*2 COFFEY, Before FLAUM and MANION, Judges. Circuit COFFEY, Judge. Circuit Clark, Richard Superintendent of the Prison, Indiana State and the Indiana At- torney appeal General the district court’s grant of Steve L. petition for writ of habeas corpus. The grant- district court the petition ed corpus habeas on the ground Indiana state trial court’s refusal to provide Hunter request- with his ed instruction that the jury make no ad- verse inference from Hunter's failure to testify violated Hunter’s privilege against self-incrimination under the fifth and four- teenth amendments of the United States Constitution. We reverse.
I.
At approximately 11
a.m.
January
1984, Steve L. Hunter entered the Indiana
National Bank branch located at 62nd
Michigan
Street and
Road in Indianapolis,
Indiana. At this time Hunter was un-
masked
inquired
of bank
Phyllis
teller
concerning
Jones
possibility
opening
savings
account. Mrs. Jones invited
seat,
to take
instead,
but
he
walked directly
manager’s
into
bank
office, pointed a
handgun
silver
at the man-
ager and informed him that a robbery was
occurring. Hunter
pulled
then
a ski mask
over his
Phyllis Jones,
face.
teller,
a bank
had an opportunity to observe Hunter’s
face before he donned the mask and was
thus
identify
able to
Hunter at trial as the
man who wielded the
handgun.
silver
Shortly thereafter, Hunter’s two accom-
plices, armed
shotguns,
with
burst into the
bank and
present
ordered all
to touch nei-
ther buttons nor alarms. Hunter ordered
the bank manager,
Cain,
Dewey
to enter
the tellers’ stations and
money
remove
pistol on
pulled
he had
ted further
re-
Mr. Cain
drawers.
the tellers’
men
three
Each of
manager.
bank
$14,000
three
approximately
moved
total),
of which
($300
all
pillow-
$100
Smith
gave
it in a
placed
drawers
tellers’
an-
Smith
dye.
in the
red
stained
Included
by Hunter.
provided
case
*3
Anthony
cousin,
money” from
accomplice, Hunter’s
“bait
pack and
other
dye
a
loot was
dye
red
“bait
remove
to
attempted
When the
Thompson,
drawer.
Phyllis Jones’
teller’s
unsuccess-
the
money
from
but were
removed
from the
was
money”
stains
and activated
that
alarm
testified
drawer,
off
Thompson
it set
At trial
ful.
addition,
the
when
morning
on the
him
telephoned
cameras.
the bank’s
had
Hunter
bank,
dye pack
a
money” left the
he
asked him
robbery
“bait
and
the
of
in
bait
the
hidden
device
Hunter
triggering
money,” but
with a
some
to “make
wished
by a
automatically activated
proba-
was
money
his
over
of concerns
because
refused
left the
dye pack
exploded
and
radio
robbery convic-
previous
a
from
tion status
over
sprayed
dye
Red
was
premises.
bank
tion.
stolen.
had
robbers
the cash
January
following day,
theOn
accomplices
his two
and
When Hunter
Beas-
Sergeant Ron
County Sheriff
Marion
keys from one
bank,
car
they took
left the
automobile.
in his
Smith
ley arrested
They forced
customers.
bank’s
of the
dye in
red
with
money stained
had
Smith
gunpoint
manager at
assistant
bank’s
Smith
During questioning,
possession.
his
them
precede
keys and to
up his car
give
Sergeant
home address
his
revealed
parked
a van
stole
The men
door.
out the
transported to
was
Smith
Beasley. After
engine
lot
parking
with
bank’s
in the
Department,
County Sheriff’s
the Marion
Later,
scene.
crime
left the
running and
directly to
proceeded
Beasley
Sergeant
at-
van and
abandoned
robbers
Wilson,
Felicia
he met
home where
Smith’s
vehicle,
failed
but
another
tempted
steal
Beasley ad-
apartment.
of
lessee
Shortly
in a ditch.
got stuck
that car
that
“believed
police
her that
vised
stealing
in
thereafter,
successful
they were
robbery
bank
this
from
evidence
was
there
owner
forcing the
car after
a different
her
of
search
obtained
could be
that
pistol.
“nickel-plated”
car with
permission to
for
and asked
apartment,”
Hunter,
along with
day,
Later
Wilson
premises.
a search
conduct
Hatcher,
third
and
Charles
co-defendant
the search.
permitting
a waiver
signed
home
Beard,
went
Lynell
man named
apartment,
the search
course
had
Hatcher
friend,
Smith.
Howard
aof
rifle, a
a semi-automatic
upon
came
police
and
pistol
chrome
earlier borrowed
and a
revolver
shotgun, a silver
sawed-off
por-
for a
exchange
shotgun from Smith
dye.
with red
soap stained
bar
used
rob-
taken
money to be
tion of
with
charged
subsequently
was
Hunter
Hunter,
and
Hatcher
time
At this
bery.
count
robbery
and
counts
five
red
loot,
with
stained
dumped the
Beard
with a
jointly
and
tried
confinement1
and
house
Smith’s
table in
dye, on
Hatcher,
in an
co-defendant, Charles
While
money.
count
proceeded
Hunt-
the trial
During
court.
heard
money, the men
counting the
de-
in his own
stand
not take
er did
robbery
news account
a TV
observed
evidence, Hunt-
close
At the
fense.
who
by a witness
a statement
that included
be instructed
jury
requested
er
beaten, robbed
been
he had
recounted
any adverse
to make
they were
time
At this
car.
from his
and forced
testify.
inferences from
Beard,
and Smith
Hatcher
stated
However,
Hatcher
co-defendant
news
on the
interviewed
witness
given. The
not be
lying about
touched
had not been
confronted
judge
admit-
day’s
events
the details
kidnap
penalty" than
offense,
significantly
severe
less
confinement"
"criminal
Indiana's
(Ind.
State,
35-42-3-3,
419 N.E.2d
ping.
Owens
§
in Ind.Stat.Ann.
found
"[cjarved
1981).
statutory defini
previous
"punishable
kidnapping,
tion” of
dilemma,
offered to
sever
defen-
the “failure
testify”
or “no adverse in-
dants’,
Hatcher’s,
Hunter and
trials
or-
ference” instruction issue
“[tjhis
might
der that he
their
cannot
accommodate
re-
find an Indiana court rule or
spective requests
statute
requires
conflicting jury
in-
defendant move
for a
structions.
severance or
judge,
The trial
upon
being
an offer of
severance in
preserve
forced to
order to
amake
choice
between the re-
‘failure
to testify’ issue.”
quests
Id. at
1341. The
co-defendants,
individual
district
court went on to hold that Hunter’s
elected
jury
not to
instruction con-
fifth
rights
amendment
were violated when
cerning
drawing
of the "no adverse
the state trial court chose to enforce his
requested.
co-defendant’s
state constitutional
convicted Hunter of five
robbery
counts of
*4
to have a
testify”
“failure to
and one count of confinement. Hunter was
given over Hunter’s federal constitutional
sentenced to
20-year
six consecutive
terms
right to such an instruction.
imprisonment
for each of the five rob-
“When a state
right
una
bery counts
(120
and the confinement count
voidably conflicts with a federal constitu
total).
years
right,
tional
state
give
must
appealed
his convictions and sen-
way to the
under the man
tences to the
Supreme
Indiana
Court.
dates of the Supremacy Clause of the
affirming
convictions,
Hunter’s
the Indiana
Constitution
See,
United States.
Supreme
rejected
allega-
Hunter’s
e.g., Reynolds
Sims,
v.
377 U.S.
584
tions of error concerning the trial court’s
1362, 1393,
12
[84
L.Ed.2d 506]
give
refusal to
his “no adverse inference”
(1964). Consequently, in
joint
instruction. After recounting the facts of
petitioner’s
Fifth Amendment
case,
including
divergent
requests
request
a ‘failure
testify’
in
the jointly
tried
regarding
co-defendants
struction
prevailed
should have
over co-
furnishing
aof
“no
defendant Hatcher’s state constitutional
instruction, the Indiana court stated:
right not to have the
given.
State,
See Lucas
499 N.E.2d
“By
here,
[v.
his actions
placed
(where
1093 (Ind.1986)]
the trial court on the horns of a dilemma
Court of
same).
Indiana held
Thus,
impossible
made it
for it to refrain
petitioner’s
Fifth
rights
Amendment
from committing error. The trial court
were violated when the state trial court
gave Hunter the opportunity to resolve
give
refused to
his tendered ‘failure to
by
this dilemma
offering
sever
testify’ instruction.”
had,
trials as
fact,
Hatcher
requested,
Hunter,
but Hunter
Lastly,
declined to
at 1342.
alter-
district court
native. He
held that the
therefore
trial
any
has
waived
provide
might
jury
error the
have
the “no
adverse infer-
committed
ence”
resolving the
instruction was not
matter as he
“harmless error”
did.”
because “the
supporting
evidence
[Hunt-
State,
Hunter v.
492 N.E.2d
”
convictions is not ‘overwhelming.’
er’s]
(Ind.1986).
at 1343.
Id.
The court
believed
years later,
Two
26, 1988,
on October
facts that
positively
witness
iden-
Hunter filed
petition
this habeas corpus
tified Hunter as one of the bank robbers
alleging that “his Fifth
rights
Amendment
and the state’s
upon
extensive reliance
ac-
were violated
when
state trial court
complice testimony of
after
accessories
give
refused to
his tendered ‘failure to fact necessitated a conclusion that the evi-
testify’
instruction.” Hunter v. Duck
dence in favor of Hunter’s
conviction
worth,
F.Supp. 1338,
(N.D.Ind.
not overwhelming. Reasoning further he
1989). The
granted
district court
held that “the state trial court’s error in
corpus petition,
habeas
ruling in contraven
refusing
give
requested
‘failure to
tion of the
Court’s deci
testify’ instruction is not
sion, and held that there was no waiver of
a reasonable doubt.” Id. at testify
failure to
regarding
struction
II.
realization
full
requisite for
ais
Kentucky,
Carter
I,
by Article
granted
each citizen
right of
67 L.Ed.2d
300, 101 S.Ct.
Constitution]
the Indiana
XIV
Section
[of
States
(1981),
United
prosecu-
criminal
person,
that ‘no
in our
enunciated
principles
held that “[t]he
testify against
compelled to
tion,
shall
against
privilege
construing
cases
himself.’
lead unmis
self-incrimination]
compulsory
N.E.2d
State,
270 Ind.
Priest
Fifth
conclusion
takably to
Therefore, “in Indiana
(Ind.1979).
686, 689
a criminal trial
requires
Amendment
or not
of whether
choice
infer
‘no adverse
single
must
judge
fail
on the
instructs
jury instruction
ence’
belongs
the defendant.”
testify
ure
Su
Conversely, the
so.”
to do
defendant
(Ind.
628, 630
State,
N.E.2d
Parker
giving
“the
of [a
held that
preme
1981).
over the
no-adverse inference]
arises
problem
type
Obviously,
violate
does
objection
multiple-defendant
ais
there
only where
compulsory self-incrimina
against
privilege
divergent
the defendants
Four
Fifth and
by the
guaranteed
*5
adverse
the “no
respect to
v. Ore
interests
Lakeside
Amendments.”
teenth
multiple-defen-
In
instruction.
340-41,
inference”
U.S.
gon, 435
accommo-
cannot
court
when the
(footnote
(1978)
dant
1095-96,
319
55 L.Ed.2d
in
involved
conflicting interests
Nonetheless,
date
added).
omitted, emphasis
right
constitutional
federal
defendant’s
also noted
in Lakeside
Supreme
instruc-
inference”
a “no adverse
receive
judge not
to
trial
wise for
may
“It
that:
constitu-
and another
tion
over
cautionary instruction
give such
to
instruc-
such an
to receive
right not
is,
tional
State
And each
objection.
prop-
has
Supreme Court
tion,
Indiana
judges
its trial
forbid
course,
free
Amend-
“Fifth'
that
erly determined
of state law.”
a matter
as
doing so
from
warning the
right to an
ment
Prior Lake
at 1095.
S.Ct.
98
Id. at
inferences
adverse
not
draw
guar
had
Supreme Court
Indiana
side
right
prevail over
his silence must
right
defendants
criminal
anteed
granted under
instruc
inference”
adverse
“no
receive
it
decide whether
Indiana Constitution
State, 261
v.
chose. Gross
they so
tion if
instruc-
to have such an
suits
defendant]
[a
(Ind.
371, 372-73
N.E.2d
306
Ind.
State, 499
not.” Lucas
or
given
Lakeside,
the Indiana
Following
1974).2
(Ind.1986).
1090, 1093
N.E.2d
grounded
explicitly
Supreme Court
Constitution, holding:
Lucas,
case,
Indiana
unlike
right in
Hunter’s
In
request
honor the
opted to
responsibilities
our
regard for
state trial
due
“With
refrain
our
re-examined
co-defendant
we have
of Hunter’s
judges,
inference”
State,
“no adverse
371
providing a
Hill
holding in
[v.
Gross
request
than
of rea
rather
(Ind.1978)]
light
1303
N.E.2d
are convinced
We
re
instruction.
interests
an
for such
and evaluation
soning
case, the court
so,
that,
of this
we
the facts
Having done
under
vealed Lakeside.
Indiana
properly. Both
premises
acted
basic
convinced
remain
sepa
made
court4
and the district
reasoning in Gross
Court3
Court’s
of this
stated
findings and
rate
mechanism
and that
sound
Hill
opportunity
offered Hunter
to choose
accused
for the
therein
erected
co-defen-
from his
severed
ease
in-
to have his
jury given
have
right
receive
"no
not to
appeared
the Indiana
2.In Gross
Lakeside.
holding upon
Fifth Amendment
to base
See 306
States Constitution.
United
State,
1068-69.
N.E.2d at
492
Obviously,
this rationale
at 372-73.
N.E.2d
States
the United
not survive
could
Duckworth,
n. 1.
at 1342
4. recognize
Amendment
a Fifth
refusal
Court’s
dant’s, but he refused severance. Based
“The majority is correct
suggesting
upon our
record,
examination of the
we
the ‘court devised and
logical
offered a
conclude that these factual determinations
legally acceptable
(severance)
solution
were free from clear error. See Walton v.
protected
would have
both Hunter’s federal
Lane,
(7th
F.2d
Cir.1988)
right
to receive a no adverse
(state court factual
pre-
determinations are
inference instruction and his co-defendant’s
sumed correct in a
corpus
federal habeas
right not to receive an
[state]
instruction.’
proceeding and a
[may]
“federal court[]
Dissent at
(quoting
Majority Opinion at
make a contrary finding of
fact
if ‘on 306-307). The dissent
agrees
that:
a consideration of ... the record
aas whole
“Faced with
competing
demands of the
concludes
court]
fac-
case,
defendants in this
the trial court’s
tual determination is
fairly supported
remedy of severance was
reasonable
[a]
by the record.’ 28
2254(d)(8).”).
U.S.C. §
one since it would have accorded each of
Presented with the need to reconcile two
they
defendants what
sought.” Dis-
jointly tried defendants’ conflicting rights,
sent at 311.
light
recog-
dissent’s
the state trial court devised and offered a
nition that the trial
proposed
court’s
sever-
logical
legally
acceptable
(sev-
solution
ance
preserved
would have
Hunter’s consti-
erance) that would
protected
both
tutional
to a “no adverse inference”
Hunter’s federal
to re-
instruction,
great
we have
difficulty under-
ceive a “no adverse inference” instruction
standing the
position
dissent’s
that the Su-
and his
co-defendant’s
not to receive
preme Court’s
Carter,
decisions in
such an
Lake-
instruction.
failing
agree
side and
James v. Kentucky,
proposed solution,
Hunter,
petitioner-appellee,
(1981),
L.Ed.2d
effectively waived
*6
right
his
complain
to
should be
right
and his
to a
construed to require
“no
a conclusion
adverse inference” instruction.
that a
The Sixth
defendant has a right
upon
to insist
and Eighth Circuits have
preferred
observed that a
his
means of vindicating his con-
“
judge
‘trial
can not be faulted for any
stitutional right (reception of the
ad-
“no
mishaps
trial
that he offers to and could
joint
verse inference”
in
instruction
tri-
correct.’ United
Feroni,
States v.
655 al).
707,
(6th Cir.1981)
F.2d
712
(quoting Unit-
The effect of the
reasoning
dissent’s
is to
ed
Splain,
States v.
1131,
545 F.2d
1133
right
extend the
to a “no adverse infer-
(8th Cir.1976)).
agree
We
with the Sixth
ence”
beyond
instruction
a simple right to
Eighth
Circuits and hold that the state
receive such an
right
instruction to a
to
trial
separate
court’s offer of a
trial would
refuse
procedural
trial court
solution
have allowed Hunter
request-
to receive his
preserve
right
to
a
to
“no adverse
ed “no adverse inference” instruction and
inference”
through
instruction
a trial
would
mech-
any prejudice
have avoided
accompa-
anism that is not of
nying
prefer-
his
failure to
receive such an instruc-
tion in
ence. In
joint
support
position
his
of
trial. As
Supreme
regarding
Court
this
court
nature
often stated:
“absolute”
aof
“The Constitution
right
entitles a criminal defen-
to a “no adverse inference” instruc-
dant to a fair
perfect
not a
tion,
one.”
page
quotes
dissent at
310
Arsdall,
Delaware v.
673,
Van
475 U.S.
first half of a sentence from
James
681,
1431, 1436,
106 S.Ct.
308 has not States The United dictate, inconsistent right to reviewing a date of this decided told.” is to be how practice, constitu disregard a trial may court at 1836 104 James, U.S. at 466 a "no provide failure improper tionally view, Hunt- our original). in (emphasis a similar instruction inference” adverse determina- the trial court’s refusal er’s error is if this situation right to factual receive Hunter would Carter, doubt. See a a reasonable beyond instruction inference no adverse (“While it 1121 at at- an 450 U.S. represents proceeding “severed” no [a a refusal arguable specific manner dictate tempt similar inference inference] no adverse adverse right to never be here can vindicated, attempt an one that be would issue, reach part harmless, legitimate we decline constitute does to or con presented it was federal Hunter’s of Ken Court also note We sidered instruction. However, omitted). (citation “clearly tucky.”) established none re- reached that have appeals the dissent to which courts federal precedent” that a unanimously held Carter, Lake- James, question have namely, fers— pro co-defendants erroneous joint constitutionally trials side—involved “no as to requests inference” adverse conflicting “no making vide there- harm We if error disregarded instruction. may blatant Fin See doubt. to condone a reasonable refuse fore less pro- (6th state trial F.2d attempt orchestrate Rothgerber, ney v. Indeed, 1020, 105 S.Ct. denied, benefit. ceedings his own Cir.), cert. manip- trying to (1985); Richardson apparent 2048, 85 L.Ed.2d Cir.1984). revers- committing (5th into trial court Lucas, F.2d ulate trial. a new F.Supp. to obtain Hoke, in order error ible Carroll callous to such party not be Su will The Indiana (E.D.N.Y.1989). We 450-51 dockets overburdened for the disregard a state held that has also preme courts. The Con the federal both judge’s violation viable solution offered “no adverse provide failing to stitution *7 inference” “no adverse for request ignored may be instruction inference” case of no aware instruction, and we rea beyond harmless is the error comply with court to a trial requiring State, 425 v. Parker doubt. sonable preference stated defendant’s manipulative (Ind.1981). See 628, 630 N.E.2d or her preserving (Ind. the means of State, 446 N.E.2d Brown Thus, we hold rights.6 the federal and agree We App.1983). Hunt- violate did not trial court this issue and of resolution courts’ rights. amendment fifth ad er’s a “no provide failure conclude may appropri instruction inference” verse III. error disregarded when ately be the state harmless. agreed if we Even a no adverse provide “recognizes rule error The harmless deprived Hunter inference of a purpose the central principle the federal Constitu under protected rights ques decide factual is to criminal remain not, there would tion, we do innocence.” guilt or tion of the would an error whether question 570, 577, 106 S.Ct. Clark, 478 U.S. Rose conviction. Hunter’s reversal justify inference” "no receive at 310. 5. Dissent request a co-defendant’s face in the given. at 311. How- Dissent be judge's decision that the trial *8 independently Thompson corroborate Howard Smith was later arrested the Smith’s accounts hearsay possession state- of dye-stained money; an old ments. We are convinced that bar of because of soap also with dye stained red was the overwhelming guilt, evidence of found in Hunt- apartment. Smith’s money The er’s testify failure to appeared and the lack to be the from dye stained the red no-inference packet planted in instruction had money. impact the no addition, In on jury Smith the verdict. It is testified about belief statements our “the Hunter that made, jury recounting would with have specificity many of convicted [the defendant] the facts alleged absent circumstances surrounding constitutional error].” the Fencl, events during and 841 immediately F.2d at Furthermore, after 769. if the robbery. Another accomplice there were (Anthony a constitutional error Thompson) testified as to Hunter’s solicita state court’s provide failure to a no adverse tion of participation in a possible instruction, inference it would have been scheme to “make some money” day on the harmless beyond a reasonable doubt. Although Thompson declined the invitation attempts to Smith in dye to remove the red part take robbery, Thompson money. assisted
310 300, 288, Kentucky, 450 U.S. v. attempt Carter to its voluminous to contrast (1981). 67 L.Ed.2d S.Ct. court that the conclusion
refute our giv- objected his co-defendant When error, dis- no constitutional committed exercised instruction ing of our disagreement relegates sent have the right not constitutional to a issue error harmless disposition v. Parker jury, see read to instruction stating: footnote (Ind.1981), the 628, 630 State, 425 N.E.2d notes, the correctly majority “As placed that it court believed whether yet to decide has co-defendant, The dilemma. of a the horns inference no adverse the failure able been however, have should error. harmless can be the Su- objection, a successful maintain at S.Ct. Carter, at [101 450 U.S. determined previously having Court preme Kentucky, 1121]; James inference] no-adverse giving of “the [a (1984). L.Ed.2d 346] [104 objection over toas remains question a serious While com- against privilege not violate does con- can ever [be] error such guaranteed self-incrimination pulsory not reach harmless, need I sidered Amendments.” Fourteenth Fifth and court’s the district I since issue 340-41, Oregon, U.S. Lakeside clearly not harmless it was finding that 1095-96, L.Ed.2d case.” in this added). omitted) (emphasis (footnote (1978) dis- previously As n. 3. Dissent constitu- principles established Applying uniformly precedent cussed, the federal Indiana law, tional pro- conclusion supports a posing the case in a noted subsequently instruction” inference a “no adverse vide here, proper presented issue precise As also error. harmless constitute can the su- apparent: have been should route clear that above, quite it is discussed “Fifth that the mandates clause premacy a rea- was harmless error involved warn- to an Amendment of Hunter’s evidence as the doubt sonable inferences draw adverse not to ing the overwhelming, and we guilt prevail over must his silence convicted jury would opinion granted under alleged any absent Hunter to decide whether Constitution delineation extensive of our light error. instruc- to have defendant] suits [a was harmless error why the the reasons State, 499 not.” Lucas or given specifically dissent failure of than (Ind.1986). Rather 1090, 1093 N.E.2d than other harmlessness bases isolate chose result, the trial reaching this opin- court’s district in the forth those set severance, and option offer conclu- alter our reason ion, no we see in- declined, to read refused he errors alleged constitutional sion honoring the instead jury, struction beyond reasonable indeed were majori- the co-defendant. objection of doubt. effectively waived ty holds district hold that we Because when, fundamental failing provide error commit did it, he de- exercising affirmatively after instruction, and “no adverse proffered procedural the trial clined of this facts under error any such holding *9 my view remedy. Because been case would Supreme clearly established contravenes dis- of the doubt, judgment reasonable clause supremacy precedent Court petition granting trict waiver, I principles recognized as well is corpus habeas dissent. respectfully must Reversed. 288, 450 U.S. Kentucky, Carter In dissenting. Judge, FLAUM, Circuit L.Ed.2d 300, 101 S.Ct. a de- reversed (1981), the exercised trial, During Steven his fifth and conviction “no fendant’s receive violated were rights amendment fourteenth jury instruction.
3H
when the trial court refused
give a
repeated
no
demands for severance. What is
adverse inference instruction to the jury.
clear is that once Hunter turned down the
Speaking
unqualified
terms, the Court
trial court’s eventual offer of severance,
recognized
part
that as
of the criminal de-
the court was bound to read the instruction
fendant’s “absolute
guaran-
any
over
objection by Hatcher. The court
against
tee
self-incrimination,” trial judge
did
so,
not do
and an examination of the
give
single
“must
‘no adverse inference’
appears
record
why
reveal
trial
—the
jury instruction
requested
by defen-
court apparently
guid-
misconstrued the
dant
do so.” Id. at
101 S.Ct. at
ance provided by the Supreme Court.
(emphasis added).
“The Constitution Rather than reading Carter, James, and
obliges the
judge
trial
to tell
jury, in
an Lakeside to mandate that the instruction
manner,
effective
not to draw the inference
given
despite
demand
the objection of
if the
requests....
defendant so
James
a co-defendant, the
judge
trial
found that in
v. Kentucky,
these cases “the Supreme
says
Court
(1984).
L.Ed.2d 346
The right to a no
no adverse
inference instruction]
instruction,
adverse inference
as identified
doesn’t have
given.
to be
co-defen-
[The
by
Court,
unconditional;
absolute and
doesn’t want it to be [given],
dant]
so it will
to receive the instruction the defendant
not.” R. 164-65. I find erroneous such an
who does not testify on his own behalf
interpretation of
precedent.
this line of
need
properly request that the instruc-
given.
tion be
Faced with the competing
The majority apparently distinguishes
demands of the two
case,
defendants in this
the binding Supreme
precedent
Court
sub
the trial court’s remedy of severance was
silentio,
relying
instead
on the position
reasonable since it would have accorded that Hunter was to blame for the conflict
each of the
what they sought.
defendants
which he
by
caused
demanding the instruc-
Hunter, however,
Defendant
was not
tion. This “responsibility-shifting,” how-
bound to
the offer and his decision ever, belies a fundamental
fact—the
must be
equally
viewed as
appropriate, giv- government
party
was the
that moved for
en the resources already devoted to the
joint
trial and the
granted
trial court
trial, the state of the law mandating that
my view,
motion. In
any conflict between
he receive the instruction over his co-defen-
co-defendants cannot appropriately be at-
objection,
dant’s
and the fact that he had
tributed to either of them but instead must
already
placed
been
jeopardy.
Once
be traced to the actions and decisions of the
offer,
refused the
the trial judge
prosecutor and the trial court.1
was bound by the
dictates
instruction.
The majority exonerates the trial court’s
acceding to co-defendant
objec-
Hatcher’s
ruling by finding waiver on
part
instruction,
I am constrained to
defendant.
I must admit to
puzzle-
some
conclude that the trial judge deviated from ment as to how defendant Hunter can be
established
precedent
and deemed to have
waived
fundamental
doing
so violated Hunter’s constitutional
right in the face of
express
assertion of
right to receive the “no adverse inference”
that very right.
It
undisputed
instruction.
Hunter was
duty
under no
obligation
or
It
unexplained
remains
why the
accept the
trial court’s eventual offer of a
court denied co-defendant Hatcher’s
earlier
just
new
as he would have had no
opinion
majority
relies on United States
prejudicial
in the face of
remarks made
Splain,
(8th Cir.1976)
545 F.2d
by government
view,
my
witnesses.
these
Feroni,
(6th
United States v.
655 F.2d
decisions of
proportions
non-constitutional
can-
Cir.1981)
proposition
for the
judge
a "trial
supportive
position
not be
forwarded
can not be
mishaps
faulted for
that he
majority
defendant waives his consti-
*10
offers to and could correct.” At 307. These
right
tutional
to a no adverse inference instruc-
straightforward
cases involved
evidentiary situa-
tion when he refuses a trial court’s offer of
rejected
tions
a
defendant
an offer
severance.
give
the trial court to
a curative instruction to
read
it refused
al dimension
initially.2 The
action
to demand
jury. There-
that the
suggesting
is correct
majority
logical
and
offered
dissent.3
fore,
and
respectfully
devised
“court
I
(severance) that
solution
acceptable
legally
both
protected
would
ORDER
adverse
a no
to receive
constitutional
his co-defendant’s
and
inference
17, 1990.
Sept.
an instruction.”
to receive
right not
[state]
In
however,
be
waiver cannot
my opinion,
service
in active
judges
majority
A
declination
defendant’s
woven
en banc.
this case
rehear
have voted to
perceived
solution
trial court’s
Accordingly,
must be
Rather, the defendant
dilemma.
intelligently
knowingly
rehearing
and
en banc
to have
deemed
IT IS ORDERED
right, see
a known
hereby,
waived
GRANTED.
be,
the same
and
458, Johnson, Zerbst v.
ORDERED
IT IS FURTHER
here, to the
(1938),and
82 L.Ed.
in this case
opinion entered
judgment
intelligent-
knowingly
contrary,
hereby,
be,
VA-
July
majority does
right. The
ly exercised
en
reheard
banc
intelligent
be
case will
“knowing and
This
CATED.
speak of
not
defen-
how the
only of
the court.
rather
but
waiver”
convenience
at the
trial court
to deliver
failed
dant
Furthermore, the
conflicting requests.
al.,
AURIEMMA, et
John
any per-
refer to
does not
opinion
majority
Plaintiffs-Appellants,
waiver
support
authority to
suasive
decline
Therefore,
respectfully
I
analysis.
interpretation
innovative
join in such
actions.
al.,
CHICAGO,
et
OF
CITY
Defendants-Appellees.
amendment
fourteenth
The fifth
de-
criminal
guarantee
Constitution
90-1872.
No.
instruct-
be
fendant
inference
no adverse
it is to draw
ed that
Appeals,
United States
I do not
testify.
decision
from his
Circuit.
Seventh
emphatical-
right,
absolute
that this
believe
Court, can be
by the
ly sanctioned
1, 1990.
June
Submitted
ac-
upon the
made conditional
remedy fashioned
procedural
1990.
ceptance
July
Decided
competing
meet
by a trial
co-defendants.
jointly-tried
demands
fundamen-
of a
dilution
my judgment,
sup-
be
cannot
protection
tal
directives.
light of
ported in
the district
agreement
I am in
since
granted
be
should
writ
of constitution-
error
committed
trial court
can
inference
noa
entitled
time of
At the
2.
Carter,
at
U.S.
error.
im-
statement
co-defendant’s
aif
severance
1121;
Kentucky, 466 U.S.
ifor
admitted
James
was to be
S.Ct.
defendant
plicating the
(1984).
separate trial is
While
L.Ed.2d 346
determine[d]
"the court
necessary
right to a
protect a
whether such
defendant's
as to
question
remains
serious
promote a fair
harmless,
appropriate
or
I need
speedy trial
ever considered
can
error
of a
guilt or innocence
determination
the district
I
since
the issue
reach
finding
35-34-1-11(b).
I.C.
defendant.”
clearly
not harmless
that it
case.
notes,
correctly
majority
As the
whether the
yet to decide
notes
The dissent
subjective under-
ever,
trial court’s
apparent-
"court
may
resulted
have
rights is
standing
involved
provided
guidance
ly
misconstrued
Court,"
irrelevant.
concerning
3101, 3105,
(1986).
