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Stephen S. Brockmann v. Department of the Air Force
27 F.3d 544
Fed. Cir.
1994
Check Treatment

*1 544 awarding priority inven- board consisting “X” sion of the as

application which disclosed is reversed. court held that the tion to Benedict halogen atom.” The of “a appli- in the British halogen “a atom” phrase REVERSED description of the iodo not a cation was pur- for species of the second count bromo 112, stating § that “Godt-

poses of 35 U.S.C. theory of law invoke one fredsen can not (i.e. chemistry that bromo and iodo

based ...) and, from chloro patentably distinct are [the count]

having obtained a bifurcation (i.e. contrary theory theory, urge a

on that comprises exemplified by halogen chloro Petitioner, BROCKMANN, Stephen species) in S. of the bromo iodo disclosure species.” priority as to those order to obtain 1417, USPQ2d at

Id. 1268-69. DEPARTMENT OF the AIR here, rely Similarly on one Benedict cannot FORCE, Respondent. (that “long” chain com theory “short” and distinct) in patentably order pounds are No. 92-3628. should not that certain of his claims establish count, urge an correspond to the and then Appeals, Court of United States (that “n,” “A” in theory the value of other Federal Circuit. critical) count, purposes of not is June establishing conception of the count. Bene Technologies Corp. v. dict’s reliance on Water

Calco, Ltd., USPQ2d (Fed.Cir.), denied, cert. L.Ed.2d argu that his proposition

for the inconsistent did “are not relevant since Benedict

ments any litigation from them” benefit obtain fact obtain Benedict did in unpersuasive. argument that from his initial short benefit long compounds patentably chain granted

distinct inventions when EIC designate motion to preliminary

Benedict’s corresponding claims as not

certain of his

the count. that Bene- conclude as a matter of law

We subject prove conception

dict failed by preponderant the counts evi-

matter of filing prior to Bosies’ effective date.4

dence of our that there was determination view conception,

no we need not address the issue Oka, 1,n. diligence. See 849 F.2d at 584

USPQ2d at 1171 n. 1.

CONCLUSION Benedict failed establish con-

Because

ception of the matter the counts date,

prior filing the deci- to Bosies’ effective respect priority incorporate to count 1 resolves the issue 2 and 3 the com- Because counts respect pounds priority with to counts 2 and 3 as well. of count determination of *2 Goraleski, GoralesM, Grandjean & Carl G. unsubstantiated accusations three times in OH, Dayton, argued petitioner. past. for Brash, USAF, Major Atty., F. Trial David Air Force notified Brockmann of Legal Agency, Arlington,

Air Force Services its intent security to revoke his clearance on VA, argued respondent. With him on the 5, 1991, April citing “conduct and behavior Nivens, USAF, brief was Lt. Col Norman F. which regarding your judg- raises concerns Branch, Chief, Air Civilian Personnel Force reliability, your ment and undergo refusal to Legal Agency. representing Services Also requested command medical evaluation to Oliver, respondent Mary K. were William behavior, your your evaluate refusal to Cohen, Dept, Mitehelson and David M. 2587, sign AF Security Form Termination Justice. Statement.” Mr. responded by Brockmann submitting signed Security Termination NIES,* NEWMAN, PLAGER, Before Statement, statement, personal a pro- and a Judges. Circuit psychological fessional evaluation obtained NIES, Judge. private Circuit from a firm. The latter document provided possible two reasons for Mr. Brock- Stephen appeals S. Brockmann from the police mann’s department: statements to the 10, 1992, 424, August 54 M.S.P.R. decision of actually either he was under or surveillance (MSPB Systems the Merit Protection Board he suffered from a persecutory paranoid de- Board), Docket No. CH-0752-92-0305-I-1 Unpersuaded disorder. per- lusional denying petition his for review of his removal statement, sonal and further concerned over position from a civilian in the reliability Mr. Brockmann’s due to the evalu- the Air Force. We affirm the decision of the ation, the Air Force notified Mr. Brockmann Board. that his clearance was revoked effective Au- gust 1991. I. Mr. Brockmann worked for the Air Force Because position Mr. Brockmann’s re- budget analyst, position as a GS-0560-12 a quired clearance, security a propos- a notice requiring security January a clearance. On his removal issued on October 1991. complaint Mr. Brockmann filed a agreed The Air postpone Force its deci- police department making with his local sev- regarding sion his removal until Mr. Brock- allegations concerning employer. eral his completed mann agency appeal an internal agents Mr. Brockmann contended that security his Following clearance revocation. surreptitiously Air attempted Force had appeal, the denial of this the Air Force re- home, enter listening that concealed de- moved position Mr. Brockmann from his there,

vices had been installed and that his January light observations of beams of his windows appealed Mr. Brockmann then his removal betrayed the use of laser surveillance de- sought Brockmann MSPB. Mr. vices. Mr. Brockmann also informed the have the Board police review the merits of the attempted that he had to counter the security April alleged withdrawal. an by placing laser surveillance alumi- 29, 1992, decision, Judge num foil in Administrative his home’s windows and base- (AJ) the Air Following police boards. sustained Force’s termination. notification to the Force, Citing Department Navy Egan, Air Mr. Brockmann’s access to classi- fied materials and restricted areas was tem- U.S. porarily suspended pending reinvestigation the AJ held that no the Board had eligibility. authority Contem- the merits of an poraneously, directly Brockmann ac- decision to revoke a clearance. The colleagues tampering satisfy cused several only with AJ held that the MSPB could system computer procedural steps satisfying office in in his order to itself that certain similar, make him look bad. had He minimal due had been followed. * Judge position Judge Circuit Helen W. Nies vacated the of Chief on March arguments, this case Broekmann’s to Mr. stipulation upon Mr. Brockmann’s

Based application of straightforward agency’s presents a in advance “he was notified per- clearance, completed analysis The AJ Egan. to revoke the intent entirety, on the basis pro- by Egan in its reasons for the mitted set forth the the notice *3 revocation, given stipulations the and ad- that he Brockmann’s own and was of Mr. posed notice,” the AJ ar- respond to the Brockmann continues to opportunity to Mr. missions. aspects Brockmann had re- that Mr. of the revocation gue was satisfied the substantive clearance, The full Board process. admitting that ceived minimal due while of his review, petition for required proce- Brockmann’s denied Mr. the Air Force followed the appeal this followed. Egan, admissions end these dures. Under the inquiry. Lyles v. the See II. (Fed.Cir.1989). 1581, 1583 Army, 864 F.2d 819, 518, at at 108 S.Ct. Egan, 484 U.S. argues that a Brockmann nevertheless the extent to Supreme considered the Court Supreme subsequent to Court decision Board, reviewing an adverse the while which Doe, 592, 108 Egan, 486 U.S. S.Ct. Chapter 75 of the Civil Service action under (1988), judi 2047, supports 100 L.Ed.2d 632 (CSRA), Pub.L. No. 95- Act of 1978 claims he of the constitutional cial review amended, (codified, 454, in as 92 Stat. relating have raised to withdrawal claims to U.S.C.), may evaluate an sections of 5 various security clearance. Webster concerned of his Inter- decision. clearance employee by the Di of an the termination in authority granted to the Board preting the Intelligence pursuant to rector Central § 7513 the Court reasoned 5 U.S.C. 102(c) Act, Security National section that: 403(c) (1982). respondent § The 50 U.S.C. by not confer broad Act its terms does Administra brought claims under both the a securi- authority on the Board to review (APA), §§ Act 5 U.S.C. 701- tive Procedure As noted ty-clearance determination. (1982 First, Supp.1986), and the & above, jurisdiction to does have the Board Fourth, Amendments. With Fifth and Ninth term, however, actions,” a “adverse claims, statutory respect to the Court removal, suspension for more limited to a Security National Act’s that reasoned grade pay, days, a in or than 14 reduction “extraordinary deference to the Director days furlough of 30 or less. and a employ individual his decision to terminate 7513(d), §§ A denial of a 2052, ees,” at indicated id. at 108 S.Ct. action,” and is not an “adverse clearance agen “agency committed to that the action is by to Board its own force is provided in 5 U.S.C. cy law” as discretion employee An who is removed review. 701(a)(2). the National Se § Removal under required § “cause” under when judicially curity Act unreviewable was thus denied, to the sever- is entitled clearance under the APA’s own terms. protections specified that procedural al may The Board then determine statute. favorably, howev- The Court looked more existed, cause whether whether such er, upon employee’s terminated constitu- denied, fact was rejected gov- tional claims. Court position was transfer to a nonsensitive argument that the National Secu- ernment’s Act, however, Nothing in the feasible. rity precluded judicial review of constitu- Act go to fur- empowers the Board directs claims, concluding “[njothing tional ther. 102(c) Congress persuades § us that meant at 825-26. 484 U.S. at 108 S.Ct. preclude consideration of colorable consti- arising out of actions of the tutional claims attempts appeal, this Mr. Brockmann With pursuant to that section....” Id. Director by arguing his ac- distinguish Egan added). (emphasis at 2054 leading security clearance revo- tions the case to the district The Court remanded egregious than those of the cation were less adjudication court for further of the Webster that the Air Force’s Egan respondent, and Contrary constitutional claims. pretextual. respondent’s colorable actions were somehow agree opportunity We with Mr. Broekmann that and the cannot to obtain review thereof impacts reviewability Doe, Webster v. Doe as authorized Webster v. aspects substantive removal

case. The assertions made Brock-

mann do not rise the level of colorable constitutional claims that the contem- Court The Court in Navy Egan held that when plated in Webster v. Doe. Mr. Brockmann’s procedural process is accorded the em- constitutional claims which mention ployee by agency, the MSPB does not First, Fourth, and Fifth Amendments have authority to review the substantive stated, vaguely undeveloped, unsupport- merits of deny decision to secu- argument ed. His on this rity employee. The MSPB’s *4 pretextual adverse action was because of his authority process is limited to the preference argument known sexual that —the agency, before the as is the to the caught the in Court’s attention v. Federal Circuit. Mr. Broekmann does not appears peripherally so in Brock- Mr. Doe — dispute that his removal inwas accordance (in parentheses brief with mann’s no discus- agency procedures, that he received no- sion) appears afterthought. it to an that be charges, tice of certain and that he had an He offered no govern- further rebuttal to the opportunity respond. to The MSPB deter- argument ment’s that no colorable claim of mined that procedural he received pro- right of a freedom of agency; cess at the I agree that agency the speech of or association was Mr. requirements met the Navy Egan. v. Hill v. Broekmann. the Cf. Navy In Egan v. employee the raised no Force, (Fed.Cir.1987) (dis- Air 818 F.2d 874 substantive constitutional issues. Such is- supported claim must crimination be Doe, sues were treated Webster v. wherein prima extent of a case in to order facie security Doe stated that his case”). create a “mixed was revoked prefer- because sexual We conclude that as Mr. Broekmann ence, First, Fourth, issues of the raised raised no colorable constitutional claim in Fifth, and Ninth Amendments. The Court Doe, holding Egan terms of Webster v. v. Webster Doe did not hold that review must squarely judicial reviewability controls the of be denied to constitutional issues when secu- his appeal. having stipu- Mr. Broekmann involved, rity government clearance is as the lated Egan that the standards set out Indeed, argues. now the Court held that satisfied, were peti- the Board’s denial colorable constitutional claims should be con- tion for review must be affirmed. Id., sidered. 486 U.S. at at S.Ct. 2054. Thus I must panel dissent from the

AFFIRMED.

majority’s endorsement the refusal of the NEWMAN, Judge, PAULINE Circuit any MSPB to consider constitutional issue dissenting. other than process”, the “minimal due as the it, Navy Egan. MSPB calls v. ruling Supreme in De Court partment Navy Egan, Mr. Broekmann asserted before the MSPB 108 S.Ct. agency’s security bars that the revocation of his judicial review, as well as review pretextual, clearance was and was based on Systems Board, Merit sex, Protection preference, age, his sexual and handicap- agency’s grounds condition, ping of Mr. withdrawal and on reprisal. whistleblower security when, First, Fourth, Fifth, Brockmann’s as in He cited the and Ninth Navy Egan, grounds raise colorable no Amendments. The MSPB refused to consid- however, ease, any constitutional issue. In this er of the constitutional claims because ruling they MSPB’s constitutional issues “are intertwined with the deci- can not security be considered when clear sion to revoke his clearance.” Thus involved, ance if is even the constitutional the MSPB no received evidence made no colorable, claim deprived analysis Mr. Broekmann of Mr. Brockmann’s constitutional issues, opportunity develop Although panel majority these claims. now Act from review Procedure Mr. Administrative argument that government’s accepts the Act, as the Civil claims are under the Service not Brockmann’s constitutional discussing opportuni- majority colorable, panel had no holds. Brockmann inherently discretionary” na proceeding in the claims develop these “sensitive ty to know au do not national We before the MSPB. ture of executive’s a constitutional at Egan, 484 thority, Navy could have established U.S. he afforded. opportunity been had the not eliminate claim did Court employ for federal protection agen that certain established ees. It is well on their merits unreviewable cy are actions constitutional issues The MSPB held committed them Congress has review an because can not be considered — discretion, Vigil, Lincoln action based on denial employment adverse L.Ed.2d -, -, employee’s clear- revocation an irregularities Procedural these constitu- agree that I can not ance. colorable, exceptions claims, violations if are less and constitutional tional rule, confirmed Webster of the Civil Service Re- as the Court the review employee did Act than a claim v. Doe. form Actions taken un- process. receive due *5 v. and Webster Doe The difference between Act are Reform not the Civil Service der assertion of Egan from the Navy v. flowed protection the thereby removed from claims other than constitutional charged with re- The tribunals Constitution.’ Doe, assert- whereas none was in v. Webster the under Civil Service view of actions taken did not Navy Egan. The Court in v. ed handicapped when the Act are not Reform violations distinguish constitutional between dimension. constitutional issue is of that were and those that were reviewable raise the issue of an Navy Egan v. did not in Egan, the Court Navy in not. As v. security pretextual revocation asserted may not that courts v. Doe held petitioned the Egan had clearance. Mr. security- merits review the substantive his concealed crimi- to decide whether MSPB However, in personnel actions. Web- based Navy’s the refusal past nal warranted that colorable held ster v. Doe the Court contrast, security In him clearance. grant arising the termi- claims from constitutional the CIA’s withdrawal Doe asserted that were not insulat- employment nation of Doe’s upon his was based scrutiny ground of judicial on the ed from preference. The of his sexual disclosure security. holding was made national This Navy Egan held that the MSPB’s in Court statutory grant to the Director despite the pro- authority limited to whether review was in Intelligence of broad discretion Central been met process had cedural due matters. employment recog- in v. Doe agency. The Court Webster grant of discretion to the that

nized security matters employer national federal in does not make unreviewable constitutional government argues that rights. be process can not claims other than due an adverse by the when reviewed Navy Egan and Webster v. Doe clear- employment action based by simply are not differentiated decisions through appeal proce- appealed ance is Security Act1 distinguishing National I Reform Act. do Act, Civil Service dures as the from the Civil Service appeal statutory path of that this by distinguish- not believe suggests; or government now can, to, that those mean intended issues under the was of constitutional review employ- employment any officer or grants nate the Security Act Director 1. The National Doe, deference”, "extraordinary Agency shall deem such Webster v. he ee of the whenever employment necessary U.S. at in the inter- S.Ct. or advisable termination termination decisions: ests of the United States.... 403(c). § ... the Director Cen- 50 U.S.C. discretion, may, Intelligence termi- tral employees subject convincing” federal who are to the of congressional evidence in- pro- Reform Act are denied Civil Service tent to foreclose Weinberger such review. Constitution, tection of the while federal em- Salfi, U.S. subject Security ployees to the National Act 45 L.Ed.2d 522 are not. I

It if would be anomalous indeed a federal Before the employee was enactment of the who terminated violation of Civil Service rights Reform Act a permitted employee was federal had alterna- Act, despite Security paths appeal tive the National employment wherein adverse personnel consigned Fausto, actions are Di- actions. United States v. discretion, rector’s but not under the Civil

Service Reform Act with its elaborate em- the Court held that the Civil Service ployee safeguards. provides I can discern no Reform Act such now path the exclusive design employ- intent of the federal of redress for most executive employ- branch agency ment An laws. does not have ees. It can discre- Congress be assumed that Constitution, Congress enacting tion to violate the the Civil Service Reform Act in- can no upon more confer such discretion an tended to eliminate access of these executive agency than it can leg- employees enact unconstitutional branch protection islation. Constitution when faced with an adverse em- ployment action.

In Navy Egan the Court determined clearance matters are commit It can not be assumed Congress in- discretion, ted to pretextual and therefore are tended that a termination of secu- rity unreviewable on from an adverse ac violation of constitutional tion rights, to the Civil ensuing Service Reform Act. employ- termination of *6 However, ment, presence discretionary would become insulated from review agency precludes action no more obligatory review of because of the appeal to the Merit procedural irregularities Systems and constitutional judicial Protection Board before re- Indeed, violations under the Civil Service Reform Act view can be had. Court Web- than it does under the Administrative Proce ster v. Doe referred to “the ‘serious constitu- Sanders, dure Act. See question’ 430 tional U.S. that would if arise a federal Califano 99, 109, 97 S.Ct. 51 L.Ed.2d 192 statute deny any judicial were construed to (1977) (“when questions are forum for a colorable constitutional claim”. issue, Id., availability judicial 603, 2053, 486 citing is U.S. 108 S.Ct. at presumed”); Hondros v. nited Michigan Academy States Civil Bowen v. Family Commission, (3d 278, Service Physicians, 12,106 720 F.2d 293 476 U.S. 681 n. Cir.1983) (“even those actions ‘committed 2141 n. agency by discretion law' are reviewable on explicitly The MSPB denied its own au grounds jurisdiction, that the lacked thority to consider constitutional issues —an by decision was occasioned strongly by govern action supported ‘impermissible influences,’ or that the deci ment. This denial has created a void of any constitutional, statutory, sion violates highly questionable sustenance. Constitu command.”) regulatory tional issues can indeed arise matters of contrary The holding in Mr. employment, Broekmann’s federal and have heretofore by case should not be endorsed appeals this court. been considered under the- Civil See, The action of the in refusing MSPB e.g., con- Service Reform Act. Watson v. sider requires constitutional claims Department our con- Transportation, 49 M.S.P.R. attention, (1991) sidered not a casual whitewash. (mandatory drug testing), aff'd, 509 minimum, As a we (Fed.Cir.1992), should consider whether 983 F.2d 1088 cert. de —nied, principles -, the constitutional affirmed in Web- 113 S.Ct. 125 apply ster v. employees (1993); Doe to federal Department L.Ed.2d 688 Darnell v. assigned actions Transportation, the MSPB and the Fed- Federal Aviation Admin istration, (Fed.Cir.1986) (re- eral Circuit for review. I discern no “clear 807 F.2d 943 550 Cir.1989) (observ (11th HHS, 890 clause), F.2d de 877 cert. process of due quirements “[wjhether [appellant’s substantive L.Ed.2d

nied, constitution a colorable is claim] (1987); Department Hambsch Service, without to determine 796 al claim is difficult States Secret Treasury, United record”, re travel); (Fed.Cir.1986) complete administrative (right to Di F.2d determination); Boettcher manding for Transportation, such Masso (9th HHS, (self-in F.2d 719 Cir. (Fed.Cir.1984) Secretary FAA, 735 F.2d 1985) (“Determining whether Boettcher’s crimination). necessarily colorable claim is Act nor the Civil Neither Service merits.”); Koerpel v. of its involves a review government’s Egan supports the Navy v. Cir.1986) (“we (10th Heckler, termi- employee is if a federal position that of the merits is neces agree that a review rights of constitutional in violation nated is color- a claim sary to whether determine involved, the tri- security clearance is when able.”) yet has not had this Broekmann Mr. by with review charged statute bunals hearing on the merits. the con- not consider employment action can determining violation. way of on stitutional is no There Brockmann’s constitu- record colorable, claims are tional them, and no record was refused to entertain make that hard cases is an old saw There developed. govern- permitted to be majority much of panel makes law. The bad that no colorable claim argument ment’s by the recited unsympathetic facts certain right was of a constitutional although accordance government, order, for is thus out of Broekmann not before Egan the facts are us. Navy v. entirely that issue were facts relevant to us, it Further, the non-record before on record the MSPB. from the excluded argue that Mr. Brock- possible to indeed acceptance of the majority’s casual panel are not color- constitutional claims mann’s merits is on its government’s argument First, claims mention His able. order, for there is no record equally out of Fourth, vaguely Fifth Amendments majority could decide panel wheth- which stated, unsupported. His undeveloped, and claim was made. er a colorable constitutional pretex- adverse action was argument that the can establish a con- Whether Mr. Broekmann prefer- sexual of his known tual because *7 on the promi- not turn stitutional claim does caught the Court’s argument that ence—the appears claim brief in which the nence appears periph- attention Doe — for the stage proceedings, at brief, parenthe- erally in Mr. Brockmann’s findings nor conclusions made neither MSPB He offered no rebut- with no discussion. ses issue, on the precluding its review on the that no government’s argument tal merits. of a constitutional claim of colorable speech or association was right freedom of held, is, beyond the If it as the However, we do not know whether made.2 any jurisdiction to consider of the MSPB they really as can one-sided the issues as in the claim raised context appear. be clearance, then it is revocation decide, authority of this court any beyond the if it basis in A claim is colorable has record, such hearing and a Parole without a Myers v. States or fact. United law Cir.1987) (“A (9th colorable. Hill Commn., claim was F.2d Cf. Force, F.2d the Air factually unsup it is is not colorable if claim (Federal (Fed.Cir.1986) both”). 1469, 1470-71 Circuit legally unsupported, ported, prima a case will determine whether frequently re a claim is colorable Whether facie MSPB, See, made before e.g., discrimination was finding of Callis v. quires the facts. only findings by the Federal Circuit is not panel majority these comments The moved has 2. findings deprives opinion, adopting highly prejudicial, it improper them as the but for into its record, However, hearing, any hearing a a the court. absent whatsoever. Mr. Broekmann of MSPB, by findings, mak- decision transferring before the case to the district Mr. Brockmann. safeguards con- court). firmed in Webster v. Doe for involving actions respected clearance must be in ac- tions committed to the MSPB and this court. panel majority has sustained the employees subject For federal to the Civil ruling MSPB’s that constitutional claims will Act, judicial Service Reform review is re- not be considered when clearance is quired statutory path to take the that starts I respectfully involved. dissent. Fausto, with the MSPB. See at 454-55, 108 (limiting 677-78

paths employees available to under Act).

the Civil Service Fausto relat-

ed to a concern earlier raised Justice dissenting grant

White in from a refusal to

certiorari:

In this case the United States Court of

Appeals for the District of Columbia Cir- comprehensive

cuit held remedial In re Francis S. GURLEY. by Congress scheme established in the No. 94-1025. (CSRA) Civil Service Reform Act of 1978 congressional preclude indicates a intent to United Appeals, States Court of judicial review under the Administrative Federal Circuit. Procedure Act of claims that could have June administratively been reviewed under the eight Ap- CSRA. While other Courts of

peals conclusion, have reached a similar Appeals United States Court of for the

First contrary. Circuit has held to the I grant

would certiorari to resolve this con-

flict.

Gray Mgt., Personnel Office of (1986)

(citations omitted). Although it is unclear resolved, fully

whether this conflict has been regional

almost all of the circuits have held path MSPB is the exclusive of re

view, even constitutional claims. Com Mathis,

pare Spagnola

(D.C.Cir.1988) (en banc) (‘While we decline

to extend Bivens remedies to Hubbard and

Spagnola, suggest we do not that the CSRA

precludes jurisdiction the exercise of federal

over the constitutional claims of federal em

ployees job applicants altogether.”) States,

Saul United 843 n. 27 (9th Cir.1991) (“The D.C. Circuit differs from by permitting

other circuits employ federal

ees to vindicate rights their constitutional

through against supervisors suits their

employing agencies injunctive relief, but damages.”)

not for sum, the MSPB was incorrect in refus-

ing to hear the constitutional claims raised

Case Details

Case Name: Stephen S. Brockmann v. Department of the Air Force
Court Name: Court of Appeals for the Federal Circuit
Date Published: Jun 14, 1994
Citation: 27 F.3d 544
Docket Number: 92-3628
Court Abbreviation: Fed. Cir.
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