Stevens v. Arco Management of Washington D.C., Inc.Stevens v. Arco Management of Washington D.C., Inc.
Aрpellant slipped and fell on a stairway in public housing owned by the United States but managed by appellee. Appellant brought suit in federal court against both the United States and appellee, but that suit was dismissed for want of jurisdiction under the Federal Tort Claims Act. Appellant’s subsequent negligence action against appellee filed in the D.C. Superior Court was dismissed based on the expiration of the District of Columbia’s statute of limitations. Because we read the federal supplemental jurisdiction statute,
I.
On December 23, 1994, appellant Phali-sha Stevens fell on the stairs of Benning Park Terrace, a property within the District of Columbia, allegedly due to negligent maintenance of the stairway. Her attorney informed the property manager of the incident. In response, appellee ARCO Management of Washington, D.C., Inc. (ARCO) replied by letter, stating that the subject property “is under the control of the United States Department of Housing & Urban Development” (HUD). The letter informed appellant’s attorney that any tort claim had to be filed via an enclosed claim form. The form was completed and returned to ARCO, who forwarded it to HUD. On March 15, 1996, HUD denied the claim, stating that “[t]he Project Manager is under contract with [HUD], Under this contract, HUD indemnifies the Project Mаnager for certain types of claims related to management of Multifamily HUD-owned ... Projects. This claim falls under this indemnification.” Upon this representation, appellant requested insurance and indemnity information and documentation from ARCO. Notwithstanding’HUD’s previous denial of the claim, ARCO responded only by providing the name and address of a HUD contact person, stating that “HUD was self-insured at the time of the alleged accident and all claims must be filed with them.”
Appellant’s next step was to file suit in the United States District Court for the District of Columbia against HUD and ARCO on December 4, 1997. Appellant alleged injuries resulting from the negligence of an employee of ARCO or HUD, and based the suit on both the Federal Tort Claims Act (FTCA), 28 U.S.C, § 2671
et seq.,
and common law negligence.
1
The United States filed a motion to dismiss the action against it, contending that it did not have control over the property, that ARCO was an independent contractor managing the property, and that any negligence would have been by an employee of ARCO and not the United States. On July 20, 1998, the court granted the motion and dismissed the case. The court concluded that it lacked subject matter jurisdiction over the United States on the FTCA claim
2
and that it therefore lacked supple
Appellant filed the present action in the Superior Court against ARCO within thirty days of the dismissal in federal court, but well beyond three years from the date of the injury. The trial court subsequently granted ARCO’s motion to dismiss, ruling that the District’s three-year statute of limitations had expired. 3
II.
Among other arguments,
4
appellant invokes a federal statute,
(a) ... in any civil action of which the district courts have original jurisdiction, the district courts shall have supplemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form part of the same case or controversy....
(c)The district court may decline to exercise supplemental jurisdiction over a claim under subsection (a) if—
(1) the claim raises a novel of complex issue of State law,
(2) thе claim substantially predominates over the claim or claims over which the district court has original jurisdiction.
(3) the district court has dismissed all claims over which it has original jurisdiction; or
(4) in exceptional circumstances, there are other compelling reasons for declining jurisdiction.
(d) The period of limitations for any claim asserted under subsection (a), and for any other claim in the same action that is voluntarily dismissed at the same time as or after the dismissal of the claim under subsection (a), shall be tolled while the claim is pending and for a period of 30 days after it is dismissed unless State law provides for a longer tolling period.
(e) As used in this section, the term “State” includes the District of Columbia, the Commonwealth of Puerto Rico, and any territory or possession of the United States.
Thus, subsection (d) grants a thirty-day extension of the statute of limitations otherwise applicable to state claims which are joined to a purported federal claim under the doctrine of supplemental jurisdiсtion.
5
ARCO argued, however, and the trial court agreed,
6
that
A.
“As a general rule, we look first to the plain language of a statute to determine its meaning,”
Francis v. Recycling Solutions, Inc.,
Here, appellant asserted that her state law claim was so related to her federal claim under the Federal Tort Claims Act that the federal court had jurisdiction over both claims. By filing the federal suit, appellant “asserted” her claim under
B.
Somewhat surprisingly, we are faced here with an issue of statutory interpretation that has scarcely been addressed in reported decisions by other state or feder
One would, of course, expect the issue to arise most directly in state court proceedings. To our knowledge, no state supreme court has yet deсided the issue. At a lower court level, almost squarely on point is the very recent Minnesota Court of Appeals case of
Raygor v. University of Minnesota,
[t]he ... assertion of an Eleventh Amendment defense did not vitiate or destroy the federal district court’s underlying jurisdiction over appellants’ ADEA claim or its mandatory, supplemental jurisdiction over appellants’ MHRA claim. Thus, under28 U.S.C. § 1367(d) , the 45-day limitations period for asserting appellants’ MHRA [state-law] claim was tolled during the pen-dency of appellants’ federal district court action.
Id. at 134.
By the same token, the fеderal suit in the present case was dismissed because the FTCA did not serve to waive common law government immunity.
9
The “lack of jurisdiction” here, is at bottom a failure to overcome the jurisdictional claim of government immunity by asserting coverage under the FTCA.
See Crumpton v. Stone,
313 U.S.App. D.C. 412,
In a trial court decision, the Massachusetts Superior Court reached a similar re-
Several federal courts have also given some indication that subsection (d) may apply to dismissals for lack of subject-matter jurisdiction. In
Sanchez-Reymundo v. South Umpqua Valley Farms,
The court will dismiss the claims under federal law for lack of subject matter jurisdiction and will decline to exercise supplemental jurisdiction over the remaining state law claims as allowed by28 U.S.C. § 1367(c)(3) . The court will also toll the statute of limitations as to the state law claims for thirty days from the date of this order, as allowed by28 U.S.C. § 1367(d) , so that the plaintiffs may refile their state law claims in a state court, if they so choose.
Sanchez-Reymundo, supra,
Moreover, even an acceptance of the proposition that a dismissal must come
Indeed, close at hand is a rather similar case to ours. A federal district court in Maryland recently dismissed an FTCA suit for substantially the same reasons found in this case — lack of subject matter jurisdiction because the governmеnt has not waived its immunity from suits for independent contractor’s torts.
Becker v. Dept. of Army,
We also note, without necessarily relying on any such principle, that, in relation to the assertion that a federаl court must have jurisdiction over the asserted federal claim as a prerequisite to any tolling under subsection (d), our conclusion is consistent with well-settled constitutional law. “[J]ust as a court always has jurisdiction to determine its own jurisdiction,
United States v. United Mine Workers,
Finally, we think a holding that does not recognize the apрlication of subsection (d) in the present scenario could be antithetic to an underlying purpose of the Judicial Improvements Act of 1990, of which
Early after the enactment of
On the other hand, giving subsection (d) its straightforward meaning and applying it to any claim asserted, even though dismissed for want of jurisdiction, enhances sound principles of judicial economy. Such an interpretation obviates the necessity of filing a purely protective action in a state court to forestall the possibility that the asserted federal claim supporting the supplemental jurisdiction might, for some reason, be dismissed “for lack of subject matter jurisdiction.”
As any treatise on the subject abundantly evidences, the question of the еxistence
vel non
of federal subject matter jurisdiction can be intricate and perplexing, whether that jurisdiction be based on a federal statute, on the existence of a federal question, or on diversity of citizenship. We do not think that a narrow interpretation of the statute as inapplicable to all dismissals of federal claims for want of jurisdiction is needed simply to avoid the possibility of misuse of the supplemental claim doctrine. Frivolous federal suits of whatever kind can be addressed under other provisions.
See e.g.,
In sum, we conclude that the language of the statute, case-law, and the tenets of judicial economy underlying the statute’s enactment cоunsel a broader reading of § 1367(d) than rendered by the trial court. The three year statute of limitations was tolled during the federal case, and for thirty days following its dismissal. Therefore appellant’s claim was filed timely.
Reversed and remanded.
Notes
. If a government employee negligently caused her injuries, appellant's only judicial relief would be through a suit against the United States in federal court. "In 1988, Congress amended the FTCA to reinforce federal employees’ immunity from tort actions. These amendments ... provide that an action against the United States is the
only
remedy for injuries caused by federal employees acting within the scope of their employment.”
Bergeron v. Henderson,
. Although the FTCA is the exclusive remedy for the torts of government employees, independent contractors are not included within the definition of "employee” in this context.
See
. See infra note 6.
. Appellant also raised arguments to the trial court (as it does to us) involving equitable tolling, equitable estoppel, and lulling. We reach none of these issues, given our dispositiоn of the appeal under the federal statute.
. No reference is made by either party to any constitutional issues presented by the enactment of this provision affecting state law. In any event, as applied to the District, there can be little doubt that it is a valid exercise of Congress' legislative power.
See
.The trial court in the instant case followed its ruling made several months earlier in a very similar case, Patterson v. ARCO Management of Washington, D.C., No. 98-3638 (D.C.Super.Ct. Sept. 9, 1998). In an extensive opinion, the trial court noted the absence of any case law squarely addressing the issue (the ruling preceded the Raygor case of the intermediate Minnesota court discussed infra ) and adopted the analysis of the Wright and Miller treatise cited in note 8 infra.
. ARCO notes in particular subsection (c)(3), which provides for discretionary dismissal of the supplemental state claims where the federal court has dismissed "all claims over which it has original jurisdiction.” ARCO invokes federal cases which hold that where all federal claims have been dismissed for want of jurisdictiоn, dismissal of supplemental state claims is mandatory.
See Bailey v. Johnson,
. See 13B Charles A. Wright, Arthur R. Miller and Edward H. Cooper, Federal Practice & Procedure § 3567.1, at 43 n. 51 (Supp.1999) ("[T]he tolling provision of (d) should be read as coming into play only if the court exercises its discretion, under § 1367(c), to dismiss a supplemental claim of which it has jurisdiction under subsection (a). If it dismisses a claim because that claim is not properly within the court's jurisdiction, § 1367(d) should have no application.”) Wright specifically relies on the proposition that a dismissаl for want of jurisdiction is not "dismissed under” § 1367. See supra note 7. But see infra note 11.
. The FTCA and the Eleventh Amendment can fairly be viewed as symmetrical doctrines in this context. The federal government’s immunity, a precept of common law, is waived in part by the FTCA — thus representing a federal legislative waiver.
See, e.g., Primeaux, supra,
. Unlike the case here, however, the significance of the court's action is diminished by the fact that the motion to dismiss was unopposed and the defendants specifically acknowledged the application of the tolling provision under § 1367(d). We note that nothing in subsection (d) suggests that its application is dependent upon any authorization from the federal court and no such argument is made here.
. Several commentators have also reasoned that § 1367(d) should apply to any claim asserted under subsection (a), even if the federal claim is not dismissed under subsection (c). See, e.g., Patrick D. Murphy, A Federal Practitioner’s Guide to Supplemental Jurisdiction Under 28 U.S.C. 1367, 78 Marq. L. Rev. 973, 1032 (1995); Karen N. Moorе, Colloquy: Perspectives on Supplemental Jurisdiction: The Supplemental Jurisdiction Statute: An Important But Controversial Supplement to Federal Jurisdiction, 41 Emory L.J. 31, 64 & n. 112 (1992).
. We do not propose here to challenge the proposition that when it was determined that the federal court lacked jurisdiction over the FTCA claim, dismissal of the supplemental state claim was mandatory. See supra note 7. The fact is, however, that the courts that decided these cases cited supra purported to dismiss supplemental claims under subsection (c) after dismissing federal claims for lack of federal subject matter jurisdiction. These courts perhaps consider that the discretionary language of subsection (c) is to be read as a non-discretionaiy "must” in such situations, or that it would always be an abuse of discretion not to so dismiss, or that under the statute dismissal is discretionary even in the event of dismissals of the federal claim for want of subject matter jurisdiction. None of these views is totally implausible, and they raise significant questions as to the narrow application of subsection (c) urged by appel-lee.