Lead Opinion
Petitioner Steven Keith Hatch was convicted of two counts of first degree murder in Oklahoma state court. Oklahoma courts twice sentenced him to death and then vacated those sentences.
I. BACKGROUND
On October 15, 1979, petitioner and his accomplice, Glen Burton Ake, approached a home in Canadian County, Oklahoma, intending to rob its residents. Ake entered the home under the pretense that he was lost and needed directions. After excusing himself to return briefly to the car, Ake reentered the house with a firearm. Petitioner entered the house as well, also holding a firearm.
Once inside, petitioner and Ake bound and gagged three of the occupants: Reverend Richard Douglass, his wife, Marilyn, and their son, Brooks. They ransacked the house, stealing numerous items. They also attempted to rape twelve-year-old Leslie Douglass, Richard and Marilyn’s daughter.
Petitioner covered each of the Douglasses’ heads with an article of clothing. Ake told petitioner to return to the car, turn it around, and “wait for the sound.” After petitioner left the house, Ake shot Richard and Leslie twice and Marilyn and Brooks once. Marilyn died from the gunshot wound, while Richard died from the combination of gunshot wounds and strangulation. The two children survived.
After this episode, petitioner and Ake left Oklahoma but continued their crime spree. When they learned that the Douglass children had survived, petitioner suggested that they return to Oklahoma and kill them so that there would be no witnesses to the murders. Although petitioner and Ake abandoned this plan, they later journeyed toward Oklahoma City intending to kill the children. They again decided not to follow through. Authorities ultimately apprehended petitioner and Mr. Ake in Colorado.
Petitioner’s tortuous trip through the justice system began soon after he and Ake were arrested. Petitioner waived his right to trial by jury. He was tried in the District Court of Canadian County, Oklahoma, by Judge Floyd Martin. Judge Martin found petitioner guilty of two counts of first degree murder and two counts of shooting with intent to kill. After petitioner’s sentencing hearing, Judge Martin found three aggravating circumstances: (1) the murders were especially heinous, atrocious or cruel; (2) petitioner committed the murders to avoid lawful arrest or prosecution; and (3) a probability existed “that the defendant would commit criminal acts of violence that would constitute a continuing threat to society.” The judge therefore imposed on petitioner two sentences of death for his murder convictions, as well as two terms of forty-five years in prison for his other convictions.
Subsequent to petitioner’s convictions but prior to his direct appeal, the United States
On petitioner’s direct appeal, the Oklahoma Court of Criminal Appeals reviewed petitioner’s death sentence in light of Enmund. Hatch v. Oklahoma,
By the time of the remand, Judge Martin, who presided over petitioner’s first trial, had died. He was replaced by Judge Stan Chatman. Judge Chatman initially ruled that he lacked authority to resentenee plaintiff to death because of Okla.Stat.Ann. tit. 21, § 701.13(E) (West 1983) (amended 1985). In response to Judge Chatman’s ruling, the state sought a writ of mandamus to compel Judge Chatman to conduct a new sentencing hearing. The Oklahoma Court of Criminal Appeals granted the writ and directed Judge Chatman to “conduct a new sentencing proceeding in accordance with 21 O.S.1981, § 701.10 and the directive of [Hatch I ], and make findings of fact and conclusions of law.” Oklahoma v. Chatman,
On resentencing, Judge Chatman found the same three aggravating circumstances that Judge Martin had found. He also noted that the aggravating circumstances outweighed the mitigating circumstances. In addressing petitioner’s individual culpability under Enmund, Judge Chatman stated that “[t]he evidence is supportive ... of a finding that [petitioner] contemplated that a killing was not only possible, but probable, and further that lethal force would probably be employed.” Based on these findings, Judge Chatman sentenced petitioner to death for both of the murders.
Petitioner appealed his sentences, asserting two claims. First, he contended that Judge Chatman lacked authority to resentence him under Okla.Stat.Ann. tit. 21, § 701.13 (West 1983) (amended 1985). Second, he argued that the evidence did not justify a sentence of death. The Oklahoma Court of Criminal Appeals rejected petitioner’s arguments and affirmed his death sentences. Hatch v. Oklahoma,
Petitioner thеn filed a petition for a writ of habeas corpus in federal district court. The district court dismissed the petition. Petitioner appealed, and this court ordered that his appeal be held in abeyance pending petitioner’s exhaustion of his claims in state court.
Petitioner then applied for state post-conviction relief in the District Court of Canadian County. Judge Joe Cannon ruled that Judge Chatman should have recused himself from petitioner’s second sentencing proceeding because Judge Chatman had worked for the prosecuting attorney during petitioner’s trial and his first sentencing proceeding. Judge Cannon therefore vacated petitioner’s death sentences and planned a third sentencing hearing. After petitioner unsuccessfully attempted to stay his resentencing, Judge Cannon sentenced petitioner to death once more. The Oklahoma Court of Criminal Appeals affirmed. Hatch v. Oklahoma,
Petitioner again turned to federal court seeking a writ of habeas corpus. In his petition he asserted seventeen grounds for relief and requested an evidentiary hearing. The district court referred the petition to a magistrate judge, who found no meritorious grounds for granting the writ. The district
II. PRELIMINARY ISSUES
Before turning to the merits, we must demarcate the scope of our review. “The role of federal habeas proceedings, while important in assuring that constitutional rights are observed, is secondary and limited.” Barefoot v. Estelle,
We must also note what issues this case does not present. The state has not claimed that any legal ruling requested by petitioner would amount to a “new rule” that could not be applied retroactively in habeas proceedings. See Teague v. Lane,
Finally, we will only examine claims made by petitioner that relate to the innocence/guilt phase of his trial, his appeal, or his third sentencing hearing. While petitioner alleges two errors in his first sentencing hearing,
III. THE INNOCENCE/GUILT PHASE
A.
Petitioner claims that, at the innocence/guilt phase of the trial, the court should have considered whether he committed a noncapital offense. He bases his argument on Beck v. Alabama,
The Supreme Court held that this statutory scheme was unconstitutional. Id. at 629,
In this case, petitioner was convicted of first degree murder under Okla.Stat.Ann. tit. 21, § 701.7(B) (West Supp.1982) (amended 1989). That section stated that “[a] person ... commits the crime of murder in the first degree when he takes the life of a human being, regardless of malice, in the commission of forcible rape, robbery with a dangerous weapon, kidnapping, escape from lawful custody, first degree burglary or first degree arson.” Id. The lesser included offense of first degree murder — second degree murder — is “perpetrated by a person engaged in the commission of any felony other than the unlawful acts set out in [sеction 701.7(B) ].” Id. § 701.8(2).
Petitioner has never denied that he committed robbery with a dangerous weapon as defined by Okla.Stat.Ann. tit. 21, § 801 (West 1983). Once the state has established that a defendant used a dangerous weapon in the course of a robbery that results in death, the offense of second degree murder is no longer an option under Oklahoma law. See Foster v. Oklahoma,
Petitioner nevertheless claims that the absence of a lesser included offense option in Oklahoma law is unconstitutional. We do not read Beck or any other case as establishing a constitutional requirement that states create a noncapital murder offense for every set of facts under which a murder may be committed. Instead, Beck and Hopper establish that consideration of a lesser included offense as defined by state law is constitutionally required when the evidence warrants it. See Parks v. Brown,
B.
State-appointed counsel represented petitioner at the innocence/guilt phase of his
As a threshold matter, we must determine what level of equal protection scrutiny to apply in assessing the challenged state action. “[E]qual protection analysis requires strict scrutiny of a legislative classification only when the classification impermissibly interferes with the exercise of a fundamental right or operates to the peculiar disadvantage of a suspect class.” Massachusetts Bd. of Retirement v. Murgia,
Petitioner contends that OHahoma’s discrepant treatment of criminal defendants with respect to the appointment of investigators and attorneys impinges on his right of access to the courts. See Bounds v. Smith,
The Court’s decisions in Griffin and Douglas, however, rested on the Due Process Clause as well as the Equal Protection Clause. See Evitts v. Lucey,
We will therefore apply the rational basis test. Under the rational basis test, the challenged classifications “bear[s] a strong presumption of validity.” FCC v. Beach Communications, Inc., — U.S. -, -,
At the time of petitioner’s trial, Oklahoma law allowed “[t]he district judges of a county [of more than 200,000 persons to] authorize the employment of ... one or more investigators for the office of public defender.” Okla.Stat.Ann. tit. 19, § 138.6 (West Supp.1988) (amended 1991 and 1994). In Eddings v. Oklahoma,
Petitioner’s second equal protection claim — that it was unconstitutional for the state to assign him only one attorney while his eodefendant Ake received the assistance of two — also fails. In his brief, petitioner acknowledges that the judge assigned two attorneys to Ake because the judge believed that Ake was more culpable and therefore needed additional assistance. We find the judge’s asserted justification for the discrepancy perfectly legitimate and rational. We therefore hold that the disparate treatment between petitioner and his codefendant did not violate petitioner’s right to equal protection under the Fourteenth Amendment.
C.
Petitioner next contends that he received ineffective assistance of counsel in the inno-cenee/guilt phase of his trial in violation of his Sixth Amendment right to counsel.
The Sixth Amendment guarantees defendants the right to the effective assistance of counsel in state criminal trials. See McMann v. Richardson,
As this court has noted before, it is often “easier to dispose of an ineffectiveness claim for lack of prejudice than to determine whether the alleged errors were legally deficient.” United States v. Haddock,
In analyzing whether counsel’s alleged errors prejudiced petitioner, we must keep in mind the standard to be applied in assessing whether petitioner is entitled to an evidentia-ry hearing in federal court on his ineffectiveness claim. “First, the petitioner bears the burden of ‘alleging] facts which, if proved, would entitle him to relief.’ ” Brecheen,
Turning to petitioner’s various grounds for alleging ineffectiveness, he first argues that his attorney failed to establish an effective attorney-client relationship. This contention must fail. First, there is no right to a “ ‘meaningful relationship’ between an accused and his counsel.” Morris v. Slappy,
Petitioner also contends that the inadequacy of counsel’s pretrial investigation rеndered his assistance constitutionally ineffective. Yet petitioner does not state what exculpatory evidence an adequate investigation would have discovered or how this evidence would have affected the outcome of the innocence/guilt phase of the trial
Petitioner next objects to trial counsel’s decision not to retain a psychiatrist or to request state funds to employ one. According to petitioner, this omission resulted in the
Again, regardless of whether this decision by counsel rendered his assistance inadequate, petitioner has shown no prejudice. Under Oklahoma law, a defendant is competent to stand trial if he has “sufficient ability to consult with his attorney” and “a rational and actual understanding of the proceedings against him.” Lambert v. Oklahoma,
As for petitioner’s mental state at thе time of the murders, petitioner concedes that he “had the intent ... to rob the Douglass family,” but claims that he lacked the intent to kill. This argument, however, would have been irrelevant at the innocence/guilt phase of petitioner’s trial. Petitioner was charged with first degree felony murder. See Okla.Stat.Ann. tit. 21, § 701.7(B) (West Supp.1982). “[M]alice aforethought is not an element of first degree felony murder,” Stiles v. Oklahoma,
Petitioner next contends that trial counsel was ineffective because he failed to preserve certain issues for appeal. Petitioner does not, however, explain which issues counsel failed to preserve or how he was prejudiced by counsel’s failure to raise them on appeal. Petitioner also argues that counsel did not request recordings of certain conferences in chambers with the trial judge. But he does not state when these conferences occurred, what was discussed, or how obtaining the recordings could have changed the outcome of the trial. There is therefore no basis for a finding that petitioner was prejudiced by these alleged trial counsel errors.
Petitioner next claims that counsel was ineffective because he faded to seek the recu-sal of Judge Martin, who presided over petitioner’s trial and first sentencing hearing. Judge Martin was a lay minister of the same faith as Reverend Douglass, one of the murder victims. Petitioner alleges that, because of the potential for bias, counsel should have sought to have Judge Martin disqualified. The Oklahoma Court of Criminal Appeals reviewed this claim on petitioner’s direct appeal. See Hatch I,
Finally, petitioner contends that his trial counsel was constitutionally ineffective for advising petitioner to waive his right to be tried by a jury. Under the first prong of the Strickland test, a defendant must show that his attorney “made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment.” Strickland,
An attorney’s decision to waive his client’s right to a jury is a classic example of a strategic trial judgment, “the type of act for which Strickland requires that judicial scrutiny be highly deferential.” Green v. Lynaugh,
In this case, petitioner has failed to show such incompetence. Instead, petitioner merely makes several conclusory allegations. For instance, he argues that “it is inconceivable that a jury would have sentenced [him] to death,” that “it is difficult to believe that a reasonable factfinder ... would have opted for death,” and that his attorney’s decision to waive the jury was “strategically inane.” These allegations, without more, do not show that counsel’s choice bore “no relationship to a possible defense strategy.” Rather, without any evidence to the contrary, we have no basis to conclude that counsel’s decision was unreasonable. Petitioner has therefore alleged no facts that, if proved, would demonstrate that this choice rendered counsel’s assistance constitutionally ineffective.
In sum, petitioner has failed to demonstrate that he received ineffective assistance of counsel at the innocence/guilt phase of his trial. He has not shown that he suffered prejudice as a result of any of the several different grounds on which he claims counsel was constitutionally inadequate, or that counsel’s recommendation that petitioner waive his right to a jury was unreasonable. We therefore conclude that the district court did not err in refusing to conduct an evidentiary hearing or in concluding that petitioner had
IV. APPELLATE COURT ERROR
After Judge Cannon vacated petitioner’s second death sentence in a state post-conviction proceeding and then resen-tenced petitioner to death, petitioner appealed to the Oklahoma Court of Criminal Appeals. See Hatch III,
Of course, petitioner cannot claim that the state denied him his right to substantive due process; there is no constitutional right to an appeal under the Due Process Clause. See Goeke v. Branch, — U.S. -, -,
Petitioner’s due process claim regarding his right to an appeal must therefore focus on whether the state comported with the requirements of procedural due process. While “it is not the province of a federal habeas court to reexamine state court determinations on state law questions,” Estelle v. McGuire,
Under Oklahoma law, petitioner was entitled to an appeal from his conviction and sentence. See Okla.Stat.Ann. tit. 22, § 1051(a) (West 1986) (“An appeal to the Court of Criminal Appeals may be taken by the defendant, as a matter of right from any judgment against him.”); id. tit. 21, § 701.13(A) (West Supp.1995) (“Whenever the death penalty is imposed, and upon the
Instead, petitioner contends that, by reviewing only two of his twelve claims, the state deprived him of an adequate appeal. Cf. Campbell v. Blodgett,
Most of the Oklahoma statutes and rules discussing procedural requirements for appeals in Oklahoma state court delineate the parties’ duties, not the courts’ responsibilities. See, e.g., Okla. Const. art. 7-A, § 5 (discussing appeals to appellate division); Okla.R.Crim.App. 1.0 et seq. (establishing rules of procedure for the Oklahoma Court of Criminal Appeals). Where Oklahoma law does broach the subject of the Oklahoma Court of Criminal Appeals’ duties, the regulations generally address the formalities of internal court procedure. See, e.g., Okla. Stat.Ann. tit. 20, § 49 (West 1991) (specifying how the court shall file its opinions); Okla.R.Crim.App. 3.13 (establishing the voting procedure for the court’s decisions).
While petitioner would argue that Oklahoma law constrains the Court of Criminal Appeals’ powers, the language of the relevant statutes and rules give the court rather sweeping discretion. According to Oklahoma law, the Court- of Criminal Appeals “may” review “any decision of the [lower] court ... made in the progress of the case.” Okla.Stat.Ann. tit. 22, § 1051 (West 1986). The court’s powers also include the ability to “ascertain such matters of fact as may be necessary to the exercise of its jurisdiction.” Id. tit. 20, § 42 (West 1991). And the Court of Criminal Appeals has construed these statutes as giving it “the authority to determine, in a criminal matter, when it has the power to proceed.” Duvall v. Oklahoma,
In light of the broad powers afforded the Court of Criminal Appeals under Oklahoma law, as well as the lack of mandatory responsibilities imposed on the court by statute, we conclude that criminal defendants in Oklahoma are not entitled to a review of every claim of error made in their appeals to that court. ■ Consequently, the Court of Criminal Appeals’ decision not to review ten of petitioner’s allegations in his state appeal did not deprive petitioner of his constitutional right to procedural due process.
V. RESENTENCING ERROR
A.
When petitioner was originally tried in Oklahoma in 1980, he waived his right to a jury trial. Petitioner asserts that, after Judge Cannon vacated his sentence, he requested a jury for his resentencing and that Judge Cannon denied his request.
First, we must note that petitioner can claim no substantive constitutional right under the Due Process Clause to have his punishment assessed by a jury. “Any argument that the Constitution requires that a
To demonstrate an entitlement under Oklahoma law, petitioner attempts to analogize this case to Hicks v. Oklahoma,
The Supreme Court reversed Hicks’ sentence. Noting that state law had vested the discretion of sentencing in juries, the Court found it “[injcorrect to say that the defendant’s interest in the exercise of that discretion is merely a matter of state procedural law.” Id. at 346,
The Court’s decision in Hicks, of course, did not create any general entitlement to be sentenced by a jury that might be applicable to petitioner. Indeed, Hicks was sentenced under a different statute than petitioner and claimed a distinct infringement on his right to a jury. But Hicks reinforces the appropriate analytical framework for our inquiry, namely that we must examine Oklahoma law to determine whether petitioner’s due process rights were unconstitutionally impaired.
Petitioner concedes that he waived his right to a jury trial in the innocenee/guilt phase of his trial before Judge Martin. Under Oklahoma law, “[i]f the trial jury has been waived by the defendant and the state, ... the sentencing proceeding shall be conducted before the court.” Okla.Stat.Ann. tit. 21, § 701.10 (West Supp.1982) (amended 1987, 1989, 1992). Because petitioner had waived his right to a jury trial at the innocence/guilt phase, Judge Martin was also the factfinder for petitioner’s first sentencing proceeding.
Petitioner argues, however, that his initial waiver was inoperable after the first trial endеd, so that when his case was remanded, he should have been entitled to request a jury. Under Oklahoma law, “[a] judgment reversed and remanded with directions to grant a new trial, results, except for questions of law settled by the proceedings in error, in the action standing as if no trial had been held.” Seymour v. Swart,
Here, however, neither the appellate court in Hatch I nor the state district court on post-conviction review ordered a new trial. Instead, they ordered that petitioner be re-sentenced. In a capital murder case, a defendant has the right to be sentenced before the “trial jury.” Okla.Stat.Ann. tit. 21, § 701.10 (West Supp.1982) (amended 1987, 1989, 1992). Here, however, there was no “trial jury” because the innocence/guilt phase
B.
Petitioner also claims that Oklahoma laws enacted subsequent to the murders but applied in petitioner’s case “substantially disadvantaged” him and therefore violated the Ex Post Facto Clause. See U.S. Const. art. 1, § 10, cl. 1. “The Ex Post Facto Clause flatly prohibits retroactive application of penal legislation.” Landgraf v. USI Film Prods., — U.S. -, -,
The Supreme Court recently examined the scope of the Ex Post Facto Clause in Collins v. Youngblood,
The Court held that Texas had not violated the defendant’s rights under the Ex Post Facto Clause. Id. at 37,
The Court noted that the language of these cases had “imported confusion into the interpretation of the Ex Post Facto Clause.” Collins,
The Court has subsequently reaffirmed its holding in Collins, stating that “the [Ex Post Facto] Clause is aimed at laws that ‘retroactively alter the definition of сrimes or increase the punishment for criminal acts.’ ”
Petitioner’s first ex post facto claim is that the state violated his rights by not performing a proportionality review after his third sentencing hearing. At the time of the murders, Oklahoma law required the Oklahoma Court of Criminal Appeals, upon every appeal from a death sentence, to consider “[w]hether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant.” Okla.Stat.Ann. tit. 21, § 701.13(C)(3) (West Supp.1982) (amended 1985). The Oklahoma legislature deleted that provision in 1985. See id. § 701.13(C) (West Supp.1995). The Oklahoma Court of Criminal Appeals did not conduct a proportionality review following petitioner’s third sentencing proceeding, see Hatch III,
This action does not violate the Ex Post Facto Clause. The penalty for first degree murder, both before and after the legislature changed section 701.13(C)(3), was death. Petitioner cannot “escape the ultimate burden of establishing that the measure of punishment itself has changed.” Morales, — U.S. at -,
Petitioner’s second ex post facto claim concerns the law governing the Oklahoma Court of Criminal Appeals’ procedures for remand. When petitioner committed the crime, Oklahoma law required the Court of Criminal Appeals either to affirm the sentence of death or to set the sentence aside and modify the sentence to life imprisonment. Okla.Stat.Ann. tit. 21, § 701.13(E) (West 1983); see also Eddings v. Oklahoma,
Petitioner’s first two appeals to the Oklahoma Court of Criminal Appeals — stemming from his first two sentencing hearings — were decided in 1983 and May 1985, respectively. See Hatch I,
The record is clear that the new law had no such impact. The only time subsequent to July 16, 1985, that petitioner’s sentence was altered or amended was when Judge Cannon determined that petitioner’s application for post-conviction relief properly alleged error. When an Oklahoma court finds in favor of an applicant for post-conviction relief, “it shall vacate and set aside the judg
C.
Petitioner next alleges that the stаte court violated his right to due process when it heard evidence of unadjudicated crimes in imposing his third death sentence. In Williams v. New York,
The Court has since discredited some of the logic that undergirded its decision in Williams. Most notably, in Gardner v. Florida,
D.
Traditionally, criminal defendants have challenged certain sentences as being disproportionate to the offense of conviction. In this ease, however, petitioner contends that the Constitution requires that he receive a sentence proportional to others who have committed the same offense. In other words, petitioner believes that his sentence should be no more severe than his codefendant, Glen Ake, because he asserts that Ake is more culpable for the murders.
In Pulley v. Harris,
The proportionality review requested by petitioner in this case differs slightly from that addressed by the Court in Harris. Harris examined appellate court review for proportionality in relation to all defendants, whereas here petitioner requested a proportionality review of his sentence relative only to his codefendant. Thus, petitioner’s claim resembles that raised by the defendant in McCleskey v. Kemp,
In this case, petitioner was constitutionally entitled to a determination of his individual culpability, see Enmund,
E.
At petitioner’s third sentencing hearing, the state called Virginia Rose Anderson
While we review due process challenges to state evidentiary rulings only for fundamental unfairness, Maes,
[although the rules of evidence are helpful in determining whether Confrontation Clause rights are violated, on habeas corpus review “we need not address whether hearsay evidence was properly admitted. under the [Oklahoma Evidence Code] or whether admission would have been proper under the Federal Rules of Evidence; rather our inquiry is whether the admission of hearsay evidence deprived [the defendant] of his rights under the Sixth Amendment to confront and cross-examine the witnesses against him.”
Jennings v. Maynard,
In Maryland v. Craig,
“Reliability can be inferred without more in a case where the evidence falls within a firmly rooted hearsay exception.” Roberts,
F.
Petitioner also contests another evi-dentiary ruling made by Judge Cannon at
Again, in federal habeas proceedings, we do not question a state court’s evidentiary rulings unless the petitioner can show that, as a whole, the court’s rulings rendered his trial fundamentally unfair. Maes,
Petitioner also claims that the judge failed to give adequate credit to the psychiatrist’s testimony regarding petitioner’s potential to commit acts of future violence. This objection borders on the frivolous. In concluding that petitioner deserved the death penalty, Judge Cannon stated, “One of the things the psychiatrist said [is] that he didn’t believe in his opinion that [petitioner] would commit an act of violence. That I find hard to believe.”
Determinations concerning the credibility of evidence are vested in the discretion of the trial judge. Marshall v. Lonberger,
G.
Petitioner asserts that Judge Cannon sentenced him to death based on an unconstitutionally vague aggravating factor. We disagree.
As the Supreme Court has made clear, “a statutory aggravating factor is unconstitutionally vague if it fails to furnish principled guidance for the choice between death and a lesser penalty.” Richmond v. Lewis, — U.S. -, -,
A court may cure an unconstitutionally vague aggravator, however, by adopting a narrowing construction. Richmond, — U.S. at -,
Here, a judge sentenced petitioner to death. “Trial judges are presumed to know the law and to apply it in making their decisions.” Walton,
In finding that the aggravating circumstance applied to petitioner’s case, Judge Cannon stated:
When the law talks of torturing people, that doesn’t mean you have to put them on the rack or twist their arms or something. I can’t think of anymore [sic] torture than to tie a man and a woman up, hog-tie them where they can’t move and at the same time while they’re laying there waiting to be shot, they listen to their twelve-year-old daughter crying and pleading not to be raped by two grown men.
In habeas proceedings, a federal court must review the state court’s application of a narrowing instruction under a “rational factfinder” standard. Richmond, — U.S. at -,
H.
Petitioner next alleges that the prosecution failed to disclose an inducement made to one of its witnesses, Ms. Anderson. Ms. Anderson testified that, among other things, that petitioner suggested that he and Mr. Ake return to Oklahoma to kill the Douglass children. Petitioner contends that the prosecution struck a deal with Ms. Anderson and that, if the deal had been disclosed, petitioner would have been able to impeach her testimony more effectively.
If a defendant requests evidence from the government, the prosecution’s suppression of that evidence “violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution.” Brady v. Maryland,
“In order to warrant relief, or, as an initial matter, even an evidentiary hearing, a habe-as corpus petitioner must allege sufficient facts to establish a cоnstitutional claim.” Wiggins v. Lockhart,
I.
As noted earlier, the Oklahoma Court of Criminal Appeals originally remanded petitioner’s case because the trial court did not make a finding with respect to petitioner’s individual culpability. See Hatch I,
The Eighth Amendment prohibits the imposition of the death penalty on a person “who does not himself kill, attempt to kill, or intend that a killing take place or that lethal force will be employed.” Enmund,
On federal habeas review of a state court’s disposition of this issue, however, our review is circumscribed:
[T]he court must examine the entire course of the state-court proceedings against the defendant in order to determine whether, at some point in the process, the requisite factual finding as to the defendant’s culpability has been made. If it has, the finding must be presumed correct by virtue of 28 U.S.C. § 2254(d), and unless the habeas petitioner can bear the heavy burden of overcoming the prеsumption, the court is obliged to hold that the Eighth Amendment as interpreted in Enmund is not offended by the death sentence.
Cabana,
Here, Judge Cannon clearly found that Hatch met the Enmund culpability requirements. He based his ruling on, among other facts, the following: Petitioner participated in tying and gagging the Douglasses (or, in Judge Cannon’s words, “prepared them for execution”); petitioner threatened to shoot Brooks Douglass; and petitioner attempted to rape Leslie Douglass and stated that he would shoot her if she did not cooperate.
Petitioner responds, however, that we should not apply section 2254(d)’s presumption of correctness to this case. Repeating complaints discussed elsewhere in this opinion, petitioner claims that three exceptions listed in section 2254(d) apply in this case: (1) “that the factfinding procedure employed by the State court was not adequate to afford a full and fair hearing,” 28 U.S.C. § 2254(d)(2); (2) “that the material facts were not adequately developed at the State court hearing,” id. § 2254(d)(3); and (3) “that the applicant did not receive a full, fair, and adequate hearing in the State court proceeding,” id. § 2254(d)(6). Petitioner contends these exceptions apply because Judge Cannon did not allow the psychiatrist to give his opinion on whether Mr. Ake dominated
Judge Cannon held a full sentencing hearing at which more than twenty witnesses testified. The issue of defendant’s individual culpability was explored in depth. We do not believe that defendant did not receive a “full and fair hearing” or that “the material facts were not adequately developed” merely because the judge ruled against petitioner on one evidentiary issue. Although petitioner’s expert was not allowed to testify as to his conclusions regarding certain facts, petitioner and the state fully explored the issues underlying an Enmund finding.
Because none of section 2254(d)’s exceptions are applicable, the state court ruling is entitled to a presumption of correctness. Case v. Mondragon,
J.
Petitioner next contends that Judge Cannon wrongly based petitioner’s death sentence on the acts of his codefendant, Mr. Ake. Petitioner bases this contention on Justice Brennan’s dissenting opinion in Tison v. Arizona,
Assuming arguendo that the Constitution forbids a sentencing judge from considering the manner in which a defendant’s accomplice carried out the murders, petitioner’s contention must fail. The record clearly indicates that Judge Cannon based his findings for petitioner’s sentence on petitioner’s actions, not Mr. Ake’s. In analyzing the “especially heinous, atrocious, and cruel” aggravator, Judge Cannon emphasized that the victims were tied up and gagged; it was petitioner who tied and gagged them. Judge Cannon also found that the victims were subjected to mental torture because the other family members listened while both petitioner and Mr. Ake attempted to rape the Douglasses’ twelve-year-old daughter, Leslie. Consequently, looking at the record as a whole, we find that Judge Cannon based petitioner’s sentence on petitioner’s own actions, not Mr. Ake’s.
VI. THE LACK OF AN EVIDENTIARY HEARING
Finally, petitioner alleges that the federal district court erred by not conducting an evidentiary hearing on any of the above claims. To be entitled to an evidentiary hearing on claims raised in a habeas petition, the petitioner must “allege[] facts which, if proved, would entitle him to relief.” Townsend,
VII. CONCLUSION
A federal court’s “duty to search for constitutional error with painstaking care is never more exacting than it is in a capital case.” Burger v. Kemp,
Notes
. Each tíme a state court sentenced petitioner, it sentenced him to two death penalties — one for each count of first degree murder. For the purposes of this opinion, however, we will refer to them only as “the death penalty.”
. Petitioner’s two allegations of error are that the sentencing judge impermissibly used religion as a basis for imposing the death penalty, and that the sentencing judge was biased.
. A second type of second degree murder, which is based on "depraved mind,” see Okla.Stat.Ann. tit. 21, § 701.8(1) (West 1983), is not a lesser-included offense of felony murder in Oklahoma. Franks v. Alford,
. Petitioner also alleges that he was denied effective assistance of counsel at his first and second penalty hearings. Again, petitioner's current death sentence is based on his third sentencing hearing, at which Judge Cannon fully reweighed the aggravating and mitigating circumstances of the murders and considered petitioner’s personal culpability under Enmund. Thus, whether petitioner received ineffective assistance at the first two sentencing hearings is immaterial at this point because it could have had no effect on the imposition of petitioner's current death sentence. We therefore do not address these allegations.
. Petitioner does indicate what information counsel should have uncovered for petitioner’s first sentencing hearing before Judge Martin. But, as we have already noted, any ineffectiveness at petitioner's first and second sentencing hearings is irrelevant to this appeal.
. This discussion also dispenses with petitioner's allegation that trial counsel was constitutionally ineffective due to his failure to show “that [petitioner's] mental condition prevented him from forming the requisite intent to support the charges against him.”
. Petitioner also contends that counsel was ineffective because, when petitioner appealed, counsel failed to allege that the state had withheld evidence of an inducement to a government witness and that the judge had considered an unad-judicated offense. We examine those issues later in this opinion and conclude that these issues are meritless. Because the Oklahoma Court of Criminal Appeals would not have found error if petitioner had raised these issues on direct appeal, petitioner was not prejudiced by counsel’s failure to raise them.
. The ten issues that the court declined to review were that: (1) the enforcement of the revocation of two state provisions violated the Ex Post Facto Clause; (2) Oldahoma’s "especially heinous, atrocious, or cruel” aggravator was unconstitutionally vague and overbroad; (3) petitioner’s single course of criminal conduct was not probative of whether he was a continuing threat to society; (4) Judge Cannon unconstitutionally attributed Mr. Alte’s acts to petitioner; (5) the bill of particulars did not satisfy state notice provisions; (6) the bill of particulars did not provide notice of the evidence of other crimes; (7) petitioner's sentence was unconstitutionally disproportionate to his codefendant's sentence; (8) petitioner was denied his right to be sentenced by a jury; (9) Judge Cannon unconstitutionally considered unadjudicated offenses; and (10) petitioner’s death sentence was against the weight of the evidence. We address many of these same issues in this opinion.
. Petitioner points to no place in the record where this objection was raised and ruled upon in state court. "[W]ith respect to each issue raised on appeal, [we require] a statement as to where in the record the issue was raised and ruled upon.” 10th Cir. R. 28.2(c).
We cannot find petitioner's request for a jury at his third sentencing hearing anywhere in the record. Of course, if petitioner never made such a request, it could not possibly have been error for Judge Cannon not to have impaneled a jury. Nevertheless, because we find that petitioner's claim fails on the merits, we assume arguendo that he made the request.
. Subsequent to petitioner's raising of these issues, Oklahoma has revised its law to make clear that a capital defendant does not receive a jury on resentencing if he waived his right to a juiy at the original trial. See Okla.Stat.Ann. tit. 21, § 701.10a(1)(a) (West Supp.1995); id. tit. 22, § 951(C) (West Supp.1995); Crawford v. Oklahoma,
. The Oklahoma Court of Criminal Appeals ruled that the requirements of section 701.13(E) did not apply to petitioner when the court originally vacated his sentence because it had only remanded his case for an Enmund evidentiary hearing. See Hatch II,
. Oklahoma allows the consideration of unadju-dicated offenses in a sentencing hearing. See, e.g., Berget v. Oklahoma,
.We nonetheless acknowledge that some judges and commentators have reached a different conclusion. See, e.g., Williams v. Lynaugh,
. The Supreme Court reversed Mr. Ake’s conviction. Ake v. Oklahoma,
. The Oklahoma Court of Criminal Appeals has also ruled that, barring a statutory mandate, it need not conduct a proportionality review. Battenfield v. Oklahoma,
. At the time that the witness was associated with petitioner, her name was Virginia Keefe.
. Unlike the district court, we do not rely on the fact that the defense apparently was aware of a deal between Ms. Anderson and the state of Texas. Cf. Banks v. Reynolds,
. Ms. Anderson and petitioner’s counsel shared the following exchаnge at the third sentencing hearing:
Q: [Did] Oklahoma charge you with concealing the property that's been identified, marked and admitted into evidence that you just identified?
A: No, sir.
Q: You have a deal on that?
A: No, sir, I don’t.
. Once a petitioner has met this burden, she must stiE show that she "did not receive a full and fair evidentiary hearing in a state court either at the time of the trial or in a collateral proceeding.” Townsend.,
Dissenting Opinion
dissenting.
I agree with much of the majority’s comprehensive and thoughtful opinion, and concur in its denial of most of Hatch’s numerous claims. I further agree that we should limit our review to issues presented by the innocence/guilt phase of Hatch’s trial, his appeal, and his third sentencing hearing, because any errors from Hatch’s earlier sentencing hearings were nullified by the third sentencing hearing, from which his death sentence resulted. However, I dissent to express my disagreement with the majority’s - treatment of two of Hatch’s claims. In particular, I would grant Hatch relief on (1) his due process claim based on his right to a state court appeal from the death sentence issued at the third sentencing hearing; and (2) his ex post facto claim based on Oklahoma’s retroactive repeal of the statutory right to proportionality review of death sentences.
I. RIGHT TO A STATE COURT APPEAL
When Hatch appealed his third death sentence to the Oklahoma Court of Criminal Appeals, the court refused to consider ten of Hatch’s twelve claims of error. Hatch v. State,
I am less certain than is the majority regarding whether criminal defendants sentenced to death have an independent constitutional right to appeal their death sentences. The majority accurately notes that the Supreme Court has stated that a criminal defendant has no constitutional right to appeal a conviction. See, e.g., Goeke v. Branch, — U.S. -, -,
However, even if there is no independent constitutional right to direct appеal of a death sentence, I believe Hatch was deprived of a state-created right to appeal in contravention of the Due Process Clause. As the majority recognizes, when a state creates a right to appeal, it must comply with the constitutional requirements of due process if it then seeks to deprive a defendant of that right. Here, Oklahoma provides that defendants have a statutory right to appeal adverse judgments to the Oklahoma Court of Criminal Appeals. Okla.Stat.Ann. tit. 22 § 1051(a). In the case of the death penalty, appellate review is mandatory. Id. at tit. 21 § 701.13(A) (“Whenever the death penalty is imposed, ... the sentence shall be reviewed on the record by the Oklahoma Court of Criminal Appeals.”) (emphasis added). Nevertheless, Oklahoma appears to have deprived Hatch of his statutory right to an appeal without justification by refusing to hear ten of his twelve claims of error. Such an arbitrary deprivation of a state-created liberty interest does not comport with due process.
The majority reaches a contrary conclusion because it holds that Hatch received a state court appeal when the Oklahoma Court of Criminal Appeals reviewed two of the twelve claims that he appealed. The majority characterizes Hatch’s claim as a claim that he did not receive an “adequate” appeal, and it concludes that Oklahoma law does not provide for any such right because it grants broad discretion to the Oklahoma Court of Criminal Appeals in the exercise of its appellate powers. I disagree because Oklahoma has curtailed the discretion of the Oklahoma Court of Criminal Appeals in the context of the death penalty, and because whatever discretion remains must still be exercised in conformity with due process norms. Cf. United States v. Cronic,
First, the broad discretion accorded to the Court of Criminal Appeals to exercise its appellate power cited by the majority is inapplicable to the review of death sentences. Okla.Stat.Ann. tit. 21 § 701.13(A) mandates that the Court of Criminal Appeals “shall review” death sentences. That legislative mandate would be eviscerated if the court could nominally take an appeal but arbitrarily decline to review claims of error. Although the court “has the authority to determine, in a criminal matter, when it has the power to proceed,” Duvall v. State,
Moreover, even if Oklahoma law provided the Court of Criminal Appeals with complete discretion to consider appeals, an exercise of discretion in an arbitrary manner would vio
Whether Hatch’s right to an appeal is rooted in the Constitution itself or in state law as safeguarded by the Due Process Clause, federal habeas review is not an adequate substitute for direct review by Oklahoma’s courts. Most importantly, federal habeas courts cannot review Hatch’s state law claims. See Estelle v. McGuire,
II. EX POST FACTO CLAUSE
The majority acknowledges that Oklahoma retroactively applied to Hatch its repeal of the statutory requirement that the Oklahoma Court of Criminal Appeals review every sentence of death to assess whether it is excessive or disproportionate to the penalty imposed in similar cases. Nevertheless, the majority concludes that the retroactive application of the repeal did not violate the Ex Post Facto Clause because the change merely altered the “procedures” by which Hatch’s case was adjudicated, and did not change the substantive criminal law establishing Hatch’s punishment. I disagree because I believe that the repeal effectively increased the punishment to which Hatch was exposed after the commission of his crime.
Increasing punishment for a crime after its commission remains a core prohibition of the Ex Post Facto Clause. Collins v. Young-blood,
The majority disagrees because “[t]he penalty for first degree murder, both before and after the legislature changed section 701.13(C)(3), was death.” Thus, the majority characterizes the statutory repeal as a mere procedural change. However, such an abstraction of Oklahoma’s criminal law elevates form over substance and ignores the realities that Hatch’s risk of receiving the death penalty was substantially increased when he lost the right to have his sentence reviewed for proportionality against his partner in the crime, who received only a life sentence. We, like a legislature, cannot immunize a retroactive statutory change from ex post facto scrutiny merely by labeling it “procedural.” See Collins,
III. CONCLUSION
For the foregoing reasons, I would conditionally grant Hatch’s petition for a writ of habeas corpus and vacate his death sentence, unless the Oklahoma Court of Criminal Appeals within ninety days accords Hatch his rights to (1) appellate review of those claims the court earlier refused to consider; and (2) proportionality review of his sentence under the now repealed Okla.Stat.Ann. tit. 21 § 701.13(C)(3).
. As noted in the majority opinion, the court refused to review Hatch’s claims that: (1) Oklahoma's retroactive revocation of two statutory provisions governing the review of death sentences violated the Ex Post Facto Clause; (2) the "especially heinous, atrocious, or cruel" aggravator was unconstitutionally vague and overbroad; (3) his actions were not probative of whether he was a continuing threat to society; (4) Judge Cannon unconstitutionally attributed Ake's acts to Hatch; (5) the bill of particulars did not satisfy state notice provisions; (6) the bill of particulars did not provide notice of the use of evidence of other crimes; (7) his sentence was unconstitutionally disproportionate to Ake's sentence; (8) he was denied his right to be sentenced by a jury; (9) Judge Cannon unconstitutionally considered unadjudicated offenses; and (10) his death sentence was against the weight of the evidence. The court did consider Hatch's claims that (1) the use of a witness’ past recollection recorded violated his Confrontation Clause rights; and (2) the refusal to admit the expert opinions of the defense psychiatrist that Hatch had no intent to kill and was dominated by Ake violated his right to put on an effective defense.
. Although a defendant's sentence is not necessarily limited by the sentence given a codefend-ant under Oklahoma's interpretation of Okla. Stat.Ann. tit. 21 § 701.13(C)(3), it remains a relevant and important point of comparison in assessing the proportionality of a death sentence. See Brogie v. State,
. This principle has been recognized by several of our sister circuits, who have held after Collins that changes in “procedures” which in effect impact the legal consequences of a given act implicate ex post facto concerns. See, e.g., U.S. v. Bell,
