defies reason and logic that the habeas court should have required the [respondent] to file a return to the petitioner‘s pro se petition prior to scheduling a hearing in the matter. This would contravene the goal of conserving judicial resources by failing to avert frivolous habeas petitions.” (Citation omitted; footnote omitted.)
Our Supreme Court‘s interpretation of
after the court granted the motion to withdraw in this case, the petitioner availed himself of the opportunity to appear as a self-represented litigant. The proper remedy is to remand the case to the habeas court with direction to set aside the judgment of dismissal and for further proceedings according to law.
The judgment is reversed and the case is remanded for further proceedings in accordance with this opiniоn.
In this opinion the other judges concurred.
Notes
“In Anders, the United States Supreme Court determined that, in order to effectuate and safeguard an indigent defendant‘s constitutional right to the effective assistance of counsel, counsel [who] finds his case [on appeal] to be wholly frivolous, after a conscientious examination of it . . . should so advise the court and request permission to withdraw. That request must, however, be aсcompanied by a brief referring to anything in the record that might arguably support the appeal. A copy of counsel‘s brief should be furnished [to] the indigent [defendant] and time allowed [for] him to raise any points that he chooses; the court-not counsel-then proceeds, after a full examination of all the proceedings, to decide whether the case is wholly frivolous. If it so finds it may grant counsel‘s request to withdraw and dismiss the appeal insofar as federal requirements are concerned . . . .” (Internal quotation marks omitted.) State v. Francis, 322 Conn. 247, 256-57, 140 A.3d 927 (2016).
“From one vantage point, Anders attempted to resolve the conflicting professional duties facing appointed counsel, who is bound to advocate zealously for the interests of the indigent client but who is simultaneously prohibited from presenting frivolous arguments on appeal. From the standpoint of the client, Anders serves a range of purposes when appointed counsel can find no potentially meritorious grounds for appeal and seeks to withdraw. . . . The Anders procedure (1) ensures that counsel has, in fact, diligently reviewed the record for potential errors, (2) provides a possible appellate road map for the client should he or she choose to proceed on a self-represented basis, and (3) may lead counsel, through the process of researching and drafting, to conclude that the client‘s appeal is not without merit after all. In addition, submission of the brief facilitates and potentially expedites the independent judicial review that Anders requires.” (Citation omitted.) In re Taijha H.-B., 333 Conn. 297, 329, 216 A.3d 601 (2019).
Even if we were to determine that the claim was not preserved, it would nonetheless be reviewable under Golding. See Banks v. Commissioner of Correction, 347 Conn. 335, 350-51, 297 A.3d 541 (2023) (describing limited circumstances under which reviewing court may consider unpreserved claims under Golding following habeas court‘s denial of petition for certification to appeal). “Pursuant to Golding, a [defendant] can prevail on a claim of constitutional error not prеserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation . . . exists and . . . deprived the [defendant] of a fair trial; and (4) if subject to harmless error analysis, the [state] has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt. . . . The first two steps in the Golding analysis address the reviewability of the claim, [whereas] the last two steps involve the merits of the claim.” (Emphasis in original; internal quotation marks omitted.) In re Gabriella M., 221 Conn. App. 827, 836, 303 A.3d 319, cert. denied, 348 Conn. 925, 304 A.3d 443 (2023). The record is adequate to review the alleged claim of error, and thе petitioner has alleged a colorable claim of the violation of a constitutional right due to the actions of the habeas court. As the petitioner asserts, the claim implicates his “state and federal constitutional rights to due process, habeas corpus, and access to the courts.”
